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HomeMy WebLinkAboutAgenda Packet - EVWD Board of Directors - 01/25/2017REGULAR BOARD MEETING/PUBLIC HEARING Closed Session Begins at 3:00 PM January 25, 2017 - 5:30 PM 31111 Greenspot Road, Highland, CA 92346 AGENDA "In order to comply with legal requirements for posting of agenda, only those items filed with the District Clerk by 12:00 p.m. on Wednesday prior to the following Wednesday meeting not requiring departmental investigation, will be considered by the Board of Directors". CALL TO ORDER ROLL CALL OF BOARD MEMBERS PUBLIC COMMENTS Any person wishing to speak to the Board of Directors is asked to complete a Speaker Card and submit it to the District Clerk prior to the start of the meeting. Each speaker is limited to three (3) minutes, unless waived by the Chairman of the Board. Under the State of California Brown Act, the Board of Directors is prohibited from discussing or taking action on any item not listed on the posted agenda. The matter will automatically be referred to staff for an appropriate response or action and may appear on the agenda at a future meeting. AGENDA - This agenda contains a brief general description of each item to be considered. Except as otherwise provided by law, no action shall be taken on any item not appearing on the following agenda unless the Board of Directors makes a determination that an emergency exists or that a need to take immediate action on the item came to the attention of the District subsequent to the posting of the agenda. 1.Approval of Agenda RECESS INTO CLOSED SESSION CLOSED SESSION 2.CONFERENCE WITH LABOR NEGOTIATORS [Government Code Section 54957.6(a)] District Designated Representatives: John Mura, General Manager/CEO Employee Organization: Miscellaneous Employees 3.CONFERENCE WITH LEGAL COUNSEL - EXISTING LITIGATION [Government Code Section 54956.9(d) (1)] Name of Case: Socal Environmental Justice Alliance v. San Bernardino Valley Municipal Water District, et al., San Diego Superior Court Case No. 37-2016-00032816-CU-TT-CTL 4.CONFERENCE WITH LEGAL COUNSEL - EXISTING LITIGATION [Government Code Section 54956.9(d) (1)] Name of Case: City of San Bernardino v. East Valley Water District, et al., San Diego Superior Court Case No. 37-2016-00038119-CU-WM-CTL 5:30 PM RECONVENE MEETING PLEDGE OF ALLEGIANCE ROLL CALL OF BOARD MEMBERS ANNOUNCEMENT OF CLOSED SESSION ACTIONS ITEMS PUBLIC COMMENTS 5.APPROVAL OF CONSENT CALENDAR All matters listed under the Consent Calendar are considered by the Board of Directors to be routine and will be enacted in one motion. There will be no discussion of these items prior to the time the board considers the motion unless members of the board, the administrative staff, or the public request specific items to be discussed and/or removed from the Consent Calendar. a.December 14, 2016 regular meeting minutes b.December 22, 2016 special meeting minutes c.January 11, 2017 regular meeting minutes d.December 2016 Disbursements: Accounts payable disbursements for the period include check numbers 249171 through 249346, bank drafts, and ACH Payments in the amount of $2,179,803.66 and $509,120.08 for payroll. e.Financial Statements for December 2016 f.Investment Report for Quarter Ended December 31, 2016 g.Resolution 2017.03 Employer-Employee Relations Resolution h.Resolution 2017.04 Recognizing Lois Hendricksen-Heflins's 30 Years of Service 6.Staff Presentation Regarding City of San Bernardino's Wastewater Treatment Rate Increase and Proposed Resolution 2017.01 OPEN PUBLIC HEARING 7.Public Comments CLOSE PUBLIC HEARING 8.Board Discussion 9.Adopt Resolution 2017.01 updating the District's schedule of water and wastewater rates and charges to reflect the City of San Bernardino Wastewater Treatment Rate increases effective July 1, 2017 DISCUSSION AND POSSIBLE ACTION ITEMS 10.Refer Contract Amendments for the Sterling Natural Resource Center to San Bernardino Valley Municipal Water District REPORTS 11.Board of Directors' Reports 12.General Manager/CEO Report 13.Legal Counsel Report 14.Board of Directors' Comments ADJOURN P LEASE NOT E: Materials related to an item on this agenda s ub mitted to the Board after dis trib utio n of the agenda pac ket are available for p ublic inspec tio n in the Dis tric t's offic e loc ated at 31111 G reens pot Rd., Highland , during no rmal bus iness ho urs. Als o, s uc h d o c uments are availab le o n the District's web s ite at www.eas tvalley.o rg sub ject to s taff's ab ility to post the d o cuments b efo re the meeting. P ursuant to Go vernment Co d e S ectio n 54954.2(a), any reques t fo r a dis ability-related modific ation or ac commod ation, inc luding auxiliary aids or s ervic es , that is s ought in order to participate in the abo ve- agendized p ublic meeting sho uld b e direc ted to the Dis tric t Clerk at (909) 885-4900 at leas t 72 hours prior to said meeting. 1 Minutes 12/14/2016 smg Draft Pending Approval EAST VALLEY WATER DISTRICT December 14, 2016 REGULAR BOARD MEETING MINUTES The Chairman of the Board called the meeting to order at 4:30 p.m. PRESENT: Directors: Carrillo, Coats, Morales, Shelton, Smith ABSENT: John Mura, General Manager/CEO STAFF: Brian Tompkins, Chief Financial Officer; Steven Nix, Director of Engineering & Operations; Justine Hendricksen, District Clerk; Shayla Gerber, Administrative Assistant LEGAL COUNSEL: Jean Cihigoyenetche GUEST(s): Members of the public PUBLIC COMMENTS Chairman Coats declared the public participation section of the meeting open at 4:30 p.m. There being no written or verbal comments, the public participation section was closed. APPROVAL OF AGENDA M/S/C (Shelton-Smith) that the December 14, 2016 agenda be approved as submitted. THE GENERAL MANAGER/CEO ARRIVED AT 4:31 P.M. CLOSED SESSION The Board entered into Closed Session at 4:31 p.m. as provided in the Ralph M. Brown Act Government Code Sections 54956.9(d)(1) to discuss the item(s) listed on the agenda. THE BOARD RECONVENED THE MEETING AT 5:30 P.M. Mr. Wayne Brown led the flag salute. 2 Minutes 12/14/2016 smg ROLL CALL PRESENT: Directors: Carrillo, Coats, Morales, Shelton, Smith ABSENT: None ANNOUNCEMENT OF CLOSED SESSION ACTIONS With respect to Item #2: No reportable action taken. With respect to Item #3: No reportable action taken. PRESENTATION AND CEREMONIAL ITEMS • Check presentation from Southern California Edison for Energy Efficiency Pumping Savings Ms. Amy Olson provided a brief efficiency savings overview to date, and thanked the Board for recognizing staff’s efforts with the pumping projects and increasing efficiency. PUBLIC COMMENTS Chairman Coats declared the public participation section of the meeting open at 5 :35 p.m. There being no written or verbal comments, the public participation section was closed. APPROVE THE OCTOBER 26, 2016 REGULAR BOARD MEETING MINUTES M/S/C (Shelton-Morales) that the Board approve the October 26, 2016 regular board meeting minutes as submitted. APPROVE THE NOVEMBER 9, 2016 REGULAR BOARD MEETING MINUTES M/S/C (Shelton-Morales) that the Board approve the November 9, 2016 regular board meeting minutes as submitted. ACCEPT AND FILE THE FINANCIAL STATEMENTS AS OF, AND FOR THE PERIOD ENDED, OCTOBER 31, 2016 M/S/C (Shelton-Morales) that the Board accept and file the financial statements as of, and for the period ended, October 31, 2016 as submitted. 3 Minutes 12/14/2016 smg DISBURSEMENTS M/S/C (Shelton-Morales) that the General Fund Disbursements #248795 through #248981 which were distributed during the period of October 1, 2016 through October 31, 2016, bank drafts and ACH Payments in the amount of $3,106,615.45 and $326,207.67 for payroll and benefit contributions, totaling $3,432,823.12 be approved. DIRECTORS’ FEES AND EXPENSES FOR NOVEMBER 2016 M/S/C (Shelton-Morales) that the Board approve the Directors’ fees and expenses for November 2016 as submitted. BOARD REORGANIZATION A. ELECTION OF OFFICERS PRESIDENT (CHAIRMAN OF THE BOARD) VICE PRESIDENT (VICE CHAIRMAN) M/S/C (Shelton-Smith) that the Board appoint the following: President – Ronald Coats; Vice President – Christopher Carrillo. B. APPOINTMENT: GENERAL MANAGER/CEO CHIEF FINANCIAL OFFICER BOARD SECRETARY M/S/C (Shelton-Smith) that the Board appoint the following: General Manager/CEO – John Mura, Chief Financial Officer – Brian Tompkins; Board Secretary – John Mura. C. SETTING TIME, DAY AND PLACE FOR HOLDING MEETINGS M/S/C (Shelton-Smith) that the Board approve the following: hold regularly scheduled meetings at 31111 Greenspot Rd., Highland, CA on the 2nd and 4th Wednesday of each month, conduct closed session at 4:30 p.m. and commence the regular board meeting at 5:30 p.m.; should closed session items require more than the allotted time, the Board will adjourn to open session at 5:30 p.m., conduct District business, and then adjourn back into closed session. D. REPRESENTATIVE/COMMITTEE ASSIGNMENTS The Chairman read the proposed representative committee assignments to the Board. M/S/C (Morales-Shelton) that the Board approve the 2017 Committee and Representative Assignments as submitted. 4 Minutes 12/14/2016 smg APPROVAL OF ADMINISTRATIVE POLICIES The HR/Safety Risk Manager briefly reviewed the Board of Director’s and General Manager/CEO’s Evaluation policies; she stated that the policies were designed to ensure that the Board of Director’s and the General Manager/CEO are in sync on carrying out the vision and strategic direction of the District; and the policies will be added to the Board of Directors Handbook and updated on an as-needed basis. M/S/C (Morales-Carrillo) that the Board approve the General Manager/CEO Evaluation Policy and the Board of Directors Evaluation Policy for inclusion in the Board of Directors Handbook as submitted. 2016 TOP INLAND EMPIRE WORKPLACES PROGRAM The HR/Safety Risk Manager announced that East Valley Water District won an award from the Press-Enterprise newspaper for the 2016 Top Workplaces Award Program; she stated that the District ranked first place in the small employer category. The HR/Safety Risk Manager gave a brief presentation regarding the criteria used by the Press-Enterprise in determining top workplaces: she reviewed surveys taken by employees, average scores and how the District ranked compared to the local government benchmark, employee comments, and areas for improvement. The Press- Enterprise Top Workplace video was presented to the Board. Information only. ADVANCED METERING INFRASTRUCTURE (AMI) UPDATE The Director of Engineering and Operations gave a brief update on the progress of the Advanced Metering Infrastructure (AMI) project. He provided a project overview, described the collaborative effort among departments and contractors, and gave a project timeline. He stated that phase-one meter installations would begin in January and should be completed by the end of April 2017. The Director of Engineering and Operations also stated that the actual costs came were lower than estimated and therefore 1,000 more meters are going to be installed than originally anticipated. The General Manager/CEO responded to a question by Director Carrillo; he stated that the same technology for the AMI project has been used by the electric and gas company for many years. Chairman Coats stated that he believes that with the new technology, customers will monitor their usage more closely and adjust their water use. Information only. 5 Minutes 12/14/2016 smg BOARD OF DIRECTORS’ REPORTS Director Smith reported on the following: on November 15th he attended the Sterling Natural Resource Center open house; on November 16th he attended the “Meet the President” event hosted by Association California Water Agencies (ACWA) at San Bernardino Valley Municipal Water District; on November 28th through the 30th he attended the ACWA Fall Conference where he met with the General Manager/CEO and attended finance and attorney sessions; on December 12th he attended the Ad-Hoc North Fork CIP Committee meeting where they discussed Capital Improvement Projects; and on December 13th he attended a Board Communication Training. Director Shelton reported on the following: on November 14th she attended the Association of San Bernardino County Special Districts meeting where she received a Little Hoover update; on November 15th she attended the San Bernardino Valley Municipal Water District board meeting where they authorized the general manager to enter into a contract with AKD Consulting; on November 17th she attended the Del Rosa Neighborhood Action Group meeting where she received information regarding the revised City Charter; and on November 28th she attended the ACWA conference where she attended a session regarding “Atmospheric Rivers”. Director Morales reported on the following: on December 1st he attended the Association of California Water Agencies (ACWA) Region 9 meeting where they discussed regional issues; on December 5th he attended the Recycled Water Ad-Hoc Committee meeting where they discussed the Sterling Natural Resource Center; and on December 6th he attended the San Bernardino Board of Water Commissioners meeting. Vice Chairman Carrillo reported on the following: on November 15th he attended the Sterling Natural Resource Center open house; on November 21st he met with the General Manager/CEO and the Chairman to review the agenda; on November 30th he attended the ACWA Fall Conference; on December 12th he attended the North Fork Legal Ad-Hoc Committee meeting; and on December 13th he attended Board Communication Training. Chairman Coats reported on the following: on November 14th he attended the Association of San Bernardino County Special Districts meeting where he received a Little Hoover update; on November 15th he attended the San Bernardino Valley Municipal Water District board meeting; on November 16th he attended the “Meet the President” event hosted by Association California Water Agencies (ACWA) at San Bernardino Valley Municipal Water District; on November 17th he attended the Del Rosa Neighborhood Action Group meeting where; on December 6th he attended the San Bernardino Valley Municipal Water District (SBVMWD) board meeting where he received an update on the Groundwater Sustainability Counsel Formation Taskforce; on December 8th he attended the Advisory Commission on Water Policy meeting where they discussed business of Yucaipa Valley Water District; and on December 12th he attended the Association of San Bernardino County Special Districts meeting where RMC spoke on recycled water. 6 Minutes 12/14/2016 smg Information only. GENERAL MANAGER/CEO REPORT The General Manager/CEO thanked the Board for adopting the Board Evaluation Policy; he congratulated Chairman Coats for being selected to serve on CSDA’s 2017 Professional Development Committee; he stated that the Employee Events Association delivered 260 jackets to Hunt Elementary School; that the Board participated in a communication training with Ideal Hall and the District held two North Fork Ad-Hoc Committee meetings; and that on December 7th he participated in a mentoring program at Arroyo High School. The General Manager/CEO informed the Board of upcoming events: • December 22nd – 2:00 P.M. special board meeting, Ethics Training • December 28th – regular board meeting canceled due to the holidays • January 11th – 5:30 P.M. regular board meeting Information only. LEGAL COUNSEL REPORT Legal counsel stated that he is following a competitive bid case and will keep the Board updated on the outcome. BOARD OF DIRECTORS’ COMMENTS Director Shelton wished everyone happy holidays. Director Morales stated the check presentation from Southern California Edison for Energy Efficiency Pumping Savings was fantastic and he enjoyed the Awards banquet. Director Smith stated that he has been serving on the Board for a year and that he is thrilled that the District won the Top Workplaces Award. Vice Chairman Carrillo stated that it has been a busy year for the District and he looks forward to what next year will bring. Chairman Coats stated that the District is a world class organization who should be proud for winning the Top Workplace Award and he wished everyone happy holidays. He adjourned the meeting with the following statement to the audience: “Help insure your water future by supporting the Sterling Natural Resource Center”. Information only. ADJOURN 7 Minutes 12/14/2016 smg The meeting adjourned at 6:47 p.m. ___________________________ Ronald L. Coats, Board President __________________________ John Mura, Secretary 1 Minutes 12/22/2016 smg Draft Pending Approval EAST VALLEY WATER DISTRICT December 22, 2016 SPECIAL BOARD MEETING MINUTES The Chairman of the Board called the meeting to order at 2:01 p.m. PRESENT: Directors: Carrillo, Coats, Morales, Shelton, ABSENT: Director Smith STAFF: John Mura, General Manager/CEO; Brian Tompkins, Chief Financial Officer; Justine Hendricksen, District Clerk; Shayla Gerber, Administrative Assistant LEGAL COUNSEL: Jean Cihigoyenetche and Greg Tross GUEST(s): Members of the public PUBLIC COMMENTS Chairman Coats declared the public participation section of the meeting open at 2:00 p.m. There being no written or verbal comments, the public participation section was closed. ETHICS AND PUBLIC COMPLIANCE TRAINING (AB 1234) The General Manager/CEO stated that ethics training is required of Board members and management staff every two years. Legal counsel Jean Cihigoyenetche and his associate, Greg Tross, presented information regarding ethics principles in general as it applies to AB 1234. He discussed laws pertaining to personal financial gain, laws prohibiting bribes, Conflicts of Interest under the Political Reform Act and what to do when you have a conflict, what constitutes a financial interest, the main intent of conflict of interest provisions, gifts, travel expenditures, and misuse of public funds. They also reviewed government transparency laws, the Brown Act and the Public Records Act. Legal counsel provided examples of previous lawsuit cases and referenced California government penal codes. After the presentation they answered questions from the Board. Information only. 2 Minutes 12/22/2016 smg GENERAL MANAGER/CEO REPORT The General Manager/CEO reminded the Board of the District closure due to the holidays. Information only. LEGAL COUNSEL REPORT No reports at this time. BOARD OF DIRECTORS’ COMMENTS Chairman Coats thanked legal counsel for his presentation and wished everyone a Merry Christmas. Information only. ADJOURN The meeting adjourned at 4:18 p.m. ___________________________ Ronald L. Coats, Board President __________________________ John Mura, Secretary 1 Minutes 1/11/2017 smg Draft Pending Approval EAST VALLEY WATER DISTRICT January 11, 2017 REGULAR BOARD MEETING MINUTES The Chairman of the Board called the meeting to order at 4:30 p.m. PRESENT: Directors: Carrillo, Coats, Morales, Shelton, Smith ABSENT: None STAFF: John Mura, General Manager/CEO; Brian Tompkins, Chief Financial Officer; Steven Nix, Director of Engineering & Operations; Justine Hendricksen, District Clerk; Shayla Gerber, Administrative Assistant LEGAL COUNSEL: Jean Cihigoyenetche GUEST(s): Members of the public PUBLIC COMMENTS Chairman Coats declared the public participation section of the meeting open at 4:30 p.m. There being no written or verbal comments, the public participation section was closed. APPROVAL OF AGENDA M/S/C (Morales-Shelton) that the January 11, 2017 agenda be approved as submitted. CLOSED SESSION The Board entered into Closed Session at 4:31 p.m. as provided in the Ralph M. Brown Act Government Code Sections 54956.9(d)(1) to discuss the item(s) listed on the agenda. THE BOARD RECONVENED THE MEETING AT 5:30 P.M. Ms. Jody Scott led the flag salute. 2 Minutes 1/11/2017 smg ROLL CALL PRESENT: Directors: Carrillo, Coats, Morales, Shelton, Smith ABSENT: None ANNOUNCEMENT OF CLOSED SESSION ACTIONS With respect to Item #2: No reportable action taken. With respect to Item #3: No reportable action taken. PRESENTATION AND CEREMONIAL ITEMS • Certificate of Appreciation to Bob and Donnis Logsdon The General Manager/CEO presented a certificate of appreciation to Mr. and Mrs. Logsdon, residents of Highland, for their diligence in reporting a break-in at Plant 39; he stated that they helped to protect a community resource and the District appreciates their involvement. SUPPLEMENTAL INFORMATION • Presentation of District Program Videos Two District videos were presented to the Board that are available for viewing on the District’s website: • Weather-based irrigation controller program • East Valley facilities tour PUBLIC COMMENTS Chairman Coats declared the public participation section of the meeting open at 5 :45 p.m. Mr. Scott Olsen, a resident of San Bernardino, stated that he supports the Sterling Natural Resource Center project due to the City of San Bernardino Municipal Water District’s deferred maintenance on sewer lines; he also expressed his concerns for a recent charter that passed and feels it will not benefit ratepayers of East Valley Water District. Ratepayer, Mr. Chris Fleming, expressed his concerns regarding his fluctuating water usage and the customer service he received when he inquired about his bill. The Chairman requested that this item be referred to the General Manager/CEO for further review. 3 Minutes 1/11/2017 smg There being no further written or verbal comments, the public participation section was closed at 5:56 p.m. Director Morales requested that agenda item #4f be removed from the consent calendar for discussion purposes. ADOPT 2017 IRS MILEAGE RATE M/S/C (Morales-Smith) that the Board adopt the standard mileage reimbursement rate established by the IRS for 2017. APPROVE THE DECEMBER 13, 2016 SPECIAL BOARD MEETING MINUTES M/S/C (Morales-Smith) that the Board approve the December 13, 2016 special board meeting minutes as submitted. DISBURSEMENTS M/S/C (Morales-Smith) that the General Fund Disbursements #248982 through #249170 which were distributed during the period of November 1, 2016 through November 30, 2016, bank drafts and ACH Payments in the amount of $4,290,012.20 and $363,006.11 for payroll and benefit contributions, totaling $4,653,018.31 be approved. ACCEPT AND FILE THE FINANCIAL STATEMENTS AS OF, AND FOR THE PERIOD ENDED, NOVEMBER 30, 2016 M/S/C (Morales-Smith) that the Board accept and file the financial statements as of, and for the period ended, November 30, 2016 as submitted. PLANT 134 BOOSTER STATION UPGRADE AND GETAWAY PIPELINE NOTICE OF COMPLETION M/S/C (Morales-Smith) that the Board approve the following: 1) Accept the construction of the Plant 134 Booster Station Upgrade and Getaway Pipeline as complete and adopt Resolution 2017.02; 2) Authorize release of retention monies in the amount of $71,035.24, forty-five days after acceptance of the work for Plant 134 Booster Station Upgrade and Getaway Pipeline; and 3) Authorize release of Performance and Payment Bonds twelve months after acceptance of Plant 134 Booster Station Upgrade and Getaway Pipeline project. 