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HomeMy WebLinkAboutAgenda Packet - EVWD Board of Directors - 10/24/2012EastVasiey Water District 3694 HIGHLAND AVE., SUITE 3#30, HIGHLAND, CA BOARD MEETING October 24, 2012 5:30 P.M. AGENDA "In order to comply with legal requirements for posting of agenda, only those items filed with the District Secretary by 12:00 p.m. on Wednesday prior to the following Wednesday meeting not requiring departmental investigation, will be considered by the Board of Directors". ----------------- - --------------------------------------- I ----------- CALL ---------„--------------------------------------- CALL TO ORDER PLEDGE OF ALLEGIANCE ---------------------------------------------------------------------- PUBLIC COMMENTS - At this time, members of the public may address the Board of Directors regarding any items within the subject matter jurisdiction of the East Valley Water District. The Board of Directors may BRIEFLY respond to statements made or questions posed. Comments are limited to three minutes per speaker. AGENDA - This agenda contains a brief general description of each item to be considered. Except as otherwise provided by law, no action shall be taken on any item not appearing on the following agenda unless the Board of Directors makes a determination that an emergency exists or that a need to take immediate action on the item came to the attention of the District subsequent to the posting of the agenda. Approval of Agenda 2. CONSENT CALENDAR - All matters listed under the Consent Calendar are considered by the Board of Directors to be routine and will be enacted in one motion. There will be no discussion of these items prior to the time the board considers the motion unless members of the board, the administrative staff, or the public request specific items to be discussed and/or removed from the Consent Calendar. a. Approval of the Board meeting minutes for September 26, 2012 b. Approval of the Board meeting minutes for October 10, 2012 C. Resolution 2012.17 - A resolution of the Board of Directors of the East Valley Water District naming the authorized representative for the Plant 150 Centralized Treatment Facility Project d. Accept and file the Investment Report for the quarter ended September 30, 2012 e. Accept and file the Financial Statements for July 2012 f. Resolution 2012.18 - A resolution of the Board of Directors of the East Valley Water District establishing an Investment Policy for public funds g. Accounts Payable Disbursements: Accounts Payable Checks 234113 through 234266 which were distributed during the period of September 20, 2012 through October 3, 2012 in the amount of $927,603.87. Payroll and benefit contributions for the period ended October 3, 2012 and included checks and direct deposits, in the amount of $375,622.57. Total Disbursements for the period $1,303,226.44 OLD BUSINESS 3. Presentation from Inland Water Works Supply Company regarding the District's Automated Meter Reading Program 4. Presentation from Lewis Homes regarding the Harmony Project 5. Discussion regarding the District's quarterly budget review including revenue and expenditures through the first three months of the fiscal year 2012-13 REPORTS 6. General Manager / Staff Reports Legal Counsel Report S. Oral comments from Board of Directors CLOSED SESSION 9. CONFERENCE WITH LEGAL COUNSEL - EXISTING LITIGATION [Government Code Section 54956.9(a)] Name of Case: In re City of San Bernardino, United States Bankruptcy C bk-28006-M1 10. CONFERENCE WITH LEGAL COUNSEL -ANTICIPATED LITIGATION Significant exposure to litigation pursuant to Government Code Section 54956.9(b) One (1) Potential Case 11. CONFERENCE WITH LEGAL COUNSEL -ANTICIPATED LITIGATION Initiation of litigation pursuant to Government Code Section 54956.9(c) One (1) Potential Case ANNOUNCEMENT OF CLOSED SESSION ITEMS ADJOURN PLEASE NOTE: Materials related to an item on this agenda submitted to the Board after distribution of the agenda packet are available for public inspection in the District's office located at 3654 E. Highland Ave, Suite 18, Highland, during normal business hours. Also, such documents are available on the District's website at wwwx stvallcy.or< subject to staff's ability to post the documents before the meeting. Pursuant to Government Code Section 54954.2(a), any request for a disability -related modification or accommodation, including auxiliary aids or services, that is sought in order to participate in the above- agendized public meeting should be directed to the District's Administrative Manager at (909) 885-4900 at least 72 hours prior to said meeting. 3 Subject to Approval EAST VALLEY WATER DISTRICT SEPTEMBER 26, 2012 REGULAR BOARD MEETING MINUTES The Chairman of the Board called the meeting to order at 5:30 p.m. Director Wilson led the flag salute. PRESENT: Directors: Coleman, LeVesque, Morales, Sturgeon, Wilson ABSENT: Directors: None STAFF: John Mura, General Manager/CEO; John Vega, Assistant General Manager; Brian Tompkins, Chief Financial Officer; Cecilia Contreras, Executive Assistant LEGAL COUNSEL: GUEST(s): Steve Kennedy Members of the public APPROVAL OF AGENDA Pursuant to Government Code Section 54954.2(b)(2), the Board added the following item on the closed session agenda for the meeting after unanimously determining that that there is a need for immediate action which arose after the agenda was posted. PUBLIC EMPLOYEE DISCIPLINE/DISMISSAURELEASE (Government Code Section 54957) M/S/C (Wilson -Morales) that the September 26, 2012 agenda be approved as amended. PUBLIC PARTICIPATION Chairman LeVesque declared the public participation section of the meeting open at 5:31 p.m. Mr. Michael Henderson stated that he has been with the District for 16 years and with the incoming General Manager and Assistant General Manager, the changes are making it easier to work. Mr. Kennedy arrived to the meeting at 5:32 pm. Ms. Martha Duran stated that she has been with the District for 23 years and that she can see the light at the end of the tunnel with a new headquarters building. There being no further written or verbal comments, the public participation section was closed. Minutes: 09/26/12 cmc. APPROVAL OF BOARD MEETING MINUTES FOR AUGUST 22, 2012 M/S/C (Wilson -Morales) that the board meeting minutes for August 22, 2012 be approved as submitted. APPROVAL OF THE BOARD MEETING MINUTES FOR SEPTEMBER 12, 2012 M/S/C (Wilson -Morales) that the board meeting minutes for September 12, 2012 be approved. DISBURSEMENTS M/S/C (Wilson -Morales) that General Fund Disbursements §233952 through #234112 distributed during the period of September 6, 2012 through September 19, 2012 in the amount of $904,689.32 and Payroll Fund Disbursements for the period ending September 19, 2012 in the amount of $252,802.49 totaling $1,157,491.81 be approved. AWARD OF AGREEMENT TO BALFOUR BEATTY CONSTRUCTION TO PROVIDE DESIGN -BUILD -FINANCE SERVICES FOR THE NEW DISTRICT HEADQUARTERS AND TO AUTHORIZE THE GENERAL MANAGER TO NEGOTIATE THE COST OF AGREEMENT BASED ON THE APPROVED CONCEPT AND DESIGN OF THE DISTRICT HEADQUARTERS The General Manager/CEO gave on overview of the current headquarters and the steps and changes that the District has taken including but not limited to: • The current lease at Highland and Palm Ave. • Strategic Plan o Key Performance Indicators • Property chosen for future site o Analyses done • Request for Qualifications sent out in August for a contractor to Design -Build - Finance • Interviews were held for the four (4) most qualified candidates The General Manager/CEO stated that after careful consideration, the recommendation is to enter into an agreement with Belfour Beatty Construction. The team from Balfour Beatty Construction was introduced to the Board. The Board of Directors discussed the award of contract for the headquarters project at great length. The team from Balfour Beatty collectively answered a number of questions relating to the headquarters project. Minutes: 09/26/12 cmc Mr. Kennedy stated that the Request for Qualifications document included a copy of the contract agreement; that there should be no modifications to the agreement and there is language included with respect to surety and indemnification. M/S/C (Morales -Wilson) to select Balfour Beatty Construction to provide design - build -finance services for the new District Headquarters and to authorize the General Manger to negotiate the cost of agreement based on the approved concept and design of the District Headquarters. A roll call vote was taken: Board member Coleman voted Yes. Board member Sturgeon voted No. Board member Wilson voted Yes. Vice Chairman Morales voted Yes. Chairman LeVesque voted Yes. the Board took a break at 6:59 pm. The Board returned to session at 7:07 pm. DISCUSSION REGARDING THE DISTRICT'S INVESTMENT POLICY The General Manager/CEO stated that the District's Financial Investment team will provide an update on the District's investments, allocations, and adjustments. The Chief Financial Officer stated that the investment policy is reviewed each year; that the Strategic Initiatives and Key Performance Indicators help pursue better investments. Mr. Richard McDonald and Mr. Bob Swan gave an overview of the Districts overall portfolio. Board member Coleman inquired about how much could the District yield if we went through California Code. Vice Chairman Morales stated that the fiscal policy that is in place settled on this prudent policy which helped the District achieve a AA- Fitch rating. Chairman LeVesque stated that he is comfortable with the fiscal policy as it is, and recommends that the policy be reviewed annually and that this item should be added to the next board meeting agenda. Information only. GENERAL MANAGER / STAFF REPORTS The General Manager/CEO, Assistant General Manager and CFO reported on the following items: New sewer vactor purchased Minutes: 09/26/12 cmc • Invitation from California Department of Public Health to submit a construction grant application for Plant 150 • Reporting of pensions by Governmental agencies Information only. LEGAL REPORT No report at this time Information only. ORAL COMMENTS FROM THE BOARD OF DIRECTORS Vice Chairman Morales congratulated Board and staff on the bold move towards a new headquarters facility. Vice Chairman Morales commended staff for the bar -b -q trailer and lunch that he had attended; that he wanted the Board to understand that at the Legislative 6z Public Affairs Committee meeting his decision was to bring the branding efforts and new logo to the full Board for review and discussion. Board Member Sturgeon apologized for his comments made in regards to military bases and was not trying to offend anyone; that he feels that the countdown clock can hinder our ability to negotiate, and the new headquarters contractor will have a hold on the District; that the District should try and negotiate an arrangement with the landlord as a backup if the new building is not completed by the end of the current lease. Board member Coleman stated that the District is moving forward tremendously, that he appreciated staff asking Balfour Beatty to attend the meeting so that they can answer any questions the board members had. Chairman Levesque stated that this is another step in the right direction; that the agreement with the contractor is keeping the strategic planning process that was agreed to in April; that any items discussed in committee meetings will be brought to the full board for discussion and approval before any decisions are made. Information only. CLOSED SESSION The Board entered into Closed Session at 8:02 p.m. as provided in the California Open Meeting Law. Government Code Section 54945.9(a), to discuss the items listed on the agenda. ANNOUNCEMENT OF CLOSED SESSION ACTIONS The Board returned to regular session at 8:33 p.m. The items listed on the agenda were discussed in closed session with the follow action being taken: Minutes: 09/26/12 cmc With respect to item #8: - No reportable action taken. With respect to item #9: - The Board unanimously authorized President LeVesque to execute the written decision that was prepared following the oral decision previously issued by the Board in connection with the personnel matter. ADJOURN The meeting adjourned at 8:33 p.m. JohnJ. Mura, ecretary Matt LeVesque, President Minutes: 09/26/12 cmc Subject to Approval EAST VALLEY WATER DISTRICT REGULAR BOARD MEETING MINUTES OCTOBER 10, 2012 The Chairman of the Board called the meeting to order at 5:30 p.m. Mr. Brian Tompkins led the flag salute. PRESENT: Directors: Coleman, Levesque, Morales, Sturgeon, Wilson ABSENT: Directors: None STAFF: John Mura, General Manager/CEO; John Vega, Assistant General Manager; Brian Tompkins, Chief Financial Officer; Justine Hendricksen, Administrative Manager LEGAL COUNSEL: Steve Kennedy GUEST(s): Members of the public APPROVAL OF AGENDA The General Manager requested that item #2a be removed from the consent calendar and re-agendized for the October 24, 2012 meeting. M/S/C (Wilson -Sturgeon) that the October 10, 2012 agenda be approved as amended. PUBLIC PARTICIPATION Chairman Levesque declared