Loading...
HomeMy WebLinkAboutAgenda Packet - EVWD Board of Directors - 12/09/2020REGULAR BOARD MEETING Closed Session Begins at 4:30 PMDecember 9, 2020 - 5:30 PM31111 Greenspot Road, Highland, CA 92346 In an effort to prevent the spread of COVID-19 and in accordance with Governor Newsom's Executive Order N-25-20 and N-29-20, this meeting is being conducted via teleconference. There will be no public location for attending this meeting in person. Members of the public may listen and provide public comment telephonically. Anyone wishing to join the meeting may do so using the following information: DIAL: 1-209-425-5876 and enter CONFERENCE ID: 901 532 41# You may also join by clicking HERE to join the meeting via Microsoft Teams. AGENDA "In order to comply with legal requirements for posting of agenda, only those items filed with the District Clerk by 12:00 p.m. on Wednesday prior to the following Wednesday meeting not requiring departmental investigation, will be considered by the Board of Directors". CALL TO ORDER ROLL CALL OF BOARD MEMBERS PUBLIC COMMENTS Any person wishing to speak to the Board of Directors is asked to complete a Speaker Card and submit it to the District Clerk prior to the start of the meeting. Each speaker is limited to three (3) minutes, unless waived by the Chairman of the Board. Under the State of California Brown Act, the Board of Directors is prohibited from discussing or taking action on any item not listed on the posted agenda. The matter will automatically be referred to staff for an appropriate response or action and may appear on the agenda at a future meeting. AGENDA - This agenda contains a brief general description of each item to be considered. Except as otherwise provided by law, no action shall be taken on any item not appearing on the following agenda unless the Board of Directors makes a determination that an emergency exists or that a need to take immediate action on the item came to the attention of the District subsequent to the posting of the agenda. 1.Approval of Agenda REC ESS IN TO C LO SED SESSIO N C L OSE D SE SSI O N 2.C O N FEREN C E WIT H REA L PRO PERT Y N EG O T IATO RS (Government Code Section 54956.8) Property: A PN: 1191-251-02, -05, -06 Negotiating Parties: J ohn Mura, General Manager/C EO Under Negotiation: Price and Terms of Sale 5:30 P M RE C O N VE N E ME E T I N G PLED G E O F A LLEG IA N C E RO LL C A LL O F BO A RD MEMBERS A N N O UN C EMEN T O F C LO SED SESSIO N A C T IO N S IT EMS P U B L I C C O MME N T S 3.AP P RO VAL O F C ON SE N T C AL E N D AR All matters listed under the C onsent C alendar are considered by the Board of Directors to be routine and will be enacted in one motion. T here will be no discussion of these items prior to the time the board considers the motion unless members of the board, the administrative staff, or the public request specific items to be discussed and/or removed from the Consent Calendar. a.Approve the October 28, 2020 regular board meeting minutes b.Approve Directors' fees and expenses for November 2020 c.Financial Statements for October 2020 D I SC U SSI ON AN D P O SSI B L E AC T I O N I T E MS 4.C onsider Approval of Board Reorganization a. Elect official officers for the positions of Board President, Vice President b. Appointment of General Manager/C EO, C hief Financial Officer and Board Secretary c. Set the time, day and place for holding meetings 5.C onsider Approval of Contracts for Plant 108 Reservoir Rehabilitation Project 6.C onsider Approval to Prepare Preliminary Design Report for the East Surface Water Treatment Plant 7.Review and A pprove the Popular Annual Financial Report for Year Ended J une 30, 2020 8.C onsider Approval of Administrative Policies and Programs RE P O RT S 9.Board of Directors' Reports 10.General Manager/C EO Report 11.Legal Counsel Report 12.Board of Directors' Comments AD J O U RN P LEAS E NO T E: Materials related to an item on this agenda s ubmitted to the Board after dis tribution of the agenda packet are availab le fo r pub lic ins p ectio n in the District's o ffic e lo cated at 31111 G reens p o t R d., Highland , during normal bus ines s ho urs. Also, s uc h d o cuments are available on the District's website at www.eastvalley.org subject to staff's ability to pos t the doc uments before the meeting. P urs uant to G overnment C o d e S ec tio n 54954.2(a), any reques t for a d is ab ility-related modific ation or ac commodation, inc luding auxiliary aid s o r s ervic es , that is s o ught in order to p artic ip ate in the above- agendized p ublic meeting s ho uld be d irected to the District C lerk at (909) 885-4900 at leas t 72 ho urs prior to said meeting. 1 Minutes 10/28/2020 sma Draft pending approval EAST VALLEY WATER DISTRICT October 28, 2020 REGULAR BOARD MEETING VIA TELECONFERENCE MINUTES The Chairman of the Board called the meeting to order at 5:32 p.m. Director Coats led the flag salute. PRESENT: Directors: Carrillo, Coats, Goodrich, Morales, Smith ABSENT: None STAFF: John Mura, General Manager/CEO; Brian Tompkins, Chief Financial Officer; Jeff Noelte, Director of Engineering and Operations; Kelly Malloy, Director of Strategic Services; Justine Hendricksen, District Clerk; Shayla Antrim, Sr. Administrative Assistant LEGAL COUNSEL: Jean Cihigoyenetche GUEST(s): Members of the public PUBLIC COMMENTS Chairman Smith declared the public participation section of the meeting open at 5:33 p.m. There being no written or verbal comments, the public participation section was closed. APPROVAL OF AGENDA M/S/C (Coats-Goodrich) by unanimous roll call vote that the October 28, 2020 agenda be approved as submitted. DISBURSEMENTS M/S/C (Carrillo-Goodrich) by unanimous roll call vote that the General Fund Disbursements #256666 through #256816 which were distributed during the period of September 1, 2020 through September 30, 2020, bank drafts, and ACH Payments in the amount of $12,549,682.25 and $359,663.26 for payroll and benefit contributions, totaling $12,909,345.51 be approved. 