4 Minutes 1/11/2017 smg DIRECTORS’ FEES AND EXPENSES FOR DECEMBER 2016 Director Morales stated that he inadvertently excluded two meetings on his expense report: December 1st – ACWA Region 9 meeting and December 5th - Recycled Water Ad- Hoc Committee meeting; he asked that the Board allow him to add the excluded items to his expense report for January 2017 and accept the December 2016 expense report as submitted. M/S/C (Shelton-Carrillo) that the Board approve the Directors’ fees and expenses for December 2016 as submitted, allowing Director Morales’ excluded expenses be added to his January 2017 expense report. BUSINESS INTELLIGENCE PROJECT UPDATE The Information Technology Manager presented information regarding the Business Intelligence Project; he described the benefits of the project, project milestones, presented an example of a “dashboard”, showed the District’s website analytics, and provided a demonstration of the Business Intelligence program. He stated that a Request for Proposal was published in December 2016 and the contract is expected to be awarded mid-February; he noted that this is part of the General Manager/CEO’s goals and objectives to maximize data through development of reports that will enhance board and management decision making capabilities. The General Manager/CEO stated that it is very important for the Board to see the information that the Business Intelligence Program can provide and dashboards will be created specifically for the Board so they can access up-to-date information at any time. The Information Technology Manager responded to a question from Director Morales; he stated that the information input is dependent on the District’s data process, that it will continually update itself on an ongoing basis. Director Shelton stated that information gathering is an interesting process and thanked the Information Technology Manager for his presentation. Chairman Coats stated that this program will greatly benefit staff and help the District run more efficiently. Information only. WATER AND SEWER STANDARD DRAWINGS The Director of Engineering and Operations provided information regarding water and sewer standard drawings the District uses for water and sewer construction; he stated that they were last updated in 2009 and that they may not incorporate the latest technology and current construction methods. One significant change he proposed was 5 Minutes 1/11/2017 smg the deletion of individual fire services for single family residences; with further review, it was determined that even though regulation passed in 2013 requiring all new single family residences to have fire sprinklers, there are no requirements for a separate fire service; therefore, to provide equity in the District, the Director of Engineering and Operations recommended that the monthly service charge no longer be collected. The General Manager/CEO responded to a question from Director Smith and stated that a notice will be sent to customers informing them of the change and the service fee will terminate as of their next bill. M/S/C (Morales-Shelton) that the Board approve the revisions to the Water and Sewer Standard Drawings and authorize discontinuance of collection of the monthly service charge for fire service meters on single-family residences. BOARD OF DIRECTORS’ REPORTS Director Smith reported on the following: on January 9th he met with the General Manager/CEO for their regular meeting; and on January 10th he attended the Highland City Council meeting. Director Shelton had no reports at this time. Director Morales reported on the following: on January 3rd he attended the San Bernardino Valley Municipal Water District (SBVMWD) board meeting where they voted on a new Chairman and Vice Chairman. Vice Chairman Carrillo reported on the following: on December 22nd he attended Ethics training; on January 5th he met with the General Manager/CEO and the Chairman to review the agenda; and on January 9th he attended the ACWA Legal Affairs Committee meeting. Chairman Coats reported on the following: on January 3rd he attended the San Bernardino Valley Municipal Water District (SBVMWD) board meeting where they approved phase one of the Sites Reservoir Project Agreement and announced they were able to meet all their orders for water in 2016. Information only. GENERAL MANAGER/CEO REPORT The General Manager/CEO wished everyone a happy new year and thanked field staff for keeping the District running smoothly over the holiday. 6 Minutes 1/11/2017 smg The General Manager/CEO informed the Board of upcoming events: • January 16th – District closed due to Martin Luther King Jr. holiday • January 18th – SWRCB meeting in Sacramento discussing drought regulations for 2017 • January 19th @ 5:00 p.m. Highland Area Chamber of Commerce Awards & Installation Dinner at San Manuel Events Center • January 19th & 26th – Anaheim Water Sustainability Tour • January 30th @ 1:30 p.m. special meeting Information only. LEGAL COUNSEL REPORT No reports at this time. BOARD OF DIRECTORS’ COMMENTS Director Shelton commended staff on fixing her neighbors leak over the holiday in a quick and efficient manner. Director Morales apologized for the mistake on his bookkeeping error and wished everyone a happy new year. Chairman Coats thanked Mr. and Mrs. Logsdon for attending the board meeting. He adjourned the meeting with the following statement: “Help insure your water future by supporting the Sterling Natural Resource Center”. Information only. ADJOURN The meeting adjourned at 6:46 p.m. ___________________________ Ronald L. Coats, Board President __________________________ John Mura, Secretary BOARD AGENDA STAFF REPORT Agend a Item #5.d. Meeting Date: January 25, 2017 Co nsent Item To: Governing Bo ard Memb ers From: General Manager/CEO Subject: Dec emb er 2016 Disburs ements : Ac counts p ayab le dis b urs ements for the p eriod includ e check numb ers 249171 thro ugh 249346, b ank d rafts , and ACH Payments in the amount o f $2,179,803.66 and $509,120.08 fo r payroll. RECOMMENDATION: Staff rec o mmend s that the Bo ard of Direc tors review and appro ve the Dis trict’s expense dis bursements fo r the p eriod December 1, 2016 thro ugh Dec emb er 31, 2016 in the amo unt of $2,688,923.74. BACKGROUND / ANALYSIS: In the c o ntinued effort to be fisc ally trans p arent, the payment register fo r s upplies , materials , servic es , and p ayro ll for Dec ember 2016 is attached for review and app ro val. This process p ro vides the Bo ard and the public an opportunity to review the exp ens es of the Dis tric t. Acc o unts P ayable is p roc es s ed weekly, while payroll is p roc es s ed b i-weekly. Information to justify eac h exp enditure is availab le thro ugh the Finance Dep artment. Acc o unts payable d is b urs ements fo r the perio d inc lude c hec k numbers 249171 through 249346, bank drafts , and ACH Payments in the amount o f $2,179,803.66 and $509,120.08 for payroll. Significant exp ens es greater than o r equal to $50,000 are further explained b elo w: Recommended by: Jo hn Mura General Manager/CEO Res p ec tfully s ub mitted : Brian To mpkins Chief Financial Offic er AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Enviro nment Committed To Elevated P ublic Servic e (E) - Practice transparent & acc o untab le fis cal management FISCAL IMPACT : Sufficient funds have been budgeted in the adopted FY 2016-17 Budget. ATTACHMENTS: Description Type December 20 16 Payment Register Backup Material Recommended by: Jo hn Mura General Manager/CEO Res p ec tfully s ub mitted : Brian To mpkins Chief Financial Offic er BOARD AGENDA STAFF REPORT Agenda Item #5.e. Meeting Date: January 25, 2017 Co nsent Item To: Governing Bo ard Memb ers From: General Manager/CEO Subject: F inanc ial S tatements for Decemb er 2016 RECOMMENDATION: Staff recommends that the Board of Direc tors ac cept and file the attached financial s tatements as of, and for the p eriod end ed , December 31, 2016. BACKGROUND / ANALYSIS: Includ ed herewith for the Bo ard ’s review is a summary of East Valley Water Distric t’s financ ial results , as o f December 31, 2016. AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Enviro nment Committed To Elevated P ublic Servic e (E) - Practice transparent & acc o untab le fis cal management FISCAL IMPACT : T here is no fis c al imp ac t as s o c iated with this agenda item. ATTACHMENTS: Description Type December 20 16 Financ ial State ment Monthly Review Backup Material December 20 16 Financ ial State ments Backup Material FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 1 The following is a highlight summary of the District’s financial results as of December 31, 2016. Statement of Net Position Total assets at December 31, 2016 are $182 million. CLASSIFICATION WATER WASTEWATER DISTRICT TOTAL Cash and Investments $ 15,035,620 $ 3,769,318 $ 18,804,938 Utility Plant, Net 109,259,637 20,171,090 129,430,727 Other Assets 21,479,928 12,175,260 33,655,188 Current Liabilities 6,334,176 381,943 6,716,119 Long Term Liabilities 50,517,128 6,828,552 57,345,680 Beginning Net Position 83,479,185 27,930,190 111,409,376 Change in Equity 5,444,695 974,983 6,419,678 Total Net Position $ 88,923,880 $ 28,905,173 $ 117,829,053 Below is a summary of the District’s net position as of December 31, 2016. FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 2 Cash and Investments are $18.8 million for the month of December, an increase of $0.1 million from the prior month. $0 $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 CASH & INVESTMENTS Restricted Unrestricted FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 3 Comparing current assets to current liabilities, the District has a current ratio at December 31, 2016 of 2.69 to 1, with 2 to 1 being an indication of sound financial condition. - 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00 Current Ratio 2:1 Current Ratio Actual Current Ratio Statement of Revenues & Expenses Operating results are presented in three ways in the attached financial statements for the period ending December 31, 2016. First, is a one-page summary with monthly and year-to- date totals for revenue, and expenses presented by Expense Category. Second is a one- page summary with monthly and year-to-date totals for revenues and Expense by Program. Third is a Budget to Actual presentation of program expense detail. WATER WASTEWATER DISTRICT TOTAL Revenue $ 13,724,864 $ 6,621,448 $ 20,346,312 Expense 8,280,169 5,646,466 13,926,635 FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 4 Water Sales for December were $971,454 ($9,454) (1%) over staff’s projections for the month. The billing periods during the month of December experienced an average temperature of 59 degrees, additionally the average Evapotranspiration Rates (ETo) for the period was 2.52 which was 0.38 lower than last year. Water sales year-to-date are over projections $662,932. $- $500,000 $1,000,000 $1,500,000 $2,000,000 $2,500,000 Water Sale by Tier Tier 1 Tier 2 Tier 3 FY 2016-17 Projection FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 5 The chart below is a comparative illustration of current Water Revenue compared to last year’s Water Revenue. As noted in the graph Water Sales and Meter Charges increase over last year by 130,000 (16%). $- $200,000 $400,000 $600,000 $800,000 $1,000,000 $1,200,000 $1,400,000 $1,600,000 $1,800,000 $2,000,000 12/31/2015 12/31/2016 Comparative Monthly Water Revenue (Water Sales & Meter Charge) Meter Tier 1 Tier 2 Tier 3 FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 6 Water Fund Activities by Cost Center The graph below provides a year-to-date comparison of the Water Fund operating cost centers for FY 2015-16 and FY 2016-17. The largest change is in Transmission & Distribution (T & D). Administration increased $418K and the increase is aligned with the FY 2016-17 Adopted Budget. FINANCIAL STATEMENTS MONTHLY REVIEW DECEMBER 31, 2016 page | 7 Wastewater Fund Activities by Cost Center The graph below provides a year-to-date comparison of the Wastewater Fund operating cost centers for FY 2015-16 and FY 2016-17. The largest increase is in Treatment which increased $526K compared to last year due to the new Wastewater Treatment rate increases imposed by the City of San Bernardino effective July 1, 2016. BOARD AGENDA STAFF REPORT Agenda Item #5.f. Meeting Date: January 25, 2017 Co nsent Item To: Go verning Bo ard Members From: General Manager/CEO Subject: Investment Report for Quarter End ed Dec ember 31, 2016 RECOMMENDATION: S taff rec ommends that the Bo ard of Direc tors acc ep t and file the attached Inves tment Rep ort for the q uarter ended, December 31, 2016. BACKGROUND / ANALYSIS: California Government C ode §53646(b ) requires the Treas urer o r CFO of a loc al agenc y to s ubmit a quarterly rep ort on the agency’s inves tments to the legislative b od y o f the agenc y within 30 days o f the end of eac h quarter. Discussion The attac hed s c hedule s hows all of the Distric t’s cas h and investments, restric ted and unrestric ted , as of December 31, 2016. Attac hment A s hows the investment securities purc hased and retired d uring the q uarter Octo ber to December 2016. Inc reases and dec reases in highly liquid funds, suc h as LAIF, are explained in the narrative belo w. Unrestricted Investments LAIF The b alanc e held in the Local Agency Inves tment Fund at the b eginning o f the q uarter was $10,057,830. The District mad e depos its of $1,000,000 in eac h of the months o f Oc tober and November. In ad dition, interes t earned during last quarter o f $17,336 was posted to the ac co unt in Octo ber, res ulting in an ending balance of $12,075,166. LAIF earnings for the quarter end ed December 31st were $19,198, c alculated at an ap po rtionment rate of 0.68%; up from 0.60% which had been in effect for the p revio us quarter. T he earnings were po sted to the Dis tric t’s ac c ount on January 13th, 2017. Citizen’s Bus ines s Bank (CBB) Wealth Management The to tal (book) value of the ass ets held with CBB increas ed $14,647 to $5,565,006 during the quarter ended 12/31/16. The balance in this acc ount is held b oth in a mo ney market account ($337,024) and in a portfolio o f Treas ury and federal agenc y securities s hown on Attachment A. Net interest p ayments rec eived o n securities in the Distric t’s p ortfolio were $19,097 and funds held in mo ney market ac c ounts earned $299. Earnings were offset b y a $2,695 amo rtization c harge agains t premiums p aid on the acq uisition of certain bo nds , and inves tment manager fees paid during the quarter were $2,054. Reco mmend ed by: Jo hn Mura General Manager/C EO Res pec tfully sub mitted : Brian Tompkins Chief Financial Officer There were no Dis trict transfers to or from this inves tment ac c ount during the q uarter. The following s c hedule s ummarizes the activity for Unres tricted Inves tments d uring the Quarter ended Dec emb er 31, 2016: Restricted Investments Trust ac c ounts with Union Bank are us ed to safeguard fund s whic h are restricted by bo nd covenants . The remaining ac c ounts at Union Bank are used to rec eive Distric t d ep os its , from whic h the Trustee pays Dis trict bo ndho ld ers. S emiannual bond payment d ates are April 1st and Oc to ber 1st. S ummary Sc hedule o f Union Bank Trustee Ac c ounts The following s c hedule s ummarizes ac tivity in the Union Bank ac c ounts for the Quarter end ed Dec ember 31, 2016: AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Environment Committed To Elevated Pub lic Service (E) - Prac tice transp arent and ac c ountable fisc al management FISCAL IMPACT : There is no fis c al impact ass oc iated with this agend a item. ATTACHMENTS: Description Type Investment Report for the Quarter Ended December 3 1, 2 016 Backup Material Attachment A - CBB Investment Activity Repo rt Quarter Ended December 31 , 20 16 Exhibit EAST VALLEY WATER DISTRICT Investment Activity Quarter Ended December 31, 2016 Market Purch Units / Maturity Adjusted Cost Matured / Adjusted Cost Value Date Issuer CUSIP Yield Face Value Date 10/01/2016 Purchases Called 12/31/2016 12/31/2016 04/19/12 FHLB Series YP-2017 3133XNDB2 5.250% 23,882.68 06/15/17 27,624.93 1,239.83 26,385.10 24,290.77 01/27/16 Federal Home Loan Bank 3130A6XY8 2.000% 100,000 01/27/21 100,000.00 100,000.00 99,999.00 10/12/16 Federal Home Loan Bank 3130A9GS4 1.700% 100,000 10/12/17 - 100,000.00 100,000.00 97,473.00 12/30/16 Federal Home Loan Bank 3130AACF3 2.150% 300,000 12/30/21 - 300,000.00 300,000.00 298,083.00 12/09/16 Federal Home Loan 313371U79 3.125% 200,000 12/11/20 - 210,862.00 210,862.00 210,086.00 08/03/16 Federal Home Loan 3130A8WW9 1.300% 100,000 05/01/20 100,000.00 100,000.00 97,894.00 03/03/14 US Treasury Note 912828SY7 0.625% 300,000 05/31/17 298,968.75 298,968.75 300,024.00 03/15/16 Fannie Mae 3136G3CK9 1.520% 300,000 06/15/20 299,745.00 299,745.00 293,871.00 07/28/16 Fannie Mae 3136G3J30 1.600% 100,000 07/28/21 100,000.00 100,000.00 96,555.00 11/30/15 Fannie Mae 3136G2UN5 1.500% 05/30/19 100,000.00 100,000.00 - 08/04/16 Fannie Mae 3136G3XV2 100,000 07/27/17 99,750.00 99,750.00 96,792.00 08/24/16 Fannie Mae 3135G0N66 1.400% 100,000 08/24/20 99,981.00 99,981.00 97,387.00 08/25/16 Fannie Mae 3136G3Y33 1.400% 300,000 08/25/21 300,000.00 300,000.00 290,355.00 10/27/15 Freddie Mac 3134G3F88 1.500% 100,000 08/28/19 100,881.00 100,881.00 100,005.00 10/29/15 Freddie Mac 3134G72Q3 1.250% 04/29/19 200,000.00 200,000.00 - 10/29/15 Federal Home Loan 3130A6NA1 1.400% 100,000 10/29/19 100,000.00 100,000.00 98,615.00 11/17/15 Freddie Mac 3134G76G1 1.050% 300,000 05/17/18 300,000.00 300,000.00 299,043.00 07/26/16 Freddie Mac 3134G9J40 1.000% 200,000 04/26/19 200,000.00 200,000.00 198,186.00 07/27/16 Freddie Mac 3134G9AF4 1.050% 04/26/19 319,968.00 319,968.00 - 08/25/16 Freddie Mac 3134G95L7 1.600% 200,000 08/25/21 200,000.00 200,000.00 193,118.00 09/20/16 Freddie Mac 3134GALQ5 1.300% 100,000 09/20/19 100,000.00 100,000.00 98,882.00 09/30/16 Freddie Mac 3134GAHK3 1.600% 200,000 09/30/21 200,000.00 200,000.00 196,742.00 08/27/14 Tenn Valley Authority 880591EQ1 1.750% 272,000 10/15/18 274,077.42 274,077.42 274,333.76 12/09/16 Tenn Valley Authority 880591EL2 3.875% 111,000 02/15/21 - 120,107.55 120,107.55 119,438.22 11/23/12 US Treasury Note 912828MA5 2.750% 11/30/16 500,000.00 500,000.00 - 11/04/16 US Treasury Note 912828T67 1.250% 500,000 10/31/21 - 499,765.63 499,765.63 484,845.00 06/14/16 Federal Home Loan Bank 3130A8EN9 1.640% 100,000 06/14/21 100,000.00 100,000.00 98,189.00 08/13/13 Federal Farm Credit Bank 3133ECWV2 0.300% 12/07/16 199,660.00 199,660.00 - 12/02/13 US Treasury Note 912828UE8 0.750% 500,000 12/31/17 498,408.21 498,408.21 499,180.00 Activity (Book Value) Attachment A EAST VALLEY WATER DISTRICT Investment Activity Quarter Ended December 31, 2016 Market Purch Units / Maturity Adjusted Cost Matured / Adjusted Cost Value Date Issuer CUSIP Yield Face Value Date 10/01/2016 Purchases Called 12/31/2016 12/31/2016 Activity (Book Value) 05/27/16 Fannie Mae 3136G15S4 1.250% 200,000 12/27/19 199,250.00 199,250.00 197,486.00 08/30/16 Fannie Mae 3136G35C5 1.400% 100,000 08/25/21 100,000.00 100,000.00 98,003.00 08/25/16 Freddie Mac 3134G93Q8 1.680% 200,000 08/25/21 199,800.00 199,800.00 193,062.00 5,206,883 5,318,114.31 1,230,735.18 1,320,867.83 5,227,981.66 5,151,937.75 Attachment A Recommended by:Res p ec tfully s ub mitted : BOARD AGENDA STAFF REPORT Agenda Item #5.g. Meeting Date: January 25, 2017 Co nsent Item To: Governing Bo ard Memb ers From: General Manager/CEO Subject: Res olution 2017.03 Emp loyer-Emp lo yee Relatio ns Res o lutio n RECOMMENDATION: Staff is recommending adoption of Res o lution 2017.03 whic h rep eals and replaces Res o lutio n 1979.18, adop ted b y the Board o f Direc to rs on February 26, 1979. BACKGROUND / ANALYSIS: T he purpose o f an Emp lo yer-Employee Relations Polic y is to es tab lis h uniform and ord erly methods of c o mmunic ation b etween emplo yees and the pub lic agenc ies b y whic h they are employed as s et fo rth b y the Meyers -Milias -Bro wn Act (MMBA). The MMBA o utlines rights and d uties o f lo cal p ub lic employers, their employees, and recognized emp lo yee organizations . This act allows agenc ies to ad o p t loc al rules governing employment relatio ns after meeting in go o d faith c o ncerning wages, benefits , working ho urs, and o ther terms and c o nditio ns of employment. In order to c o mply with recently enacted laws relating to Employer-Emp loyee R elatio ns , as well as align a (38) year old polic y with c urrent District s tand ards, staff has c reated Res o lution 2017.03 whic h will sup ersede the p rovis io ns of Res o lution 1979.18. AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Enviro nment Committed To Elevated P ublic Servic e (B) - P romote a positive organizational culture REVIEW BY OTHERS: T his agend a item has b een reviewed b y the Ad minis tratio n department. FISCAL IMPACT : T here is no fis c al imp ac t as s o c iated with this agenda item. Recommended by: Jo hn Mura General Manager/CEO Res p ec tfully s ub mitted : Kerrie Bryan HR/Ris k and Safety Manager ATTACHMENTS: Description Type Resolution 20 17.03 Resolution Lette r RESOLUTION NO. 2017.03 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE EAST VALLEY WATER DISTRICT REPEALING RESOLUTION 1979.18 AND ADOPTING NEW RULES RELATING TO EMPLOYER- EMPLOYEE ORGANIZATION RELATIONS WHEREAS, Chapter 10, Division 4, Title 1 of the Government Code of the State of California provides orderly procedures for the administration of employer-employee relations between the District and its employee organizations; and WHEREAS, Government Code Section 3507 empowers the District to adopt reasonable rules and regulations after consultation in good faith with representatives of its employee organizations for the administration of employer-employee relations; and WHEREAS, the Employer-Employee Resolution has not been reviewed since 1979 and Assembly Bill 1606 amended Section 3505.4 of the Government Code regarding impasse procedures, making it necessary to revise the Employer-Employee Resolution; and NOW THEREFORE BE IT RESOLVED, by the Board of Directors of the East Valley Water District does hereby resolve as follows: (1) The Employer-Employee Relations Resolution No. 1979.18 is hereby repealed; and (2) A new policy is hereby adopted to be known as the Employer-Employee Relations Resolution of the East Valley Water District as set forth below.   Page 2 of 17    EMPLOYER-EMPLOYEE RELATIONS RESOLUTION Table of Contents CONTENTS   Article I – General Provisions ................................................................................................... 3 Section 1. Statement of Purpose .............................................................................................. 3 Section 2. Definitions ................................................................................................................ 3 Section 3. Employee Rights ...................................................................................................... 6 Section 4. District Rights ........................................................................................................... 6 Article II – REPRESENTATION PROCEEDINGS ...................................................................... 8 Section 1. Filing of Recognition Petition by Employee Organization ......................................... 8 Section 2. District Response to Recognition Petition ................................................................ 9 Section 3. Open Period for Filing Challenging Petition ............................................................. 9 Section 4. Election Procedures ............................................................................................... 10 Section 5. Procedure for Decertification of Exclusively Recognized Employee Organization..10 Section 6. Policy and Standards for Determination of Appropriate Units ................................ 12 Section 7. Procedure for Modification of Established Appropriate Units ................................. 13 Section 8. Procedure for Affiliation or Disaffiliation of Established Appropriate Units ............. 14 Section 9. Appeals .................................................................................................................. 14 Article III – ADMINISTRATION ................................................................................................ 14 Section 1. Submission of Current Information by Recognized Employee Organizations ........ 14 Section 2. Payroll Deductions on Behalf of Employee Organizations ..................................... 15 Section 3. Employee Organization Activities – Use of District Resources .............................. 15 Section 4. Administrative Rules and Procedures .................................................................... 15 Article IV – IMPASSE PROCEDURES ..................................................................................... 15 Section 1. Initiation of Impasse Procedures ............................................................................ 15 Section 2. Impasse Procedures .............................................................................................. 16 Section 3. Cost of Impasse Procedures .................................................................................. 16 Article V – MISCELLANEOUS PROVISIONS .......................................................................... 16 Section 1. Construction ........................................................................................................... 16 Section 2. Severability ............................................................................................................ 17 Section 3. Effective Date ....................................................................................................... 