the public participation section of the meeting open at 5:31 p.m. Members of the public addressed the board regarding the discussion that took place at the Legislative & Public Affairs Committee meeting regarding the District's branding efforts. Mr. Roger Light from Cajon High School provided an update to the Board regarding the 2013 Inland Solar Challenge. Minutes: 10/10/12 jph There being no further written or verbal comments, the public participation section was closed. ACCEPT AND FILE THE FINANCIAL STATEMENTS FOR JUNE 2012 M/S/C (Wilson -Coleman) that the Financial Statements for June 2012 be accepted. DIRECTOR'S FEES AND EXPENSES FOR SEPTEMBER 2012 M/S/C (Wilson -Coleman) that the Directors fees and expenses for September 2012 be approved as submitted. DISBURSEMENTS M/S/C (Wilson -Coleman) that General Fund Disbursements #234113 through #234266 distributed during the period of September 20, 2012 through October 3, 2012 in the amount of $927,603.87 and Payroll Fund Disbursements for the period October 3, 2012 in the amount of $375,622.57 totaling $1,303,226.44 be approved. ADOPT THE CALIFORNIA ENVIRONMENTAL QUALITY ACT (CEQA) CATEGORICAL EXEMPTION FINDING UNDER SECTION 15302 FOR THE BRIDGE REPAIR AT PLANT 134 PROJECT AND AUTHORIZE STAFF TO RECORD A NOTICE OF EXEMPTION FOR THIS PROJECT Mr. Tom Dodson (Tom Dodson & Associates) provided a brief update to the board regarding the categorical exemption for the access bridge to Plant 134. M/S/C (Wilson -Coleman) that the Board adopt the California Environmental Quality Act (CEQA) Categorical Exemption finding under Section 15302 for the bridge repair at Plant 134 and authorize staff to record a Notice of Exemption for this project. REVIEW AND APPROVE THE DISTRICT'S 2012/2013 STRATEGIC COMMUNICATIONS PLAN Ms. Malloy reviewed the draft Strategic Communications Plan with the Board; she discussed six primary goals for all District Communications: 1. To improve and coordinate all District communications, both internal and external; 2. To align EVWD's communications efforts with the District's mission; 3. To increase public awareness of EVWD's services, quality and value while showcasing stakeholder benefits; 4. To develop a brand that clearly distinguishes the District's identity in the minds of stakeholders; 5. To increase overall communications effectiveness; and 2 Minutes: 10/10/12 jph 6. To support the District's legislative platform and grant strategy. Ms. Malloy stated that building on these goals, six key messages emerged to be consistently woven into both internal and external actions and that the Strategic Communications Plan supports EVWD's Strategic Plan recently adopted by the Board. The Board discussed the draft communications plan in great detail. Director Wilson requested that the District's 2012/2013 Communications Plan be amended, and that the key initiative bullet point that states "Compile Board and staff input on District renaming, logo and tagline; align with existing plans" be removed. M/S/C (Wilson -Coleman) that the Board adopt the District's 2012/2013 Strategic Communications Plan as amended. GENERAL MANAGER/STAFF REPORTS The General Manager, Assistant General Manager and Chief Financial Officer reported on the following items: • Water Resources Institute Event - October 27, 2012 Information only. LEGAL COUNSEL REPORT Mr. Kennedy stated that he discussed with the Chairman of the Board a way to improve the District's committee structure. The Chairman requested that this item be brought back to the board for further discussion at the October 24th or November 14t meeting. Information only. COMMITTEE REPORTS • Legislative & Public Affairs Committee Update - Vice Chairman Morales stated that the Governor's last day to sign bills was September 30th; he also thanked the Board for adopting the District's 2012/2013 Communications Plan. • Accept minutes for Legislative & Public Affairs Committee o January 9, 2012 o May 14, 2012 o June 4, 2012 o August 29, 2012 3 Minutes: 10/10/12 jph M/S/C (Wilson -Sturgeon) that the January 9,2012; May 14,2012; June 4, 2012 and August 29, 2012 minutes for the Legislative & Public Affairs Committee be accepted. ORAL COMMENTS FROM THE BOARD OF DIRECTORS Vice Chairman Morales stated that he looks forward to increasing the District's community engagement. The Board took a break at 6:47 p.m. CLOSED SESSION The Board entered into Closed Session at 6:52 p.m. as provided in the California Open Meeting Law, Government Code Section 54945.9(a), to discuss the items listed on the agenda. ANNOUNCEMENT OF CLOSED SESSION ACTIONS The Board returned to regular session at 7:23 p.m. The items listed on the agenda were discussed in closed session with no reportable action being taken. ADJOURN The meeting adjourned at 7:24 p.m. John J. Mura, Secretary Matt LeVesque, President 4 Minutes: 10/10/12 jph BOARD AGENDA STAFF REPORT Meeting Date: October 24, 2012 East Valley Water District Public Hearing: E3 Discussion Item: E3 Consent Item: F-1 October 18, 2012 TO: GOVERNING BOARD MEMBERS FROM: CHIEF FINANCIAL OFFICER SUBJECT: RESOLUTION TO APPOINT NEW AUTHORIZED REPRESENTATIVE FOR PLANT 150 STATE REVOLVING FUND (SRF) PROJECT APPLICATION RECOMMENDATION: Staff recommends that the Board approve Resolution 2012.17. BACKGROUND ANALYSIS Funding Agreements with the Safe Drinking Water State Revolving Fund (SDWSRF) require that agencies receiving State Revolving Fund grants and loans appoint an authorized representative to sign Claims for Reimbursement and other documents relating to the grant application. District staff is completing the SDWSRF funding application for construction of Plant 150, and, as part of the application process needs to provide documentation that a current member of District staff has been duly appointed as authorized representative. STRATEGIC INITIATIVE: Appointment of an Authorized Representative for the Plant 150 project supports: Strategic Initiative III - District Resources Enhancement Efforts (D) - System Maintenance and Modernization FISCAL IMPACT: There is no fiscal impact associated with this agenda item. Respectfully submitted: Jo ura General Manager/CEO ATTACHMENTS Resolution 2012.17 Page I 1 Recommended by: Brian Tompkins CFO SR#0167 Resolution No. 2012.17 WHEREAS, the East Valley Water District has the authority to construct, operate, and maintain the Plant 150 Centralized Treatment Facility; and WHEREAS, the East Valley Water District desires to enhance the provision and protection of the drinking water supplied to the consumers of East Valley Water District, therefore; BE IT RESOLVED by the East Valley Water District that, pursuant and subject to all of the terms and provisions of the Safe Drinking Water State Revolving Fund (SDWSRF) program, application be made to the State of California Department of Public Health for funding; and BE IT FURTHER RESOLVED that the Engineering Manager of said East Valley Water District is hereby authorized and directed to cause the necessary data to be prepared and application to be signed and filed with the State of California Department of Public Health. Passed and adopted at a regular meeting of the Board of Directors of the East Valley Water District on the 24th of October, 2012. Signature: Print name clearly: Matt LeVesque Title: Board President Clerk of said Water Agency: John M. Mura, General Manager BOARD AGENDA STAFF REPORT East Val ley Meeting Date: October 24, 2012 Water District Public Hearing: 13 Discussion Item: 0 Consent Item Closed Session October 15, 2012 TO: GOVERNING BOARD MEMBERS FROM: GENERAL MANAGER/CEO SUBJECT: INVESTMENT REPORT FOR QUARTER ENDED SEPTEMBER 30, 2012 RECOMMENDATION: Staff recommends that the Board of Directors accept and file the attached Investment Report. BACKGROUND/ANALYSIS: California Government Code §53646(b) requires the Treasurer or CFO of a local agency to submit a quarterly report on the agency's investments to the legislative body of the agency within 30 days of the end of each quarter. DISCUSSION The attached schedule shows all of the District's cash and investments, restricted and unrestricted, as of September 30, 2012. The supplemental, smaller schedule shows the investment securities purchased and retired during the quarter July to September 2012. Increases and decreases in highly liquid funds, such as LAIF, are explained in the narrative below. Unrestricted Investments LAIF The balance held in LAIF at the beginning of the quarter was $5,043,258. Staff initiated one deposit to LAIF for $700,000 during the quarter as a result of reimbursements received from the state for the Eastwood Farms, Plant 134 construction and Plant 150 design projects. During the quarter, $5,124 in interest earned during the second quarter of 2012 was also posted to the account, resulting in an ending balance of $5,746,688 - Page I I 5,746,688. Pagel SR#0168 AGENDA DATE: OCTOBER 24, 2012 SUBJECT: INVESTMENT REPORT FOR QUARTER ENDED SEPTEMBER 30, 2012 Third quarter earnings for 2012 were $5,124 calculated at an apportionment rate of .35%; a slight drop from .38% which had been in effect for the previous three quarters. The earnings were posted to our account on October 13, 2012. Citizen's Business Bank Wealth Management The total (book) value of the assets held with CBB increased $6,810 to $4,130,616 during the quarter ended 6/30/12. This balance is held both in a money market account ($483,785) and in a portfolio of Treasury and mortgage backed securities. The purchase and sale of securities is shown on the attached supplemental schedule. Setni-annual interest payments received on securities in the District's portfolio were $19,336. Funds held in money market accounts earned $227- These earnings were reduced by losses of $11,005 realized when bonds purchased at a premium, and therefore having a carrying value higher than their face value, matured. Investment manager fees paid during the quarter were $1,748. There were no transfers to or from this investment account during the second quarter of 2012. The following schedule summarizes the activity for Unrestricted Investments during the Quarter ended September 30, 2012: Unrestricted Beg Posted Ending Account Balance Earnings Deposits Fees Transfers Balance IAIF 5,041,565 5,124 700,000 5,746,689 CBB Wealth Mgt 4,130,616 12,107 600,000 1,651 4,741,072 Restricted Investments Union Bank Five trustee accounts with Union Bank handle the debt service transactions and expenditure of proceeds from the 2010 Revenue Bond Issue. Water Acquisition Fund - the balance in the Water Acquisition account at the beginning of the quarter was $12,643,377. Interest earnings of $12,124 posted to this account during the quarter, and a Requisition was submitted to reimburse the District for expenditures on design for Plants 143 and 150. The ending balance at June 30th was $12,351,952. Sewer Acquisition Fund - the balance in the Sewer Acquisition account at the beginning of the quarter was $199,035. Interest earnings during the quarter were all transferred to the Interest account resulting in an ending balance of $199,035. EVWD submitted no requisitions to draw money from this account during the quarter. Page 12 SR#0168 AGENDA DATE: OCTOBER 24, 2012 SUBJECT: INVESTMENT REPORT FOR QUARTER ENDED SEPTEMBER 30, 2012 Revenue Fund - this account accumulates monthly installments from the District sufficient to make semi-annual debt service payments on the 2010 Revenue Bonds. Balances in this account are transferred to the Principal and Interest Accounts immediately prior to the due dates of April 1st and October 1st Interest Account - this account receives the earnings of other accounts, and transfers from the Revenue Fund, in order to make semi-annual debt service payments to the bond holders on April 1st and October 1st of each year, Principal Acct - this account receives a transfer from the Revenue Fund equal to the annual bond principal being remitted to bondholders, immediately before the principal payment is due. Bond principal payments are due each October 1st. There was no activity in this account between April l and June 30, 2012. The following schedule summarizes the activity for Unrestricted Investments during the Quarter ended September 30, 2012: Restricted- Union Bank STRATEGIC INITIATIVE: The Investment report supports: Strategic Initiative I - Provide Safe and Reliable Water Supply (E) - Transparent and efficient financial management PageJ3 SR#0168 Beg Posted Ending Account Balance Earnings Deposits Withdrawals Transfers Balance Wtr Acquis Fd 12,352,230 11,231 12,363,461 Swr Acquis Fd 199,035 199,035 Remnue Fd 1,260,678 13 650,967 (1,889,381) 22,277 Interest Acct 28 22 714,381 714,431 Principal Acct - 1,175,000 1,175,000 STRATEGIC INITIATIVE: The Investment report supports: Strategic Initiative I - Provide Safe and Reliable Water Supply (E) - Transparent and efficient financial management PageJ3 SR#0168 AGENDA DATE: JANUARY 24, 2012 SUBJECT: Investment Report for Quarter Ended September 30, 2012 FISCAL IMPACT: There is no fiscal impact associated with this item. Respectfully submitted: Recommended by: IL John Mura Brian Tompkins General Manager/eEO Chief Financial Officer ATTACHMENTS: Third Quarter Investment Report Page 14 SR#0168 Funds field by EVIND 1 C a,,hiel c ct,mn ac fiord t. ... n'c'l Acct ( herkmn ar�nunt Cinzenc Business Bank EAST 4':SLLEY !EATER DISTRICT INVESTMEN I REPORI QUARTER ENDED ¢rptrnaber 30.2012 Funds Purc,ia5e MatuH,Tv interest Face Book Market Source of Managed By Date Date Rate value II .line Name "':uelation District N,A NrA NSA -50.00 700.0(1 710.00 N'A `,--„'ict N,'A N!A NIA 6.00om 6,11(10.00 61)00.00 N Disuict NiA NiA N A 1,148.895.39 1144.595.39 1 lv5 9'1539 N A I I • 1 1 I 1' I I I 1 ' 1.155.645.39 4.4 18.109.872.14 69.4 3.553.360.15 13.6 3,269,160.12 125 State of California N/A N/A 0300';% 5,746,688.78 5,746,688.78 5;746,688.78 LAI} Local Agency Investment Fund (L.AIF)(Yield) -7 (768.447.00) 2.5 (2,186.450.00) -8.. 