2 Minutes 10/28/2020 sma APPROVE INVESTMENT REPORT FOR QUARTER ENDED SEPTEMBER 30, 2020 M/S/C (Carrillo-Goodrich) by unanimous roll call vote that the Board accept and file the investment report for the quarter ended September 30, 2020. STERLING NATURAL RESOURCE CENTER UPDATE The Director of Strategic Services provided an update on the construction progress of the Sterling Natural Resource Center. For information only. TRANSFER OF UNCLAIMED FUNDS INTO THE DISTRICT GENERAL FUND M/S/C (Morales-Goodrich) by unanimous roll call vote that the Board authorize the Chief Financial Officer to perform procedures prescribed in the Government Code and Civil Code of Procedure for the purpose of encumbering stale-dated checks and keeping the related funds from escheating to the State as submitted. BOARD OF DIRECTORS’ REPORTS Director Morales reported on the following: October 16 he participated in the East Valley Association of Realtors meeting where they reviewed the political races, and received compliments on the tour of the Sterling Natural Resource Center; October 20 he met the General Manager/CEO at the SNRC site for an update on construction progress; and October 27 he participated in the San Bernardino Board of Water Commissioners meeting. Director Carrillo reported on the following: October 16 he participated in a conference call with the General Manger/CEO to discuss District business; and October 27 he participated in the Highland Chamber of Commerce monthly meeting where they discussed the Coronavirus relief fund. Director Coats reported on the following: October 15 he participated in the Advisory Commission on Water Policy meeting; and October 27 he participated in the Highland Chamber of Commerce monthly meeting. Vice Chairman Goodrich reported on the following: October 22 reviewed the agenda with the General Manager/CEO; and October 27 he participated in the Highland Chamber of Commerce monthly meeting. Chairman Smith reported on the following: October 19 he participated in the San Bernardino Valley Water Conservation District Board meeting; October 22 reviewed the agenda with the General Manager/CEO; and October 27 he participated in the Highland Chamber of Commerce monthly meeting. Information only. 3 Minutes 10/28/2020 sma GENERAL MANAGER/CEO REPORT The General Manager stated that today he participated in the Inland Empire Economic Partnership’s Workforce Council virtual meeting where the group discussed the IE Regional Business and Employment Recovery Task Force. Tomorrow he will be holding an Orientation meeting with a candidate running for the Board. He reminded everyone to adjust their clocks back an hour this weekend and reduce sprinkler schedules due to the cooler weather. The General Manager/CEO provided a COVID-19 update. He stated that every county in California is assigned to a tier based on its rate of new cases and positivity; at a minimum, counties must remain in a tier for at least three weeks before moving forward. Data is reviewed weekly and tiers are updated every Tuesday. As of October 20, San Bernardino County’s new positive rate continues to be listed as “substantial”. The General Manager/CEO provided information on upcoming events: • November 11 - the District will be closed in observance of Veterans Day, and the regularly scheduled board meeting is canceled. • November 19 - the District will be hosting a virtual award ceremony to present service awards to staff. The General Manager/CEO thanked the public for their continued support during these trying times and for participating in the District’s teleconferencing meetings. He stated that meetings will continue to be held via teleconference until further notice. Information only. LEGAL COUNSEL REPORT No report at this time. BOARD OF DIRECTORS’ COMMENTS Director Carrillo thanked staff for organizing a tour of construction progress at the Sterling Natural Resource Center site for the East Valley Association of Realtors. Director Coats commended the Operations Manager and staff for success on the use of newly purchased generators used during the recent power outage. Information only. ADJOURN Chairman Smith adjourned the meeting at 6:05 p.m. 4 Minutes 10/28/2020 sma ___________________________ David E. Smith, Board President __________________________ John Mura, Secretary R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Jus tine Hendric ksen District C lerk B O AR D AGE N D A S TAF F R E P ORT Agenda Item #3.b . Meeting Date: Decemb er 9, 2020 C ons ent Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: Approve Directo rs ' fees and expens es for Novemb er 2020 R E C O MME N D AT IO N: S taff rec ommend s that the Bo ard ap p ro ve the G overning Bo ard Members' F ees and Expenses fo r No vember 2020. B AC KGR O UN D / AN ALYS IS : T he Board has ins truc ted s taff to lis t all d irecto r fees and expenses as a s ep arate agenda item to s how full fis c al trans p arency. O nly after Board review and approval will the c o mp ens ation and expens es be paid. AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I I - Maintain a C ommitment to S us tainab ility, Transparenc y, and Ac c o untability a) P rac tice Trans parent and Ac countab le F is cal Management R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n d ep artment. F IS C AL IMPAC T T he fis c al impac t as soc iated with this agenda item is $5,954.50 