17    Page 3 of 17    ARTICLE I – GENERAL PROVISIONS Section 1. Statement of Purpose This Resolution implements Chapter 10, Division 4, Title 1 of the Government Code of the State of California (Sections 3500 et seq.) by providing orderly procedures for the administration of employer-employee relations between the District and its employee organizations. However, nothing contained herein shall be deemed to supersede the provisions of State law, District Ordinances, Resolutions and rules which establish and regulate the merit system, or which provide for other methods of administering employer- employee relations. This Resolution is intended instead to strengthen merit, and other methods of administering employer-employee relations through the establishment of uniform and orderly methods of communications between employees, employee organizations, and the District. It is the purpose of this Resolution to provide procedures for meeting and conferring in good faith with recognized employee organizations regarding matters that directly affect and primarily involve the wages, hours, and other terms and conditions of employment of employees in appropriate bargaining units and that are not preempted by Federal or State law. However, nothing herein shall be construed to restrict any legal or inherent exclusive District rights with respect to matters of general legislative or managerial policy, which include among others: The exclusive right to determine the mission of its constituent departments, committees, and boards; set standards of service; determine the procedures and standards of selection for employment; direct its employees; take disciplinary action; relieve its employees from duty because of lack of work or for other lawful reasons; maintain the efficiency of District operations; determine the methods, means, and personnel by which District operations are to be conducted; take all necessary actions to carry out its missions in emergencies; and exercise complete control and discretion over its organization and the technology of performing its work. Section 2. Definitions As used in this Resolution, the following terms shall have the meanings indicated: a. APPROPRIATE UNIT means a unit of employee classes or positions established pursuant to Article II hereof. b. BOARD means the Board of Directors of the East Valley Water District. c. CONFIDENTIAL EMPLOYEE means any employee who is required to develop or present management positions with respect to employer-employee relations or whose duties normally require access to confidential information contributing significantly to the development of management positions. Such employees are restricted from representing any employee organization on matters within the scope of organization.   Page 4 of 17    d. CONSULT/CONSULTATION IN GOOD FAITH means to communicate verbally or in writing for the purpose of presenting and obtaining views or advising of intended actions. e. DAY means calendar day unless expressly stated otherwise. f. DISTRICT means the East Valley Water District, San Bernardino County, California. g. EMPLOYEE means any person employed by the District full-time in an authorized position as listed in the current District Budget or approved by Resolution by the Governing Board subsequent to budget adoption, except elected officers. h. EXCLUSIVELY RECOGNIZED EMPLOYEE ORGANIZATION means an employee organization that has been formally acknowledged by the District as the sole employee organization representing the employees in an appropriate representation unit pursuant to Article II hereof, having the exclusive right to meet and confer in good faith concerning statutorily required subjects pertaining to unit employees, and thereby assuming the corresponding obligation of fairly representing such employees without regard to race, color, creed, gender, or national origin, or age (age 40 and over), marital status, veterans status, denial of Family and Medical Care Leave, disability (mental and physical) including HIV and AIDS, medical condition (cancer and genetic characteristics), religion, gender identity or expression, genetic information, and sexual orientation. i. EMPLOYEE RELATIONS OFFICER means the General Manager or his or her duly authorized representative. j. GENERAL MANAGER means the General Manager/CEO of the District. k. IMPASSE means that the representatives of the District and an Exclusively Recognized Employee Organization have reached a point in their meeting and conferring in good faith where their differences on matters to be included in a Memorandum of Understanding, and concerning which they are required to meet and confer such that further meeting and conferring would be futile. l. MAJORITY for the purposes of this Resolution shall mean 50% plus 1. m. MANAGEMENT EMPLOYEE means an employee who has significant responsibilities for the formulation, administration, or managing of District policies and programs. n. MANAGEMENT REPRESENTATIVE means the General Manager and/or person(s) duly authorized by the General Manager to act as a representative of the District for employer-employee relations.   Page 5 of 17    o. MEDIATION means the efforts of an impartial third person or persons functioning as an intermediary to assist the parties in reaching a voluntary resolution of an impasse through interpretation, suggestion, and advice. p. MEET AND CONFER IN GOOD FAITH means that District, or such representatives as it may designate, and representatives of an Exclusively Recognized Employee Organization, shall have the mutual obligation personally to meet and confer promptly upon request by either party and continue for a reasonable period of time in order to exchange freely information, opinions, and proposals, and to endeavor to reach agreement on matters within the scope of representation prior to the adoption by the District of its final budget for the ensuing year. The process should include adequate time for the resolution of impasses where specific procedures for such resolution are contained in local rule, regulation, or ordinance, or when such procedures are utilized by mutual consent. This mutual obligation shall not require either party to agree to a proposal or to make a concession. q. PROOF OF EMPLOYEE SUPPORT means (1) an authorization card recently signed and personally dated by an employee, or (2) a verified authorization petition or petitions recently signed and personally dated by an employee, or (3) employee dues deduction authorization, using the payroll register for the period immediately prior to the date a petition is filed hereunder, except that dues deduction authorizations for more than one employee organization for the account of any one employee shall not be considered as proof of employee support for any employee organization. The only authorization which shall be considered as proof of employee support hereunder shall be the authorization last signed by an employee. The words “recently signed” shall mean within ninety (90) days prior to the filing of a petition. r. RECOGNITION PETITION means a petition submitted by an employee organization that is seeking to be acknowledged as the Exclusively Recognized Employee Organization. s. REPRESENTATION UNIT means a unit composed of District employees for the purposes of employee representation, and which has been established in accordance with this Resolution. t. SCOPE OF REPRESENTATION means those matters relating to employment conditions and employer-employee relations, including, but not limited to, wages, hours, and other terms and conditions of employment; except, however, the scope of representation shall not include consideration of the merits, necessity, or organization of any service or activity provided by law or executive order. u. SUPERVISORY EMPLOYEE means any employee having authority, in the interest of the District, to hire, transfer, suspend, layoff, recall, promote, discharge, assign, reward or discipline other employees, or the responsibility for directing the work or adjusting the grievance of other employees, or effectively to recommend such   Page 6 of 17    actions, if in connection with the foregoing, the exercise of such authority is not merely routine or clerical in nature, but requires the use of independent judgment. Section 3. Employee Rights Subject to the provisions of this Resolution, employees of the District shall have the right to form, join, and participate in the activities of employee organizations of their own choosing for the purpose of representation of all matters of employee relations including, but not limited to: wages, hours, and other terms and conditions of employment. Employees of the District shall also have the right to refuse to join or participate in the activities of employee organizations. Employees shall also have the right to represent themselves individually in their employment relations with the District. No employee shall be interfered with, intimidated, restrained, coerced, or discriminated against because of his or her exercise of these rights. Management and confidential employees may not represent an Exclusively Recognized Employee Organization, which represents other employees in an Exclusively Recognized Employee Organization, in such organization’s dealings with the District on matters within the scope of representations and may not engage in any activity within or on behalf of such organization which would result in an actual or apparent conflict of interest. Section 4. District Rights To ensure that the District is able to carry out its statutory functions and responsibilities, the District shall not be required to “meet and confer in good faith” with representatives of any Exclusively Recognized Employee Organization as to any of the following matters: a. Any subject preempted by federal or state law. b. Any and all of the following matters as to which the District shall have the exclusive right to manage within its own discretion: (1) To determine the methods, means, and personnel by which District operations are to be conducted as well as to exercise complete control and discretion over its organization, operations and the technology of performing its work. (2) To determine and change the facilities, methods, means, and personnel by which District operations are conducted. (3) To expand or diminish services. (4) To determine and change the number of locations, relocations, and types of operations and the processes and materials to be employed in carrying out all District   Page 7 of 17    functions, including but not limited to, the right to subcontract any work or operation, except where expressly prohibited by the Government Code and/or case law. (5) To determine the size and composition of the work force, to assign work to employees in accordance with requirements as determined by the District, to establish and change individual work schedules and assignments as needed; and to relieve its employees from duty for lack of work, lack of funds. Permanent changes to Department or division wide work schedules shall continue to be subject to meet and confer. (6) To discharge, suspend, or otherwise discipline employees for proper cause; (7) Except where preempted by federal, state or local law(s), it is the sole right of the District to classify or reclassify positions and to determine the placement of a classification or an appropriate bargaining unit and/or group of unrepresented employees. (8) To add or delete positions or classes except when expressly prohibited by the Government Code and/or case law. (9) To hire, transfer, promote, allow for the voluntary movement of employees to a lower classification for non-disciplinary reasons, and reject probationary appointments; and to be the sole judge of the qualifications and competence of its officers and employees; (10) To establish employee performance standards, including but not limited to, quality and quantity standards. (11) To determine and administer policies, procedures, and standards for the selection, training, and promotion of employees; (12) To administer the District Personnel Policies and Practices. (13) To determine the mission, function and necessity of all or part of each of its constituent departments, boards, and commissions. (14) To take all necessary actions to carry out its mission, functions and necessity, or any part thereof, as well as to set standards of service to the public. (15) To take whatever action may be necessary in an emergency situation. The District shall promptly notify an Exclusively Recognized Employee Organization affected by the action of any such emergency action that affects matters within the scope of representation. c. Pursuant to the Government Code and/or case law, the District agrees to meet and confer regarding the proposal or decision to contract out any department, division, or   Page 8 of 17    major function. Any work contracted out as of the effective date of this Resolution is not subject to this provision. ARTICLE II – REPRESENTATION PROCEEDINGS Section 1. Filing of Recognition Petition by Employee Organization An employee organization that seeks to be formally acknowledged as the Exclusively Recognized Employee Organization representing the employees in an appropriate unit shall file a petition with Employee Relations Officer containing the following information and documentation: a. Name and address of the employee organization. b. Names and titles of its officers. c. Names of employee organization representatives who are authorized to speak on behalf of the organization. d. A statement that the employee organization has, as one of its primary purposes, the responsibility of representing the employees in their employment relations with the District. e. A statement of whether or not the employee organization is a chapter or local of, or affiliated directly or indirectly in any manner, with, a local, regional, state, national, or international organization and, if so, the name and address of each such local, regional, state, national, or international organization. f. Certified copies of the employee organization's constitution and bylaws. g. A designation of those persons, not exceeding two in number, and their addresses, to whom notices may be sent by regular United States mail, and which notices will be deemed sufficient notice to the organization for all purposes. h. A statement that the employee organization has no restriction on membership based on race, color, creed, gender, national origin, age (over 40), marital status, veterans status, religion, political opinions or affiliations, gender identity or expression, genetic information, or sexual orientation. i. The job classification(s) and/or position title(s) of District employees in the unit claimed to be appropriate and the approximate number of member employees therein. j. A statement that the employee organization has in its possession proof of employee support as herein defined to establish that a majority of the employees in the unit claimed to be appropriate and have designated the employee organization to represent them in their employment relations with the District. Such written proof shall be submitted for confirmation to the Employee Relations Officer or to a mutually agreed upon disinterested third party.   Page 9 of 17    k. A request that the Employee Relations Officer formally acknowledge the petitioner as the Exclusively Recognized Employee Organization representing the employees in the unit claimed to be appropriate for the purpose of meeting and conferring in good faith. The petition, including the proof of employee support and all accompanying documentation, shall be declared to be true, correct and complete, under penalty of perjury by the duly authorized officer(s) of the employee organization executing it. The petition shall include a list of classifications to be included in the proposed unit (as such classifications are shown in the District's then current Salary Schedule) and departments to which they belong. Section 2. District Response to Recognition Petition Upon receipt of such Petition, the Employer Relations Officer shall determine whether: a. There has been compliance with the requirements of the Recognition Petition; and b. The proposed representation unit is an appropriate unit in accordance with Section 10 of this Article II. If the Employee Relations Officer makes an affirmative determination on the foregoing two matters, he or she shall so inform the petitioning employee organization, shall give written notice of such request for recognition to the employees in the unit and shall not take action on said request for thirty (30) days thereafter. If either of the foregoing matters are not affirmatively determined, the Employee Relations Officer shall offer to consult thereon with such petitioning employee organization and, if such determination thereafter remains unchanged, shall inform that organization of the reasons therefore in writing. The petitioning employee organization may appeal such determination in accordance with Section 13 of this Resolution. Section 3. Open Period for Filing Challenging Petition Within thirty (30) days of the date written notice was given to affected employees that a valid recognition petition for an appropriate unit has been filed, any other employee organization may file a competing request to be formally acknowledged as the Exclusively Recognized Employee Organization of the employees in the same or in an overlapping unit (one which corresponds with respect to some but not all of the classifications or positions set forth in the recognition petition being challenged), by filing a petition evidencing proof of employee support in the unit claimed to be appropriate of at least thirty (30) percent and otherwise in the same form and manner set forth in Section 5 of this Article II. If such challenging petition seeks establishment of an overlapping unit, the Employee Relations Officer shall call for a hearing on such overlapping petitions for the purpose of ascertaining the more appropriate unit, at which time each petitioning employee organization shall be heard. Thereafter, the Employee Relations Officer shall determine the appropriate unit or units in accordance with the standards in Section 10 of this Article II set forth in this Resolution. The petitioning   Page 10 of 17    employee organizations shall have fifteen days from the date notice of such unit determination is communicated to them by the Employee Relations Officer to amend their petitions to conform to such determination or to appeal such determination pursuant to Section 12 of this Article II. Section 4. Election Procedures The Employee Relations Officer shall arrange for a secret ballot election to be conducted by a party agreed to by the Employee Relations Officer and the concerned employee organization(s) in accordance with its rules and procedures subject to the provisions in this Resolution. All employee organizations that have duly submitted petitions which have determined to be in conformance with this Article II shall be included on the ballot. The ballot shall provide employees with the option of voting for “no exclusively recognized employee organization.” Employees entitled to vote in such election shall be those persons employed in regular permanent positions within the designated appropriate unit who were employed during the pay period immediately prior to the date which ended at least fifteen (15) days before the date the election commences, including those who did not work during such period because of illness, vacation, or other authorized leaves of absence, and who are employed by the District in the same unit on the date of the election. However, employees on such authorized paid leave of absence shall not receive any special notice of election and no absentee ballots will be accepted. An employee organization shall be formally acknowledged as the Exclusively Recognized Employee Organization for the designated unit following an election or run-off election if it received a numerical majority of all valid votes cast in the election. In an election involving three or more choices, where none of the choices receives a majority of the valid votes cast, a run-off election shall be conducted between the two choices receiving the largest number of valid votes cast; the rules governing an initial election being applicable to a run-off election. There shall be no more than one valid election under this Resolution pursuant to any petition in a 12-month period affecting the same unit. In the event that the parties are unable to agree on a third party to conduct an election, the election shall be conducted by the State Conciliation Service. Costs of conduction elections shall be borne in equal shares by the District and each employee organization appearing on the ballot. Section 5. Procedure for Decertification of Exclusively Recognized Employee Organization A Decertification Petition alleging that the incumbent Exclusively Recognized Employee Organization no longer represents a majority of employees in an established appropriate unit may be filed with the Employee Relations Officer only during the month of March of any year. A Decertification Petition may be filed by two or more employees or their   Page 11 of 17    representative, or an employee organization, and shall contain the following information and documentation declared by the duly authorized signatory under penalty of perjury to be true, correct, and complete: a. The name, address and telephone number of the petitioner and a designated representative authorized to receive notices or requests for further information. b. The name of the established appropriate unit and of the incumbent Exclusively Recognized Employee Organization seeking decertification as a representative of that unit. c. An allegation that the incumbent Exclusively Recognized Employee Organization no longer represents a majority of the employees in the appropriate unit, and any other relevant and material facts relating thereto. d. Proof of employee support that at least thirty (30) percent of the employees in the established appropriate unit no longer desire to be represented by the incumbent Exclusively Recognized Employee Organization. Such proof shall be submitted for confirmation to the Employee Relations Officer or to a mutually agree upon disinterested third party within the time limits specified in the first paragraph of this section. An employee organization may, in satisfaction of the Decertification Petition requirements hereunder, file a Petition under this section in the form of a Recognition Petition that evidences proof of employee support of at least thirty percent (30%) that includes the allegation and information required under paragraph (c.) of this Section 9, and otherwise conforms to the requirements of Section 5 of this Article. The Employee Relations Officer shall initially determine whether the Petition has been filed in compliance with the applicable provisions of this Article II. If his or her determination is in the negative, he or she shall offer to consult thereon with the representative(s) of such petitioning employees or employee organization and, if such determination thereafter remains unchanged, shall return such Petition to the employees or employee organization with a statement of the reasons therefore in writing. The petitioning employees or employee organization may appeal such determination in accordance with Section 13 of this Article II. If the determination of the Employee Relations Officer is in the affirmative, or if his or her negative determination is reversed on appeal, he or she shall give written notice of such Decertification or Recognition Petition to the incumbent Exclusively Recognized Employee Organization and to unit employees. The Employee Relations Officer shall thereupon arrange “for a secret ballot election to be held on or about fifteen (15) days after such notice to determine the wishes of unit employees as to the question of decertification and, if a Recognition Petition was duly filed hereunder, the question of representation. Such election shall be conducted in conformance with Section 8 of this Article.   