6.439.149.20 24.1 Citizens Business Bank CBB Wealth Mgt See Attached 3,491,316.00 3.582,932.64 3 553,360.15 Interactive Data US Treasury / Agency Bonds CBB Wealth Mgt N/A N/A 0.100"/0 1,158.138.88 58,138.88 158,I38.88 NIA CBB Money Market Fund CBB Money Market Fund Onion Bank (2010 Refunding Revenue Bond Trustee) 278.80 278.20 278.20 Union Bank W ater Acquisition Fund BlackrockT-Fund Inst Shares Union Bank N/A N/A 0.010IG, Union Bank N/A N/A 0.360% 12363,183.36 12363,183.36 12,363,183.36 .AIF Water Acquisition Fund LAIF Union Bank N/A N.,A 0.010% 199 034.54 199,034.54 199 034.54 Union Bank Sewer Acquisition Fund BlackrockT-Fund Inst Shares N/A 0.0101%1 22,277 25 22,277.25 22,277.25 Union Bank Res enue Fund Blackrock -1 -Fund Inst Shares Union Bank N/A N/A 0.010% 714,431.25 714,431.25 7147431.25 Union Bank Interest Account BlackrockT-Fund Inst Shares Union Bank N/A N/A 0.010% 1,175,00000 1.175,000.00 1,175,000.00 Union Bank Principal Account BlackrockT-Fund Inst Shares Union Bank N/A Total Cash and Investments LAIF reasurv,Agency Securities Toney Market Treasury Funds Total Cash and Investments ess: Funds restricted for Capital lmproxements ess: Funds restricted for Bond debt service ess: Restricted Capacity Fees ess Customer' Construction Deposits .ess: Funds designated for rate stabilization ass: Funds designated for emergency reserve Total Unrestricted / Cndcsi2nated and Investments 1,155,645.39 18,109,872.14 3,582,932.64 3,269.160.12 6.1 17.610.29 (12,570,800.10) (1,918.183.50) (295,040.00) (1,909.968.00) (768,447.00) (2.186,450.00) 6.468,721.69 Market Value 1.155.645.39 4.4 18.109.872.14 69.4 3.553.360.15 13.6 3,269,160.12 125 26.088.037.80 10O.0 (12,570.800.10) -48.1 1.918.183.50) -7' (295,040.00) -1.1 (1,909.968.00) -7 (768.447.00) 2.5 (2,186.450.00) -8.. 6.439.149.20 24.1 26.025.99425 26,117.610.29 26.088.037.80 certify that this report accurately reflects all pooled investments and is in compliance with California Government Code Sec. 53646 as amended 111196. This report is also in conformity with the investment policy of East Valley Water District. As Treasurer of East Valley Water District, 1 hereby, certify that sufficient investment liquidity and anticipated revenue are available to meet the next si_x month's estimated expenditures. Signature Date Purch Date Issuer 051181.10 Federal Hone Loan Bank 081031.10 Federal Homu loan Bank 11101110 US Trea&iry Note 01/19/11 Fatinie Mae 01/2.4111 GNMA Pool 0623163 04108/11 Fannie Mac .Pool 9ADO170 04118/11 GN MA. Pool #496601 04/18/11 111' fool #5029613 09114111 F reddie We Series 2780 V J 09129/1.1 federal Home Loan Bank 11/25/11 Freddie Mar, Series ]003 12105/11 IJS 'l'rensm Note 01119112 GNMA Scries 2004405 02127112 Freddie Mac Series 3578 03/15/12 US TreaSUry Note 04119112 FHLB Series Y.P-2017 06/05/12 FHLB 061.12112 Freddie Mac 06/12112 FHLB 06115/12 GNMA Series 2009-78 08/13112 Federal Nam Credit Batik LAST VALLEY '4 ArI ER DISTR ICT CBB - US Ti-easury / Agency Bonds Held uafter Ended September 30,24 Market 1J1tits ! Maturity Matured ! Value CUS1P Yield 3133 XWB9 1.500% 25,000 11/28/12 25,192.50 25,192.50 3133 I `. B7 4.875% 100,000 12114/12 109,496.00 109,496.00 91 828PD6 0.375% 500,000 10/31/12 499,900.61 499,900.61 3135GOAK9 0.750% 300,000 02126113 300,000.00 300,000.00 36291BT 3 6.000% 41,165 11115/13 56,436.15 t3,354.83 43,081.32 3141 Wn 1. 5.624% t,389 H /O t /12 54,066.71 52,637.40 1,429.31 36210MU25 6.500% 21,474 04115114 25,973.84 3,426.11 22,547.73 36210 1 Y5 6.500% 16,554 04115/14 2.2,963.74 5,582,50 17,351.24 31394 T22 5.000% 49,855 04115115 82,116.77 29,395.41 52,721.36 3133X 1 0 2.375% 500,000 03114114 522,495.00 522,495.00 3.1396C3X6 5.500% 127,892 08115116 143,435.74 7,570.24 135,565.50 912828161 51 0.250% 500,000 11/30/13 499,902.35 499,902,35 38374 GRg 5.500% 157,822 061.17/16 179,061.94 10,192.02 168,869.92 313 8J S9 4.500% 277,026 09115116 327,317.92. 35,473.11 291,844.51 912828SG6 0.250% 300,000 02/28114 299,273,44 299,273.44 31 3 i DB2 5.250% 54,609 06/15/17 62,218.45 1,892,97 60,325.45 313379JC4 0,500% 06105114 .100,020,00 100,020.00 - 3128 [9 X1 1520% 1.10,000 12109/14 115,335.00 1.15,335.00 31 371 JD9 0.80010 125,000 11112/14 126,000.00 126,000.00 38376FUD2 5.000% 83,531 09/20117 95,624, 5 4,053.61 91$7.1,07 3133EA1168 0.300% 200,000 05113114 200,000.00 200,000.00 31646,830.84 200,000.00 2635598,20 3$82,932.64 3,491,316 25,057.00 100,937.00 500,095.00 300,711.00 44,750.85 1,393.99 22,583.81 17,449,05 49,928.76 515,425.00 12.9,175.139 500,255.00 165,473,75 257,327.71 300,141.{0 60,097.67 115,142,50 126,323,75 91,157.42 199,974.04 3,553,360.15 BOARD AGENDA STAFF REPORT East Valley Meeting Date: October 24, 2012 Water District Public Hearing: 13 Discussion Item: I] Consent Item D Closed Session F1 TO: GOVERNING BOARD MEMBERS FROM: GENERAL MANAGER/CEO SUBJECT: FINANCIAL STATEMENTS FOR JULY 2012 RECOMMENDATION: Staff recommends that the Board of Directors accept and file the attached financial statements, subject to audit. BACKGROUND/ANALYSIS: Revenue &C Expenses Water sales were $26,768 below projection For July, during which the District sold 720.9 MG of water. As shown in the graph below, customer consumption for July 2012 was slightly lower than consumption during July 2010 and 2011. Other District operating revenues were $28,908 over projection in July, and Sewer Treatment revenue, which is passed through to the City of SB was $25,745 over projection. Operating_ Expenses Water operating expenses were $72,305 under budget, and sewer operating expenses $11,051 under budget in July, though one significant variance should be noted: • Transmission and Distribution costs were $45,504 over budget due emergency repairs to the 30" pipeline in 6th Street. Page I 1 SR#0164 AGENDA DATE: October 10, 2012 SUBJECT: FINANCIAL STATEMENTS FOR JUNE 2012 1,200,000 1,100,000 1,000,000 900,000 800,000 700,000 600,000 500,000 400,000 300,000 200,000 100,000 Sales Volume by Month - Current Fiscal Year (with_2 previous yrs for comparison) �3\a PJyoS�Qc Oc'` moa fie`' bac 4e� �a� QQ� mai Capital Projects --- 2010-11 — -2011-12 ...--.,,..2012-13 (Est Oct - lune) Capital expenditures during July include 10 new desktop computers and a new server for the GIS system, and $508,740 on CIP projects, including: • $122,605 in costs for Plant 134 • $274,498 in costs for the AMR meter replacement program • $94,539 in costs for Plant 143 The costs for Plant 134 and Plant 143 are reimbursable by SRF funding through the State, or by 2010 bond proceeds STRATEGIC INITIATIVE: The Districts financial statements support: Strategic Initiative I - Provide Safe and Reliable Water Supply (B) - Identify unit cost for delivery sources (D) - Develop cost effective Water Supply Mix (E) - Transparent and efficient financial management Page 12 SR#0164 AGENDA DATE: October 10, 2012 SUBJECT: FINANCIAL STATEMENTS FOR JUNE 2012 REVIEW BY OTHERS: Not applicable FISCAL IMPACT: There is no fiscal impact associated with this item. Respectfully submitted: Recommended by: F John Mura Brian Tompkins General Manage /CEO Chief Financial Officer ATTACHMENTS: July Financial Statements Page l3 SR#0164 East Valley Water District Balance Sheet by fund - Unaudited July 31, 2012 Water Fund ASSETS UTILITY PLANT - at cost: Sewer Fund Totals Utility Plant in Service $125,992,611 $31,654,429 $157,647,040 Less: Accumulated Depreciation (39,702,971) (14,375,240) (54,078,211) 86,289,640 17,279,189 103,568,829 Construction in Progress 14,839,885 167 14,840,052 101,129,525 17,279,356 118,408,881 RESTRICTED ASSETS: Customer/Constr. Deposits 1,789,559 112,842 1,902,401 Capacity Fees 265,512 29,528 295,040 Rate Stabilization Reserve 672,081 96,366 768,447 Construction Funds 12,363,183 199,035 12,562,218 Debt Service Funds - Trust Accts 1,542,403 1,542,403 16,367,226 408,243 16,775,469 CURRENT ASSETS: Cash and Investments 19,427,585 5,479,850 24,907,435 Less: Restricted Cash and Investments 16,367,226 408,243 16,775,469 3,060,359 5,071,607 8,131,966 Accounts Receivable (net of allowance) 2,209,395 2,209,395 Interest Receivable 4,725 2,650 7,375 Assessments receivable 116,345 116,345 Other Receivables 58,410 58,410 Grants Receivable 1,782,079 1,782,079 Inventory 923,951 923,951 Prepaid Expenses 227,177 227,177 8,382,441 5,074,257 13,456, 698 OTHER ASSETS: Deferred financing charges 520,943 16,156 537,099 Property held for resale 751,842 684,725 1,436,567 Due from Other Funds 7,000,000 7,000,000 1,272,785 7,700,881 8,973,666 TOTAL ASSETS 127,151,977 30,462,737 157,614,714 Balance Sheet Page 1 East Valley Water District Balance Sheet by fund - Unaudited July 31, 2012 LIABILITIES AND EQUITY LONG-TERM LIABILITIES: 2010 Revenue Bonds Premium on 2010 Rev Bonds DWR Loans Due To Other Fund Less: Deferred Amt on Refunding Water Fund $30,670,000 1,985,485 3,969,578 7,000,000 (416,055) 43,209,008 Sewer Fund $765,000 86,282 851,282 CURRENT LIABILITIES PAYABLE FROM RESTRICTED ASSETS: Customer service deposits 1,693,559 Construction deposits 96,000 112,842 Accrued interest payable 470,796 2,992 CURRENT LIABILITIES: Accounts payable Accrued payroll and benefits Compensated absences Long Term Debt - amt due within one yr TOTAL LIABILITIES EQUITY: Invested in Utility Plant Restricted: Capacity Fees Designated: Rate Stabilization Reserve Unrestricted / Undesignated Income Year To Date TOTAL EQUITY TOTAL LIAB AND EQUITY 2,260,355 1,484,350 300,562 493,343 985,821 3,264,076 48,733,439 77,570,664 265,512 672,081 (89,719) 842,070 78,418,538 127,151,977 115,834 1,274,658 58,490 160,949 75,000 1,569,097 2,536,213 17,252,990 29,528 96,366 10,547,640 166,254 27,926,524 30,462,737 Totals $31,435,000 2,071,767 3,969,578 7,000,000 (416,055) 44,060,290 1,693,559 208,842 473,788 2,376,189 2,759,008 359,052 654,292 1,060,821 4,833,173 51,269,652 94,823,654 295,040 768,447 10,457,921 1,008,324 106,345,062 157,614,714 Balance Sheet Page 2 EAST VALLEY WATER DISTRICT Statement of Revenues and Expenditures -Unaudited July 31, 2012 Water Fund Sewer Fund Total July July July July YTD YTD Adopted Actual Budget Actual Budget Actual Budget Budget OPERATING REVENUES Water Sales 1,561,132 1,587,900 0 0 1,561,132 1,587,900 13,798,600 Water Meter Charge 354,234 353,150 0 0 354,234 353,150 4,514,650 Sewer Collection System Charges 0 0 366,048 356,000 366,048 356,000 4,367,000 Sewer Treatment Charges 0 0 643,930 618,185 643,930 618,185 6,776,908 Service Initiation I Installation Chrgs 7,740 6,500 0 0 7,740 6,500 78,000 Collection Charges 23,366 11,500 4,670 0 28,036 11,500 138,000 Permits & Inspection Charges 0 0 0 0 0 0 500 Treatment Chemicals 1,946,472 1,959,050 1,014,648 974,185 2,961,120 2,933,235 29,673,658 OPERATING EXPENSES 0 7,500 0 0 0 7,500 89,000 Source Of Supply (666) 0 0 0 (666) 0 0 Supervision and Labor 10,988 12,655 0 0 10,988 12,655 164,500 Overtime Labor 0 3,250 0 0 0 3,250 39,000 Materials & Supplies 1,696 0 0 0 1,696 0 0 Purchased Water 0 0 0 0 0 0 200,000 Groundwater charge 0 0 0 0 0 0 208,680 North Fork/City Creek - Assesment 0 0 0 0 0 0 102,640 Maintenance 1,740 850 0 0 1,740 850 10,000 Water testing 22,950 13,050 0 0 22,950 13,050 156,600 Total Source Of Supply 37,374 29,805 0 0 37,374 29,805 881,420 Pumping Supervision and Labor 43,077 41,910 0 0 43,077 41,910 544,600 Overtime Labor 1,011 1,500 0 0 1,011 1,500 18,000 Materials & Supplies 7,186 1,500 0 0 7,186 1,500 18,000 Maintenance 12,027 13,500 0 0 12,027 13,500 165,200 Fuel and Power 266,677 250,000 0 0 266,677 250,000 2,100,000 Treatment Chemicals 17,221 14,000 0 0 17,221 14,000 168,000 CIP Labor Credit (510) 0 0 0 (510) 0 0 Total Pumping 346,689 322,410 0 0 346,689 322,410 3,014,000 Water & Wastewater Treatment Supervision and Labor 6,373 11,550 0 0 6,373 11,550 150,200 Overtime Labor 606 1,500 0 0 606 1,500 18,000 Materials & Supplies 1,548 3,500 0 0 1,548 3,500 42,000 Maintenance 119 5,000 0 0 119 5,000 120,000 Fuel and Power 12,573 12,500 0 0 12,573 12,500 250,000 Contracted Treatment 40,436 97,270 0 0 40,436 97,270 1,290,950 Contracted Treatment - City 0 0 643,930 618,185 643,930 618,185 6,776,908 Treatment Chemicals 2,014 17,000 0 0 2,014 17,000 357,000 General & Admin Expenses 0 7,500 0 0 0 7,500 89,000 CIP Labor Credit (666) 0 0 0 (666) 0 0 Total Treatment Expensees 63,003 155,820 643,930 618,185 706,933 774,005 9,094,058 Revenue/Expense Stmt Page 1 EAST VALLEY WATER DISTRICT Statement of Revenues and Expenditures -Unaudited July 31, 2012 Revenue/Expense Stmt Page 