whic h is includ ed in the c urrent fis c al b udget. ATTACH M E N TS: Description Type Directors' Expense Reports No vember 202 0 Backup Material R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Brian Tomp kins C hief F inancial O ffic er B O AR D AGE N D A S TAF F R E P ORT Agend a Item #3.c . Meeting Date: Decemb er 9, 2020 C ons ent Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: F inanc ial S tatements fo r O cto b er 2020 R E C O MME N D AT IO N: S taff rec o mmends that the Board of Directo rs (Bo ard ) ac cept and file the attac hed financial s tatements as of, and for the p erio d ended, O cto ber 31, 2020. B AC KGR O UN D / AN ALYS IS : Includ ed herewith fo r the Board’s review is a s ummary o f Eas t Valley Water District’s financ ial results , as of O c tober 31, 2020. AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I I - Maintain a C ommitment to S us tainab ility, Transparenc y, and Ac c o untability a) P rac tice Trans parent and Ac countab le F is cal Management R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the F inanc e Dep artment. F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. ATTACH M E N TS: Description Type Octo ber 2020 Financial Statement Monthly Re view Backup Material Octo ber 2020 Financial Statements Backup Material FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 1 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 2 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 3 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 4 428,882 342,000 165,590 283,000 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 5 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 6 FINANCIAL STATEMENTS MONTHLY REVIEW MONTH ENDING OCTOBER 31, 2020 page | 7 WATER WASTEWATER DISTRICT TOTAL Assets: Current Assets: 01 Cash and Cash Equivalents 6,935,753.01$ -$ 6,935,753.01$ 02 Investments 3,658,968.00 2,024,125.00 5,683,093.00 03 Accounts Receivable, Net 5,714,138.53 272,217.82 5,986,356.35 04 ‐ Interest Receivable - 3,377.19 3,377.19 14*05 Other Receivables 401,289.39 6,690,077.70 7,091,367.09 07 Due from Sewer Fund 17,083,680.10 - 17,083,680.10 06 Due from Other Governments 58,144.57 16,890,801.30 16,948,945.87 08 Inventory 465,164.05 6,721.16 471,885.21 09 Prepaid Expenses 195,788.53 46,587.31 242,375.84 34,512,926.18 25,933,907.48 60,446,833.66 Non-Current Assets: 10 Restricted Cash and Cash Equivalents 1,549,220.81 5,699,748.11 7,248,968.92 11 Capital Assets not being Depreciated 10,226,230.13 109,665,829.76 119,892,059.89 13 Capital Assets, Net 104,926,506.81 18,772,674.24 123,699,181.05 116,701,957.75 134,138,252.11 250,840,209.86 Total Assets:151,214,883.93 160,072,159.59 311,287,043.52 Deferred Outflow Of Resources 24*Deferred Charge on Refunding 84,674.77 - 84,674.77 25 Deferred Outflows - Pensions 3,021,838.35 947,122.44 3,968,960.79 154,321,397.05 161,019,282.03 315,340,679.08 Current Liabilities: 22 Accounts Payable and Accrued Expenses 2,240,346.89 6,355,815.21 8,596,162.10 29 Due to Water Fund - 17,083,680.10 17,083,680.10 23 Accrued Payroll and Benefits - - - 15 Customer Service Deposits 1,521,664.41 - 1,521,664.41 16 Construction Advances and Retentions 106,000.00 4,870,012.30 4,976,012.30 17 Accrued Interest Payable 369,819.91 51,181.25 421,001.16 18 Current Portion of Compensated Absences 413,999.70 120,469.30 534,469.00 19 Current Portion of Long-Term Debt 954,952.71 7,499.15 962,451.86 5,606,783.62 28,488,657.31 34,095,440.93 Non-Current Liabilities: 20 Compensated Absences, less current portion 181,427.05 62,954.56 244,381.61 28 Net Pension Liability 9,065,574.49 2,739,565.75 11,805,140.24 21 Long Term Debt, Less Current Portion 38,463,032.09 91,314,790.83 129,777,822.92 27 Other Liabilities 1,100.14 - 1,100.14 Deferred Inflows Of Resources 26 Deferred Inflows - Pensions 563,194.25 182,013.87 745,208.12 48,274,328.02 94,299,325.01 142,573,653.03 53,881,111.64 122,787,982.32 176,669,093.96 31 Equity 96,596,133.72 38,072,157.37 134,668,291.09 96,596,133.72 38,072,157.37 134,668,291.09 Tot Total Revenue 11,641,013.08 4,680,542.70 16,321,555.78 Tot Total Expense 7,796,861.39 4,521,400.36 12,318,261.75 3,844,151.69 159,142.34 4,003,294.03 100,440,285.41 38,231,299.71 138,671,585.12 154,321,397.05$ 161,019,282.03$ 315,340,679.08$ Total Liabilities, Equity and Current Surplus (Deficit): Total Total Beginning Equity: Equity: Revenues Over/Under Expenses Total Current Liabilities: Total Non-Current and Deferred Inflows of Resources: Total Liabilities and Deferred Inflows of Resources: Unaudited As of October 31, 2020 Combining Schedule of Net Position Total Equity and Current Surplus (Deficit): Total Assets and Deferred Outflows of Resources: Total Current Assets: Total Non-Current Assets: Page 1 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Revenue 41 Water Sales 2,263,753.65$ 8,471,444.53$ 17,068,000.00$ -$ -$ -$ 17,068,000.00$ 8,596,555.47$ 42 Meter Charges 756,366.72 3,022,369.64 9,020,000.00 - - - 9,020,000.00 5,997,630.36 43 Penalties 11,108.42 45,794.96 195,000.00 4,671.16 20,065.62 130,000.00 325,000.00 259,139.42 44 Wastewater System Charges - - - 411,095.50 1,614,076.28 4,656,000.00 4,656,000.00 3,041,923.72 45 Wastewater Treatment Charges - - - 778,679.61 3,016,594.08 8,586,000.00 8,586,000.00 5,569,405.92 46 Other Operating Revenue 15,044.86 88,091.60 56,000.00 10,089.00 29,806.72 65,000.00 121,000.00 3,101.68 47 Non Operating Revenue 1,234.02 13,312.35 259,000.00 - - 30,000.00 289,000.00 275,687.65 48 Gain or Loss on Disposition - - - - - - - - 56 Benefits - - - - - - - - 68 Depreciation - - - - - - - - Revenue Total: 3,047,507.67 11,641,013.08 26,598,000.00 1,204,535.27 4,680,542.70 13,467,000.00 40,065,000.00 23,743,444.22 - - - - - Expense by Category 51 Labor 566,316.82 1,522,745.03 5,334,400.00 162,612.12 430,516.17 1,542,600.00 6,877,000.00 4,923,738.80 56 Benefits 170,541.23 1,485,368.90 2,893,400.00 45,428.07 411,049.09 750,600.00 3,644,000.00 1,747,582.01 63 Contract Services 210,117.82 1,080,045.32 4,093,950.00 2,277,258.51 3,251,625.39 9,508,050.00 13,602,000.00 9,070,329.29 65 Professional Development 40,597.60 72,954.17 300,650.00 13,658.86 27,144.07 107,350.00 408,000.00 307,901.76 53 Overtime 49,585.12 127,526.13 357,100.00 1,368.23 3,506.28 27,900.00 385,000.00 253,967.59 62 Materials and Supplies 100,490.58 432,710.72 1,189,200.00 7,574.19 20,778.46 115,800.00 1,305,000.00 851,510.82 64 Utilities 343,074.89 1,194,824.12 2,570,900.00 10,343.01 35,597.58 193,100.00 2,764,000.00 1,533,578.30 52 Temporary Labor - - - - - - - - 67 Other 11,500.27 313,776.99 672,600.00 4,869.38 134,113.74 72,400.00 745,000.00 297,109.27 54 Standby 3,521.66 10,130.09 33,000.00 820.00 2,344.58 2,000.00 35,000.00 22,525.33 61 Water Supply - 195,963.29 826,000.00 - - - 826,000.00 630,036.71 71 -Debt Service - 1,360,816.63 4,066,000.00 - 204,725.00 313,000.00 4,379,000.00 2,813,458.37 81 -Capital Improvement 154,054.55 56,524.55 3,070,000.00 5,564,042.65 (17,216,166.90) 395,000.00 3,465,000.00 20,624,642.35 82 -Capital Outlay 4,937.84 173,007.24 1,195,000.00 2,116.22 136,990.38 435,000.00 1,630,000.00 1,320,002.38 83 -Accounting Income Add back (158,992.39) (229,531.79) - (5,566,158.87) 17,079,176.52 - - (16,849,644.73) Expense Total: 1,495,745.99 7,796,861.39 26,602,200.00 2,523,932.37 4,521,400.36 13,462,800.00 40,065,000.00 27,546,738.25 Total Surplus (Deficit): 1,551,761.68$ 3,844,151.69$ -$ (1,319,397.10)$ 159,142.34$ -$ -$ -$ Unaudited Revenue and Expense Budget-to-Actual by Category Month Ended October 31, 2020 WATER WASTEWATER DISTRICT WIDE Page 2 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Revenue 41 Water Sales 2,263,753.65$ 8,471,444.53$ 17,068,000.00$ -$ -$ -$ 17,068,000.00$ 8,596,555.47$ 42 Meter Charges 756,366.72 3,022,369.64 9,020,000.00 - - - 9,020,000.00 5,997,630.36 43 Penalties 11,108.42 45,794.96 195,000.00 4,671.16 20,065.62 130,000.00 325,000.00 259,139.42 44 Wastewater System Charges - - - 411,095.50 1,614,076.28 4,656,000.00 4,656,000.00 3,041,923.72 45 Wastewater Treatment Charges - - - 778,679.61 3,016,594.08 8,586,000.00 8,586,000.00 5,569,405.92 46 Other Operating Revenue 15,044.86 88,091.60 56,000.00 10,089.00 29,806.72 65,000.00 121,000.00 3,101.68 47 Non Operating Revenue 1,234.02 13,312.35 259,000.00 - - 30,000.00 289,000.00 275,687.65 Revenue Total: 3,047,507.67 11,641,013.08 26,598,000.00 1,204,535.27 4,680,542.70 13,467,000.00 40,065,000.00 23,743,444.22 - - - - - Program1000 - Board of Directors 8,129.38 39,261.47 179,900.00 3,482.10 16,810.06 77,100.00 257,000.00 200,928.47 Program2000 - General Administration 103,078.26 323,472.64 912,600.00 42,004.62 131,536.94 389,400.00 1,302,000.00 846,990.42 Program2100 - Human Resources 43,860.35 448,643.95 1,079,500.00 17,482.95 190,216.56 245,500.00 1,325,000.00 686,139.49 Program2200 - Public Affairs 46,539.17 213,715.84 1,162,400.00 27,951.50 164,311.69 426,600.00 1,589,000.00 1,210,972.47 Program2300 - Conservation 32,093.65 77,460.18 624,000.00 - - - 624,000.00 546,539.82 Program3000 - Finance 77,091.44 320,404.83 890,700.00 32,743.56 136,954.34 381,300.00 1,272,000.00 814,640.83 Program3200 - Information Technology 41,002.02 172,605.37 711,100.00 22,666.48 87,782.87 261,900.00 973,000.00 712,611.76 Program3300 - Customer Service 69,952.12 316,530.77 1,112,100.00 32,750.75 142,397.88 394,900.00 1,507,000.00 1,048,071.35 Program3400 - Meter Service 27,350.00 95,425.10 290,000.00 - (9.97) - 290,000.00 194,584.87 Program4000 - Engineering 77,278.34 303,924.58 1,080,800.00 29,373.64 117,389.21 463,200.00 1,544,000.00 1,122,686.21 Program5000 - Water Production 424,627.59 2,051,139.09 4,493,000.00 - - - 4,493,000.00 2,441,860.91 Program5100 - Water Treatment 70,885.57 320,750.93 905,000.00 - - - 905,000.00 584,249.07 Program5200 - Water Quality 41,740.05 176,768.58 480,000.00 - - - 480,000.00 303,231.42 Program6000 - Field Maintenance Administration 41,151.64 233,469.81 390,600.00 5,222.09 17,791.04 43,400.00 434,000.00 182,739.15 Program6100 - Water Maintenance 264,629.29 815,954.93 2,635,000.00 - - - 2,485,000.00 1,669,045.07 Program6200 - Wastewater Maintenance - - - 2,288,931.19 3,218,936.77 9,389,000.00 9,389,000.00 6,170,063.23 Program7000 - Facilities Maintenance 84,358.36 327,351.48 824,500.00 16,575.80 71,695.59 197,500.00 1,022,000.00 622,952.93 Program7100 - Fleet Maintenance 41,978.76 199,165.21 500,000.00 4,747.69 20,862.38 50,000.00 500,000.00 279,972.41 Program8000 - Capital - 1,360,816.63 8,331,000.00 - 204,725.00 1,143,000.00 9,474,000.00 24,758,103.10 Total Surplus (Deficit):1,551,761.68$ 3,844,151.69$ -$ (1,319,397.10)$ 159,142.34$ -$ -$ -$ Revenue and Expense Budget-to-Actual by Program Month Ended October 31, 2020 Unaudited WATER WASTEWATER DISTRICT WIDE Page 3 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Revenue 41 Water Sales 2,263,753.65$ 8,471,444.53$ 17,068,000.00$ -$ -$ -$ 17,068,000.00$ 8,596,555.47$ 42 Meter Charges 756,366.72 3,022,369.64 9,020,000.00 - - - 9,020,000.00 5,997,630.36 43 Penalties 11,108.42 45,794.96 195,000.00 4,671.16 20,065.62 130,000.00 325,000.00 259,139.42 44 Wastewater System Charges - - - 411,095.50 1,614,076.28 4,656,000.00 4,656,000.00 3,041,923.72 45 Wastewater Treatment Charges - - - 778,679.61 3,016,594.08 8,586,000.00 8,586,000.00 5,569,405.92 46 Other Operating Revenue 15,044.86 88,091.60 56,000.00 10,089.00 29,806.72 65,000.00 121,000.00 3,101.68 47 Non Operating Revenue 1,234.02 