Page 12 of 17    During the “open period” specified in the first paragraph of this Section 9, the Employee Relations Officer may on his or her own motion, when he or she has documentation to substantiate that a majority of unit employees no longer wish to be represented by the incumbent Exclusively Recognized Employee Organization (when dues authorization falls below thirty percent (30%), give notice to that organization and all unit employees that he or she will arrange for an election to determine the issue. In such event any other employee organization may within fifteen (15) days of such notice file a Recognition Petition in accordance with this Section 9. If, pursuant to this Section 9, a different employee organization is formally acknowledged as the Exclusively Recognized Employee Organization, such organization shall be bound by all the terms and conditions of any Memorandum of Understanding then in effect for its remaining term. Section 6. Policy and Standards for Determination of Appropriate Units The policy objectives in determining the appropriateness of units shall be the effect of a proposed unit on (1) the efficient operations of the District and its compatibility with the primary responsibility of the District and its employees to effectively and economically serve the public, and (2) providing employees with effective representation based on recognized community of interest considerations. These policy objectives require that the appropriate unit shall be the broadest feasible grouping of positions that share an identifiable community of interest. Factors to be considered shall be: a. Similarity of the general kinds of work performed, types of qualifications required, and the general working conditions. b. History of representation in the District and similar employment; except however, that no unit shall be deemed to be an appropriate unit solely on the basis of the extent to which employees in the unit have organized. c. Consistency with the organizational patterns of the District. d. Number of employees and classifications, and the effect on the administration of employer-employee relations created by fragmentation of classifications and proliferation of units. e. Effect on the classification structure and impact on stability of the employer-employee relationship of dividing a single or related classifications among two or more units. f. No District employment classification title shall be included in more than one representation unit. When feasible, supervisory employees and non-supervisory employees shall not be included in the same unit. (Units that contain both supervisory and non-supervisory employees at the time of adoption of this Resolution shall not be subject to this provision.)   Page 13 of 17    g. Professional employees shall not be denied the right to be represented separately from non-professional employees by a professional employee organization consisting of such employees. h. When feasible, Management and/or confidential employees shall not be included in any unit which includes non-management and/or non-confidential employees. (Units that contain confidential employees at the time of adoption of this Resolution shall not be subject to this provision.) Notwithstanding the foregoing provisions of this Section, managerial, supervisory, and confidential responsibilities, as defined in Section 2 of this Resolution, are determining factors in establishing appropriate units hereunder, and therefore for units not existing prior to the adoption of this Resolution, managerial, supervisory and confidential employees may only be included in units that do not include non-managerial, non-supervisory, and non- confidential employees. Managerial, supervisory and confidential employees may not represent any employee organization which represents other employees. The Employee Relations Officer shall, after notice to and consultation with affected employee organizations, allocate new classifications or positions, delete eliminated classifications or positions, and retain, reallocate or delete modified classifications or positions from units in accordance with the provisions of this section. The decision of the Employee Relations Officer shall be final. Section 7. Procedure for Modification of Established Appropriate Units Requests by employee organizations for modifications of established appropriate units may be considered by the Employee Relations Officer only during the period specified in Section 9 of this Article II. Such requests shall be submitted in the form of a Resolution Petition and, in addition to the requirements set forth in Section 5 of the Article, shall contain a complete statement of all relevant facts and citations in support of the proposed modified unit in terms of the policies and standards set forth in Section 10 hereof. The Employee Relations Officer shall process such petitions as other Recognition Petitions under this Article II. The Employee Relations Officer may on his or her own motion propose during the period specified in Section 9 of this Article that an established unit be modified. The Employee Relations Officer shall give written notice of the proposed modification(s) to any affected employee organization and shall hold a meeting concerning the proposed modification(s), at which time all affected employee organizations shall be heard. Such written notice shall contain a complete statement of all relevant facts in support of the proposed modified unit in terms of the policies and standards set forth in Section 10 hereof. Thereafter the Employee Relations Officer shall determine the composition of the appropriate unit or units in accordance with Section 10 of this Article II, and shall give written notice of such determination to the affected employee organizations. The Employee Relations Officer’s determination may be appealed as provided in Section 13 of this Article. If a unit is modified pursuant to the motion of the Employee Relations Officer hereunder, employee organizations may thereafter file Recognition Petitions seeking to become the Exclusively   Page 14 of 17    Recognized Employee Organization for such new appropriate unit or units pursuant to Section 3 hereof. Section 8. Procedure for Affiliation or Disaffiliation of Established Appropriate Units Requests by employee organizations for affiliation or disaffiliation affecting recognition of established appropriate units may be considered by the Employee Relations Officer only during the period specified in Section 9 of this Article II. Such requests shall be submitted in the form of a Recognition Petition. The Employee Relations Officer shall process such petitions as other Recognition Petitions under this Article II. Section 9. Appeals An employee organization aggrieved by a determination of the Employee Relations Officer under this Article II may, within ten (10) days of notice thereof request the intervention of the California State Mediation and Conciliation Service pursuant to Government Code Sections 3507.1 and 3507.3, or may, in lieu thereof or thereafter, appeal such determination to the Board for final decision within fifteen (15) days of notice of the Employee Relations Officer's determination or the termination of proceedings pursuant to Government Code Section 3507.1 or 3507.3, whichever is later. An employee organization aggrieved by a determination of the Employee Relations Officer that a Recognition Petition (Section 5); Challenging Positions (Section 7); Decertification of Recognition Petition (Section 9); or Affiliation or Disaffiliation Petitions (Section 12) – or employees aggrieved by a determination of the Employee Relations Officer that a Decertification Petition (Section 9) - has not been filed in compliance with the applicable provision of this Article may, within fifteen (15) days of notice of such determination, appeal the determination to the Board for final decision. Appeals to the Board shall be filed in writing with the District Clerk, and a copy thereof served on the Employee Relations Officer. The Board shall commence to consider the matter within thirty (30) days of the filing of the appeal. The Board may, in its discretion, refer the dispute to a third party hearing process. Any decision of the Board on the use of such procedure, and/or any decision of the Board determining the substance of the dispute shall be final and binding. To the extent allowed by law, any costs incurred as a result of the use of the appeals process shall be borne by the party incurring them, provided, however, that costs incurred for the services of a third party hearing officer and/or panel as may be requested solely by the Board for an advisory opinion shall be borne by the District. ARTICLE III – ADMINISTRATION Section 1. Submission of Current Information by Recognized Employee Organizations   Page 15 of 17    All changes in the information filed with the District by an Exclusively Recognized Employee Organization under items (a.) through (h.) of its Recognition Petition under Section 5 of this Resolution shall be submitted in writing to the Employee Relations Officer within fourteen days of such change. Section 2. Payroll Deductions on Behalf of Employee Organizations Upon formal acknowledgement by the District of an Exclusively Recognized Employee Organization under this Resolution, only such Exclusively Recognized Employee Organization may be provided payroll deductions of membership dues and insurance premiums for plans sponsored by such organization upon the written authorization of employees in the unit represented by the Exclusively Recognized Employee Organization on forms provided therefore by the District. The providing of such service to the Exclusively Recognized Employee Organization by the District shall be contingent upon and in accordance with the provisions of the Memorandum of Understanding and/or applicable administrative procedures. Section 3. Employee Organization Activities – Use of District Resources Access to District work locations and the use of District paid time, facilities, equipment and other resources by employee organizations and those representing them shall be authorized only to the extent provided for in a Memorandum of Understanding and/or administrative procedures, shall be limited to lawful activities consistent with the provisions of this Resolution that pertain directly to the employer-employee relationship and not such internal employee organization business as soliciting membership, campaigning for office, and organization meetings and elections, and shall not interfere with the efficiency, safety, and security of District operations. Pursuant to Government Code Section 3505.3, the District shall allow a reasonable number of employees reasonable time off without loss of compensation or benefits when formally meeting and conferring on matters within the scope of representation. Section 4. Administrative Rules and Procedures The General Manager is hereby authorized to establish such rules and procedures as appropriate to implement and administer the provisions of this Resolution after consultation with affected employee organizations. ARTICLE IV – IMPASSE PROCEDURES Section 1. Initiation of Impasse Procedures If the meet and confer process has reached an impasse as defined in this Resolution, either party may initiate the impasse procedures by filing with the other party a written request for an impasse meeting, together with a statement of its position on all disputed issues. The Employee Relations Officer shall then schedule an impasse meeting promptly. The purpose of such impasse meeting shall be:   Page 16 of 17    a. To review the position of the parties in a final effort to reach agreement on a Memorandum of Understanding; and b. If the impasse is not resolved, to discuss arrangements for the utilization of the impasse procedures provided herein. Section 2. Impasse Procedures Impasse procedures are as follows: a. If either party requests mediation and both parties agree to submit the dispute to mediation and agree on the selection of a mediator, the dispute shall then be promptly submitted to mediation. If the parties do not mutually agree not to proceed to mediation, the matter would proceed directly to fact finding as set forth in Section 19 b. All mediation proceedings shall be private. The mediator shall make no public recommendation, nor take any public position at any time concerning the issues nor shall an employee organization or District representative provide such information to the public or media, unless the District and employee organization agree otherwise. (1) A mediator shall be selected from the Public Employment Relations Board California State Mediation and Conciliation Services (SMCS) within five (5) days of the impasse meeting. b. The parties shall follow the fact-finding process set forth in Section 3505.4 et sec. of the California Government Code. Section 3. Cost of Impasse Procedures The costs for the services of a mediator and or fact-finder or chairperson of a fact-finding panel utilized by the parties, and other mutually incurred costs of mediation and fact-finding shall be borne equally by the District and the Exclusively Recognized Employee Organization. The cost for a fact-finding panel member selected by each party, and other separately incurred costs shall be borne by such party. ARTICLE V – MISCELLANEOUS PROVISIONS Section 1. Construction This Resolution shall be administered and construed as follows: a. Nothing in this Resolution shall be construed to deny to any person, employee, organization, the District, or any authorized officer, body or other representative of   Page 17 of 17    the District, the rights, powers and authority granted by federal or state law (or District Resolution provisions). b. This Resolution shall be interpreted so as to carry out its purposes as set forth in Article I. Section 2. Severability If any provision of this Resolution or the application of such provision to any persons or circumstances shall be held invalid, the remainder of this Resolution or the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby. Section 3. Effective Date This Resolution shall take effect immediately upon adoption by the Board, and execution of said Resolution by the President and Secretary thereof and supersedes the provisions of Resolution 1979.18 adopted by the board on February 26, 1979. ADOPTED this 25th day of January, 2017. Ayes: Noes: Absent: Abstain: _______________________________ Ronald L. Coats Board President I HEREBY CERTIFY that the foregoing is a full, true and correct copy of Resolution 2017.03 adopted by the Board of Directors of East Valley Water District at its regular meeting held January 25, 2017. _________________________________ John Mura Board Secretary RESOLUTION 2017.04 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE EAST VALLEY WATER DISTRICT IN RECOGNITION OF LOIS HENDRICKSEN-HEFLIN’S THIRTY YEARS OF SERVICE BE IT HEREBY RESOLVED, by the Board of Directors of the East Valley Water District as follows: WHEREAS, LOIS HENDRICKSEN-HEFLIN was employed by the East Valley Water District since November 3, 1986, and WHEREAS, in those thirty years, performed in an outstanding and honorable capacity in the positions of Receptionist, Engineering Secretary I, Engineering Secretary II, Special Projects Coordinator, Office Specialist II, and Customer Service Representative I, and WHEREAS, was dedicated and displayed a high sense of duty, sincere interest and personal competence in the performance of her duties which were for the benefit of all staff members and customers of the East Valley Water District, and WHEREAS, in serving the District, through her untiring efforts, personal growth, and cooperation with staff and customers, contributed greatly to the successful operation of the East Valley Water District. NOW, THEREFORE, BE IT RESOLVED, that the Board of Directors of the East Valley Water District, and each of them on behalf of the Board, staff and citizens of the District, hereby express their gratitude and sincere appreciation for her public service; BE IT FURTHER RESOLVED, that this Resolution be placed in the minutes of the East Valley Water District and the original of this Resolution be signed by all members of the Board of Directors and presented to the family of LOIS HENDRICKSEN-HEFLIN, after being suitably framed. DATED: January 25, 2017 ________________________________ ________________________________ RONALD L. COATS CHRISTOPHER CARRILLO President Vice President ________________________________ ________________________________ JAMES MORALES, JR. NANETTE SHELTON Director Director ________________________________ Attest: ________________________________ DAVID E. SMITH JOHN MURA Director General Manager/Board Secretary BOARD AGENDA STAFF REPORT Agend a Item #6. Meeting Date: January 25, 2017 P ub lic Hearing To: Governing Bo ard Memb ers From: General Manager/CEO Subject: S taff P res entatio n Regard ing C ity o f S an Bernardino 's Was tewater Treatment Rate Inc rease and P ro posed Res o lution 2017.01 RECOMMENDATION: Ap p ro ve Res o lution 2017.01 up d ating the Dis tric t’s S chedule of Water and Wastewater Rates and Charges to reflec t the City of San Bernardino Wastewater Treatment Rate inc reases effec tive July 1, 2017. BACKGROUND / ANALYSIS: In 1957, the City of San Bernardino (City) and the East Valley Water Dis trict (Dis trict) entered into a Jo int Exerc is e o f Po wers Agreement (JPA) under which the City pro vides wastewater treatment s ervic es to District c usto mers. The JPA s tipulates that the City is res po nsible for setting was tewater treatment rates , and the District is res p o ns ib le fo r c harging the rates to Dis trict c us tomers , and then remitting the c o llec ted charges to the C ity. In Sep tember 2015, the City adopted a three phase inc rease in wastewater treatment rates b as ed o n a rate study c o nduc ted by FG Solutions, LLC. The effec tive d ates of the increas es were Oc tob er 1, 2015, July 1, 2016, and July 1, 2017. The District has imp lemented the firs t two rate adjustments utilizing a 5-year pass through provision adopted by the Distric t on No vemb er 22, 2011 in ac cordanc e with Califo rnia Government Co d e (CGC) §53756. Ho wever, the final phas e of rate ad jus tments , effective 7/1/2017, do es no t fall within the 5-year pas s through p eriod ad o p ted in 2011. As a res ult, the Distric t mus t ad o p t the City inc rease effective o n July 1, 2017 at a public hearing in acc o rdance with P roposition 218. T he c us to mer imp ac t o f the p has e three rate increas e will be $0.70 per househo ld for single family res idential units , and fro m $0.04 to $0.10 per unit (HCF ) of water used fo r no n-res id ential cus tomers . If the rate increase is no t ad o p ted and charged to District c us tomers , the District would nonetheless have to p ay the inc reased rates to the C ity beginning in July, creating a mo nthly op erating d efic it of $21,000 per mo nth with res p ec t to was tewater treatment servic es . No tic es regard ing the p ub lic hearing on January 25th, 2017 were mailed out on Dec ember 9, 2016, to all prop erty o wners and residents who wo uld b e affected by the propos ed rate inc reas e, meeting the requirements o f Pro p o s itio n 218. Staff rec o mmend s that the Board ado p t Res o lution 2017.01 to update the Dis tric t’s S chedule o f Water and Wastewater Rates and Charges to reflec t inc reases adopted b y the City of San Bernardino effec tive July 1, 2017. Recommended by: Jo hn Mura General Manager/CEO Res p ec tfully s ub mitted : Brian To mpkins Chief Financial Offic er AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Enviro nment Committed To Elevated P ublic Servic e (E) - Practice transparent & acc o untab le fis cal management FISCAL IMPACT : T here is no fis c al imp ac t as s o c iated with this agenda item. ATTACHMENTS: Description Type Wastewater Rate Increase P resentation Presentation Resolution 20 17.01 Resolution Lette r Schedule of Water and Wastewater Rates and Charges Exhibit City o f San Bernardino Sewer Treatment Rate Study Exhibit •Treatment by San Bernardino Municipal Water Department −City of San Bernardino City Council is Responsible for Rate Setting 2E A S T V A L L E Y W A T E R D I S T R I C T WASTEWATER TREATMENT TODAY EVWD is Obligated to Pay Fees Approved By the City 100% of Wastewater Treatment Fees Sent to the City Including Development Fees EVWD Has No Ownership of Treatment Facilities EVWD Has No Input in Long-Term Planning/Spending 90-Day Termination of Service Clause Outside City Limits LONG-TERM CONTRACT PASS THROUGH PROVISION •California Government Code Section 53756 •Allows for Pass-through of Wholesale Water / Wastewater Treatment Charges −Provided Schedule of Rates and Charges adopts automatic adjustments −Maximum of Five Years 3E A S T V A L L E Y W A T E R D I S T R I C T AB 3030 / 2567 Wastewater Treatment 5 Years January 2012 March 2016 July 2016 TREATMENT FEES •Last EVWD Wastewater Rate Hearing November 2011 −Avoided monthly deficit of $88,000 −Adopted 5 year pass through provision •New Rates Based on 2015 Rate Study and Capital Improvement Plan •Beginning 2015 Separate Fees for EVWD and Loma Linda •City Adopted Rates September 2015 −Three phases 4E A S T V A L L E Y W A T E R D I S T R I C T City of San Bernardino Adopted Rates Effective Date Increase Status October 1, 2015 8.5%Implemented July 1, 2016 8.5%Implemented July 1, 2017 3.25%Pending Hearing $21,000 Additional Monthly Cost $.70 Cost Per Single Family Account 5E A S T V A L L E Y W A T E R D I S T R I C T NOTICE OF PUBLIC HEARING •Mailed to All Property Owners, Customers Affected By Rates •Explained Reason For Rate Adjustments •Gave Date and Time of Hearing •Explained How Customers Can Participate −2 Protests Received prior to Hearing 6E A S T V A L L E Y W A T E R D I S T R I C T PROPOSITION 218 COMPLIANCE Notices Mailed •December 9, 2016 Receive & File Protests •December 9, 2016 through January 25, 2017 Post Notice •December 22, 2016 Public Hearing •January 25, 2017 •Adopt Resolution 2017.01 Updating the District’s Schedule of Water and Wastewater Rates and Charges to Implement Phase Three of the City of San Bernardino’s Wastewater Treatment Rate Increases Effective July 1, 2017 7E A S T V A L L E Y W A T E R D I S T R I C T RECOMMENDATION East Valley Water District Resolution 2017.01 Page 1 of 3 RESOLUTION 2017.01 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE EAST VALLEY WATER DISTRICT ESTABLISHING A SCHEDULE OF FEES AND CHARGES RELATED TO THE PROVISION OF WATER AND WASTEWATER SERVICE AND RESCINDING RESOLUTION 2016.05 WHEREAS, East Valley Water District (“District”) is a county water district organized and operating pursuant to California Water Code Section 30000 et seq.; and WHEREAS, pursuant to applicable law, including but not limited to Water Code Section 31105, the District’s Board of Directors adopted Ordinance No. 389 on December 10, 2014, establishing the rules and regulations for sewer service by the District; and WHEREAS, pursuant to applicable law, including but not limited to Water Code Sections 31007 and 31101, the District’s Board of Directors is authorized to adopt rates for the provision of sewer service by the District to yield an amount sufficient to pay the operating expenses of the District, provide for repairs and depreciation of works owned or operated by the District, pay the interest on any bonded debt, and, so far as possible, provide a fund for the payment of the principal of the bonded debt as it becomes due; and WHEREAS, the actions taken herein are necessary for setting rates, fees, and charges for the provision of sewer service within the boundaries of the District and are therefore exempt from the requirements of the California Environmental Quality Act as provided by Public Resources Code Section 21080(b)(8); and WHEREAS, the amount of the rates and charges hereby adopted do not exceed the reasonable anticipated costs for the corresponding services provided by the District, and therefore the fees imposed hereby do not qualify as a “tax” under Article XIIIC, Section 1(e), of the California Constitution or Section 50076 of the California Government Code, and the actions taken herein are exempt from the additional notice and public meeting requirements of the Brown Act pursuant to Government Code Section 54954.6(a)(1)(A) and (B); and WHEREAS, the District has satisfied all of the substantive and procedural prerequisites of Article XIIID of the California Constitution in establishing the rates and charges set forth herein, including but not limited to, the identification of the parcels upon which the rates and charges will be imposed; the calculation of the rates and charges; the mailing of written notice to the record owners of each parcel upon which the rates and charges will be imposed describing the amount thereof, the basis upon which the rates and charges were calculated, the reason for the rates and charges, and the date, time, and location of the public hearing to be held thereon; and the conducting of a public hearing on the rates and charges not less than 45 days after mailing the notice during which all protests against the fee were considered. NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the East Valley Water District as follows: East Valley Water District Resolution 2017.01 Page 2 of 3 Section 1. It is hereby found that the wastewater treatment rates established or increased hereby do not exceed the estimated reasonable cost of providing the service for which they are imposed and that said rates and charges do not constitute a tax pursuant to Article XIIIX Section 1(e) of the California Constitution. Section 2. The new rates and charges are set forth in the revised Schedule of Water and Wastewater Rates and Charges as set forth in Exhibit “A”, and the Sewer Treatment Rate Study prepared by the City of San Bernardino Municipal Water Department in Exhibit “B” to this Resolution. Section 3. Future cost increases in wastewater services imposed by the City within five years of the date of this Resolution may be automatically passed through to ratepayers in accordance with the provisions of Government Code 53756 and other applicable provision of law. Section 4. It is hereby found that the written protests against the wastewater treatment rates and charges set forth in Exhibit “A”, that were received by the District prior to the close of the public hearing hereon, represented less than a majority of the parcels subject to the rates and charges set forth below and, thus, the District’s Board of Directors further finds and orders that the public interest and necessity requires the adoption of the rates and charges for sewer service by the District in accordance with Ordinance No. 389, as well as affirmation and ratification of all prior rates and charges previously adopted by the District’s Board of Directors. Section 5. Resolution 2016.05 is hereby rescinded: This Resolution shall take effect as of the 1st day of July 2017. ADOPTED this 25th day of January 2017. ROLL CALL: Ayes: Noes: Absent: Abstain: Ronald L. Coats Board President East Valley Water District Resolution 2017.01 Page 3 of 3 January 25, 2017 I HEREBY CERTIFY that the foregoing is a full, true and correct copy of Resolution 2017.01 adopted by the Board of Directors of East Valley Water District at its Regular Meeting held January 25, 2017. ATTEST: _____________________________ John Mura Board Secretary EXHIBIT “A” EAST VALLEY WATER DISTRICT SCHEDUL E O F WATER AND WASTEWATER RATE S AND CHARGES UPDATED JANUARY 25, 2017 i Table of Contents Section 1: Water Service Charges............................................................ 