2 Water Fund Sewer Fund Total July July July _� July YTD YTD Adopted Actual Budget Actual Budget Actual Budget Budget Trans & Distribution/Wastewater Collection Supervision and Labor 51,524 57,710 21,325 20,410 72,849 78,120 1,015,500 Overtime Labor 6,381 4,500 206 915 6,587 5,415 65,000 Materials & Supplies 18,242 23,600 406 3,000 18,648 26,600 316,000 Maintenance 69,171 21,750 260 13,500 69,431 35,250 420,000 CIP Labor Credit (254) (5,000) 0 0 (254) (5,000) (40,000) Total Trans & Distribution/Wastewater Collection 145,064 102,560 22,197 37,825 167,261 140,385 1,776,500 Customer Accounts Supervision and Labor 22,201 25,078 21,901 25,078 44,102 50,156 652,000 Overtime Labor 2,321 2,500 2,321 2,500 4,642 5,000 60,000 Postage - Billing 5,494 4,440 5,494 4,440 10,988 8,880 106,500 Contract Services - Billing 1,725 1,790 1,725 1,790 3,450 3,580 43,000 Contract Svcs - Pmt Processing 5,489 6,480 5,489 6,480 10,978 12,960 182,500 Credit Checks / Collections 1,337 230 1,337 0 2,674 230 5,540 Cash Short! Bad Debts 0 0 0 0 0 0 3,500 Materials & Supplies 971 105 971 0 1,942 105 1,260 Total Customer Accounts 39,538 40,623 39,238 40,288 78,776 80,911 1,054,300 General & Administrative Supervision and Labor 100,088 106,336 53,825 61,788 153,913 168,124 2,172,000 Overtime Labor 408 1,385 336 700 744 2,085 25,000 Employee Benefits 84,066 138,572 15,990 56,946 100,056 195,518 2,346,172 CIP Labor/ Benefits Credit (8,943) (10,675) (1,035) (4,750) (9,978) (15,425) (172,000) Directors Fees and Expenses 1,374 7,400 1,165 4,935 2,539 12,335 148,000 Utilities & Telephone 9,031 7,127 3,813 3,311 12,844 10,438 124,450 Dues & Subscriptions 27,678 4,788 1,942 120 29,620 4,908 58,865 Office Supplies & Expenses 5,124 6,323 3,611 3,818 8,735 10,141 124,050 Postage 3,126 1,100 2,015 650 5,141 1,750 21,100 Office Equipment 10,339 5,101 4,199 4,920 14,538 10,021 145,855 General Plant Maintenance 15,480 14,468 1,269 1,415 16,749 15,883 190,565 Vehicle Maint I Fuel 9,214 23,907 9,277 3,450 18,491 27,357 335,700 Facilities Lease 14,534 9,240 406 6,325 14,940 15,565 186,750 Contractual Services 64,293 51,335 31,327 25,065 95,620 76,400 915,690 General insurance 9,966 12,000 5,597 3,000 15,563 15,000 180,000 Education/Seminars/Conferences 4,610 3,285 2,826 1,701 7,436 4,986 59,052 Meals, Lodging, & Travel 1,714 2,350 1,609 1,405 3,323 3,755 45,075 Employee Programs 90 915 82 0 172 915 27,850 Licenses & Certifications 0 125 0 0 0 125 3,010 Regulatory Fees & Compliance 858 2,500 0 835 858 3,335 60,000 Public Education/Outreach 1,979 3,545 789 735 2,768 4,280 50,300 Safety Equip / Emergency Ping 2,694 2,310 1,379 1,210 4,073 3,520 44,272 Total General & Administrative 357,723 393,437 140,422 177,579 498,145 571,016 7,091,756 Total Operating Expenses 989,391 1,044,655 845,787 873,877 1,835,178 1,918,532 22,912,034 OPERATING INCOME 957,081 914,395 168,861 100,308 1,125,942 1,014,703 6,761,624 Revenue/Expense Stmt Page 2 NON-OPERATING ACTIVITY: Revenues: Interest Income Other Income Cooperative Agreements-Enernoc Expenses: Debt Service: 2010 Bond Principal Capital Lease -Phone System Interest on LT Debt CAPITAL EXPENDITURES: CAPITAL OUTLAY/ REPLACEMENTS Water Company Stock Purchase Office Equipment / Furniture Computer Hardware/Software Vehicles General Equipment Well Rehabilitation Booster Rehabilitation CAPITAL PROJECTS - See Summary EXCESS OF REVENUE OVER EXPENDITURES: Add Back Capital Expenditures & Principal NET INCOME EAST VALLEY WATER DISTRICT Statement of Revenues and Expenditures -Unaudited July 31, 2012 - ---- Water Fund -. S_. _-- ---- Fund - Total 9,520 July _ July _ _ _ew_e_r July July _ YTD - YTD Adopted Actual Budget Actual Budget Actual Budget Budget 775 825 520 4,485 1,295 5,310 75,675 431 1,375 0 1,375 431 2,750 33,000 0 0 0 0 0 0 44,600 1,206 2,200 520 5,860 1,726 8,060 153,275 91,250 229,193 6,667 9,520 97,917 238,713 2,864,546 471 601 471 601 942 1,202 14,424 116,216 0 3,127 0 119,343 0 0 207,937 229,794 10,265 10,121 218,202 239,915 2,878,970 0 0 0 0 0 0 14,000 999 3,500 999 0 1,998 3,500 71,600 20,319 3,250 20,319 3,250 40,638 6,500 136,700 0 0 0 0 0 0 30,000 0 0 0 0 0 0 93,200 0 6,250 0 0 0 6,250 75,000 0 4,900 0 0 0 4,900 59,000 504,632 881,265 4,108 481,950 508,740 1,363,215 2,726,429 525,950 899,165 25,426 485,200 551,376 1,384,365 3,205,929 224,400 (212,364) 133,690 (389,153) 358,090 (601,517) 830,000 617,671 1,128,959 32,564 495,321 650,235 1,624,280 6,084,899 842,071 916,595 166,254 106,168 1,008,325 1,022,763 6,914,899 Revenue/Expense Stmt Page 3 EAST VALLEY WATER DISTRICT CAPITAL IMPROVEMENT PROGRAM INCLUDING CAPITAL BUDGET FOR FISCAL YEAR 2012-13 Expenses updated through July 31, 2012 EAST VALLEY WATER DISTRICT Capital Improvement Program Page t Prior Curren Projections - Projects - By Type Years Year 2012-13 2013.14 2014-15 2015-16 2016.17 2017.18 Beyond Project Actual Actual Budget Year Year Year Years Year Year Totals Source of Supply Plant 150 Wells - - - 825,000 1,100,000 1,925,000 Lower Zone Wells (2) - - - - - 3,300,000 3,300,000 Harmony Wells (4) - - - 4,400,000 4,400,000 TotA Source of Supply Projects 825,000 1,100,000 7,700,000 9,625,000 Pumping Facilities Plant 9.- Rehab Forebay& Booster Station 305,000 - - - 305,000 Plant 40 - Inter to Upper Zone Transfer 2,221 620,000 - - - - 622,221 Plant 127 - Lower to Inter Zone Transfer - - 300,000 - - 300,000 Plant 12 - Replace Boosters /Well 510,000 510,000 - - 1,020,000 Plant 134, Upper to Canal Zone Transfer 310,000 320,000 - - - 630,000 Plant 39 - Inter to Lepper Zone Transfer - - - 2,200,000 2,200,000 Plant 25 - Inter to Upper Zone Transfer - - 400,000 - 400,000 Plant 143 - Inter to Upper Zone Transfer 331,959 94,539 2,520,000 560,000 - - - 1,400,000 4,906,498 Total Pumping Projects 334,180 94,539 3,755,000 1,390,000 810,000 400,000 2,200,000 1,400,000 10,383,719 Treatment Facilities Plant 134 - Upgrade Technology 9,554,346 122,605 1,204,469 - - - 10,881,420 Plant 134 - Membrane Replacement - - - - 460,000 460,000 Plant 134 - Bridge Replacement 111 648,468 - - - - 648,579 Plant 150- Lower Zn Perch Treat. -Ph1 3,051,054 789 1,510,000 7,320,000 7,520,000 1,310,000 - 20,711,844 Plant 150- Lower Zn Perch Treat. Ph 2 - - 5,050,000 2,850,000 - 7,900,000 Plant 152 - Inter. Zn Perch Treat. - - - - 19,160,000 19,160,000 Total Treatment Projects 12,605,400 123,505 3,362,937 7,320,000 7,520,000 67360,000 F 2,850,000 1 19,620,000 59,761,843 Transmission & Distribution System 6th St 20' Pipeline - Plants 11 &r 12 to 150 131,985 505,000 - - - - 636,985 Live Oak Main Replacement 208,119 399 245,000 - 100,000 - - 553,517 Harlan Lane Main Replacement 7,957 160,000 - - - - 167,957 6th St 30" Pipeline - PI 151 to P140 780,798 1,891 3,560,000 - - - 4,342,689 6th St 30" Pipeline - P140 to PI 143 - 1,300,000 1,000,000 5,400,000 7,700,000 9th St 12"Pipeline - Del Rosa to Sterling - - 700,000 - 700,000 AMR Meter Replacement Program 65,397 274,498 980,000 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 6,319,895 Plant 59 Recessing 282,000- - - - 282,000 Plant 143 -10mg Inter Zone Storage - - - - 10,700,000 10,700,000 Reservoir-Greenspot Rd S Curve - - - - 10,700,000 10,700,000 Reservoir -Seven Oaks Dam Rd - - - - 10,700,000 10,700,000 Reloc, of Facilities for Other Agencies 136,258 2,046 250,000 150,000 150,000 150,000 150,000 150,000 1,138,304 Baseline Gardens 194,840 100 5,198,933 - - 5,393,873 Total Trans &c Distribution Projects 1,525,354 278,934 11,180,933 1,150,000 1 1,250,000 1 3,150,000 2,150,000 1,150,000 37,500,000 59,335,221 Page t EAST VALLEY WATER DISTRICT Capital Improvement Program Page 2 Prior Current Projections Projects - By Type Years Year 2012.13 2013-14 2014.15 2015-16 2016.17 2017-I8 Beyond Project Actual Actual Budget Year 2 Year 3 Year 4 Year 5 Year 6 Year 6 Totals General Projects GIS Implementation 629,770 5,992 100,000 - - - - 735,762 Headquarters Building 28,115 609 1,500,000 14,600,000 - - - 16,128,724 Total General Projects 657,885 6,601 1,600,000 14,600,000 16,864,486 Wastewater Collection System Sewer System Studies/Planning 3,089 2,956 250,000 - - - - 256,045 Sewer Main Lining 225,000 225,000 225,000 225,000 225,000 225,000 1,800,000 3,150,000 Del Rasa Main Replacement 238,000 638,000 - - - 876,000 Lanl<ershim Main Replacement 450,000 - - - - 450,000 Total Wastewater Collection Projects 3,089 2,956 1,163,000 863,000 225,000 225,000 225,000 225,000;68200",'00000 4,732,045 TOTAL CIP'PROfECTS ' - 15,125;909 506;534 -21,061,670 '25,323,000 9,805;000 10,135,000 8,250,000 -2,475,000 1fi0;702,313 Miscellaneous / Developer Projects Dev. Water Facilities (Reimb by Fees) 237,345 1,053 238,398 Dev. Sewer Facilities (Reimb by Fees) (9,125) 1,153 (7,972) 2010 Flood Clean Up-EVWD Facilities 167,561 167,561 TOTAL MISC/ DEVELOPER PROJECTS 395;781 2,206 397,987Total Capital Projects -" 15,521,690 508,740 21061,870 25,323,000- 9,805,000 10,13.5,000 8,250,000 2,475000 161;100,300. Page 2 BOARD AGENDA STAFF REPORT tovst Val I ey Meeting Date: October 24, 2012 ater District Public Hearing: 0 Discussion Item: 0 Consent Item Closed Session October 15, 2012 TO: GOVERNING BOARD MEMBERS FROM: GENERAL MANAGER/CEO SUBJECT: INVESTMENT POLICY RECOMMENDATION: Staff recommends that the Board of Directors approve Resolution 2012.18 adopting the attached Statement of Investment Policy during the 2012-13 fiscal year. BACKGROUND/ANALYSIS: Government Code sections 53646(a) requires that the Treasurer of a local agency annually render to the legislative body a Statement of Investment Policy for consideration at a public meeting. At the September 26, 2012 board meeting, the Policy was put on the agenda, and discussions held with the District's investment managers, from Citizen's Business Bank Wealth Management, to consider diversifying the District's investment portfolio in pursuit of higher yields. After discussion, the Board instructed staff to maximize yields within the scope of the Investment Policy as it was presented_ Accordingly, attached and submitted for your approval is East Valley Water District's investment policy as adopted in previous years. In the future, the Investment Policy will consistently be brought to the Board in March of each year, during the budget process, as part of the development of revenue projections for the coming fiscal year. STRATEGIC INITIATIVE: Review, and adoption, of the District's Investment Policy supports: Strategic Initiative II - Create an Environment more Conducive to Efficient and Effective Public Service and key performance objectives (D) - Review District's Reserve Investment Program Pagel SR#0163 AGENDA DATE: OCTOBER 24, 2012 SUBJECT: INVESTMENT POLICY FISCAL IMPACT: Higher yield on investments could result in additional revenue to the District. Respectfully sub "tted: Recomm ded by: John Mura Brian T mpkins General Maner/CEO CFO ATTACHMENTS: Resolution 2012.18 Investment Policy Page 12 SR#0163 RESOLUTION 2012.18 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE EAST VALLEY WATER DISTRICT ESTABLISHING AN INVESTMENT POLICY FOR PUBLIC FUNDS WHEREAS, the Board of Directors of the East Valley Water District ("the District") desires to maintain a formal policy regarding the investment of public funds pursuant to the requirements of Government Code Sections 5921 and 53600 et seq.; and WHEREAS, the Board of Directors of the District has employed qualified staff to invest those funds in accordance with the law and the terms of the District's investment policy, as well as in a manner that advances the District's investment objectives of safety, liquidity and yield. NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the District that the East Valley Water District Investment Policy attached hereto as Exhibit A and incorporated in full herein by this reference is hereby adopted as the formal investment policy of the District. BE IT FURTHER RESOLVED that the General Manager and the Treasurer/Chief Financial Officer of the District are hereby authorized and directed to invest the District's funds in a manner consistent with the terms hereof and in accordance with any further directions of the District's Board of Directors. BE IT FURTHER RESOLVED that this Resolution supersedes Resolution No. 2011.15 adopted by the Board of Directors of the District on June 28, 2011. This Resolution shall take effect immediately upon its adoption. ADOPTED this 24th day of October 2012 Ayes: Noes: Abstain: Absent: Attest: John J. Mura, Board Secretary Matt LeVesque, Board President Exhibit "A" POLICY AND PROCEDURE 0EastValley EAST VALLEY WATER DISTRICT '0Water District APPROVAL DATE MANUAL POLICY NO. 06/28/2011 FISCAL POLICIES MANUAL APPROVED BY POLICY TITLE EFFECTIVE DATE BOARD OF DIRECTORS VqVESTMENT POLICY June 2&,2011 Page 1 of 7 INVESTMENT POLICY: Purpose: The purpose of this policy is to establish uniform procedures for investing District funds in a manner that will provide the highest investment return, with the maximum security, while meeting the daily cash flow demands of the District. This policy is intended to conform to all statutes governing the investment of East Valley Water District funds. Scope: This policy applies to all financial assets of the East Valley Water District. These funds are accounted for in the annual District audit. There are no funds excluded from this policy. Prudence: A. Investments shall be made with judgment and care, under circumstances then prevailing, which persons of prudence, discretion and intelligence exercise in the management of their own affairs; not for speculation, but for investment, considering the probable safety of their capital as well as the probable income to be derived. B. The standard of prudence to be used by investment officials shall be the "prudent investor" standard (CGC §53600.3) and shall be applied in the context of managing an overall portfolio. C. Investment officers acting in accordance with written procedures (Attachment 1) and the investment policy and exercising due diligence shall be relieved of personal responsibility for an individual security's credit risk or market price changes, provided deviations from expectations are reported in a timely fashion and appropriate action is taken to control adverse developments. Exhibit "A' POLICY AND PROCEDURE nEastvalley EAST VALLEY WATER DISTRICT �y/ Water District APPROVAL DATE MANUAL POLICY NO. 06/28/2011 FISCAL POLICIES MANUAL APPROVED BY POLICY TITLE 11EFFECTIVE DATE BOARD OF DIRECTORS MVESTMIENT POLICY June 28, 2011 Page 2 of 7 Objectives: A. As specified in CGC §53600.5, when investing, reinvesting, purchasing, acquiring, exchanging, selling and managing public funds, the primary objectives, in priority order, of the investment activities shall be: 1. Safety: Safety of principal is the foremost objective of the investment program. Investments of the East Valley Water District shall be undertaken in a manner that seeks to ensure the preservation of capital in the overall portfolio. To attain this objective, diversification is required in order that potential losses on individual securities do not exceed the income generated from the remainder of the portfolio. 