13,312.35 259,000.00 - - 30,000.00 289,000.00 275,687.65 48 Gain or Loss on Disposition - - - - - - - - 56 Benefits - - - - - - - - 68 Depreciation - - - - - - - - Revenue Total: 3,047,507.67 11,641,013.08 26,598,000.00 1,204,535.27 4,680,542.70 13,467,000.00 40,065,000.00 23,743,444.22 Program: 1000 - Board of Directors - - - 51 Labor 4,042.50$ 18,375.00$ 73,500.00$ 1,732.50$ 7,875.00$ 31,500.00$ 105,000.00$ 78,750.00$ 56 Benefits 3,644.88 20,252.29 56,000.00 1,562.10 8,679.56 24,000.00 80,000.00 51,068.15 62 Materials and Supplies - 31.96 700.00 - 13.70 300.00 1,000.00 954.34 63 Contract Services - - 21,700.00 - - 9,300.00 31,000.00 31,000.00 65 Professional Development 442.00 602.22 28,000.00 187.50 241.80 12,000.00 40,000.00 39,155.98 Program: 1000 - Board of Directors Total: 8,129.38 39,261.47 179,900.00 3,482.10 16,810.06 77,100.00 257,000.00 200,928.47 Program: 2000 - General Administration - - - 51 Labor 39,728.92 106,999.89 367,500.00 17,026.68 45,552.06 157,500.00 525,000.00 372,448.05 53 Overtime 214.22 416.69 2,100.00 91.81 178.59 900.00 3,000.00 2,404.72 56 Benefits 18,041.46 126,763.91 232,400.00 5,560.27 47,538.23 99,600.00 332,000.00 157,697.86 62 Materials and Supplies 42.17 332.38 3,500.00 18.07 142.44 1,500.00 5,000.00 4,525.18 63 Contract Services 18,091.50 36,682.10 215,600.00 7,753.50 15,720.90 92,400.00 308,000.00 255,597.00 64 Utilities 153.57 466.65 2,100.00 65.82 200.00 900.00 3,000.00 2,333.35 65 Professional Development 26,806.42 51,811.02 89,400.00 11,488.47 22,204.72 36,600.00 126,000.00 51,984.26 Program: 2000 - General Administration Total:103,078.26 323,472.64 912,600.00 42,004.62 131,536.94 389,400.00 1,302,000.00 846,990.42 Program: 2100 - Human Resources - - - - 51 Labor 20,208.36 50,522.65 170,100.00 8,660.69 21,639.91 72,900.00 243,000.00 170,837.44 52 Temporary Labor - - - - - - - - 53 Overtime - - 2,100.00 - - 900.00 3,000.00 3,000.00 56 Benefits 5,505.76 58,314.62 105,700.00 2,359.56 24,991.72 45,300.00 151,000.00 67,693.66 62 Materials and Supplies 2,226.61 2,877.70 7,000.00 - 157.51 3,000.00 10,000.00 6,964.79 63 Contract Services 3,154.27 18,284.68 104,700.00 991.84 6,865.58 36,300.00 141,000.00 115,849.74 64 Utilities 45.41 181.18 700.00 19.46 77.65 300.00 1,000.00 741.17 65 Professional Development 1,358.06 5,531.07 33,600.00 582.02 2,370.45 14,400.00 48,000.00 40,098.48 67 Other 11,361.88 312,932.05 655,600.00 4,869.38 134,113.74 72,400.00 728,000.00 280,954.21 Program: 2100 - Human Resources Total: 43,860.35 448,643.95 1,079,500.00 17,482.95 190,216.56 245,500.00 1,325,000.00 686,139.49 Month Ended October 31, 2020 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE Page 4 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Month Ended October 31, 2020 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE Program: 2200 - Public Affairs - - - - 51 Labor 30,674.36 97,358.99 372,500.00 13,146.14 40,036.30 159,500.00 532,000.00 394,604.71 52 Temporary Labor - - - - - - - - 53 Overtime 143.30 225.86 11,900.00 61.40 96.78 5,100.00 17,000.00 16,677.36 56 Benefits 7,862.34 63,003.46 188,300.00 3,369.45 45,588.01 80,700.00 269,000.00 160,408.53 62 Materials and Supplies 1,905.73 4,084.37 81,200.00 3,131.59 5,650.93 34,800.00 116,000.00 106,264.70 63 Contract Services 5,621.70 47,419.86 442,700.00 7,776.11 70,919.42 118,300.00 561,000.00 442,660.72 64 Utilities 170.04 561.40 38,500.00 397.51 1,565.15 16,500.00 55,000.00 52,873.45 65 Professional Development 161.70 1,061.90 27,300.00 69.30 455.10 11,700.00 39,000.00 37,483.00 Program: 2200 - Public Affairs Total: 46,539.17 213,715.84 1,162,400.00 27,951.50 164,311.69 426,600.00 1,589,000.00 1,210,972.47 Program: 2300 - Conservation - - - - 51 Labor 8,853.05 34,312.84 107,000.00 - - - 107,000.00 72,687.16 52 Temporary Labor - - - - - - - - 53 Overtime - - 7,000.00 - - - 7,000.00 7,000.00 56 Benefits 3,623.40 11,111.82 36,000.00 - - - 36,000.00 24,888.18 62 Materials and Supplies 18,941.97 18,098.45 167,000.00 - - - 167,000.00 148,901.55 63 Contract Services 525.00 13,525.31 258,000.00 - - - 258,000.00 244,474.69 64 Utilities 150.23 411.76 39,000.00 - - - 39,000.00 38,588.24 65 Professional Development - - 10,000.00 - - - 10,000.00 10,000.00 Program: 2300 - Conservation Total: 32,093.65 77,460.18 624,000.00 - - - 624,000.00 546,539.82 Program: 3000 - Finance - - - - 51 Labor 58,259.23 154,026.63 501,200.00 24,906.39 65,907.36 214,800.00 716,000.00 496,066.01 52 Temporary Labor - - - - - - - - 53 Overtime 454.61 883.59 9,100.00 194.83 378.66 3,900.00 13,000.00 11,737.75 56 Benefits 15,197.58 153,327.77 269,500.00 6,489.47 65,683.22 115,500.00 385,000.00 165,989.01 62 Materials and Supplies 259.50 740.54 7,700.00 111.22 317.38 3,300.00 11,000.00 9,942.08 63 Contract Services 2,590.00 9,308.49 77,000.00 900.00 3,760.07 33,000.00 110,000.00 96,931.44 64 Utilities 131.02 764.58 2,800.00 56.15 327.69 1,200.00 4,000.00 2,907.73 65 Professional Development 199.50 1,353.23 22,400.00 85.50 579.96 9,600.00 32,000.00 30,066.81 67 Other - - 1,000.00 - - - 1,000.00 1,000.00 Program: 3000 - Finance Total: 77,091.44 320,404.83 890,700.00 32,743.56 136,954.34 381,300.00 1,272,000.00 814,640.83 Program: 3200 - Information Technology - - - - 51 Labor 22,885.93 59,570.96 236,600.00 13,764.84 36,024.44 101,400.00 338,000.00 242,404.60 52 Temporary Labor - - - - - - - - 53 Overtime - - - - - - - - 56 Benefits 5,111.35 30,395.70 84,000.00 3,328.18 16,341.85 36,000.00 120,000.00 73,262.45 62 Materials and Supplies 3,806.59 10,150.30 30,100.00 1,631.39 4,350.12 12,900.00 43,000.00 28,499.58 63 Contract Services 8,775.18 70,602.65 345,000.00 3,760.80 30,258.28 105,000.00 450,000.00 349,139.07 64 Utilities 422.97 1,836.76 4,200.00 181.27 787.18 