2 Monthly Water System Charge ............................................................. 2 Commodity Charges: Potable Water ...................................................... 2 MWD Surcharge ................................................................................ 3 Private Fire Protection Service ............................................................ 4 1. Commercial Standby Charge ........................................................... 4 2. Fire Flow Testing ........................................................................ 4 Temporary Water Service Connection .................................................... 5 Monthly Service Charge ..................................................................... 5 1. Commodity Charge ...................................................................... 5 2. Meter Deposit ............................................................................ 5 3. Unauthorized use of Water Charge ................................................... 5 New Account Fees for Water Services .................................................... 6 1. Service Initiation Charge ............................................................... 6 2. Security Deposit.......................................................................... 6 Miscellaneous Water Service Charges and Fees ......................................... 6 1. Delinquency Charge ..................................................................... 6 2. Returned Payment Charge.............................................................. 6 3. Disconnection Notice Charge .......................................................... 6 4. Service Reconnect Charge (Business Hours) ......................................... 6 5. Service Reconnect Charge (After Hours) ............................................. 6 6. Meter Test Charge ....................................................................... 7 7. Annual Backflow Compliance Test (per device) ..................................... 7 8. Backflow Device Installation Fee ...................................................... 7 9. Backflow Device Annual Administration Fee (per device) ......................... 7 Section 2: Wastewater Service Charges .................................................... 8 Monthly Wastewater System Charge ...................................................... 8 Collection Charges ........................................................................... 8 ii Treatment Charges .......................................................................... 9 Section 3: Developer Services ............................................................... 12 Water Connection Fees ..................................................................... 12 Wastewater Connection Fees.............................................................. 13 Fire Service Connection Charges ......................................................... 13 Developer Services Charges and Fees ................................................... 14 1. Front Footage Charge ................................................................. 14 2. Water Main Extension Charge ........................................................ 14 3. Fire Hydrant Installation Charge .................................................... 14 4. Special Facility Charge ................................................................ 14 5. Construction Inspection Charge ..................................................... 14 6. Water System Design Charge ......................................................... 15 7. Engineering Service Charges ......................................................... 15 8. Sewer Manhole and Valve Can Deposit ............................................. 15 9. Research Fee (flat rate, 4 hour minimum) ......................................... 15 10. Development Meeting Fee (after first meeting) .................................. 16 11. Annual Backflow Compliance Test (per device) ................................... 16 12. Backflow Inspection Fee (per inspection) .......................................... 16 13. Water Quality Sampling Fee (per sample) ......................................... 16 14. New Construction Chlorination and Flushing Fee ($225 minimum to actual cost) .......................................................................................... 16 History of Revisions ............................................................................ 18 1 [THIS PAGE IS INTENTIONALLY BLANK] 2 Section 1 : Water S ervice Charges Monthly Water S ystem Charge The water system charge is the monthly availability charge applicable to all metered water services, and shall apply whether or not premises served by the meter are occupied. The charges, which vary by meter size, are established at the amounts listed in the table below. 6/1/2015 7/1/2016 7/1/2017 5/8"20.96$ 23.06$ 24.67$ 3/4"26.61$ 29.27$ 31.32$ 1"37.92$ 41.71$ 44.63$ 1 1/2"66.19$ 72.81$ 77.91$ 2"100.12$ 110.13$ 117.84$ 3"207.54$ 228.30$ 244.28$ 4"365.85$ 402.44$ 430.61$ 6"744.67$ 819.14$ 876.48$ 8"1,366.62$ 1,503.28$ 1,608.51$ Meter Size Rates Effective on: Commodity Charges: Potable Water Commodity Charges are billed on a per unit basis for water consumption registered by the water service meter. One unit is 100 cubic feet (hcf) of water, which is equal to 748 gallons. 6/1/2015 7/1/2016 7/1/2017 Tier 1 - Indoor Use 1.45$ 1.63$ 1.83$ Tier 2 - Outdoor Use 2.07$ 2.32$ 2.61$ Tier 3 - Inefficient Use 2.89$ 3.24$ 3.64$ Tiers Rates Effective on: 3 MWD Surcharge The MWD surcharge rate (per hundred cubic feet) for all customer types is as follows Effective 6/1/2015 Rate per HCF $0.00 The MWD Surcharge Rate represents increased costs associated with water imported from the State Water Project. The charge to the District for State Water Project imported water is established by the San Bernardino Valley Municipal Water District. Since the District has no control over the adoption or imposition of MWD water charges, imposed through San Bernardino Valley Municipal Water District for the delivery of imported water to the District, EVWD may pass-through, for a five year period beginning June 1, 2015 any increases in the cost of MWD imported water imposed by the San Bernardino Valley Municipal Water District. 4 Private Fire Protection Service 1. Commercial Standby Charge The fire service standby charge is the monthly charge assessed per inch diameter of the District fire service meter. Water use through this service is limited to emergency fire requirements only. 6/1/2015 7/1/2016 7/1/2017 1"7.97$ 8.78$ 9.40$ 1 1/2"11.98$ 13.18$ 14.10$ 2"15.97$ 17.57$ 18.80$ 3"23.96$ 26.35$ 28.20$ 4"31.94$ 35.14$ 37.59$ 6"47.91$ 52.70$ 56.39$ 8"63.88$ 70.27$ 75.19$ 10"79.85$ 87.84$ 93.99$ Meter Size Rates Effective on: 2. Fire Flow Testing The fire flow test charge is a flat rate established to cover the District’s time and effort for testing parts of the water system to obtain fire flow test data and calculate results as requested. The District will charge a one-time fee of $100.00 to administer fire flow tests. 5 Temporary Water Service Connection A temporary service is available through the use of a fire hydrant. A customer deposit for the temporary service will be required, and all other applicable service charges shall apply. Monthly Service Charge Refer to the schedule of Monthly Water System Charges for three inch (3”) meters. 1. Commodity Charge Commodity charges for temporary services shall be bill ed at the Tier 3 rates based on the Potable Water Commodity Rates. When available, and feasible, recycled water shall be used for temporary construction uses. The Commodity Charge shall be as follows: Area Rate/100 Cubic Feet Potable Tier 3 Rate Recycled TBD 2. Meter Deposit A deposit equal to the replacement cost of the construction meter shall be collected at the time of service application. Currently, the replacement cost is estimated to be $1,800.00. The deposit will be applied to the closing bill and any remaining amount refunded to the customer. Lost meters will result in forfeiture of the deposit. 3. Unauthorized use of Water Charge The unauthorized use of water charge shall be charged to any person, organization or agency for each unauthorized use of District water or for tampering in any manner with any meter belonging to the District where this tampering shall affect the accuracy of such meter. The unauthorized use of water charge is hereby established at the rate of $500.00 for a first occurrence and $1,000.00 for each subsequent occurrence. 6 New Account Fees for Water Services The following fees are applicable to all requests for new service, or transfer of an existing account to a new location: 1. Service Initiation Charge The service initiation charge is a non-refundable charge of $30.00 per account, which covers the reasonable District costs for initiating water service. 2. Security Deposit A deposit of $150.00 will be required until a one year payment history, with fewer than two delinquencies, has been established . The deposit insures payment of minimum District charges. Miscellaneous Water Ser vice Charges and Fees 1. Delinquency Charge Rates and charges which are not paid on or before the due dates shall be subject to interest charges. Interest will be calculated at a rate of one and one -half percent (1 ½%) on all amounts that remain unpaid at the end of each billing cycle. 2. Returned Payment Charge A returned check charge is a charge which covers the reasonable administrative cost and banking charges for processing a returned check. 3. Disconnection Notice Charge The disconnect notice charge is the charge which covers reasonable District costs to notify customers that their water service is subject to impending termination. 4. Service Reconnect Charge (Business Hours) The service reconnect charge is the charge which covers the reasonable District costs for disconnection and reconnection during regular business hours, of service connections which are in violation of the provisions contained herein. 5. Service Reconnect Charge (After Hours) The service reconnect charge is the charge which covers the reasonable D istrict costs for disconnection and reconnection during non -business hours, of service connections which are in violation of the provisions contained herein. 7 6. Meter Test Charge The meter test charge is the charge which covers the District costs for removi ng, bench testing, and reinstalling the water meter to be tested. 7. Annual Backflow Compliance Test (per device) A fee of $5.00 per month will be charged to the customer when the annual backflow compliance test is performed by District staff. The customer will only be billed as a lump sum when District standards regarding the inspection, testing, and maintenance of customer-owned backflow assemblies are not followed. 8. Backflow Device Installation Fee Installation of new backflow prevention assemblies completed by the District will be done at actual cost. 9. Backflow Device Annual Administration Fee (per device) The District shall appoint at least one person trained in cross -connection control to administer and ensure all District standards are met. This backflow device annual administration fee will be assessed annually. Charge or Fee Name Charge/Fee Delinquency Charge 1.5% Returned Payment Charge $20.00 Disconnect Notice Charge $23.00 Service Reconnect Charge (Business Hours)$70.00 Service Reconnect Charge (After Hours)$150.00 Meter Test Charge $75.00 Annual Backflow Compliance Test $ 60.00 ($5.00 per month) Backflow Device Installations Actual Cost Backflow Annual Administration Fee $20.00 (per device) 8 Section 2: Wastewater Service Char ges Monthly Wastewater System Charge Collection Charges Collection charges were established to maintain the District's wastewater collection lines. A. Residential Customers (1 – 3 units) The collection charge for residential customers is a monthly fixed cha rge. Customer Class Charge West of Boulder Avenue 15.36$ East of Boulder Avenue 17.36$ B. Commercial Customers The collection charges for commercial customers include a small fixed charge plus a volumetric charge (water usage). Commercial accounts east of Boulder have an additional $0.09/hcf (hundred cubic feet) charge. Customer Class Charge Fixed Charge 3.90$ 9 Volumetric Charge (per HCF): West of East of Customer Class Boulder Avenue Boulder Avenue Multi-Family (4 or more units, Mobile Home Park)0.55$ 0.64$ Commercial/Retail (Non-Office, Bakery, Market)0.55$ 0.64$ Restaurant/Lounge 0.55$ 0.64$ Laundromat 0.55$ 0.64$ Dry Cleaner 0.55$ 0.64$ School/Church (Daycare, Nursery School)0.55$ 0.64$ Office Building/Motel (without a restroom, Municipality) 0.55$ 0.64$ Convalescent Home 0.55$ 0.64$ Treatment Charges The District pays treatment charges established by the City of San Bernardino for the operation and maintenance of their wastewater treatment facilities. Any future increases made by the City over the next five years following the previous public hearing, held on January 25, 2017, may be automatically passed through and incorporated herein by this reference, by action of the District’s Board of Directors to the extent authorized by Government Code Section 53756 and any other applic able provision of law. A. Residential Customers Treatment charges for residential customers are a monthly fixed charge. 7/1/2016 7/1/2017 Residential 20.85$ 21.55$ Multi-Family (2 Units)41.72$ 43.10$ Multi-Family (3 Units)62.58$ 64.64$ Customer Class Rates Effective on: 10 B. Commercial Customers Treatment charges for commercial customers include a small fixed plus a volumetric charge (water usage) which varies depending on the nature of the commercial entity. Fixed Charges: 7/1/2016 7/1/2017 Multi-Family (4+ Units), Mobile Home Parks 1.90$ 1.97$ Non-Residential Customer Classes 3.42$ 3.52$ Customer Class Rates Effective on: Volumetric Charges (per HCF): 7/1/2016 7/1/2017 Multi-Family (4+ Units), Mobile Home Parks 1.48$ 1.53$ Commercial / Retail 2.47$ 2.55$ Restaurants / Lounges 3.18$ 3.28$ Laundromats 1.77$ 1.83$ Dry Cleaners 2.47$ 2.55$ Schools / Churches 1.29$ 1.33$ Governments / Municipal 1.77$ 1.83$ Convalescent Homes 1.58$ 1.63$ Hotels (with Restaurants)3.18$ 3.28$ Offices Buildings / Motels 1.77$ 1.83$ Auto Repair / Service Station 1.53$ 1.58$ Car Wash 1.53$ 1.58$ Rates Effective on: Customer Class 11  Users other than Residential: Rates for users other than “residential” shall be computed on the basis of actual consumption as reflected by water meter readings for the billing period. Such water consumption may be reduced for the purpose of establishing sewer service charges subject to “seasonal” or “consumptive” use as recognized and approved by the Board of Directors.  Unmetered Commercial Dischargers: Unmetered co mmercial dischargers shall be billed as follows: Residential units in apartments, condominiums, and mobile home parks shall be billed for each dwelling unit at the rate established for single -family dwelling units. Other commercial dischargers shall be bil led at a rate determined by the General Manager, based on experience from similar metered dischargers. 12 Section 3: Developer Services Water Connection Fees The water service connection charge is the charge for the type and size of water service connection desired. Such regular charge shall be pai d in advance by the applicant. Where there is no regular charge, the District reserves the right to require the applicant to deposit an amount equal to the estimated cost of suc h service connection. Harmony Non-Harmony 3/4"5,200.00$ 4,607.00$ 1"8,684.00$ 7,694.00$ 1 1/2"17,316.00$ 15,343.00$ 2"27,714.00$ 24,556.00$ 3"51,997.00$ 46,072.00$ 4"86,741.00$ 76,858.00$ 6"173,165.00$ 153,434.00$ 8"311,983.00$ 276,434.00$ 10"519,971.00$ 460,723.00$ Meter Size Capacity Charge Installation charges will be estimated by the District based on availab ility of District staff to complete the work and site specific construction conditions and requirements. If the applicant elects not to have District staff complete the installation then an administrative fee of 5% of the estimate will be charged. 13 Wastewater Connection Fees The sewer service connection charge is the charge for the type and size of service connection desired. Such regular charge shall be paid in advance by the applicant. Where there is no such regular charge, the District reserves the right to require the applicant to deposit an amount equal to the estimated cost of such service connection. The following charges are hereby established and shall be collected at the time of application for sewer connection: Charge or Fee Name Permit Charge 25.00$ per connection Inspection Charge 100.00$ per connection District Conveyance Capacity Charge 3,099.00$ per EDU or portion thereof Trunk Sewer Charge 158.00$ per EDU or portion thereof Charge/Fee The City of San Bernardino Water Reclamation Plant currently treats all wastewater flows generated by residential and commercial dischargers within the East Valley Water District service area. Accordingly, the City is responsible for establishing the Wastewater Treatment Capacity fee collected by the District for new development. The current fee established by the City is $3,500 per equivalent dwelling unit (EDU). Fire Service Connection Charges The fire service charge is the charge for the type and size of fire service connection desired. Such regular charge shall be paid in advance by the applicant. Where there is no regular charge, the District reserves the right to require the applicant to deposit an amount equal to the estimated cost of such service connection. Installation charges will be estimated by the District based on availability of District staff to complete the work and site specific construction conditions and requirements. If the applicant elects not to have District staff complete the installation then an administrative fee of 5% of the estimate will be charged. 14 Developer Services Charges and Fees 1. Front Footage Charge The front footage charge is a one-time reimbursement to the District for previously constructed water mains adjacent to all sides of an unimproved property to be serviced. This charge is hereby established at a rate of $30.00 per lineal foot. 2. Water Main Extension Charge The water main extension charge is for the construction of a water main extending to the far side of the property to be served. This charge shall be based on the prevailing rates of time and material per District approved plans. The customer shall be responsible to provide the plans and for all applicable Engineering Services charges described below. 3. Fire Hydrant Installation Charge Installation charges will be estimated by the District based on availability of District staff to complete the work and site specific construction conditions and requirements. If the applicant elects not to have District staff complete the installation then an administrative fee of 5% of the estimate will be charged. 4. Special Facility Charge A special facility charge shall be required for development of limited service whenever special facilities, including pressure regulators are required. The charge to be made to a developer or owner of land that is considered by the District to be within a limited service area shall be based upon the developer’s or landowner’s proportionate share of the cost for the installation of such Special Facility. Such proportionate share to be borne by the developer or landowner shall be based on the percentage of such development to the entire limited service area to be served by the Special Facilities; and the same number of acres or area under normal conditions and the cost of facilities to serve the acreage of area under special conditions at a higher cost. 5. Construction Inspection Charge Where a customer service connection or facility requires inspection by District personnel, the customer shall be charged for such inspection at the rate of $900.00 per day. When District personnel are not available, inspection will be performed by third party inspectors retained by the District. The hourly rate for third party inspectors will be established at the beginning of each third party inspection assignment. 15 6. Water System Design Charge A water system design charge shall be required for all main ex tensions, service connections and/or special facilities requiring the preparation of engineering plans and drawings. The water system design charge is hereby established as that fee charged by an engineering firm of the District’s choosing, plus an additio nal 10% thereof for the District’s administrative costs. In the event the costs exceed the fees charged, the additional cost will be billed to the customer. 7. Engineering Service Charges The Engineering Services charge is a fee for the District’s time and ef fort spent on assisting customers who have a requirement to construct water or sewer main extensions, or other water and/or sewer facilities, which must meet District needs and conform to District standards. This fee includes time and effort the District spends on plan checking, plan and easement development, and all other related work. Prior to submission of any documents requiring work by the District, a non - refundable minimum charge in the amount of 10% of the engineer’s estimated cost for the project shall be submitted to the District. The work will be accomplished on a time and effort basis. Should the District require more funds than the original charge, the additional costs will be billed and must be paid prior to allowing water and/or sewer service to the project. 