2. Liquidity: The investment portfolio will remain sufficiently liquid to enable the East Valley Water District to meet all operating requirements that might be reasonably anticipated. 3. Return on Investments: The investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, taking into account the investment risk constraints and the cash flow characteristics of the portfolio. Delegation of Authority: A. Authority to manage the investment program is derived from California Government Code Sections 53600, et seq. Management responsibility for the investment program is hereby delegated to the General Manager, who shall establish written procedures for the operation of the investment program consistent with this investment policy. B. Procedures should include references to: safekeeping, repurchase agreements, wire transfer agreements, collateral/depository agreements and banking services contracts, as appropriate. C. Such procedures shall include explicit delegation of authority to persons responsible for investment transactions. No person may engage in an investment transaction except as provided under the terms of this policy and the Exhibit "A" POLICY AND PROCEDURE �Eastvalley EAST VALLEY WATER DISTRICT Waxer District APPROVAL DATE MANUAL POLICY NO. 06/28/2011 FISCAL POLICIES MANUAL APPROVED BY POLICY TITLE EFFECTIVE DATE BOARD OF DIRECTORS UqVESTMENT POLICY June 28, 2011 Page 3 of 7 procedures established by the General Manager. The General Manager shall be responsible for all transactions undertaken and shall establish a system of controls to regulate the activities of subordinate officials. D. Under the provisions of California Government Code 53600.3, the General Manager is a trustee and a fiduciary subject to the prudent investor standard. Ethics and Conflicts of Interest: A. Officers and employees involved in the investment process shall refrain from personal business activity that could conflict with the proper execution of the investment program, or which could impair their ability to make impartial investment decisions. Authorized Financial Institutions and Dealers: A. The General Manager and/or Financial Officer will maintain a list of financial institutions, selected on the basis of credit worthiness, financial strength, experience and minimal capitalization authorized to provide investment services. No public deposit shall be made except in a qualified public depository as established by state laws. B. For brokers/dealers of government securities and other investments, the designated official shall select only broker/dealers who are licensed and in good standing with the California Department of Securities, the Securities and Exchange Commission, the National Association of Securities Dealers or other applicable self-regulatory organizations. C. Before engaging in investment transactions with a broker/dealer, the General Manager shall have received from said firm a signed Certification Form (Attachment II). This form shall attest that the individual responsible for the East Valley Water District's account with that firm has reviewed the East Valley Water District's Investment Policy and that the firm understands the policy and intends to present investment recommendations and transactions to the East Valley Water District that are appropriate under the terms and conditions of the Investment Policy. Exhibit "A" POLICY AND PROCEDURE �Eastvalley EAST VALLEY WATER DISTRICT Water District APPROVAL DATE UANUAL POLICY NO. 06/28/2011 FISCAL POLICIES MANUAL APPROVED BY POLICY TITLE EFFECTIVE DATE BOARD OF DIRECTORS HWESTMENT POLICY June 28, 2011 Page 4 of 7 Authorized and Suitable Investments: A. The East Valley Water District as empowered by California Government Code §53601, et. Seq., established the following as authorized investment: 1. Bonds and Certificates of Participation issued by the East Valley Water District. 2. United States Treasury Bills, Notes & Bonds 3. Registered state warrants or treasury notes or bonds issued by the State of California. 4. Bonds, Notes, warrant or other evidence of debt issued by a local agency within the State of California. 5. Negotiable Certificates of Deposit issued by federally or state chartered banks or associations. Not more than 30% of surplus funds can be invested in certificates of deposit 6. Shares of beneficial interest issued by diversified management companies (Money Market Mutual Funds) investing in the securities and obligations authorized by this section. Such funds must carry the highest rating of at least two of the three largest national rating agencies. Not more than 15% of surplus funds can be invested in Money Market Mutual funds. 7. Funds held under the terms of a Trust Indenture or other contract or agreement may be invested according to the provisions of those indentures or agreements. 8. Collateralized bank deposits with a perfected security interest in accordance with the Uniform Commercial Code (UCC) or applicable federal security regulations. B. Prohibited Investments. Under the provision of CGC §53601.6 and §53631.5, the East Valley Water District shall not invest any funds covered by this Investment Policy in inverse floaters, range notes, interest -only strips derived from mortgage pools or any investment that may result in a zero interest accrual Exhibit "A" POLICY AND PROCEDURE �EastValley EAST VALLEY WATER DISTRICT Water District APPROVAL DATE 06/28/2011 MANUAL FISCAL POLICIES MANUAL POLICY NO. APPROVED BY POLICY TITLE EFFECTIVE DATE BOARD OF DIRECTORS ITWESTMENT POLICY June 28, 2011 Page 5 of 7 if held to maturity. Collateralization: A. All certificates of deposit must be collateralized by U.S. Treasury Obligations. Collateral must be held by a third party trustee and valued on a monthly basis Safekeeping and Custody: A. All security transactions entered into by the East Valley Water District shall be conducted on a delivery -versus -payment (DVP) basis. B. All securities purchase or acquired shall be delivered to East Valley Water District by book entry, physical delivery, or by third party custodial agreement as required by CGC §53601. Diversification: A. The East Valley Water District will diversify its investment by security type and institution. It is the policy of the East Valley Water District to diversifyits investment portfolio. Assets shall be diversified to eliminate the risk of loss resulting from over concentration of assets in a specific maturity, a specific issuer or a specific class of securities. B. Diversification strategies shall be determined and revised periodically. In establishing specific diversification strategies, the following general policies and constraints shall apply: 1. Portfolio maturities shall be matched versus liabilities to avoid undue concentration in a specific maturity sector. 2. Maturities selected shall provide for stability of income and liquidity. 3. Disbursement and payroll dates shall be covered through maturities investments, marketable U.S. Treasury bills or other cash equivalent instruments such as money market mutual funds. Exhibit "A" POLICY AND PROCEDURE t ley vater District District EAST VALLEY WATER DISTRICT APPROVAL DATE 06/28/2011 ANUAL ISCAL POLICIES MANUAL POLICY NO. APPROVED BY POLICY TITLE .. EFFECTIVE DATE BOARD OF DIRECTORS EWESTMENT POLICY June 28, 2011 Page 6 of 7 Reporting: A. In accordance with CGC §53646(b)(1), the General Manager and/or Financial Officer shall submit to each member of the Board of Directors a quarterly investment report. The report shall include a complete description of the portfolio, the type of investments, the issuers, maturity dates, par values and the current market values of each component of the portfolio, including funds managed for EVWD by third party contracted managers. The report will also include the source of the portfolio valuation. B. As specified in CGC §53646(e), if all funds are placed in LAIF and /or FDIC insured accounts, the foregoing report elements may be replaced by copies of the latest statement from such institutions. C. The report must also include a certification that (1) all investment actions executed since the last report have been made in full compliance with the Investment Policy and (2) the East Valley Water District will meet its expenditures obligations for the next six months is required by CGC §53646(b)(2) and (3) respectively. The General Manager and/or Financial Officer shall maintain a complete and timely record of all investment transactions. Investment Policy Adoption: A. The Investment Policy shall be adopted by resolution of the East Valley Water District. Moreover, the Policy shall be reviewed on an annual basis, and modifications must be approved by the Board of Directors. Table 1 Investments Authorized By East Valley Water District In Accordance With California Government Code §53601 Exhibit "A" POLICY AND PROCEDURE �EastValley EAST VALLEY WATER DISTRICT 4Water District APPROVAL DATE MANUAL POLICY NO. 06/28/2011 FISCAL POLICIES MANUAL 53601 a) APPROVED BY POLICY TITLE " EFFECTIVE DATE BOARD OF DIRECTORS EWESTMENT POLICY June 28, 2011 5 Years None None Page 7 of 7 CGC Investment Type Maximum Maturity Auth. Limit % Required Rating 53601 a) Local Agency Bonds 5 Years None None 53601 (b) U.S. Treasury Bills, Notes, Bonds 5 Years None None 53601 (c) State Registered Warrants, Notes or Bonds 5 Years None None 53601 (d) Notes, Bonds of Other Local Calif. Agencies 5 Years None None 53601 (e) U.S. Agencies 5 Years None None 53601 (h) Negotiable Certificates of Deposit 5 Years 30% None 53601 (k) Money Market Mutual Funds & Mutual Funds 5 Years 15% 2 -AAA 53601 (m) Collateralized Bank Deposits 5 Years None None 53601 (d) Local Agency Investment Fund (LAIF) N/A None None Mutual funds maturity may be defined as the weighted average maturity,- money market mutual rungs must have an average maturity of 90 days or less, per SEC regulations Supersedes Investment Policy adopted on October 13, 2009. BOARD AGENDA STAFF REPORT Meeting Date: October 24, 2012 'LoEast Valley Water District Public Hearing 0 Discussion Item: 0 Consent Item F-1 October 17, 2012 TO: GOVERNING BOARD MEMBERS FROM: CHIEF FINANCIAL OFFICER SUBJECT: DISBURSEMENTS RECOMMENDATION: Approve the attached list of accounts payable checks and payroll issued BACKGROUND/ANALYSIS: Listings of accounts payable checks, and the total for payroll and benefits costs incurred, are submitted to the board of directors for review and approval with each board packet. The attached check register, and the total for payroll cited below, were disbursed during the period October 9, 2012 through October 17, 2012. Accounts payable checks for the period included check numbers 234267 through 234429 for a total of $618,386.32. The source of funds for this amount is as follows: Unrestricted Funds $618,386.32 Bond Financing $ State Financing $ Payroll and benefit contributions paid for this period totaled $247,025.96. Total disbursed during the period $865,412.28. REVIEW BY OTHERS: This agenda item has been reviewed by the Chief Financial Officer and the Accounting Supervisor. Pagel SR#0166 AGENDA DATE: October 24, 2012 SUBJECT: DISBURSEMENTS Strategic Initiative I — Provide Safe and Reliable Water Supply (E) — Transparent and efficient financial management FISCAL IMPACT: $865,412.28 (budgeted expenditures) Respectfully submitted: Recommended by: John Mura Brian W. Tompkins General Manager/�EO Chief Financial Officer ATTACHMENTS: List of Accounts Payable checks Page 12 SR#OI66 Date: Wednesday, October 17, 2012 Time: 02:34: PM User KATHY Check Nbr Tvpe Date 234267 090556 234268 090546 234269 090582 090582 090582 090582 090582 090582 090582 090582 090582 234270 090287 090288 234271 090576 090578 234272 090557 234273 090289 234274 090558 090559 East Valley Water District Check Register - EVWD Check Register Id Name ProiectlD Project Description Disco unt CK 10/09/2012 ABB004 ABBCO SERVICES, INC. VO 62000 Maintenance CK 1010912012 ADP002 ADP, INC VO 71200 Payroll Processing Service -A CK 10/09/2012 BR0001 BRUNICK, MCELHANEY & BECKETT VO 11200 Construction in Progress SE002538 SEWER MASTER PLAN VO 11200 Construction in Progress WA002602 Plant 143 Fac Planing Study VO 11200 Construction in Progress WA002507 Western Wtr Mtr Collaboration VO 11200 Construction in Progress WA002514 SUNRISE. RANCH DEVELOPME VO 11200 Construction in Progress WA002515 Plant 24 Run to Waste VO 11200 Construction in Progress WA002516 GREENSPOT RD & BRIDGE PF VO 11200 Construction in. Progress WA002533 NEW DISTRICT OFFICES VO 11200 Construction in Progress WA002641 PLT 134-Bridge-Fema Job 1952 VO 72400 Legal Fees CK 10/09/2012 BUR059 RAGI BURHUM VO 22210 Customer Refunds VO 22210 Customer Refunds CK 10/09/2012 CAL131 LUBRICANTS—CALIFORNIA FUELS & VO 14300 Inventory -Vehicle Parts VO 71725 Vehicle Repairs/Maintenance CK 10/09/2012 CHE007 CHEM -TECH INTERNATIONAL INC VO 65100 Treatment Chemicals CK 10/09/2012 CHH004 CHHARAN^RAJINDER SATWANT VO 22210 Customer Refunds CK 10109/2012 CLI003 CLIFF'S PEST CONTROL VO 71610 Building Maintenance Contra VO 71610 Building Maintenance Contra Page: Repoli: Company: OrigDocAmt Or Cr 2,400.00 2,400.00 D 341.24 341.24 D 11,403.96 387.50 D 312.50 D 593.75 D 298.75 D 868.75 D 175.00 D 1,343.75 D 637.50 D 6,786.46 D 75.45 13.52 D 61.93 D 1,002.53 972.65 D 29.88 D 4,053.83 4,053.83 D 29.36 29.36 D 242.00 95.00 D 65.00 ❑ I of 15 APCHK.rpt EVWD 090560 VO 71610 Building Maintenance Contra 82,00 D 234275 CK 10/09/2012 COM019 COMMUNITY DEVELOPMENT 2,784.30 090540 VO 62100 Permit Fees 2,784.30 D 234276 CK 10/0912012 CVS001 STRATEGIES—CV 4,033.46 090581 VO 74200 Public Relations Consultants 4,033.46 D 234277 CK 10/09/2012 DEP002 DEPARTMENT OF PUBLIC HEALTH 11,869.12 090569 VO 85210 Other Contracted Services 11,869.12 D 234278 CK 10/09/2012 DIA001 DIAMOND FENCE CO 1,460.00 090561 VO 71705 Grounds Repairs/Maintenanc 1,460.00 D 234279 CK 10109/2012 ELL005 ELLIOTT—GRACE H 41.64 090290 VO 22210 Customer Refunds 41.64 D 234280 CK 101090012 ENVO05 ENVIROGEN TECHNOLOGIES, INC 66,535.57 090550 VO 65000 Contracted Treatment-Vendo 26,D42.27 D 090551 VO 65000 Contracted Treatment-Venda 4,943.54 D 090552 VO 65000 Contracted Treatment-Vendo 9,450.56 D 090553 VO 65000 Contracted Treatment-Vendo 24,899.20 D 090554 VO 65000 Contracted Treatment-Venda 1,200.00 D 234281 CK 10/09/2012 FER009 FERGUSON ENTERPRISES INC 1350 7,126.50 090544 VO 14310 Inventory-Constr. Materials 2,276.69 D 090544 VO 61000 Materials & Supplies-Oper. 0.03 D 090545 VO 14310 Inventory-Constr. Materials 4,849.78 D 234282 CK 10/09/2012 HER156 HERNANDEZ^MELISSA 20.33 090374 VO 22210 Customer Refunds 20.33 D 234283 CK 1010912012 H0,002 HO—PAUL 21.16 090375 VO 22210 Customer Refunds 21.16 D 234284 CK 10/09/2012 HORD16 HORIZON 2010 ENTERPRISE 40.14 090291 VO 22210 Customer Refunds 40.14 D 234285 CK 10/0912012 HUB008 HUBBARD—ADRIENNE E 10.40 090376 VO 22210 Customer Refunds 10.40 D 234286 CK 10/09/2012 IND005 INDUSTRIAL RUBBER & SUPPLY 242.00 090562 VO 61000 Materials & Supplies-Oper, -2.66 132,84 D 090563 VO 61000 Materials & Supplies-Oper. -2.28 114.10 D 234287 CK 10/09/2012 INL005 INLAND WATER WORKS SUPPLY CO 165.11 090555 VO 61000 Materials & Supplies-Oper. -3.37 168.48 D 234288 CK 10/09/2012 INT018 INTERMEDIA 824.45 09057a VO 74950 Other Contracted Services 824.45 D 234289 CK 10/09/2012 JRF001 J.R. FREEMAN CO., INC 3,184.12 090541 VO 71500 Office Supplies 92.77 D 090542 VO 71750 Equipment MaintenanceCont 1,195.20 D 090543 VO 71500 Office Supplies 988.60 D 099543 VO 71570 Computer Supplies 589.86 D 090597 VO 71500 Office Supplies 64.41 D 090575 VO 71500 Office Supplies 68.56 D 090583 VO 71570 Computer Supplies 184.72 D 234290 CK 10/09/2012 LAW003 LAWSON PRODUCTSJNC 323.13 090577 VO 71727 Garage Supplies/Small Tools -2.82 325.95 D 234291 CK 10/09/2012 LEGO06 COLLIER DBA—KEITH 616.00 090564 VO 62000 Maintenance 616.00 D 234292 CK 10/09/2012 MAC002 MAC'S SPRING SHOP 593.16 090578 VO 71720 Vehicle Parts/Supply 593.16 D 234293 CK 10/09/2012 MAX008 MAXHEIMER^JAMES 25.92 090377 VO 22210 Customer Refunds 25.92 D 234294 CK 10/09/2012 MI1_001 MILOBEDZKI—JACEK 800.00 990571 VO 74100 Computer Consultants 800.00 D 234295 CK 10/09/2012 MIL061 MILLER SPATIAL SERVICES, LLC 3,285.00 090549 VO 51700 Temporary Labor 3,285.00 D 234296 CK 10/09/2012 MIL062 MILLS—EULAT 84.57 090376 VO 22210 Customer Refunds 84.57 D 234297 CK 10/09/2012 OTT004 OTT^P JOSEPH 2.79 090379 VO 22210 Customer Refunds 2.79 D 234298 CK 10/09/2012 PER115 PEREZ—PATRICIA 19.29 090380 VO 22210 Customer Refunds 19.29 0 234299 CK 10/09/2012 PET001 PETTY CASH 194,71 090580 VO 66500 Cash Over/ Short 22.56 D 090580 VO 71105 Meals, Lodging, Travel 137.05 D 090580 VO 71500 Office Supplies 9.71 D 090580 VO 71503 Kitchen Supplies 6.39 D 090580 VO 71727 Garage Supplies/Small Tools 19.00 D 234300 CK 10109/2012 R00002 ROUNSVILLE'S AUTO BODY 383.65 090579 VO 71725 Vehicle Repairs/Maintenance 383.65 D 234301 CK 10/09/2012 RU1027 RUIZ—DIXIE 27,96 090381 VO 22210 Customer Refunds 27.96 D 234302 CK 10/09/2012 SH1006 SHIDLER DEVELOPMENT INC 130.62 090292 VO 22210 Customer Refunds 51.82 D 090382 VO 22210 Customer Refunds 78.80 D 234303 CK 1 0/0 912 01 2 S00016 SO CA NEWS CIRCULATION - 99.84 990572 VO 71410 Books and Subscriptions 99.84 D 234304 CK 10/09/2012 TRE002 SBC TAX COLLECTOR 71.40 090574 VO 13750 Other A/R -City Creek 71.40 D 234305 CK 10/09/2012 TRI018 TRI -COUNTY PUMP COMPANY 974.69 090565 VO 11200 Construction in Progress WA002292 Plant 134 Upgrade 974.69 D 234306 CK 10/09/2012 UNI002 UNITED PARCEL SERVICE 38.92 090573 VO 71505 Postage 38.92 D 234307 CK 10109/2012 UN1021 UNITED SITE SERVICES 114.73 090548 VO 62000 Maintenance 114.73 D 234308 CK 1010912012 WIR004 WIRZ & COMPANY PRINTING, INC 76.68 090568 VO 71575 Forms, Bills & Checks 76.68 D 234309 CK 1010912012 ZEE001 ZEE MEDICAL INC. 51.14 090566 VO 71545 First Aid Suppllies 51.14 D 234310 CK 10/11/2012 ARRO09 ARROWHEAD UNITED WAY 45.00 090632 VO 23191 United Way Deduction 45.00 D 234311 CK 10/11/2012 EAS003 East Valley Water District 1,246.97 090633 VO 23195 FSA Withholding 1,246.97 D 234312 CK 10/11/2012 SAN007 SAN BDNO PUBLIC EMPLOYEES ASSN 703.57 090634 VO 23170 Union Dues 703.57 D 234313 CK 10/11/2012 STA055 STATE DISBURSEMENT UNIT 3,153.12 090635 VO 23190 Miscellaneous Deductions 1,744.62 D 090636 VO 23190 Miscellaneous Deductions 1,408.50 D 234314 CK 10/17/2012 ABRO09 ABRIL—SUSAN L 19.09 090517 VO 22210 Customer Refunds 19.09 D 234315 CK 10/17/2012 ADP002 ADP, INC 322.19 090756 AD 77300 Employee Programs -5.38 C 090755 VO 71200 Payroll Processing Service -A 327.57 D 234316 CK 10/17/2012 ADP005 SELECTION SERV—ADP SCREENING A 58.55 090726 VO 74950 Other Contracted Services 58.55 D 234317 CK 10/17/2012 ADVO01 ADVANCED TELEMETRY SYS INTL 1,293.00 090664 VO 13760 Other A/R -North Fork 646.50 D 090664 VO 62000 Maintenance 646.50 D 234318 CK 10/17/2012 AIR005 AIRGAS USA, LLC 98.47 090742 VO 79100 Safety Equipment 98.47 D 234319 CK 10/17/2012 AKD001 DHINGRA DBA—ASHOK K. 7,362.00 090719 VO 74500 Engineering Consultants 7,362.00 D 234320 CK 10/17/2012 ALL041 MGMT^ALLIED PACIFIC PROPERTY 52.62 090647 VO 22210 Customer Refunds 52.62 D 234321 CK 10117/2012 ALT008 SOLUTIONS—ALTISOURCE 60.51 090584 VO 22210 Customer Refunds 60.51 D 234322 CK 10/17/2012 AME019 AMERIPRIDE SERVICES, INC 1,472.35 090362 VO 76800 Uniforms 25.00 D 090363 VO 76800 Uniforms 25.00 D 090364 VO 76800 Uniforms 25.00 D 090365 VO 76800 Uniforms 592.32 D a9omr; VO 76800 Uniforms 257.98 D 090367 VO 76800 Uniforms 249.23 D 090461 VO 76800 Uniforms 25.00 D 090462 VO 76800 Uniforms 272.B2 D 234323 CK 10/17/2012 ARI014 PIPELINE—ARIZONA 171.00 090565 VO 22210 Customer Refunds 171.00 D 234324 CK 10/17/2012 ATT007 AT&T 89.84 090666 VO 71015 Telephone 42.39 D 090757 VO 71015 Telephone 47.45 D 234325 CK 10/17/2012 BAR074 BARRY'S SECURITY SERVICES, INC 5,466.18 090701 VO 72500 Security Services 1,355.01 D 090702 VO 72500 Security Services 1,378.08 D 090703 VO 72500 Security Services 1,355.01 D 090704 VO 72500 Security Services 1,378.08 D 234326 CK 10/17/2012 BIL003 BILL & WAGS INC. 143.44 090727 VO 71725 Vehicle Repairs/Maintenance 143.44 D 234327 CK 10/17/2012 BOW015 BOWMAN—ALICE 39.42 090531 VO 22210 Customer Refunds 39.42 D 234328 CK 10/1712012 BUR060 BURNHAM^BRIAN 65.96 090523 VO 22210 Customer Refunds 65.96 D 234329 ZC 10/17/2012 C21003 LAUER REALTY—C21 LOIS 0,00 090677 AD 22210 Customer Refunds -85.00 C 090609 VO 22210 Customer Refunds 85.00 D 234330 CK 10/1712012 CAN032 LLC—CANTERBURY LOTS-68 63.66 090524 VO 22210 Customer Refunds 63.66 D 234331 CK 10/17/2012 CAR119 CARRASCO—ALEX 15.01 090518 VO 22210 Customer Refunds 15.01 D 234332 CK 10/1712012 CEN017 CENTURY 21 DESERT ROCK 75.91 090525 VO 22210 Customer Refunds 75.91 D 234333 CK 10/17/2012 CH1018 CHIEM—JOHNSTON 8,46 090610 VO 22210 Customer Refunds 8.46 D 234334 CK 10/17/2012 CHU013 REALTY—CHUNGS 102.51 090611 VO 22210 Customer Refunds 102.51 D 234335 CK 10/17/2012 CIN002 CINTAS DOCUMENT MANAGEMENT 70.00 090643 VO 71620 Janitorial Services - Contracd 35.00 D 090644 VO 71620 Janitorial Services - Contracd 35.00 D 234336 CK 10/17/2012 CON002 CONSOLIDATED ELECTRICAL DIST 113.61 090653 VO 71615 Building Repairs / Maintenam 113.61 D 234337 CK 10/17/2012 COR059 CORELOGIC INFORMATION 315.00 090645 VO 71405 Subscription Info Services 315.00 D 234338 CK 10/1712012 C00025 COUNTY OF SAN BERNARDINO 532.40 090655 VO 62100 Permit Fees 532.40 D 234339 CK 10/17/2012 C00036 COUNTY OF SAN BDNO FLEET 18,291.92 09D603 VO 71756 Equipment Fuel and Oil 726.64 D 090604 VO 71756 Equipment Fuel and Oil 983.59 D 090670 VO 71756 Equipment Fuel and Oil 117.45 D 090675 VO 22207 Contracts Payable 1,281.56 D 090678 VO 71725 Vehicle Repairs/Maintenance 4,646.13 D 090680 VO 71725 Vehicle Repairs/Maintenance 880.60 D 090681 VO 71725 Vehicle Repairs/Maintenance 1,934.46 D 090682 VO 22207 Contracts Payable 7,721.49 D 234340 CK 10/17/2012 C00041 COUTE—JOHN 54.89 090586 VO 22210 Customer Refunds 54.89 D 234341 CK 10/17/2012 CSR001 CSR AIR CONDITIONING & HEATING 265.00 090740 VO 71615 Building Repairs / Maintenam 55.00 D 090743 VO 71615 Building Repairs / Maintenam 210.00 D 234342 CK 10/17/2012 DEL045 Delta Care USA 788.96 090883 VO 23188 Dental Insurance-PMI 677.66 D 090683 VO 76500 Health/Dental/Life Insurance 55.65 D 090683 VO 76600 OPEB - Retiree Medical 55.65 D 234343 CK 1011712012 DEV010 GROUP—DEVINE REALTY 63.33 090587 VO 22210 Customer Refunds 63.33 D 234344 CK 10/17/2012 DIA039 DIAZ—ROSAURA 68.92 089770 VO 22210 Customer Refunds 68.92 D 234345 CK 10117/2012 DIR004 DIRECTV 105.96 090705 VO 71010 Utilities 52.98 D 090706 VO 71010 Utilities 52.98 D 234346 CK 10/17/2012 D00004 DOOLEY-DARRIN 58.44 090532 VO 22210 Customer Refunds 58.44 D 234347 CK 10/1712012 D00006 DUONG-BINH 87,92 090526 VO 22210 Customer Refunds 87.92 D 234348 CK 10/17/2012 EKE001 EKE-EUCHARIA & CLIFFORD 62.00 090519 VO 22210 Customer Refunds 62.00 D 234349 CK 10/17/2012 EVE001 EVERSOFT, INC 168.83 a90667 VO 61000 Materials & Supplies-Oper. 168.83 D 234350 - CK 10/17/2012 EXP002 EXPERIAN 102.72 090646 VO 66200 Credit Reporting Fee 102.72 D 234351 CK 10/17/2012 FED001 FedEx 75.80 090738 VO 11200 Construction in Progress WA002372 Blending Plant 150 28.15 D 090738 VO 71505 Postage 47.65 D 234352 CK 10/17/2012 FER009 FERGUSON ENTERPRISES INC 1350 13,551.88 090655 VO 61000 Materials & Supplies-Oper. 107.93 D 090733 VO 14310 Inventory-Constr. Materials 8,964.54 D 090734 VO 14310 Inventory-Constr. Materials 2,885.38 D 090735 VO 14310 Inventory-Constr. Materials 1,594.03 D 234353 CK 1 0/1 712 01 2 FIL004 WATT LLP^FILARSKY & 3,791.35 090722 VO 72400 legal Fees 3,791.35 D 234354 CK 10/17/2012 FL0053 FLORES-RYAN LEE 52.83 090527 VO 22210 Customer Refunds 52.83 D 234355 CK 10/17/2012 GOM049 GOMEZ-FIDEL 78.11 090383 VO 22210 Customer Refunds 78.11 D 234356 CK 10/17/2012 GUT046 GUTIERREZ-SONIA 76.10 090528 VO 22210 Customer Refunds 76.10 D 234357 CK 10/17/2012 HAC001 HACH COMPANY 955.15 090656 VO 61000 Materials & Supplies-Oper. 955.15 D 234358 CK 10117/2012 HAL026 HALO BRANDED SOLUTIONS, INC 224.84 090687 VO 77600 Public Education/Outreach 224.84 D 234359 CK 10/17/2012 HAR004 HARRINGTON INDUSTRIAL PLASTIC 52.38 090657 VO 61000 Materials & Supplies-Oper. 52.38 D 234360 CK 1 0/1 712 01 2 HAR033 HARRIS COMPUTER SYSTEMS 700.00 090637 VO 71565 Computer System Repairs/M 700.00 D 234361 CK 10/17/2012 HAT001 HATFIELD BUICK 753.62 090758 AD 71720 Vehicle Parts/Supply -83.72 C 090605 VO 71720 Vehicle Parts/Supply 5.45 D 090671 VO 71720 Vehicle Parts/Supply 548.94 D 090744 VO 71720 