1,800.00 6,000.00 3,376.06 65 Professional Development - 49.00 11,200.00 - 21.00 4,800.00 16,000.00 15,930.00 Program: 3200 - Information Technology Total: 41,002.02 172,605.37 711,100.00 22,666.48 87,782.87 261,900.00 973,000.00 712,611.76 Page 5 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Month Ended October 31, 2020 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE Program: 3300 - Customer Service - - - - 51 Labor 26,256.82 71,370.72 236,500.00 15,117.59 37,594.62 178,500.00 415,000.00 306,034.66 52 Temporary Labor - - - - - - - - 53 Overtime 295.76 295.76 4,900.00 126.76 126.76 2,100.00 7,000.00 6,577.48 56 Benefits 8,766.47 102,181.02 194,300.00 5,169.01 46,334.68 47,700.00 242,000.00 93,484.30 62 Materials and Supplies 177.45 899.14 6,300.00 76.05 385.34 2,700.00 9,000.00 7,715.52 63 Contract Services 25,716.17 122,789.10 525,800.00 8,575.16 50,177.85 113,200.00 639,000.00 466,033.05 64 Utilities 8,601.06 18,150.09 115,100.00 3,686.18 7,778.63 45,900.00 161,000.00 135,071.28 65 Professional Development - - 13,200.00 - - 4,800.00 18,000.00 18,000.00 67 Other 138.39 844.94 16,000.00 - - - 16,000.00 15,155.06 Program: 3300 - Customer Service Total: 69,952.12 316,530.77 1,112,100.00 32,750.75 142,397.88 394,900.00 1,507,000.00 1,048,071.35 Program: 3400 - Meter Service - - - - 51 Labor 21,001.78 57,915.30 197,000.00 - (22.10) - 197,000.00 139,106.80 53 Overtime 510.03 510.69 6,000.00 - - - 6,000.00 5,489.31 56 Benefits 5,300.33 35,699.96 72,000.00 - 12.13 - 72,000.00 36,287.91 62 Materials and Supplies - - 5,000.00 - - - 5,000.00 5,000.00 63 Contract Services 221.61 545.65 8,000.00 - - - 8,000.00 7,454.35 64 Utilities 316.25 753.50 2,000.00 - - - 2,000.00 1,246.50 65 Professional Development - - - - - - - - Program: 3400 - Meter Service Total: 27,350.00 95,425.10 290,000.00 - (9.97) - 290,000.00 194,584.87 Program: 4000 - Engineering - - - - 51 Labor 55,474.17 135,779.56 514,500.00 23,774.63 58,178.53 220,500.00 735,000.00 541,041.91 52 Temporary Labor - - - - - - - - 53 Overtime - - 2,100.00 - - 900.00 3,000.00 3,000.00 56 Benefits 11,529.61 129,973.14 184,100.00 4,941.10 55,567.26 78,900.00 263,000.00 77,459.60 62 Materials and Supplies - 768.10 16,100.00 - 285.61 6,900.00 23,000.00 21,946.29 63 Contract Services 1,344.00 9,890.07 202,300.00 576.00 2,233.32 86,700.00 289,000.00 276,876.61 64 Utilities 8,911.66 27,494.81 137,200.00 73.81 1,116.39 58,800.00 196,000.00 167,388.80 65 Professional Development 18.90 18.90 24,500.00 8.10 8.10 10,500.00 35,000.00 34,973.00 Program: 4000 - Engineering Total: 77,278.34 303,924.58 1,080,800.00 29,373.64 117,389.21 463,200.00 1,544,000.00 1,122,686.21 Program: 5000 - Water Production - - - - 51 Labor 79,651.91 210,630.60 723,000.00 - - - 723,000.00 512,369.40 53 Overtime 5,084.59 16,271.61 22,000.00 - - - 22,000.00 5,728.39 54 Standby 1,800.00 4,946.00 15,000.00 - - - 15,000.00 10,054.00 56 Benefits 21,576.62 244,829.55 452,000.00 - - - 452,000.00 207,170.45 61 Water Supply - 195,963.29 826,000.00 - - - 826,000.00 630,036.71 62 Materials and Supplies 14,783.95 73,280.13 300,000.00 - - - 300,000.00 226,719.87 63 Contract Services 26,153.16 330,493.80 381,000.00 - - - 381,000.00 50,506.20 64 Utilities 275,442.36 973,971.92 1,764,000.00 - - - 1,764,000.00 790,028.08 65 Professional Development 135.00 752.19 10,000.00 - - - 10,000.00 9,247.81 Program: 5000 - Water Production Total: 424,627.59 2,051,139.09 4,493,000.00 - - - 4,493,000.00 2,441,860.91 Page 6 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Month Ended October 31, 2020 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE Program: 5100 - Water Treatment - - - - 51 Labor 27,103.20 72,009.87 252,000.00 - - - 252,000.00 179,990.13 53 Overtime 5,742.14 13,756.12 39,000.00 - - - 39,000.00 25,243.88 56 Benefits 8,426.58 82,542.16 150,000.00 - - - 150,000.00 67,457.84 62 Materials and Supplies 6,655.79 88,907.68 165,000.00 - - - 165,000.00 76,092.32 63 Contract Services 7,698.94 12,647.51 149,000.00 - - - 149,000.00 136,352.49 64 Utilities 15,258.92 50,887.59 150,000.00 - - - 150,000.00 99,112.41 Program: 5100 - Water Treatment Total: 70,885.57 320,750.93 905,000.00 - - - 905,000.00 584,249.07 Program: 5200 - Water Quality - - - - 51 Labor 20,779.20 55,125.70 184,000.00 - - - 184,000.00 128,874.30 53 Overtime 464.51 489.66 13,000.00 - - - 13,000.00 12,510.34 56 Benefits 5,032.47 90,183.82 90,000.00 - - - 90,000.00 (183.82) 62 Materials and Supplies 1,246.32 4,709.43 18,000.00 - - - 18,000.00 13,290.57 63 Contract Services 13,912.55 25,819.97 167,000.00 - - - 167,000.00 141,180.03 64 Utilities - - 2,000.00 - - - 2,000.00 2,000.00 65 Professional Development 305.00 440.00 6,000.00 - - - 6,000.00 5,560.00 Program: 5200 - Water Quality Total: 41,740.05 176,768.58 480,000.00 - - - 480,000.00 303,231.42 Program: 6000 - Field Maintenance Administration - - - - 51 Labor 19,749.52 51,982.71 180,000.00 2,176.04 5,714.91 20,000.00 200,000.00 142,302.38 52 Temporary Labor - - - - - - - - 53 Overtime - - 1,800.00 - - 200.00 2,000.00 2,000.00 54 Standby 1,721.66 5,184.09 18,000.00 820.00 2,344.58 2,000.00 20,000.00 12,471.33 56 Benefits 6,013.07 146,514.01 129,600.00 710.70 7,457.35 14,400.00 144,000.00 (9,971.36) 62 Materials and Supplies - 9,353.31 2,700.00 - - 300.00 3,000.00 (6,353.31) 63 Contract Services 102.88 411.52 900.00 11.44 45.76 100.00 1,000.00 542.72 64 Utilities 2,393.49 8,689.53 36,900.00 265.94 965.50 4,100.00 41,000.00 31,344.97 65 Professional Development 11,171.02 11,334.64 20,700.00 1,237.97 1,262.94 2,300.00 23,000.00 10,402.42 Program: 6000 - Field Maintenance Administration Total: 41,151.64 233,469.81 390,600.00 5,222.09 17,791.04 43,400.00 434,000.00 182,739.15 Program: 6100 - Water