8. Sewer Manhole and Valve Can Deposit A refundable deposit of $1,500.00 per manhole will be charged for each sewer manhole structure shown on the sewer construction plans. A refundable deposit of $500 per valve can will be charged for each val ve can as shown on the water construction plans. These deposits will be returned when all manholes and valve cans are constructed to final grade by the developer’s contractor and verified by the District. As an alternative to the manhole and valve can depo sit, a guarantee bond may be provided in the same amount as the deposit. The guarantee bond shall contain covenants that are satisfactory to the District. Such bond shall remain in force until all manholes and valve cans are constructed to final grade by t he developer’s contractor and verified by the District. 9. Research Fee (flat rate, 4 hour minimum) This $200.00 fee will provide funding for engineering staff to conduct research and provide copies of materials to developer engineers ’ such as plans, easements, and other development related materials. This would only apply to obtaining information 16 for developers that is unique to their development area and not general information such as fee schedules or District design standards. 10. Development Meeting Fee (after first meeting) This $250.00 per hour fee will provide funding for engineering staff to prepare for and attend, meetings with developers regarding their projects beyond the initial project consultation meeting and set-up. This fee will impact primarily larger more complex developments which may require multiple coordination meetings with staff. 11. Annual Backflow Compliance Test (per device) A fee of $60.00 will be charged to the developer after newly installed and inspected devices (performed by District staff) are complete. 12. Backflow Inspection Fee (per inspection) A fee of $80.00 will be charged for each backflow inspection of newly installed backflow prevention devices, in accordance with District standards. 13. Water Quality Sampling Fee (per sample) A fee of $110.00 will be charged for each water quality sample taken for new construction. 14. New Construction Chlorination and Flushing Fee ($225 minimum to actual cost) A minimum fee of $225.00 will be charged for new construction disinfection plan review, inspection, and flushing prior to sampling. 17 Charge or Fee Name Charge/Fee Front Footage Charge $30.00 (per lineal foot) Water Main Extension Charge Fire Hydrant Installation Charge Actual cost or 5% of estimate Special Facility Charge Construction Inspection Charge $900.00 (per day) or actual cost Water System Design Charge Actual cost + 10% Engineering Service Charges 10% (of Engineer's estimated project cost) Sewer Manhole and Valve Can Deposit $1,500.00 (per manhole); $500.00 (per valve can) Research Fee $200.00 (flat rate, 4 hour minimum) Development Meeting Fee $250.00 (per hour, after first meeting) Annual Backflow Compliance Test $60.00 (per device) Backflow Inspection Fee $80.00 (per inspection) Water Quality Sampling Fee $110.00 (per sample) New Construction Chlorination and Flushing Fee $225.00 (minimum to actual cost) 18 History of Revisions DATE ADOPTED RESOLUTION RESCIND REVISION DATE EFFECTIVE 01/25/17 2017.01 2016.05 Update Wastewater Treatment Fees and Renew 5-Year Pass Through Provision 07/01/17 02/24/16 2016.05 2015.04 Update Wastewater and Miscellaneous Fees 04/01/16 03/25/15 2015.04 2014.32 Implement Water Budget Based Rates 06/01/15 03/25/15 2015.04 Ord 391 Update Wastewater Fees 06/01/15 Exhibit "B" BOARD AGENDA STAFF REPORT Agenda Item #10. Meeting Date: January 25, 2017 Dis cus s io n Item To: Governing Bo ard Memb ers From: General Manager/CEO Subject: Refer Contract Amendments for the Sterling Natural Resourc e Center to San Bernard ino Valley Municipal Water District RECOMMENDATION: Ap p ro ve the c o ntent o f the contract amendment req ues ts fro m ES A, RMC and Gro up Delta Co ns ultants respec tively and refer the ac tion to S an Bernard ino Valley Munic ip al Water Dis tric t as it relates to the S terling Natural Resourc e Center. BACKGROUND / ANALYSIS: In 2015 S an Bernard ino Valley Munic ip al Water Dis trict (Valley Distric t) and Eas t Valley Water Distric t (District) entered into a framework agreement laying the gro und wo rk fo r regio nal recycled water projects . The S terling Natural Res o urc e Center (SNR C) is the first p ro jec t to b e undertaken as res ult o f this agreement, with Valley Dis tric t as the lead agency of this p ro jec t, perfo rmed in coo p eratio n with the Eas t Valley Water Dis trict. T hro ugho ut the p roc es s , Valley Dis tric t and Eas t Valley Water Distric t have wo rked together to issue an R FQ fo r the Statement o f Qualificatio ns for this Des ign-Build Pro ject. F o llo wing the review o f the Qualific atio ns and interview of firms a s ho rt list of three Des ign Build Entities has been es tablis hed. These s hort lis ted firms will b e s ent the Req ues t for Pro p o s als to p ro vide a lump s um bid fo r the SNRC . The b ridging d o c uments to ac company the Req uest for Pro p o s als have been p rep ared and id entify the vario us b uilding loc atio ns, treatment p roc es s es and pipeline alignments for the project. Group Delta had c o nduc ted a p reliminary geo tec hnic al investigation and percolatio n s tud y. Additional geotec hnic al work is need ed to provide the three Des ign Build Entities sufficient info rmatio n to finalize a pro p o s ed d es ign. An ad d itio nal tas k that was not initially expec ted to be needed is the acquis ition o f a 1211 Dis c harge permit fro m the S anta Ana Regional Water Quality Co ntrol Board (RWQCB). To facilitate this p ermit and ad d ress c o ncerns raised d uring the pub lic no tice o f the permit, add itional effo rt was required from the Environmental Co ns ultant RMC. This effo rt was no t in the o riginal s cope o f work for RMC as the need for this p ermit was unkno wn d uring the initial stages of the p ro jec t T he autho rity requested under the agend a item will move the p ro c es s forward to c o mplete the enviro nmental s up p o rt, permitting ac tivities and geotechnical inves tigatio ns fo r the SNR C p ro gram. The S terling Natural Res o urc e Center will cons is t of a water recycling plant, ad minis tration building and a learning center along with vario us p avilio ns that s erve as public us e facilities. It will als o require an effluent pumping station, c o nveyanc e p ipelines fo r gro und water rec harge, s ewer c o llec tion p ipelines with lift s tations to bring s ewer flows to the water rec yc ling p lant, as well as a numb er o f infras truc ture imp rovements to the affec ted c ity ro ads, s torm drain and Recommended by: Jo hn Mura General Manager/CEO Res p ec tfully s ub mitted : Steve Nix Directo r o f Engineering & Op eratio ns rec yc ling p lant, as well as a numb er o f infras truc ture imp rovements to the affec ted c ity ro ads, s torm drain and o ther d ry utilities s uc h as elec tric al po wer. T he enviro nmental, p ermitting and geotechnical s ervices are a c o vered exp ens e under the Dis tric t’s SRF applic atio n. In ac cord anc e with the framework agreement, Valley Dis trict is the autho rizing agenc y and East Valley Water District is financ ially res p o nsible for all contracts relating to the SNRC. AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor I - Enc o urage Innovative Investments To Pro mo te Sustainab le Benefits (A) - Develop p rojec ts and pro grams to ens ure safe and reliab le s ervic es REVIEW BY OTHERS: T his agend a item has b een reviewed b y the District's Legal Couns el. FISCAL IMPACT : T he impacts as s o ciated with this agenda item are as fo llo ws : 1. A c o ntrac t amend ment in the amo unt of $14,000 for the EIR cons ultant ESA. 2. A c o ntrac t amend ment in the amo unt of $201,000 for the permitting c o ns ultant RMC Water and Environment. 3. A c o ntrac t amend ment in the amo unt of $70,000 for the geo tec hnic al c o ns ultant Gro up Delta Co nsultants . ATTACHMENTS: Description Type Letter from ESA Backup Material Letter from RMC Backup Material Letter from Gro up Delta Backup Material 626 Wilshire Boulevard Suite 1100 Los Angeles, CA 90017 213.599.4300 phone 213.599.4301 fax www.esassoc.com November 17, 2016 Ash Dhingra East Valley Water District 31111 Greenspot Road Highland, CA 92346 Subject: Invoices for Sterling Natural Resources Project services provided by ESA Dear Ash Dhingra: As we discussed last month, I would like to review our budget status with you. I believe our total approved contract amount is $661,639. In our last invoice we included charges for Task 1 Project Management of approximately $9,650 that was above our original budget for that task. We received full payment on that invoice. Thank you. The additional charges were compiled during the summer in response to requests by the team for the following services: review of City DEIR, preparation of Admin Record, and 1211 petition support. We are in the process of finalizing the HMMP that will accompany the BO when it is finalized. However, we are over budget on our preparation of the HMMP by approximately $24,000. This budget overage has been accrued through the preparation of the BA this spring and coordination regarding fish data from Big T this summer. Additional effort was needed in assessing the project impacts for the BA and coordinating the scope and content requirements of the HMMP. We are requesting that our budget be increased by $14,000 to encompass completion of the HMMP. The attached invoice includes this additional amount. The remaining $10,000 of our budget overage will not be invoiced to you. Let me know if this makes sense to you or if you would like to discuss further. As always, we have very much appreciated working on this important project with you and wish you the best of luck on it. If there is anything more we can do for you, please don’t hesitate to call me. Sincerely, Tom Barnes 10509 Vista Sorrento Pkwy, Suite 205 San Diego, CA 92121 858.875.7400 rmcwater.com November 10, 2016 Ashok Dhingra San Bernardino Valley Municipal Water District 380 East Vanderbilt Way San Bernardino, Ca. 92408 RE: Sterling Natural Resource Center – Amendment No. 3 Dear Ash: RMC Water and Environment (RMC) is pleased to submit this letter proposal to continue supporting the Sterling Natural Resource Center (SNRC) project with engineering, environmental, and permitting support. We’re excited to help see this important project through completion. The proposed scope of work is described below. Proposed Scope of Work Task 10: Additional CEQA and Permitting Tasks This task includes previously completed effort (as documented in our Progress Reports) to support the SNRC team, including additional CEQA-related tasks, time series modeling for the Antidegradation Analysis, and operational scenario hydrogeological modeling. This task also includes potential future tasks that may be needed to support a successful NPDES/GWR permit from Santa Ana RWQCB and SWRCB Division of Drinking Water (DDW), including conjunctive use hydrogeological modeling and updates to the Title 22 Engineering Report per the D/B bridging documents. CEQA Review and Support Under this task, comments on the Clean Water Factory EIR were developed in support of comment letters submitted by San Bernardino Valley Municipal Water District (SBVMWD) and partner East Valley Water District (EVWD). RMC also helped to compile a complete Administrative Record to support ongoing litigation related to the SNRC EIR and LAFCO process. Time Series Modeling and Antidegradation Analysis This task involved revisions and modifications to the Antidegradation Analysis, including completion of a time series numerical model for TDS and Nitrate as requested by Santa Ana Regional Water Quality Control Board (RWQCB). This task will also include additional revisions to the Antidegradation Analysis based on comments submitted by Santa Ana RWQCB and/or DDW as it relates to changes in the Engineering Report (in response to the D/B bridging documents). A revised draft Antidegradation Analysis will be provided to SBVMWD and DDW/RWQCB for review. Following incorporation of comments, the final Antidegradation Analysis will be provided to Santa Ana RWQCB. Page 2 of 4 Operational Scenario Hydrogeological Analysis Under this task, an additional hydrogeological analysis for the SNRC was completed, representing the operational strategy that was developed to support the Title 22 permit application. The operational scenario included 7.5 MGD discharge a majority of the time to City Creek, with the discharge diverted to Redlands Basins under wet weather conditions. A draft Technical Memorandum (TM) was produced for SBVMWD review. Following incorporation of SBVMWD comments, a final TM was produced for use as an appendix to the Title 22 Engineering Report. Economic Modeling, Cost Estimating and Effluent Water Quality Analysis This task involved developing a refined economic model, review of cost estimates, and development of an effluent water quality analysis in support of the B/D RFP. Additional support for the D/B bridging documents many include research, analysis, and cost estimating. Responses to Water Rights Protests Under this task, responses to protestors on SBVMWD’s Water Rights Petition were developed. A Technical Memorandum was prepared to help support the District’s response to Riverside Public Utilities (RPU’s) protest. Additionally, Geoscience will attend a meeting with SBVMWD and RPU to discuss the protest and the additional analysis completed to assess the concerns that were raised. RWQCB-DDW Additional Status Meetings This task includes time and expenses incurred during preparation for and attendance at additional status meetings with staff at the Santa Ana RWQCB and SWRCB DDW. RMC will coordinate meeting scheduling and prepare agendas, handouts, presentations, and meeting summary. This amendment request assumes six additional bi-monthly (every other month) meetings through 2017. Title 22 Engineering Report Revisions Revisions to the Title 22 Engineering Report will be necessary following development of the D/B bridging documents and possibly again following completion of 100% design. RMC will incorporate revisions, as needed, to reflect more accurate design information. A revised draft Engineering report will be provided to SBVMWD for review. Following incorporation of SBVMWD comments, the revised draft Engineering Report will be provided to DDW for review. DDW comments will be incorporated and a final Engineering Report will be produced. This task assumes two additional revisions will be necessary before the final NPDES/GWR permit is issued. Report of Waste Discharge Revisions Revisions to the Report of Waste Discharge (ROWD) may be necessary following development of the D/B bridging documents and possibly again following completion of 100% design. RMC will incorporate revisions, as needed, in response to DDW and/or Santa Ana RWQCB comments. A revised draft ROWD will be provided to SBVMWD and DDW/RWQCB for review. Following incorporation of comments, the final ROWD will be provided to Santa Ana RWQCB. Page 3 of 4 Hydrogeological Modeling for Conjunctive Use Projects This task includes work related to the incorporation of additional hydrogeologic modeling into the Title 22 Engineering Report, if requested by DDW. The additional modeling reflects water balance relative to the Santa Ana River Conservation and Conjunctive Use Program (SARCCUP) and Bunker Hill Conjunctive Use Program (BHCUP). Geoscience will: · Prepare model input data to extend the base period to 39 years and include the projected BHCUP and SARCCUP projects, run the City Creek spreadsheet model and basin flow model, and analyze results for flow paths and retention times (assumes 1 predictive scenario to include proposed BHCUP/SARCCUP Projects and SNRC operational scenario). · Run basin solute transport model and analyze results for recycled water contribution and TDS at selected wells (assumes 1 predictive scenario to include proposed BHCUP/SARCCUP projects and SNRC operational scenario) A draft Technical Memorandum (TM) will be produced for SBVMWD review. Following incorporation of SBVMWD comments, a final TM will be produced for use as an appendix to the Title 22 Engineering Report. As Needed Program Support The purpose of this task is to provide ongoing program management support over an extended timeframe beyond the original completion date of October 2015. The basis for level of effort includes monthly team conference calls and support in responding to other program needs, as requested by SBVMWD. This task also includes ongoing project management activities. Task 10 Deliverables · Comments on Clean Water Factory EIR · Electronic files for CEQA Administrative Record · Revised Antidegradation Analysis · Operational Strategy Hydrogeological Analysis TM · Refined Economic Model · Revised Effluent Water Quality Analysis · Response to RPU TM · RWQCB-DDW Meeting Agendas, Handouts, Presentations, Summary · Revised Title 22 Engineering Report · Revised Repot of Waste Discharge · Hydrogeological Analysis with Conjunctive Use Projects TM · Progress reports and invoices Proposed Fee Estimate RMC proposes to complete the work outlined in this scope for a fee not to exceed $201,000 to be billed on a time and materials basis according to our approved rate sheet associated with our current contract with SBVMWD. A proposed fee estimate is attached as Exhibit A. Page 4 of 4 Please do not hesitate to contact me if you have any questions about this proposal. Sincerely, Rosalyn Prickett Senior Water Resources Planner Principal RMC Water and Environment 10509 Vista Sorrento Parkway, Suite 205 San Diego, CA 92121 Exhibit A: Proposed Fee Estimate San Bernardino Valley Municipal Water District November 10, 2016 Sterling Natural Resource Center - Amendment No. 3 Tasks Total Lyndel Melton Rosalyn Prickett Sarah Rhodes Javier Dela Cruz Alec Roberts Adminstrator PIC PM EPS-6 EPS-4 EPS-1 AD-2 GeoScience $308 $242 $216 $199 $148 $100 Task 10: Additional CEQA and Permitting Tasks CEQA Review and Support 2 4 8 14 $3,176 $0 $0 $3,176 Time Series Modeling and Antidegradation Analysis 4 24 40 68 $15,000 $0 $0 $15,000 Operational Scenario Hydrogeological Analysis 4 4 8 $2,200 $21,158 $21,158 $0 $23,358 Economic Analysis, Cost Estimating and Effluent Water Quality Analysis 24 8 32 $8,576 $0 $0 $8,576 Responses to Water Rights Protests 4 4 8 $2,200 $9,243 $9,243 $0 $11,443 RWQCB-DDW Additional Status Meetings (assumes 6 meetings)48 96 144 $38,016 $0 $3,000 $41,016 Title 22 Engineering Report Revisions 6 16 32 64 118 $22,104 $0 $0 $22,104 Report of Waste Discharge Revisions 2 8 16 26 $4,920 $0 $0 $4,920 Hydrogeologic Modeling for Conjunctive Use Projects 4 4 8 $2,200 $29,993 $29,993 $0 $32,193 As Needed Program Support 74 60 12 146 $38,512 $0 $702 $39,214 Subtotal Task 11:172 220 32 48 88 12 572 $136,904 $60,394 $60,394 $3,702 $201,000 TOTAL 172 220 32 48 88 12 572 $136,904 $60,394 $60,394 $3,702 $201,000 1. The individual hourly rates include salary, overhead and profit. Outside ServicesLabor Total ODCs ODCs Total FeeTotal Outside ServicesTotal Hours Total Labor Costs (1) 32 Mauchly, Suite B, Irvine, CA 92618 TEL: (949) 450 -2100 Anaheim – Irvine – Ontario – Oakland – San Diego – Torrance – Victorville www.GroupDelta.com San Bernardino Valley MWD January 19, 2017 380 Vanderbilt Way Proposal No. IR17-002 San Bernardino, California 92408 SUBJECT: Contract Amendment No. 1 – Sterling Natural Resource Center City of Highland, San Bernardino County, California In response to your request, Group Delta Consultants, Inc. (GDC) is pleased to submit San Bernardino Valley MWD (Client) this scope of work to complete a Geotechnical Investigation for the subject site. Provided below is the scope of work, schedule, and fees for this work. PROJECT DESCRIPTION AND BACKGROUND The project site is a 22-acre vacant property located on both sides of Del Rosa Drive between 6th Street and 5th Street in City of Highland, California (Figure 1). The subject property is bounded to the north by 6th Street, to the south by 5th Street and to the east and west by residential development. We understand that the East Valley Water District has developed conceptual plans for an administration center and a waste water treatment facility (See Figure 2A). Specifically, this includes a new treatment center consisting of an operations and maintenance building, headworks building, various clarifiers, basins, odor control building, and related structures. In addition, a lift station is proposed near 3rd street and warm creek (See Figures 2B and 2D) and wastewater collection and distribution pipelines are proposed as shown in Figures 2C and 2D. SCOPE OF WORK GDC will perform a design-level field investigation and laboratory testing. Based on a review of the literature and our previous limited site evaluation, the following key geotechnical considerations for the proposed development included the following:  The upper soils at the site are medium dense and may require some remedial grading (removal and recompaction) for support of proposed improvement. Proposed improvements could be supported on conventional shallow foundation;  Soils appear to be granular low expansion sandy soils which would likely not require major mitigation for expansion potential;  Liquefaction potential is not a design concern, but dry sand settlement of up to 1-inch is likely during a design earthquake event; and  Based on this limited preliminary study GDC considers that the proposed project is feasible. Additional borings and/or Cone Penetration Tests (CPTs) should be performed Contract Amendment No. 1 GDC Proposal No. IR17-002 SBVMWD – Sterling Natural Resources Center January 19, 2017 City of Highland, CA Page 2 with associated geotechnical laboratory testing to better define subsurface characteristics for final design. GDC will first mark the proposed explorations, and properly clear utilities including performing a geophysical survey. The field exploration will consist of drilling ten (10) borings to a depth ranging from 10 to 60 feet below current ground surface (bgs) or refusal, whichever is shallower, see Table 1. We will also advance eleven (11) Cone Penetration Tests (CPTs) to depths ranging from 40 of 60 ft bgs or refusal, whichever is shallower, see Figures 2A through 2D for the proposed exploration locations. Due to anticipated deeper groundwater at the site (below 50 feet bgs), the borings will be backfilled with drill cuttings and will be properly finished to surface conditions. LABORATORY TESTING We propose to conduct the following geotechnical laboratory testing on selected field exploration samples:  Gradation Analysis  Atterberg Limits  Unit Weight and Moisture Content  Soil classification  Direct Shear tests  Collapse/Swell/Consolidation tests  Corrosion/resistivity  Chemical tests  Sulfates, chloride, pH & minimum resistivity  R-value test  Electrical resistivity tests DELIVERABLE Our Geotechnical report deliverable will mainly evaluate feasibility for the proposed developments based on geologic and seismic hazards, subsurface soil and groundwater conditions. In addition, the report will provide the following geotechnical recommendations:  Project description and scope of work;  Geology and site conditions;  General subsurface soil and groundwater conditions;  Discussion of potential for liquefaction, dry seismic settlement and lateral spread and other potential site geologic hazards;  Seismic design coefficients in accordance with Chapter 16 of the 2013 California Building Code; Contract Amendment No. 1 GDC Proposal No. IR17-002 SBVMWD – Sterling Natural Resources Center January 19, 2017 City of Highland, CA Page 3  Discussion of potential static settlement of the on -site soil and mitigation recommendations;  Grading, including site preparation, excavation and slopes, the placing of compacted fill, and quality control measures relating to earthwork;  OSHA soil classification for excavations;  Recommendations for design and construction of foundations for the proposed building, equipment, and other structures; , For shallow foundations and/or equipment pads, minimum width and depth requirements, allowable soil contact pressures, design criteria for resistance of lateral loads, estimated settlement analysis, and construction recommendations;  A discussion on preliminary corrosivity of soil conditions;  Buried utility line installation, including bedding;  Temporary and permanent site drainage and erosion control measures ; and  Subgrade preparation and design