Vehicle PartslSupply 282.95 D 234362 CK 1011712012 HIG023 CARWASH^HIGHLAND HAND 207.84 090741 VO 71725 Vehicle Repairs/Maintenance 207.84 D 234363 CK 10/17/2012 HIG028 HIGHLAND STAR LLC 14,102.40 090736 VO 71950 Facilities Rent 14,102.40 D 234364 CK 10/17/2012 HON006 HONG—DET 28.41 090620 VO 22210 Customer Refunds 28.41 D 234365 CK 10/17/2012 HUB001 HUB CONSTRUCTION SPECIALTIES 1,621.56 090658 VO 61000 Materials & Supplies-Oper. 64.42 D 090658 VO 61100 Small Tools 99.14 D 090859 VO 61000 Materials & Supplies-Oper. 1,458.00 D 234366 CK 10/17/2012 INCO01 INCONTACT 72.60 090665 VO 71015 Telephone 72.60 D 234367 CK 10/17/2012 INF005 INFOSEND, INC 13,245.93 090647 VO 66000 Postage -Billing 9,718.52 D 090647 VO 66050 Outsource Billing 3,227.41 D 090648 VO 66050 Outsource Billing 300.00 D 234368 CK 10/17/2012 INL004 INLAND DESERT SECURITY & 386.10 090718 VO 71300 Communications Services 386.10 D 234369 CK 10/17/2012 INL005 INLAND WATER WORKS SUPPLY CO 110,265.28 090660 VO 14310 Inventory-Constr. Materials #### 2,160.00 D 090661 VO 11200 Construction in Progress WA001226 Meter Replacement/Turnover Fri -590.98 29,548.80 D 090662 VO 11200 Construction in Progress WA001226 Meter Replacement/Turnover Fri -505.55 25,277.40 D 090663 090723 090720 090729 090730 090731 234370 090732 234371 090720 234372 090621 234373 090612 234374 090672 234375 090737 234376 090721 234377 090707 234378 090463 090464 090465 090466 090468 090469 090470 090471 090472 090473 090474 VO VO VO VO VO VO CK VO CK VO CK VO CK VO CK VO CK VO CK VO CK VO CK VO VO VO VO VO VO VO VO VO VO VO 11200 Construction in Progress WA001226 Meter Replacement/Turnover Pr! -669.60 11200 Construction in Progress WA001226 Meter Replacement/Turnover Pr! -363.66 14310 Inventory-Constr. Materials #### 61010 Materials & Supplies-Maint. -6.74 61000 Materials & Supplies-Oper. ##f/# 61000 Materials & Supplies-Oper. #pqp 10/17/2012 INT005 INTERSTATE BATTERY 61000 Materials & Supplies-Oper. 10/17/2012 JAC038 JACK HENRY & ASSOCIATES INC 66250 Payment/Collection Fees 10/17/2012 JAM016 JAMISON^HERIBERTHA 22210 Customer Refunds 10/17/2012 JIM027 JIMENEZ-ERIC 22210 Customer Refunds 10/17/2012 JOH001 JOHNSON MACHINERY CO 71727 Garage Supplies/Small Tools 10/17/2012 JRF001 J.R. FREEMAN CO., INC 71500 Office Supplies 10/17/2012 KEN002 KENNEDY/JENKS CONSULTANTS 74500 Engineering Consultants 10/17/2012 KIWO01 KIWANIS CLUB OF HIGHLAND 77600 Public Education/Outreach 10/17/2012 KLH001 K & L HARDWARE 61010 Materials & Supplies-Maint. #p## 71755 Equipment Repairs/Maintena 71615 Building Repairs / Maintenanc 61000 Materials & Supplies-Oper. 71720 Vehicle Parts/Supply 71615 Building Repairs / Maintenan( 71615 Building Repairs / Maintenanc 71720 Vehicle Parts/Supply 71615 Building Repairs / Maintenant 71720 Vehicle Parts/Supply 61010 Materials & Supplies-Maint. 33,480.00 D 18,183.00 D 669.60 D 336.96 D 756.00 D 2,103.84 D 127.53 127.53 D 586.42 586.42 D 57.25 57.25 D 30.00 30.00 D 140.34 140.34 D 560.96 560.96 D 4,414.25 4,414.25 D 20.00 20.00 D 186.35 46.32 D 3.23 D 54.90 D 4.06 D 7.53 D 10.76 D 48.21 D 2.31 D 5.92 D 6.53 D 8.58 D 990679 VO 71720 Vehicle Parts/Supply 7.11 D 234379 CK 10/17/2012 LIN039 LIN—TERESA 33.54 090384 VO 22210 Customer Refunds 33.54 D 234380 CK 10/17/2012 L00006 LOUDEN LLC 98.63 090588 VO 22210 Customer Refunds 98.63 D 234381 CK 1011712012 L00008 LLC—LOUDEN 136.57 090529 VO 22210 Customer Refunds 19.78 D 090589 VO 22210 Customer Refunds 72.71 D 090622 VO 22210 Customer Refunds 44.00 D 090766 VO 22210 Customer Refunds 0.08 D 234382 CK 10/17/2012 M&M001 M&M COURT REPORTERS, INC 325.00 090725 VO 72400 Legal Fees 325.00 D 234383 CK 10/17/2012 MAL008 MALONEY—MIKE 200.00 090708 VO 79100 Safety Equipment 200.00 D 234384 CK 10/17/2012 MAX009 HOLDINGS LLC—MAXMAR 233.84 090533 VO 22210 Customer Refunds 233.84 D 234385 CK 10/17/2012 MER026 MERCO ENT, DBA MERRIWOOD MGMT 75.45 090590 VO 22210 Customer Refunds 75.45 D 234386 CK 10/17/2012 MIL059 MILESTONE TROPHIES & AWARDS 64.26 090724 VO 71500 Office Supplies 64.26 D 234387 CK 10/17/2012 MIL061 MILLER SPATIAL SERVICES, LLC - 2,835.00 090709 VO 51700 Temporary Labor 2,835.00 D 234388 CK 10/17/2012 MPP001 2010-3—MPP 80.38 090591 VO 22210 Customer Refunds 80.38 D 234389 CK 10/17/2012 NAP007 NAPA AUTO PARTS /BOSS MOSS 377.68 090606 VO 71720 Vehicle Parts/Supply 14.80 D 090873 VO 71720 Vehicle Parts/Supply 160.35 D 090745 VO 71727 Garage Supplies/Small Tools 25.43 D 090746 VO 71755 Equipment Repairs/Maintena 20.77 D 090747 VO 71720 Vehicle Parts/Supply 46.94 D 090748 VO 71727 Garage Supplies/Small Tools 7.96 D 090749 VO 71720 Vehicle Parts/Supply 25.85 D 090750 VO 71727 Garage Supplies/Small Tools 75.58 D 234390 CK 10/17/2012 OFF007 OFFICETEAM 2,532.48 090549 VO 51700 Temporary Labor 659.20 D 090550 VO 51700 Temporary Labor 655.08 D 090710 VO 51700 Temporary Labor 659.20 D 090711 VO 51700 Temporary Labor 559.00 D 234391 CK 10/17/2012 ONL001 ONLINE RESOURCES CORPORATION 45.50 090739 VO 66250 Payment/Collection Fees 45.50 D 234392 CK 10/17/2012 ONL002 ONLINE RESOURCES CORPORATION 79.02 090712 VO 22210 Customer Refunds 79.02 D 234393 CK 10/17/2012 OSK001 OSKI LLC 108.35 090592 VO 22210 Customer Refunds 108.35 D 234394 CK 10/17/2012 PAL035 PALOMARES--FRANK 3,352.50 090713 VO 51700 Temporary Labor 3,352.50 D 234395 CK 10/1712012 PAM001 MGMT—PAMA 40.14 090593 VO 22210 Customer Refunds 40.14 D 234396 CK 10/17/2012 REE017 RELATION, LLC—REEB GOVERNMENT 5,400.00 090751 VO 74210 Legislative Consultants 5,400.00 D 234397 CK 10/17/2012 RRT001 R & R TIRE SERVICE 314.62 090607 VO 71725 Vehicle Repairs/Maintenance 187.92 D 090508 VO 71725 Vehicle Repairs/Maintenance 118.20 D 090752 VO 71725 Vehicle Repairs/Maintenance 8.50 D 234398 CK 10/17/2012 SAM017 LLC-SAMSHAN 6,99 090530 VO 22210 Customer Refunds 6.99 D 234399 CK 10/1712012 SAN004 SAN BERNARDINO—CITY OF 13,326.66 090759 VO 49750 Sewer Treatment 13,326.66 D 234400 CK 10/17/2012 SAN004 SAN BERNARDINO—CITY OF 12,340.59 090750 VO 49750 Sewer Treatment 12,340.59 D 234401 CK 10/17/2012 SAN038 SAN BERNARDINO COUNTY RECORDER 242.00 090714 VO 22218 Lien Release Fee Payable 242.00 D 234402 CK 10/17/2012 SAN072 SAN BERNARDINO COUNTY ASSESSOR 5.75 090651 VO 66250 Payment/Collection Fees 5.75 D 234403 CK 10/1712012 SAN257 SANCHEZ—ALMA C 50.64 090626 VO 22210 Customer Refunds 50.64 D 234404 CK 10/17/2012 SEN001 SENTRY -TECH SYSTEMS, L.L.C. 1,475.00 090761 VO 72500 Security Services 1,475.00 D 234405 CK 10/17/2012 SH1006 SHIDLER DEVELOPMENT INC 45.17 090594 VO 22210 Customer Refunds 45.17 D 234406 CK 10/17/2012 S00002 SO CAL GAS COMPANY 17.27 090754 VO 71010 Utilities 17.27 D 234407 CK 10/17/2012 S00004 SO CAL EDISON COMPANY 3,212.52 090652 VO 71010 Utilities 3,212.52 D 234408 CK 10/17/2012 SPE015 SPECIAL DISTRICT RISK MGMT 2,937.88 090716 VO 76100 General Insurance 2,937.88 D 234409 CK 10/17/2012 STA041 STAR AUTO PARTS 5.67 090674 VO 71755 Equipment Repairs/Maintena 5.67 D 234411 CK 10117/2012 STE072 STEVENS—LETICIA 54.97 090595 VO 22210 Customer Refunds 54.97 D 234412 CK 10/1712012 SWR001 SWRCB 466.00 090802 VO 62100 Permit Fees 466.00 D 234413 CK 10/17/2012 TEL011 TELEPACIFIC COMMUNICATIONS 3,006.27 090668 VO 71010 Utilities 793.00 D 090668 VO 71015 Telephone 2,213.27 D 234414 CK 10/17/2012 TRA035 KARLTRAUTWEIN 26.15 090351 VO 22210 Customer Refunds 26.15 D 234415 CK 1 0/1 71201 2 TRE002 SBC TAX COLLECTOR 387.69 090638 VO 13750 Other A/R -City Creek 52.06 D 090639 VO 13750 Other A/R-Clty Creek 165.51 D 090640 VO 13750 Other A/R -City Creek 46.18 D 090641 VO 13750 Other A/R -City Creek 53.73 D 090642 VO 13750 Other A/R-City Creek 70.21 D 234416 CK 10117/2012 UNI013 UNION BANK OF CALIFORNIA 215,672.46 090664 VO 13540 Installment Fund-2010 215,672.46 D 234417 CK 10/17/2012 UN1021 UNITED SITE SERVICES 119.18 090716 VO 62000 Maintenance 119.18 D 234418 CK 10/17/2012 VAL068 VALERO MARKETING & SUPPLY COMP 10,820.15 090765 AD 71756 Equipment Fuel and Oil -78.08 C 090764 VO 71756 Equipment Fuel and Oil 10,898.23 D 234419 CK 10/17/2012 VAN028 VANGUARD CLEANING SYSTEMS,INC 1,345.00 090717 VO 71620 Janitorial Services - Contracd 1,345.00 D 234420 CK 10/17/2012 VER004 VERIZON CALIFORNIA 137.21 090669 VO 71015 Telephone 46.62 D 090762 VO 71015 Telephone 43.77 D 090763 VO 71015 Telephone 46.82 D 234421 CK 10/17/2012 VIL057 VILCHEZ^MARIAG 87,68 090613 VO 22210 Customer Refunds 87.68 D 234422 CK 10/1712012 WHI048 WHITE—KEITH 97,48 090596 VO 22210 Customer Refunds 17.48 D 234423 CK 10/17/2012 WICO05 WICKERD—GAYLE 61.56 090614 VO 22210 Customer Refunds 61.56 0 234424 CK 10/17/2012 WIL114 HOMES—WILLIAMS 191.88 090597 VO 22210 Customer Refunds 48.30 D 090590 VO 22210 Customer Refunds 82.32 D 090599 VO 22210 Customer Refunds 61.26 D 234425 CK 10/1712012 WIL134 WILLIAMS—BARBARA 74,41 090520 VO 22210 Customer Refunds 74.41 D 234426 CK 10/17/2012 WIL135 WILLIAMS—VESTELLA 34.00 090615 VO 22210 Customer Refunds 34.00 D 234427 CK 10/17/2012 W0006 WU—SZU WEI 63.77 090601 VO 22210 Customer Refunds 63.77 D 234428 CK 10/17/2012 WWG001 GRAINGER 356.48 090753 VO 61000 Materials & Supplies-Oper. 356.48 D Total 618,386.32 BOARD AGENDA STAFF REPORT u4 Meeting Date: October 24, 2012 East Valley Water District Public Hearing: ED Discussion Item: Consent Item: l7 TO: GOVERNING BOARD MEMBERS FROM: GENERAL MANAGER/CEO SUBJECT: FIRST QUARTER REVIEW RECOMMENDATION: This informational item presents revenue and expenditures through the first three (3) months of Fiscal Year 2012-13. This report will also provide a status update on the progress of the key performance indicators as they relate to the District's Strategic Initiatives. No action is requested on this item. BACKGROUND/ANALYSIS: The District's Strategic Plan outlines the core values, mission and vision for the District. The plan encompasses four major goal areas: 1. Provide safe and reliable water supply 2. Create an environment conducive to more efficient and effective public service 3. Resource Enhancement Efforts 4. Brand development and community involvement. From these four (4) initiatives, staff developed key performance indicators in pursuit of achieving these goals. Key performance indicators and targets are a critical element of the strategic plan and are designed to ensure the day-to-day operations of the District are meeting expectations. In order to meet these expectations, staff is focusing on, not only the highest priority goals, but also examining the details of what the District does every day to continuously improve the efficiency and effectiveness of our business processes. Since the adoption of the Strategic Plan and the FY 2012-13 Budget, staff has taken great strides to identify challenges and become a more results oriented organization with the following noteworthy accomplishments in the first quarter of the year: Page II SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW Complete implementation and continuing evolution ofthe Strategic StaffmgPlan As of October 1, 2012, the Office Specialist I, Public Affairs/Conservation Officer, and Budget Analyst positions have been filled as proposed in the Strategic Staffing Plan presented to the Board in May 2012. In addition to filling vacant positions, certain positions have been re- designed and re -purposed to increase efficiency and benefit to the District: L The Water Quality Supervisor position made vacant by a retirement in September, was redefined as a Water Quality Coordinator. The Water Quality Technician II was promoted to the Water Quality Coordinator, leaving his position vacant. 2. The Engineering Technician II position will be redesigned to fill the vacant Water Quality Iechnician II position. 3. A Water Service Worker II with an IT degree and background with AMR technology will be assigned to the IT Department to provide helpdesk support. 4. A Field Services Representative was redesigned to create a Project Manager position in the Engineering Department. 