Maintenance - - - - 51 Labor 108,769.85 286,132.81 1,012,000.00 - - - 1,012,000.00 725,867.19 53 Overtime 36,150.10 93,315.20 219,000.00 - - - 219,000.00 125,684.80 56 Benefits 37,987.93 127,980.73 516,000.00 - - - 516,000.00 388,019.27 62 Materials and Supplies 35,039.13 163,104.94 301,000.00 - - - 301,000.00 137,895.06 63 Contract Services 46,682.28 136,376.25 587,000.00 - - - 587,000.00 450,623.75 64 Utilities - 9,045.00 - - - - - (9,045.00) Program: 6100 - Water Maintenance Total: 264,629.29 815,954.93 2,635,000.00 - - - 2,635,000.00 1,819,045.07 Program: 6200 - Wastewater Maintenance - - - - 51 Labor - - - 36,630.25 96,993.54 335,000.00 335,000.00 238,006.46 53 Overtime - - - 760.80 2,378.34 9,000.00 9,000.00 6,621.66 56 Benefits - - - 10,119.26 76,497.19 176,000.00 176,000.00 99,502.81 62 Materials and Supplies - - - 712.55 741.19 36,000.00 36,000.00 35,258.81 Wastewater Treatment - - - 778,679.61 3,016,594.08 7,610,000.00 7,610,000.00 4,593,405.92 63 Contract Services - - - 1,462,028.72 25,732.43 1,223,000.00 1,223,000.00 1,197,267.57 Program: 6200 - Wastewater Maintenance Total:- - - 2,288,931.19 3,218,936.77 9,389,000.00 9,389,000.00 6,170,063.23 Page 7 of 8 AMENDED AMENDED AMENDED REMAINING MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET BUDGET Month Ended October 31, 2020 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE Program: 7000 - Facilities Maintenance - - - - 51 Labor 14,104.88 37,348.65 126,000.00 4,701.58 12,434.66 42,000.00 168,000.00 118,216.69 53 Overtime 333.92 881.80 16,500.00 111.31 293.93 5,500.00 22,000.00 20,824.27 56 Benefits 4,725.71 34,524.63 76,500.00 1,575.04 13,272.40 25,500.00 102,000.00 54,202.97 62 Materials and Supplies 4,163.51 15,425.24 45,500.00 590.39 4,118.04 10,500.00 56,000.00 36,456.72 63 Contract Services 44,239.23 170,004.28 396,250.00 5,588.04 22,401.89 62,750.00 459,000.00 266,593.83 64 Utilities 16,791.11 69,166.88 163,000.00 4,009.44 19,174.67 51,000.00 214,000.00 125,658.45 65 Professional Development - - 750.00 - - 250.00 1,000.00 1,000.00 Program: 7000 - Facilities Maintenance Total: 84,358.36 327,351.48 824,500.00 16,575.80 71,695.59 197,500.00 1,022,000.00 622,952.93 - - Program: 7100 - Fleet Maintenance - - - - 51 Labor 8,773.14 23,282.15 81,000.00 974.79 2,586.94 9,000.00 90,000.00 64,130.91 53 Overtime 191.94 479.15 2,700.00 21.32 53.22 300.00 3,000.00 2,467.63 56 Benefits 2,195.67 27,770.31 54,900.00 243.93 3,085.49 6,100.00 61,000.00 30,144.20 62 Materials and Supplies 11,241.86 39,947.05 32,400.00 1,302.93 4,616.20 3,600.00 36,000.00 (8,563.25) 63 Contract Services 5,289.35 75,244.08 212,000.00 617.29 6,915.81 18,000.00 230,000.00 147,840.11 64 Utilities 14,286.80 32,442.47 113,400.00 1,587.43 3,604.72 12,600.00 126,000.00 89,952.81 65 Professional Development - - 3,600.00 - - 400.00 4,000.00 4,000.00 Program: 7100 - Fleet Maintenance Total: 41,978.76 199,165.21 500,000.00 4,747.69 20,862.38 50,000.00 550,000.00 329,972.41 - - Program: 8000 - Capital - - - 71 -Debt Service - 1,360,816.63 4,066,000.00 - 204,725.00 313,000.00 4,379,000.00 2,813,458.37 81 -Capital Improvement 154,054.55 56,524.55 3,070,000.00 5,564,042.65 (17,216,166.90) 395,000.00 3,465,000.00 20,624,642.35 82 -Capital Outlay 4,937.84 173,007.24 1,195,000.00 2,116.22 136,990.38 435,000.00 1,630,000.00 1,320,002.38 83 -Accounting Income Add back (158,992.39) (229,531.79) - (5,566,158.87) 17,079,176.52 - - (16,849,644.73) Program: 8000 - Capital Total: - 1,360,816.63 8,331,000.00 - 204,725.00 1,143,000.00 9,474,000.00 7,908,458.37 Total Surplus (Deficit): 1,551,761.68$ 3,844,151.69$ -$ (1,319,397.10)$ 159,142.34$ -$ -$ -$ Page 8 of 8 B O AR D AGE N D A S TAF F R E P ORT Agenda Item #4. Meeting Date: Decemb er 9, 2020 Dis c ussion Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: C ons id er Approval o f Bo ard R eo rganization R E C O MME N D AT IO N: S taff rec ommend s that the Bo ard o f Direc to rs : A. Elec t o fficial o ffic ers for the p o s itions of Board P resident and Vice P res ident B. Appointment of G eneral Manager/C EO , C hief F inancial O ffic er and Board S ec retary C . S et the time, day and p lace for holding meetings B AC KGR O UN D / AN ALYS IS : T he Bo ard of Direc tors cond uc ts their reo rganization pro cess at the first regular meeting in Dec emb er purs uant to C alifo rnia Water C ode S ectio n 30520. T he Bo ard reorganization ens ures the efficient management o f the Distric t and reflec ts a d edic ation to the highes t s tand ard s of integrity and acc o untab ility s o as to continue to earn the trust and confid ence of the public s erved b y the Dis tric t. S taff is rec o mmend ing that the Dis tric t c ontinue to ho ld regularly s c hed uled Board meetings at 31111 G reens p o t R o ad , Highland , C A, on the 2nd and 4th Wed nesday of eac h mo nth. T he Bo ard will c o nduct c lo sed s es s io n at 4:30 pm and c o mmence the regular board meeting at 5:30 p m. S ho uld closed s es s io n items req uire more than the allo tted time, the Bo ard will adjo urn to o p en s es sion at 5:30 p m, cond uc t Dis tric t bus ines s , and then adjourn bac k into c lo s ed session. After c lo s ed s ession, the Bo ard will reconvene into open s ession and anno unce any actio n taken in the closed ses s ion prior to ad jo urnment of the meeting. AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I I - Maintain a C ommitment to S us tainab ility, Transparenc y, and Ac c o untability a) P rac tice Trans parent and Ac countab le F is cal Management R ecommended b y: Jo hn Mura G eneral Manager/C EO R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n Dep artment. F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. B O AR D AGE N D A S TAF F R E P ORT Agenda Item #5. Meeting Date: Decemb er 9, 2020 Dis c ussion Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: C ons id er Approval o f C ontrac ts for P lant 108 R es ervoir R ehab ilitation P roject R E C O MME N D AT IO N: S taff rec ommend s that the Bo ard o f Direc to rs autho rize the P lant 108 R eservoir R ehabilitatio n work to inc lude: 1. Autho rize the G eneral Manager/C E O to is s ue a Tas k O rder to the Master S ervic es Agreement with C rosno C onstruc tion Inc. for a no t-to-exceed amount of $826,465 fo r the P lant 108 R eservoir R ehab ilitation. 