of paving. SCHEDULE We are prepared to start work immediately following the receipt of your written authorization. We estimate that our draft Geotechnical Investigation report will be submitted approximately four to five weeks after the notice to proceed. Expedited reporting can be conducted upon request. Following an initial review of the draft reports by the Client, GDC will address any comments the Client has in revised reports. FEES Our estimated fee for the above scope of work is $70,000. The fee for the above scope will be incurred on a lump sum basis in accordance with the Project’s approved fee rate schedule. A table providing a detailed cost breakdown is shown in the attached Table 1, based on our current Standard Fee Schedule, included as Appendix A. We will not exceed these fees unless we encounter significant unexpected problems or change of scope. In that event, we will discuss the situation with you before incurring any additional cost. The above fee estimates cover services provided through the completion of our preliminary report. Supplemental post-report services will be provided, as needed, on a cost plus fixed fee basis in accordance with our contract rates in effect at the time the work is performed. SUPPORT NEEDED FROM CLIENT The schedule and budget estimate presented above is based on the understanding that you will provide the following support prior to start of field work: Contract Amendment No. 1 GDC Proposal No. IR17-002 SBVMWD – Sterling Natural Resources Center January 19, 2017 City of Highland, CA Page 4  Permission to access the site  Contact information for owner or representative CONCLUDING REMARKS We look forward to being your consultant on this project. Please feel free to call us if you have any questions on the contents of this contract amendment scope of work. If you accept the terms of this contract amendment and you wish us to perform the proposed services, please document your authorization to proceed by returning a countersigned copy of this letter or issuing Amendment No. 1. Sincerely, Accepted GROUP DELTA JAMES (JIM) P. CUNNEEN, J.D., P.E. SIGNATURE ___________________ Associate Engineer Name & Title __________________ Date __________________ JPC/ Enclosure: Figures 1, 2A through 2D, Cost Estimate Table, Appendix A (Fee Schedule) FIGURES VICINITY MAP Figure Number: 1 Proposal Number: IR17‐002 Project Location:  Sterling Natural Resource Center and Pipeline Highland, CA  GROUP DELTA CONSULTANTS, INC. ENGINEERS AND GEOLOGISTS 32 MAUCHLY, SUITE B IRVINE, CA 92618 (949) 450-2100 Reference: Images taken from Google Maps. Existing Building 1400 feet Proposed Site:  ADMINISTRATION CENTER (See Figure 2A) Proposed Site: TREATMENT FACILITY (See Figure 2A)650 feet EXPLANATION Proposed 24‐inch Recycled Water Pipeline (See Figure 2C) Proposed Force Main (See Figure 2D) Proposed Gravity Main (See Figure 2D) LIFT STATION (See Figure 2B) TREATMENT SITE X X X X X X X X X X X X X X X X X X X X X X XX X X X X X XXXX X X X X X X X X X X X X X X X X X X X X X X X DRAWING NO. DWG: SCALE: ORIGINAL SIZE : 22"x34" ISSUED FOR: MARK DATEBY REVISION DATE: REVIEWED: JOB NO: DRAWN: 1/16/2017 1771 0 1"=60' 60 10030 DE L R O S A D R I V E 1 2 3 4 5 6 7 8 9 ADMINISTRATION CENTER ADMINISTRATION BUILDING PUBLIC RESTROOMS ADMINISTRATIVE PAVILLIONS DECORATIVE PONDS DEMONSTRATION RECHARGE BASINS DG WALKING TRAILS WROUGHT IRON FENCE MOTORIZED GATE AC PAVING WITH CURB & GUTTER (SEE NOTE 1) 1 2 2 333 3 3 5 5 5 4 4 W 5TH STREET SIXTH STREET 6 6 6 6 6 TS GB 1" = 60' 7 7 8 8 NOTE 1. PAVING SHALL CONSIST OF MIN 6" AC PAVEMENT OVER 12" AGGREGATE BASE AND SHALL INCLUDE CONCRETE CURB & GUTTER, STRIPING, AND PARKING BUMPERS 9 7 7 9 4 of 52 JW TREATMENT FACILITY 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 SLUDGE BLENDING AND STORAGE TANK ANAEROBIC DIGESTERS WASTE GAS BURNER DEWATERING BUILDING (INCLUDES THICKENERS, SCREW PRESSES DISGESTER AND SLUDGE TANK MECHANICAL BUILDING CHEMICAL BUILDING ELECTRICAL YARD WROUGHT IRON FENCE MOTORIZED GATE ODOR CONTROL BUILDING OPERATIONS AND MAINTENANCE BUILDING FUTURE CNG FACILITY HEADWORKS BUILDING (INCLUDES COARSE SCREENS, INFLUENT PUMP STATION AND GRIT REMOVAL SYSTEM) PRIMARY CLARIFIERS FUTURE CLARIFIER FINE SCREENING BUILDING EQUALIZATION/EMERGENCY STORAGE BASIN BIOLOGICAL TANK BUILDING (INCLUDES BIOLOGICAL PROCESS TANKS AND ASSOCIATED BLOWERS) WATER TREATMENT BUILDING (INCLUDES MEMBRANE TANK/BLOWERS/PUMPS, UV DISINFECTION, PLANT AND RECYCLED WATER PUMP STATIONS) 1 3 45 67 8 9 14 11 11 12 1319 15 16 10 17 18 1818 17 17 17 12 " M I N LEVEL SENSOR "LEAD" PUMP ON- ELEV 1013.5' LIFTING CABLE DROP PIPE OUTLET 1012.0' PUMPS OFF - ELEV 1010.0' LOW LEVEL ALARM - ELEV 1009.5' WET WELL FLOOR - ELEV 1005.0' STAINLESS STEEL GUIDE RAILS PROVIDE PVC LINER INSIDE STRUCTURE AFTER INSTALLATIONOF WALLS AND ROOF HIGH/LOW LEVEL FLOAT SWITCH DI MJ SLEEVE CHECK VALVE VAULT DRAIN W/ TRAP FORCE MAIN PLUG VALVE 6'X'6'X5' PRECAST CONCRETE (HS-20 LOADING)PRECAST CONCRETE 8' Ø WET WELL (HS-20 LOADING) ACCESS HATCH (HS-20 LOADING) FINISH GRADE/RIM - ELEV 1030.0' ± POWER & CONTROL PUMP CABLE DI MJ RESTRAINED SLEEVE GRINDER INVERT IN ELEV - 1014.3' GRAVITY PIPE 1'-0" 3'-0" MINIMUM SPACING ACCESS HATCH (HS-20 LOADING) ACCESS HATCH (HS-20 LOADING) GRINDER CHANNEL VENT SUBMERSIBLE WASTEWATER PUMP PRECAST CONCRETE GRINDER VAULT (HS-20 LOADING) NOTE: 1. CONTRACTOR MAY OPTIMIZE SITE LAYOUT WITH INPUT FROM DISTRICT IN FINAL DESIGN 2. PROVIDE WATER SERVICE, 2 HOSE BIBS AND ONE HOSE RACK FOR SITE WASH-DOWN 12.00 FT 50 . 0 0 F T 100.00 FT ASPHALT PAVEMENT FORCE MAIN WET WELL POWER ACTUATED GATE FLOW METER VAULT CHEMICAL STORAGE AND ODOR CONTROL GE N ELECTRICAL & CONTROL ROOM VALVE VAULT 8' HIGH BLOCK WALL 12 . 0 0 F T GRINDER VAULT 3" LAYER CRUSHED ROCK OVER FILTER FABRIC MH A - PRE-ENGINEERED BUILDING TO HOUSE ELECTRICAL EQUIPMENT AND STAND-BY GENERATOR 50 . 0 0 F T A 12 . 0 0 F T 10.00 FT PROVIDEREDWOODHEADERS DRAWING NO. DWG: SCALE: ORIGINAL SIZE : 22"x34" ISSUED FOR: MARK DATEBY REVISION DATE: REVIEWED: JOB NO: DRAWN: 1/16/2017 1771 SECTION A 0 1"=10' 10 20 LS SITE PLAN TS EA NONE 9 of 52 N.T.S JW DRAWING NO. DWG: SCALE: ORIGINAL SIZE : 22"x34" ISSUED FOR: MARK DATEBY REVISION DATE: REVIEWED: JOB NO: DRAWN: 1/16/2017 1771 RH EA 1"=100' LEGEND 5TH STREET SIXTH STREET BASE LINE WARM CREEK DE L R O S A D R I V E DW I G H T W A Y 3RD STREET WA T E R M A N A V E N U E BASE LINE 5TH STREET SIXTH STREET CITY C R E E K SCHOOL SU N N Y S I D E A V E N U E PROPOSED DISCHARGE STRUCTURE (BID ALTERNATE) PROPOSED DISCHARGE STRUCTURE CITY C R E E K AL A B A M A S T R E E T PA L M A V E N U E AIRPORT CH U R C H A V E N U E SANTA A N A R I V E R 9TH STREET VI C T O R I A A V E N U E LA N K E R S H I M A V E N U E 1"=1200' 0 1200 2400 PROPOSED 24" RECYCLED WATER PIPELINE PROPOSED 24" RECYCLED WATER PIPELINE (BID ALTERNATE) EVWD SERVICE AREA BOUNDARY PROPOSED SNRC TREATMENT FACILITY PROPOSED DISCHARGE STRUCTURE REDLANDS BASINS CONTRACTOR SHALL USE EXISTING 36" EPOXY LINED STEEL PIPE IN SANTA ANA RIVER BRIDGE CELL. CONTRACTOR SHALL INSTALL FLEX-TEND EXPANSION JOINT ON EACH SIDE OF BRIDGE CONNECTIONS CREEK CROSSING BOTTOM OF FOOTING EL = 1175.2 SE = 1196 CITY CR E E K B Y P A S S C H A N N E L CREEK CROSSING FL = 1161 SE = 1167 CREEK CROSSING (BID ALTERNATE) FL = 1188 SE = 1196 SR-210 CROSSING (BID ALTERNATE) SURFACE ELEVATION INVERT ELEVATION SE IE CE N T R A L A V E N U E 9TH STREETST E R L I N G A V E N U E 10 of 52 JW CONTRACTOR SHALL UTILIZE EXISTING 36" DIP (STERLING AVENUE PIPELINE) FROM SNRC TO STERLING AVENUE (STA 125+, SHT C-6 OF DWG NO. D-11-470) AND INSTALL 45 ^ BEND AND BEGIN NEW 24" RW PIPELINE DRAWING NO. DWG: SCALE: ORIGINAL SIZE : 22"x34" ISSUED FOR: MARK DATEBY REVISION DATE: REVIEWED: JOB NO: DRAWN: 1/16/2017 1771 RH EA 1"=100' LEGEND 5TH STREET SIXTH STREET BASE LINE WARM CREEK DE L R O S A D R I V E DW I G H T W A Y 3RD STREET WA T E R M A N A V E N U E BASE LINE 5TH STREET SIXTH STREET CITY C R E E K SCHOOL SU N N Y S I D E A V E N U E REDLANDS BASINS CITY CR E E K B Y P A S S CHANNE L CITY C R E E K AL A B A M A S T R E E T PA L M A V E N U E AIRPORT CH U R C H A V E N U E SANTA A N A R I V E R 9TH STREET VI C T O R I A A V E N U E LA N K E R S H I M A V E N U E 54" WATER CROSSING (CITY OF RIVERSIDE) IE 1015 CREEK CROSSING BOTTOM EL 1018 SE=1035 CREEK CROSSING BOTTOM EL 1019 INLET AT SNRC IE = 1066.5 SE = 1090 1"=1200' 0 1200 2400 EAST TRUNK SEWER PROPOSED GRAVITY MAIN PROPOSED FORCE MAIN EXISTING 78" WATER PIPELINE (SBVMWD) SEWER DIVERSION POINT EVWD SERVICE AREA BOUNDARY PROPOSED SNRC TREATMENT FACILITY SURFACE ELEVATION INVERT ELEVATION SE IE A B3 B2 B4 E1 E2 E3 E4 EXISTING SEWER MAIN (E) 24" (E) 15" (E) 21" (N ) X " (N) X" (N ) X " (N) X" (N) X" (N ) X " EXISTING(E) NEW(N) (E ) 1 5 " (E ) 4 8 " PROPOSED 3RD STREET LIFT STATION CREEK CROSSING (N) X"(N) X" 11 of 52 JW 78" WATER CROSSING IE = UNKNOWN CREEK CROSSING BOTTOM EL 1075 SE=1090 EASEMENT TO BE OBTAINED BY THE DISTRICT FOR CROSSING OUTSIDE PUBLIC RIGHT-OF-WAY TABLES Final Cost IR626 rev1.xlsx cost 1/19/2017 PERSONNEL HOURS TOTALS TASK DESCRIPTION Se n i o r P r i n c i p a l Pr i n c i p a l As s o c i a t e Se n i o r Pr o j e c t St a f f Fi e l d / L a b T e c h n i c i a n Il l u s t r a t o r / D r a f t i n g Cl e r i c a l & S u p p o r t As s i s t a n t L A B O R E Q U I P / L A B OU T S I D E EX P E N S E S SU B CO N T R A C T S To t a l O D C ' s TO T A L Hourly Rate $295 $235 $195 $185 $165 $140 $105 $100 $80 TASK NAME Review Existing Data Mark Borings/CPTs and clear utilities 12 $1,680 $1,680 6 Borings to 10', 5 to 40', 1 to 60' (280 ft), drilling 5 days 2 50 $7,590 17,500 $17,500 $25,090 Drum Disposal for Street borings for pipelines 2,500 $2,500 $2,500 Traffic Control for pipeline drilling 5,000 $5,000 $5,000 11 CPTs 40 to 60 feet, 2 days 16 $2,240 5,000 $5,000 $7,240 Laboratory testing 30 $3,150 500 $500 $3,650 Analyses and calculations 8 32 $7,640 $7,640 Draft Report 16 32 8 $10,800 $10,800 Final Report to incorporate review comments 8 16 8 $5,800 $5,800 SUB-TOTAL 34 80 78 30 16 38900 30500 30500 $69,400 TABLE 1 - COST ESTIMATE Geotechnical Services for Treatment Facility, Adminstration Center, Lift Station, and Pipelines Group Delta Project No. IR626 Ta s k N o . Appendix A Fee Schedule Page 1 of 8 Group Delta Consultants, Inc. Prevailing Wage Schedule of Fees 2016 HOURLY CHARGES FOR PERSONNEL PROFESSIONAL SERVICES Senior Principal ........................................................................................................................... $295 Principal ...................................................................................................................................... $235 Associate ..................................................................................................................................... $200 Senior .......................................................................................................................................... $185 Project ......................................................................................................................................... $165 Senior Staff .................................................................................................................................. $155 Staff ............................................................................................................................................. $140 Expert Testimony (minimum 4 hours) ........................................................................................ $400 Designer / Illustrator /AutoCAD .................................................................................................. $100 Project Assistant/Dispatch/Admin ................................................................................................ $80 TESTING & INSPECTION SERVICES (inspection wages subject to prevailing wage) Project Manager.......................................................................................................................... $175 Quality Control Manager ............................................................................................................ $155 Laboratory Manager ................................................................................................................... $140 Senior Environmental Technician ............................................................................................... $140 Environmental Technician ........................................................................................................... $100 Concrete Inspector ...................................................................................................................... $105 Shotcrete Inspector ..................................................................................................................... $105 PT Strand Inspector ..................................................................................................................... $105 Masonry Inspector ...................................................................................................................... $105 Drilled In Anchor Inspector ......................................................................................................... $105 AWS/CWI QC-1 ............................................................................................................................ $105 Structural Steel Welding & Bolting Inspector ............................................................................. $105 Structural Steel Shop Inspector................................................................................................... $105 Fireproofing Inspector ................................................................................................................ $105 Wood Frame/Shear Inspector ..................................................................................................... $105 Waterproofing Inspector ............................................................................................................ $105 Soils Technician ........................................................................................................................... $105 Deputy Grading Inspector .......................................................................................................... $105 Asphalt Technician ...................................................................................................................... $105 Concrete Sampling Technician .................................................................................................... $105 Batch Plant Technician/Inspector ............................................................................................... $105 SPECIALTY TESTING SERVICES (rates include equipment charges) Tile/Brick Shear Testing, Two Man Crew* .................................................................................. $395 Tile/Substrate Pull Testing, Two Man Crew* .............................................................................. $265 Coring Technician, Two Man ....................................................................................................... $290 Coring Technician, One Man ....................................................................................................... $185 UT/MT Non-Destructive Testing (Level II)* ................................................................................. $120 Fireproofing Adhesion Testing* .................................................................................................. $120 Pachometer Survey ..................................................................................................................... $120 Torque/Pull Testing of Anchors & Bolts* .................................................................................... $120 Rebar/Strand Tag & Sample ........................................................................................................ $120 Moisture Emission Testing .......................................................................................................... $120 Laboratory Testing ........................................................................................................................ $90 Sample Pickup (hr.) ....................................................................................................................... $65 *Subject to prevailing wage Group Delta Consultants, Inc. Schedule of Fees 2016 Page 2 of 8 BASIS OF CHARGES Minimum Charges (Field Services) 2-Hour Minimum: ....................................................................................... Show-Up Cancellation, no work performed 4-Hour Minimum: ............................................................................................................. 1-4 hours of work performed 8-Hour Minimum: ........................................................................................................ over 4 hours of work performed Regular Time The first 8 hours worked Monday through Friday between 5:00 am and 5:00 pm In the event that project related equipment is required to be transported to and from the project site, other than hand tools, the time required to do so shall be considered hours worked and will be billed as such. Premium Charges Shift Differential, shifts starting after 5:00 pm or before 5:00 am (requires 48 hr notice): ................ $2/Hr. Additional Over 8 hrs on weekdays, up to 8 hrs on Saturdays: ............................................................................ 1.5 x Hourly Rate Over 12 hrs on weekdays, over 8 hrs on Saturdays, Sunday, Holiday: ................................................ 2.0 x Hourly Rate Pickups Sample pickups occurring after hours or on weekends to comply with ASTM standards (required to be transported to the final curing location within 48 hours of casting) may be subject to premium charges (overtime). Rush Charges For Laboratory Services Expedited turnaround is available for some tests at the following premiums above list price. Same day service ................................................................................................................. 100% based on availability 1 day turnaround ..................................................................................................................................................... 80% 2 day turnaround ..................................................................................................................................................... 60% 3 day turnaround ..................................................................................................................................................... 40% 4 day turnaround ..................................................................................................................................................... 25% Travel for Remote Projects Travel time will be charged at the relevant base hourly rate. Charges for Subcontracted Services Outside Services/Subconsultants/Subcontractors: .................................................................................. Cost Plus 15% Reimbursable Expenses Parking, air fare, car rental, food and lodging, etc.: ................................................................................. Cost Plus 15% Mileage Mileage (per current IRS rate): ........................................................................................................................ $.54/mile Equipment/Supply Charges Refraction Seismograph ...................................................................................................................................... $65/hr. Inclinometer Monitor .......................................................................................................................................... $65/hr. Hazardous Gas Safety Monitor ............................................................................................................................ $25/hr. Pneumatic Piezometer/Settlement Monitor ....................................................................................................... $65/hr. Photo Ionization Detector ................................................................................................................................... $35/hr. Mil Thickness Gauge ............................................................................................................................................ $20/hr. Nuclear Density Gauge .......................................................................................................................................... $8/hr. Skidmore .............................................................................................................................................................. $35/hr. Moisture Vapor Emission Test Kit ....................................................................................................................... $65/ea. Group Delta Consultants, Inc. Schedule of Fees 2016 Page 3 of 8 LABORATORY TESTING (unit cost) SOIL AND ROCK TESTS CLASSIFICATION AND INDEX TESTS: Atterberg Limits, Plasticity Index (ASTM D4318) .................... $165 Non Plastic .............................................................. $115 Moisture Content (ASTM D2216) ............................................. $30 Sieve Analysis % Passing #200 Sieve (ASTM D1140) ............... $105 Sieve Analysis w/o Hydrometer (ASTM D422) ........................ $120 Sieve Analysis w/ Hydrometer (ASTM D422) .......................... $210 pH of Soil (CTM 643) ................................................................. $45 Soil Resistivity (CTM 643).......................................................... $90 Soluble Sulfate (CTM 417) ...................................................... $105 Soil Chloride Content (CTM 422) .............................................. $65 Corrosivity Series; Sulfate, Chloride, pH, Resistivity (CTM643, 417, 422) ................................................ $265 Specific Gravity of Soil (ASTM D854) ...................................... $120 Unit Weight/Moisture Content, wax (ASTM D2937) ................ $65 Unit Weight/Moisture Content, shelby tube (ASTM D2937) ....................................... $65 Unit Weight/Moisture Content, ring sample (ASTM D2937) ....................................... $45 STRENGTH TESTS: Direct Shear, Residual (ASTM D3080) ..................................... $540 Direct Shear, Consolidated (ASTM D3080) ............................. $265 Direct Shear, Consolidated (ASTM D3080), Remolded ........... $330 R-Value, (ASTM D2844, CTM 301) .......................................... $330 R-Value, Lime Treated in Lab (ASTM D2844, CTM 301) .......... $390 R-Value, Aggregate Base (ASTM D2844, CTM 301) ................. $390 California Bearing Ratio (D1883)…………………………………………. $720 Triaxial Compressive Strength (CU with PP) ........................ $1,320 Torsional Ring Shear (ASTM D7608) ....................................... $780 Vane Shear Test (ASTM D4648) ................................................ $45 Unconfined Compression (ASTM D2166) ............................... $215 VOLUMETRIC CHANGE: Consolidation Test (ASTM D2435), w/o time rate .................. $265 Consolidation Test (ASTM D2435), w/ time rate .................... $395 Consolidation Test (ASTM D2435), single point ...................... $145 Free Swell ............................................................................... $235 Double Oedometer ................................................................. $395 Expansion Index (ASTM D4829) .............................................. $170 Response to Wetting (ASTM D4546) ...................................... $105 Soil Suction (ASTM D5298) ..................................................... $115 Freeze Thaw (ASTM D6035) .................................................... $105 PERMEABILITY: Permeability of Granular Soil (ASTM D2434) .......................... $395 Permeability, Flexible Wall (ASTM D5084) ............................. $540 SOIL AND ROCK TESTS PERMEABILITY: (cont) Any necessary sample preparation time, including remolding, will be added at hourly rate. COMPACTION: Maximum Density and Optimum Moisture (ASTM D1557) 4” Mold ................................................................... $200 6” Mold ................................................................... $225 Moisture Density of Soil-Cement Mixtures (ASTM D558) 4” Mold, Soil Cement.............................................. $265 Maximum Density/Optimum Moisture with Rock Correction (ASTM D4718) ...................... $300 Maximum Density Check Point (ASTM D1557) ........................ $90 California Impact Compaction, test only (CTM 216) .............. $210 AGGREGATE/SUBGRADE: Abrasion Test (ASTM C131/C535) 500 Revs ................................................................... $210 100 & 500 Revs……………………………………………………….$240 1000 Rev ................................................................... $265 Clay Lumps/Friable Particles (ASTM C142) ............................... $120 Durability Index, Coarse (ASTM D3744/CTM229) .................... $135 Durability Index, Fine (ASTM D3744/CTM229) ........................ $115 Durability Index, Coarse & Fine (ASTM D3744/CTM229)………..$225 Lime Stabilized Subgrade Mix Design ....................................... $540 Organic Impurities (ASTM C40) .................................................. $90 Percent Fractured Aggregate (ASTM D5821) ........................... $110 Fine Aggregate Angularity (ASTM C1252 ................................... $90 Sand Equivalent (ASTM D2419) ................................................ $115 Sieve Analysis (ASTM C136) fine aggregate ........................................................... $120 coarse aggregate ...................................................... $105 Specific Gravity and Absorption: fine aggregate (ASTM C128) ..................................... $165 coarse aggregate (ASTM C127) ................................ $105 Sulfate Soundness (ASTM C88) per sieve size .......................... $150 Cleanness Value (CTM 227) ...................................................... $145 Flat & Elongated Particles, Per Screen Size (ASTM D4791) ................................. $105 Unit Weight of Aggregate, loose/dry rod (ASTM C29) ............. $105 SAMPLE PREPARATION Sample preparation such as hand-cutting of samples, extraction from samplers, processing, and mixing of stabilized soils will be charged in addition to the individual test at the Engineering Technician hourly rate ............................................................................................. $85 Group Delta Consultants, Inc. Schedule of Fees 2016 Page 4 of 8 LABORATORY TESTING, CONTINUED (unit cost) CONSTRUCTION MATERIALS ASPHALT CONCRETE: Bulk Specific Gravity of Core, Coated (CTM 308, ASTM D1188) .............................. $105 Hveem Unit Weight (CTM 304/308), set of 3 ........................... $295 Hveem Unit Weight (ASTM D2726), set of 2 ............................ $235 Stabilometer Value, set of 3 (CTM 366 .................................... $230 Stabilometer Value Only, set of 3 without Unit Weight (CTM 366)…………………………………………………………..….$360 Asphalt Concrete JMF Verification......................................... $2,880 Marshall Unit Weight (ASTM D1559), 3 plug average .............. $265 Marshall Stability/Flow (ASTM D1560 ), set ............................. $255 Percent Bitumen (CTM 382) ..................................................... $135 Percent Bitumen & Gradation of Extracted Sample (CTM 382/202) ............................ $240 Film Stripping (CTM 302 ) ......................................................... $235 HMA Moisture Content (CTM 371) ............................................. $75 Specific Gravity (Rice) of Bitumen Mix (ASTM D2041 ) ............. $175 Swell Test – Asphalt Concrete (CTM 305 ) ................................ $245 Ignition Oven Correction Factor Aggregate and oil ...................................................... $780 Ignition Oven Correction Factor Aggregate and oil w/ RAP ...................................... $1,500 Hveem AC Mix Design ............................................................. Quote Marshall AC Mix Design .......................................................... Quote Tensile Strength Ratio, Field Mix (CTM 371) $950 Tensile Strength Ratio, Lab Mix (CTM 371) $1,700 Tensile Strength Ratio, Lab Mix w/ Lime (CTM 371) …………………………………$2,280 Tensile Strength Ratio, Field Mix (ASTM D4867)………….…………$900 Tensile Strength Ratio Lab Mix (ASTM D4867) …………………… $1,800 Tensile Strength Ratio, Lab Mix w/ Lime (ASTM D4867)………………………………$2,040 REINFORCED CONCRETE TESTS: Compressive Strength, per cylinder (ASTM C39) .................... $35 Compressive Strength, per core (ASTM C39/42) .................... $65 Flexural Strength, 6x6x18 beam (ASTM C78) .......................... $90 Compressive Strength, Shotcrete Panel, Set of 3 (ASTM C39/42) ............................................. $330 Compressive Strength of Shotcrete Cores, each......................... $65 Removal of Shotcrete Cores, In Lab, each .................................. $55 Compressive Strength, Light Weight Concrete Fill ..................... $45 Drying Shrinkage, 3 specimens, 28-day (ASTM C157)……………..$530 Modulus of Elasticity (ASTM C469) ........................................... $225 CONSTRUCTION MATERIALS REINFORCED CONCRETE TESTS: (cont) Tensile Strength, Splitting (ASTM C496) ......................... $105 Petrographic Analysis of Cemetitious Mat. ................... Quote Cement Content Analysis of Conc. (ASTM C1084) ....... $1,020 Coefficient of Thermal Expansion. .................................. $780 Concrete Trial Batch w/ lab testing .............................. $1,320 Sample Pickup, trip. .......................................................... $65 STRUCTURAL MASONRY: Compressive Strength of Composite Prism, each 8x8x16 (ASTM C1314) .................................... $145 8x12x16 (ASTM C1314) ................................... $230 Compressive Strength of Masonry Block, Set of 3 (ASTM C140) ...................................... $230 Linear Shrinkage of Masonry Blk, set of 3 (ASTM C426) . $300 Shear Test of Masonry Cores, 6” (DSA) ........................... $105 Compressive Strength of Masonry Cores, 6” .................... $75 Dimensions of Masonry Blk, Set of 3 (ASTM C140) ........... $60 Efflorescence, Block with Mortar, per unit ....................... $60 Efflorescence, Block only, per unit .................................... $60 Absorption of Masonry Block (ASTM C140), Set of 3 ............................................................................ $105 Unit Weight of Masonry Block (ASTM C140), Set of 3 ............................................................................ $105 Moisture Content of Masonry Block (ASTM C140), Set of 3 ............................................................................ $105 Mortar Compressive Strength 2x4, per cylinder (UBC STD 21-16) .................................... $65 Grout Compressive Strength 2x2x2, per cube (ASTM C109) ........................................... $50 3x3x6, per cube (UBC STD 21-18) ..................................... $65 Brick Compressive Strength, 5 brick set (ASTM C67) ...... $265 Brick Absorption Test (ASTM C67) 5 or 24-hour submersion, 5 brick set .............................. $265 1, 2, or 5-hour boiling, 5 brick set ................................... $265 Efflorescence, Brick, 5 brick set (ASTM C67) ................... $264 Modulus of Rupture, 5 brick set (ASTM C67) .................. $190 Moisture As-Received, 5 brick set (ASTM C67) ............... $164 Saturation Coefficient/Absorption, 5 brick set (requires 24 hr. Submersion and 5 hr, boil Absorption test prior to calculation) ................................................ $130 Group Delta Consultants, Inc. Schedule of Fees 2016 Page 5 of 8 LABORATORY TESTING, CONTINUED (unit cost) CONSTRUCTION MATERIALS STRUCTURAL STEEL : High Strength Bolt Testing (ASTM F606) Hardness, bolt, washer, or nut, each .................... $45 Bolt Wedge Tensile, up to 7/8”, each .................... $75 Bolt Wedge Tensile, 1 to 1-1/4”, each ................. $105 Bolt Wedge Tensile, over 1-1/4”, each .............. Quote Bolt Proof Load, up to 7/8”, each .......................... $60 Bolt Proof Load, 1 to 1-1/4,each ........................... $90 Bolt Proof Load, over 1-1/4”, each..................... Quote Nut Proof Load, up to 7/8”, each ........................... $50 Nut Proof Load, 1 to 1-1/4”, each .......................... $75 Nut Proof Load, over 1-1/4”, each ..................... Quote Bolt Assembly Test Series, Set of 3 ...................... $630 Set-Up, charged for each size if less than three bolts of each size are submitted ...................................................... $110 Rebar, Tensile Test (ASTM A370) No. 9 bar and smaller ............................................. $75 No. 10-14 bar ....................................................... $115 No. 18 bar ............................................................ $205 Rebar, Bend Test (ASTM A370) No. 9 bar and smaller ............................................. $55 No. 10-14 bar ......................................................... $80 Welded Rebar (CTM 670) No. 9 bar and smaller ............................................. $75 No. 10-14 bar ....................................................... $120 Mechanically Spliced (CTM 670) No. 9 bar and smaller ............................................. $80 No. 10-14 bar ....................................................... $135 No. 18 bar ............................................................ $210 Slippage Test in Addition to Tensile, each ............. $75 Structural Steel, Tensile Test (ASTM A370) 100k or less ............................................................ $85 101k-200k ............................................................ $105 CONSTRUCTION MATERIALS STRUCTURAL STEEL: (cont) Structural Steel, Bend Test ..................................................... $75 Structural Steel, Pipe Flattening Test ..................................... $60 Seven Wire Strand, Tensile/MOE (ASTM A416) ................... $230 Seven Wire Strand, Tensile Only (ASTM A416) .................... $155 Machining and Prep. of Structural Steel ................................ $85 Structural Steel Chemical Analysis ....................................... $215 Skidmore Bolt Calibration, In Lab ......................................... $140 Weld Procedure Qualification Test, Rebar ........................... $415 Welder Qualification Test, Rebar ......................................... $175 Weld Procedure Qualification Test ...................................... $475 Welder Qualification Test..................................................... $175 Carbon Equivalent ................................................................ $130 Carbon Equivalent, Including Calculation ............................. $200 Macroetch Test of Welds ....................................................... $90 Nelson Stud Tensile (ASTM A370) ........................................ $270 Charpy Impact Testing ........................................................ Quote FIREPROOFING: Spray-Applied Fireproofing, Density (ASTM E605) Oven-Dry Method ............................................................ $60 Displacement Method ...................................................... $60 ROOFING: Asbestos Evaluation, per ply .................................................. $75 Asphalt Softening Point ....................................................... quote Roofing Material Analysis (ASTM D2829) with Surfacing................................................................ quote without Surfacing .......................................................... quote Roofing Tile, Absorption, set of 5 (ASTM C67) ..................... $265 Roofing Tile, Strength, set of 5 (ASTM C67) ......................... $265 Page 6 of 8 TERMS & CONDITIONS RECOGNITION OF RISK Client recognizes that the interpretations and recommendations of Group Delta Consultants, Inc. (GDC) are based solely on the information available to GDC. Client further recognizes that surface and subsurface conditions can vary from those encountered at the times and locations where data are obtained by GDC, and that the limitation on available data results in some level of uncertainty with respect to the interpretation of these conditions despite the use of due professional care. GDC will not be responsible for the effect on any opinion rendered hereunder of unknowns such as acts of others on adjacent properties, variables of nature including but not limited to earthquakes, masking of rocks by heavy ground cover or the works of man, acts of God or other variables beyond the control of GDC. GDC shall write reports so as to meet the administrative requirements of local governmental agencies; however, as the decisions of such agencies are discretionary, GDC does not guarantee the approval of its reports or of Client's project by any governmental agency. PROFESSIONAL RESPONSIBILITY GDC represents that the services shall be performed, within the limits prescribed by Client, in a manner consistent with that level of care and skill ordinarily exercised by other professional consultants under similar circumstances. No other representations to Client, express or implied, and no warranty or guarantee is included or intended in this Agreement, or in any report, opinion, document or otherwise. General INDEMNIFICATION – Other than Professional Services GDC agrees to indemnify, hold harmless and defend Client from and against any and all loss, expenses, including reasonable attorney's fees, injury, damage, to property or person, liability, arising out of the services performed by GDC except where such loss, injury, damage, liability, cost, expenses or claims are the result of the negligence or willful misconduct of Client, its agents, employees, officers, directors or shareholders; PROFESSIONAL SERVICES INDEMNITY GDC agrees to the fullest extent permitted by law, to indemnify and hold Client harmless from any damages, liability or cost to the extent caused by GDC established and adjudicated negligence and only in direct proportion thereto. GDC is not obligated to indemnify the Client in any manner whatsoever for the Clients negligence, whether active, passive or otherwise. The Client is not obligated to indemnify the Consultant in any manner whatsoever for GDC negligence, whether active, passive or otherwise. GDC shall defend itself from any actual or alleged claims arising from the GDC’s services under this Agreement. GDC agrees to compensate the Client for reasonable attorney fees or expenses incurred to defend the Client from any claims that are ultimately determined by an adjudication (or formal dispute resolution process) to have been caused by and only in direct proportion to GDC negligent performance. Client agrees to indemnify, hold harmless and defend GDC from any against any and all loss, expenses including reasonable attorney’s fees injury, damage, to property or person, liability, costs and/or claims caused by the actions or inaction of the Client, its agents, employees, officers, directors or shareholders. LIMITATION OF LIABILITY To the fullest extent permitted by law and notwithstanding any other provision of this agreement, the total liability, in the aggregate, of GDC, its officers, directors, members, partners, agents, employees and consultants to the Client and anyone claiming by, through or under Client for any and all claims, loss, costs or damages whatsoever arising out of, resulting from or in any way related to the Project or the Agreement from any cause or causes including but not limited to professional negligence, professional errors or omissions, strict liability, breach of contract, indemnity Group Delta Consultants, Inc. Schedule of Fees 2016 Page 7 of 8 obligations or warranty express or implied of GDC or its officers, directors, members, partners, agents, employees and consultants shall be limited to an amount not to exceed $50,000 or the fee of GDC, whichever sum is greater. For any damage caused by negligence other than professional negligence, GDC's liability, including that of its employees, agents and subcontractors, in the aggregate under this Agreement, shall not exceed the available limits of GDC's comprehensive general and automobile liability, as applicable, insurance coverage. In no event shall either GDC or Client be liable for consequential damages, including, without limitation, loss of use, loss of profits, fines, penalties or the additional costs of completing the development of the property described herein above due to delays, incurred by one another or their respective subsidiaries or successors, regardless of whether such claim is based upon alleged breach of contract, willful misconduct or negligent act or omission, whether professional or non-professional, of either of them or their agents, employees, subcontractors, officers, directors or shareholders. METHOD OF CHARGING AND PAYMENT CONDITIONS GDC will submit the invoices to Client as stated in the proposal or periodically and a final invoice will be submitted upon completion of our services. All retainers are held for credit to the final invoice. Payment is due upon presentation of invoice and is past due thirty (30) days from invoice date. Client agrees to pay a finance charge of one and one-half percent (1-1/2%) per month, or the maximum rate allowed by law, on past due accounts. Payments shall first be applied to accrued interest and to the principal unpaid amount. Client specifically agrees further to pay all expenses and costs, including but not limited to GDC's staff time at GDC's current Schedule of Fees, attorneys' fees, and court and other costs associated with collection of past due accounts. If any invoice for work performed by GDC is outstanding and unpaid for a period in excess of 90 (ninety) days, the Client agrees that, in addition to any other remedy which may be available to it, GDC may stop work, withhold reports/plans, and submit such invoice to binding arbitration under the Commercial Arbitration Rules of the American Arbitration Association, as the same may be in effect at the date of such submission, and that judgment upon the award rendered in such arbitration may be entered in any court having jurisdiction thereof. ESTIMATED CHARGES AND PAYMENT CONDITIONS GDC charges are only estimated and shall not be regarded as "lump sum" or "fixed price" or "guaranteed maximum" compensation unless it is expressly so stated in writing. ESTIMATED TIME SCHEDULE Because of the uncertainties inherent in the services contemplated hereunder, time schedules are only estimated schedules which are subject to revision unless specifically described as otherwise herein. RIGHT OF ENTRY The Client will provide for right of entry for GDC personnel, and for any other personnel and all equipment necessary in order to complete the work. While GDC will take all reasonable precautions to minimize any damage to the property, it is understood by Client that in the normal course of work some damage may occur, the correction of which is not part of this Agreement. The client agrees to indemnify and hold GDC harmless from any liability for any damage so caused by the performance of such work, unless caused by the gross negligence or willful misconduct of GDC or its personnel. SUBTERRANEAN STRUCTURES OR UTILITIES Client shall indemnify and hold GDC harmless for damage or injury arising from damage to subterranean structures or utilities (pipes, tanks, telephone cables, etc.) that are not called to the attention of GDC or are not correctly shown on the plans furnished to GDC, in connection with work performed by GDC. Group Delta Consultants, Inc. Schedule of Fees 2016 Page 8 of 8 CONSTRUCTION PROCEDURES GDC shall not specify construction procedures, manage or supervise construction, or implement or be responsible for health and safety procedures; shall not be responsible for the acts or omissions of contractors or other parties on the project; and shall not have control or charge of and shall not be responsible for construction, means, methods, techniques, sequences or procedures, or for safety precautions and programs. GDC testing or inspection of portions of the work of other parties on project shall not relieve such other parties from their responsibility for performing their work in accordance with applicable plans and specifications. SAMPLES GDC will retain all soil and rock samples for thirty (30) days following exploration. Further storage or transfer of samples can be made at an agreed expense upon Client's written request. HAZARDOUS SUBSTANCES Unless specifically included in the "Scope of Services," this Agreement does not include any services (including detection or identification) relative to any substances which might be considered hazardous by an applicable regulations. OWNERSHIP OF DOCUMENTS All reports, boring logs, field data and notes, laboratory test data, calculations, estimates and other documents prepared by GDC, as instruments of service, shall remain the property of GDC. Client agrees that all reports and other work furnished to the Client or its agents, which are not paid for, will be returned upon demand and will not be used by the Client for any purpose whatever. NO THIRD PARTY RIGHTS This Agreement shall not create any rights or benefits to parties other than Client and GDC. TIME BAR TO LEGAL ACTION All legal actions by either party against the other for breach of this Agreement, or for failure to perform in accordance with the applicable standard of care, however denominated, that are essentially based on such breach or failure, shall be barred in two (2) years from the time claimant knew or should have known of its claim, but, in any event, not later than four (4) years from the substantial completion of GDC's services. DISPUTES Any claims, disputes or other matter in question arising out of or related to this agreement shall be subject to mediation as a condition precedent to any binding dispute resolution. In the event that a dispute arises relating to the performance of the services to be provided under this Agreement, and should that dispute result in litigation, it is agreed that the prevailing party shall be entitled to recover all reasonable costs incurred in connection with such dispute, including GDC's staff time at GDC's Schedule of Fees in effect at the time of such dispute, court costs, attorneys’ fees and all other claim related expenses. •Treatment by San Bernardino Municipal Water Department −City of San Bernardino City Council is Responsible for Rate Setting 2EAST VALLEY WATER DISTRICT WASTEWATER TREATMENT TODAY EVWD is Obligated to Pay Fees Approved By the City 100% of Wastewater Treatment Fees Sent to the City Including Development Fees EVWD Has No Ownership of Treatment Facilities EVWD Has No Input in Long-Term Planning/Spending 90-Day Termination of Service Clause Outside City Limits LONG-TERM CONTRACT PASS THROUGH PROVISION •California Government Code Section 53756 •Allows for Pass -through of Wholesale Water / Wastewater Treatment Charges −Provided Schedule of Rates and Charges adopts automatic adjustments −Maximum of Five Years 3EAST VALLEY WATER DISTRICT AB 3030 / 2567 Wastewater Treatment 5 Years January 2012 March 2016 July 2016 TREATMENT FEES •Last EVWD Wastewater Rate Hearing November 2011 −Avoided monthly deficit of $88,000 −Adopted 5 year pass through provision •New Rates Based on 2015 Rate Study and Capital Improvement Plan •Beginning 2015 Separate Fees for EVWD and Loma Linda •City Adopted Rates September 2015 −Three phases 4EAST VALLEY WATER DISTRICT City of San Bernardino Adopted Rates Effective Date Increase Status October 1, 2015 8.5%Implemented July 1, 2016 8.5%Implemented July 1, 2017 3.25%Pending Hearing $21,000 Additional Monthly Cost $.70 Cost Per Single Family Account 5EAST VALLEY WATER DISTRICT NOTICE OF PUBLIC HEARING •Mailed to All Property Owners, Customers Affected By Rates •Explained Reason For Rate Adjustments •Gave Date and Time of Hearing •Explained How Customers Can Participate −6 Protests Received prior to Hearing 6EAST VALLEY WATER DISTRICT PROPOSITION 218 COMPLIANCE Notices Mailed •December 9, 2016 Receive & File Protests •December 9, 2016 through January 25, 2017 Post Notice •December 22, 2016 Public Hearing •January 25, 2017 •Adopt Resolution 2017.01 Updating the District’s Schedule of Water and Wastewater Rates and Charges to Implement Phase Three of the City of San Bernardino’s Wastewater Treatment Rate Increases Effective July 1, 2017 7EAST VALLEY WATER DISTRICT RECOMMENDATION