5. A Field Service Representative position will be redesigned to create a Network Administrator position in the IT Department Staff is currently completing the recruitment to fill four vacant Water Service Worker and Customer Service positions. Once filled, the total staffing level for the District will be 60, whereas the Strategic Staffing Plan presented to the Board in May called for 63 positions. As the District continues to successfully implement its strategic mission, management no longer fills vacancies as they occur, instead a fall evaluation of the position is considered in order to improve the overall effectiveness of staffing levels. That evaluation process has included a review, over several months, of the District's IT department, leading to the proposal to create and fill a Network Administrator position. This position will play a key role in designing and maintaining the Districts network and telephony for the new Headquarters. District Headquarters The District Board and Staff have taken significant steps toward providing employees with the tools and working environment that will enhance their efforts to provide effective and efficient public service. Specifically, the headquarters project, revitalized through the strategic planning process, has progressed since the beginning of the fiscal year. Since July 1, 2012, the District has: • Evaluated options and selected a headquarters site • Developed and distributed RFQs for design/build services • Conducted the design/build team selection process resulting in the selection of Balfour Beatty Page 12 SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW • Conducted needs assessment meetings with all members of staff and the Board of Directors • Conduct pre -construction meetings with the City of Highland • Continued to work closely with the architects Ruhnau Ruhnau Clarke to complete the headquarters design and present a project to the Board for approval. Automated Meter Reading (AMR) Installation The Board's approval to significantly increase investment in smart meter technology during fiscal year 2012-13 will increase billing accuracy and provide customers with the tools they need to better manage their water usage. The District has made significant progress in it's implementation of AMR during the first quarter of fiscal year 2012-13, including: • Developed and distributed RFP's to provide and install up to 3,500 smart meters • Selected and contracted with Inland Water Works through the RFP process • Developed hang tags to inform customers about conversion of their meter to AMR, how the technology benefits them, and how they will be affected by the process • Converted 946 meters (27%) to radio read meters. • The District is on target to accomplish the FY 2012-13 goal of converting at least 15% of the District's meters to AMR by January 2013. Information TechnologyAssessment Staff is working with a consultant to complete a comprehensive review of the District's technology systems and infrastructure. The appraisal provides an evaluation of the existing technology and how it helps or hinders core business processes, and will recommend how to improve technology to meet the District's objectives. Interim recommendations by the consultant include: Use of enterprise level network switches (as opposed to small business level) to provide reliability for large volumes of traffic in the network, redundant power supplies, virus detection and security. In addition to the above mentioned accomplishments, staff has included the progress report on key performance indicators adopted in the FY 2012-13 Budget (Attachment A), and a I" Quarter Budget Review - Budget to Actual - for both the water and sewer departments (Attachment B). In conclusion, this information report represents the Quarterly Review and has been prepared in response to the District's objective of establishing regular quarterly budget updates. STRATEGIC INITIATIVE: The Quarterly Review supports: Strategic Initiative I - Provide Safe and Reliable Water Supply (B) - Identify unit cost for delivery sources Page 13 SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW (D) — Develop cost effective Water Supply Mix (E) — Transparent and efficient financial management FISCAL IMPACT: There is no fiscal impact associated with this item. Resectfully sub "tted: Recommended by: Ila John Mura Brian Tompkins General Manager/CEO Chief Financial Officer ATTACHMENTS Attachment A: Performance Measure Progress Report Attachment B: Budget Reviews Page 14 SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW ATTACHMENT A EAST VALLEY WATER DISTRICT STRATEGIC INITIATIVES FY 2012-13 PERFORMANCE MEASURES 1. Provide Safe and Reliable Water Supply Goals and Objectives Performance Mcisure/Indicaror Status/Prol,ress Make changes to chart of accounts to In progress. Staff has a draft chart of accounts capture pertinent information to implement. Develop a Sewer Maintenance Plan and fee for service for Patton State In progress. Staff has a draft of the fee schedule Identify unit cost for Hospital beirm be'reviewed mternally before final approval. each source of delivery In progress. Maintenance, Finance and Develop unit cost for sewer cleaning services Engineering staff are working together to calculate the unit costs. Continue sewer video inspection (63 miles annually) 31 miles cleaned = 49% complete Complete 30" pipeline from plant 151 to plant 40 which will allow transmission of water from lower zones in the Project is scheduled to be rebid early next year. District staff is in discussion with the City of Highland to combine construction projects Address current constraints to system District's west end to higher zones in the east end which occur within common public right of wa . flexibility Complete Plant 40 Booster Station which will allow the District to boost water from the Intermediate Pressure Zone to the Upper Zone. Construction is scheduled to begin in early 2013. Meet Federal and Stare Regulatory Requirements Complete Baseline Gardens Mutual Water Cornpny Project Project pending SRF funding. Complete treatment technology upgrade and expansion to Plant 134, from 4 to 8 MGD In progress. Scheduled to be complete and have ribbon cutting ceremony in early 2013 Not started. Operations is waiting for the Develop cost effective water supply mix Complete efficiency rehabilitation of Well 39 winter (low demand period) to begin taking the well off-line for rehab Complete 8 booster efficiency rehabilitations Not started Operations is waiting for the winter (low demand period) to begin taking the pump stations off-line for rehab In progress. Operations is working with Edison on efficiency testing of pumps and looking at Automated Demand Response programs to Increase energy rebare incentives receive rebates during energy shedding events. Page 15 SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW 2. Create an Environment Conducive to more Efficient and Effective Public Service Goalsand Objectives performance Measure/Indicator Status/Prol,rcss Select location Complete. July 2012 Board Meeting. Complete. September 26, 2012 Board Meeting contract was awarded to Balfour Beatty Select architect Construction for design -build -finance Consolidate facilities Conduct functional needs assessment Complete. In progress. Architects are working with staff Adopt Project concept to have a plan completed by December 2012. Approve plans and construction contract Architects are working with staff to have a concept bDecember 2012. Approve project Pending final design approval. Not started will begin when the concept and plan for the building have completed and Commence construction approved. Address consolidation/relocation Not started, will begin as construction of logistics building is nearing completion Review District1n progress. Staff is exploring potential Reserve Investment Increase investment portfolio yields to investments with longer holding times to Poli— 310 while maintainingsafe increase yields - Page 16 SR#0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW 3. District Resource Enhancement Efforts Goals and Objectives Performance Measure/indicator Status/Progress The Budget Analyst, Engineering Manager, Lead Field Service Representative, Office Specialist I, and Public Affairs/Conservation Officer Maintain appropriate staffing levels Fill all vacancies by August 2012 positions have been filled; the Water Quality Coordinator position was filled through an internal promorion; the Customer Service Representative I and Water Service Worker I recruitments are currently in Progress- roess.Advertise Advertisevacancies in-house and via the internet and local news a ers Complete Increase employee involvement Establish Employee Recognition Committee Complete, meeting monthly Establish accountability Hire & utilize Office Specialist for reporting and administrative functions at Del Rosa facility. Complete. Brenda VanMeter started 8/14/12 Automated meter Convert 15-20% of the District to AMR reading 3,450 per ear Began 9-10.12, 652 installed =18.9% Plant 143. This project consists of installing a 1 million gallon storage tank and plumbing to Plants 143,146 and 147 to the new reservoir to dissipate excessive air in the distributions stem. The construction contract was awarded August 20th. Construction is in progress. Complete Baseline Gardens Mutual Water Compmy Project. Project was awarded September 10 and is scheduled to be completed by May of 2013. System Maintenance and Modernization Repair cracks and small holes identified by Sewer Video Program utilian new repair sleeve tedmolooR In progress. Scheduled to complete and have I ribbon cutting ceremony after 2012 holidays ID sewer flow capacities through I Sewer system Flow Monitoring In progress. Page 17 SRA0165 AGENDA DATE: October 24, 2012 SUBJECT: FIRST QUARTERLY REVIEW 4. District Brand Development and Community Involvement Goals and Objectives Performance Measure/Indicator Sratus/Prol,rcss FI Capabilities/Web In progress. Staff is awaiting a draft prepared Presence Enhancement Complete IT Strategic Plan bV the IT Consultants. Conservation Program Hire Public Information Officer Complete: Kelly Malloy started 8/22/12 Emergency Planning, Certify managers/supervisors in ICS Prep and Response 200,300 and 400 Training scheduled for.larnimy 8t February In progress. Staff is working a 3rd parry to Establish alternate third party make them an authorized payment center. payment center (retail cmter/kiosk) Staff anticipates having them as a live payment center by anua 2013. Implement more efficient method for Beginning December 2012, notices will be Customer Service delivering 48 hour notices sent by Fed Ex to delinquent customers by an Improvement outside contractor. Initiatives Implement continuous service in progress. A draft agreement has been agreements for establishing service completed and is awaiting legal review prior tenant back to landlord to implementation implement website solution to allow customers to mm off service without In progress. This service will be rolled out caflui5z or visiting the District office with the new website. Regional Water Attend board meetings of regional Partners water partners Ongoing. Complete audit by September; submit comprehensive Annual Financial in progress. Field work has been completed Report to GFOA for consideration of by the Auditors and a report is currently in State and Federal award for reporting excellence by production. Submittal of the report is on Organizations December schedule in December 2012 to the GFOA Hire grant writing firm to access state/federal funds Ongoing. Update and maintain inventory of Emergency Prep equipment for Mutual Aid Agreements Mutual Aid with neighboring utilities. Ongo . Increase staff attendance at monthly ERNIE meetings Ongoing. Page 18 SR#0165 ATTACHMENT B FAST VALLEY WATER DISTRICT IST QUARTER BUDGET REVIEW FY 2012-13 WATER FUND Revenue 478,332 1,422,368 25% 161,700 O eratin 106,094 34% 1,022,086 140,042 Water Sales 13,798,600 4,841,621 8,956,979 35% Meter Charges 4,514,650 1,063,408 3,451,242 24% Initiation of Service 78,000 21,437 56,563 27% Shutoff Charges 138,000 75,477 62,523 55% Other - 8,106 514,563 1,835,437 Non -Operating 14,790 1,546 13,244 100/0 Interest Income 21,890 6,710 15,180 31% Cooperative Agreements - Power 44,600 3,761 40,839 80/0 Other 16,500 59,022 178,777 611,363 TOTALREVENUES 18,612,240 6,079,542 12,583,326 33% Expenses O eratin Labor Overtime Benefits Water Purchases Materials &c Supplies Chemicals Contract Services Contract Treatment Electricity Trairung/Certification Vehicle Maintenance Other Expenses Allocated General &r Administrative Allocated Engineering Services Non Orating 1,900,700 478,332 1,422,368 25% 161,700 55,606 106,094 34% 1,022,086 140,042 882,044 14% 511,320 - 511,320 0% 347,960 80,891 267,069 23% 525,000 69,659 455,341 13% 970,215 202,017 768,198 21% 1,290,950 103,642 1,187,308 80/0 2,350,000 514,563 1,835,437 22% 14,790 1,546 13,244 100/0 257,600 35,996 221,604 14% 199,992 50,912 149,080 25% 2,566,235 454,753 2,111,482 18% 790,140 178,777 611,363 23% Capital Outlay 373,500 24,810 348,690 7% Transfer for Capital Projects 1,762,529 440,632 1,321,897 25% Transfers to Trustee for Debt Service 2,757,523 621,991 2,135,532 23% TOTAL EXPENSES 17,802,240 3,454,169 14,348,071 19010 ENDINGBALANCE $ 810,000 $ 2,625,373 EAST VALLEY WATER DISTRICT 1ST QUARTER BUDGET REVIEW FY 2012-13 SEWER FUND O eratin Sewer System Charges 4,367,000 1,092,799 3,274,201 25% Sewer Treatment Charges 6,776,908 1,891,258 4,885,650 28% Other Charges 500 125 375 25% Non -Operating Interest Income 53,785 2,567 51,218 50/0 Other 16,500 - 16,500 00/0 TOTAL REVENUES $ 71,214,693 $ 2,986,749 $ 8,227,944 27% Expenses 0 erarin Labor 591,300 139,323 451,977 24% Overtime 41,000 8,983 32,017 22% Benefits 333,368 31,476 301,892 9% Materials & Supplies 36,850 4,210 32,640 110/0 Contract Services 160,000 1,500 158,500 10/0 Contract Treatment 6,776,908 1,891,259 4,885,649 28% Training/Certification 1,625 744 881 46% Vehicle Maintenance 62,220 17,280 44,940 28% Other Expenses 170,520 37,790 132,730 22% Allocated General & Administrative 1,541,541 29LI30 1,250,411 19% Allocated Engineering Services 308,014 71,819 236,195 23% Non Operatin¢ Capital Outlay 106,000 21,318 84,682 20% Transfer for Capital Projects 963,900 240,975 722,925 25% Transfers to Trustee for Debt Service 121,447 28,975 92,472 24% TOTAL EXPENSES 11,214,693 2,786,782 8,427,911 25% ENDING BALANCE $ - $ 199,967