2. A utho rize the G eneral Manager/C E O to exp and the s c ope o f wo rk for the engineering s ervices c o ntract with Harp er & Assoc iates Engineering Inc. (HAE) for a no t-to-exceed amount of $39,340 to provid e c o ns tructio n management and quality control ins pectio n s ervices fo r the rehab ilitatio n. B AC KGR O UN D / AN ALYS IS : T he District performed a struc tural as s es s ment of the res ervo ir at P lant 108 in F eb ruary 2019 and d etermined the res ervoir need ed rehab ilitation. T he Dis tric t entered into Mas ter S ervic e Agreements with three Water R es ervoir R ehabilitatio n C ontracto rs in O c tober 2019 to perfo rm District wide tank rehabilitations . S taff, in p artners hip with the Design Engineer, HAE, is s ued R eq ues ts for Task O rd er P ric ing to the three Master S ervic e C o ntrac tors and one b id was received on No vemb er 5, 2020. T he two remaining bids were rec eived after the d ead line and s ent back to the corresponding b id d ers . T he Dis tric t s elected C ros no C o nstruc tion Inc . fo r the rehabilitatio n. T he c o ntract p ric e inc lud es a minimum s cope id entified by HAE to replac e the interio r coating sys tem, ins tall s afety upgrades, p erform exterio r s p o t rep airs , and ins tall a new cathodic protectio n s ystem. P ricing als o inc ludes an allo wance fo r additio nal items that may be req uired after s andblas ting and c leaning expose und erlying cond itions. F o r example, some struc tural s teel components like rafters and fas teners may need to b e rep laced. S taff als o requested HAE to provide a propos al to perform C ons truc tion Management and spec ialty ins p ectio n fo r this work. HAE has performed s truc tural ins p ec tion of nearly all o f the Dis tric ts res ervo irs and has extens ive experienc e in reservo ir rehab ilitation projec ts as the Design Engineer, C o ns tructio n Manager and Inspec tor. HAE has p ro p o s ed to p erfo rm this wo rk fo r a no t-to -exceed amo unt of $39,340. R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Jeff No elte Direc tor o f Engineering & O p eratio ns AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I V - P romo te P lanning, Maintenanc e and P res ervatio n o f Dis tric t R esources a) Develop P ro jec ts and P ro grams to Ens ure S afe and R eliable S ervices c) D edicate E fforts Toward S ystem M aintenance and Modernization R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the executive management team. F IS C AL IMPAC T T his projec t is ap p roved in the F Y 2020-21 C apital Improvement P ro gram in the amount o f $600,000. T he to tal projec t c o s t is es timated to be b etween $658,550 and $885,000. If the magnitud e o f repairs identified after c leaning and sand b las ting o f the tank are s ignificant, the projec t c o sts may exc eed the b udgeted amo unt by approximately $285,000. F unds will b e reallo c ated from the Engineering Department's C ontract S ervic es bud get and the P lant 134 Memb rane R eplacement p ro jec t to cover the additio nal projec t c o s ts. B O AR D AGE N D A S TAF F R E P ORT Agenda Item #6. Meeting Date: Decemb er 9, 2020 Dis c ussion Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: C ons id er Approval to P rep are P reliminary Des ign R epo rt fo r the East S urfac e Water Treatment P lant R E C O MME N D AT IO N: S taff rec o mmend s that the Board o f Directo rs autho rize the G eneral Manager/C EO , to exec ute a Task O rd er to Water S ystems C o ns ulting Inc orp o rated (W S C ) to p repare a preliminary d es ign report fo r the East S urfac e Water Treatment P lant for the amo unt o f $180,078. B AC KGR O UN D / AN ALYS IS : Eas t Valley Water Dis tric t is c ontinuing with efforts to make s trategic dec is io ns that will p ro vid e both s hort-and lo ng-term b enefits to cus tomers . T hro ugh the develo p ment o f integrated analysis s uc h as the S trategic P lan, 5- Year Wo rk P lan, Dis tric t-wid e G oals, and P rogram G oals and O bjec tives , the Dis tric t continues to mo ve fo rward with projec ts and programs that maximize the viab ility of the water and wastewater s ystems . T he Distric t has been p artic ip ating in regio nal effo rts to cooperatively manage the availab le water s upplies thro ugh the G ro undwater C o unc il. T his program ens ures sus tainab le us e of the Bunker Hill G round Water Bas in and is es s ential to the long-term health of the b as in. T he G round water C ounc il has res ulted in a c o s t facto r that must be c o nsidered when evaluating how to maximize the use o f the District’s water sup p lies. T he North F ork Water C ompany has his torical water rights to the S anta Ana R iver. T his important s urfac e water s o urc e his torically traveled along the foothills to b e treated at P lant 134. S inc e the P lant 134 hyd ro -electric turb ine bec ame o p eratio nal, the fac ility has been p rimarily treating S tate P rojec t Water to maximize the energy generation and the fac ility inves tment. With this s hift in treatment from primarily North F o rk Water to S tate P ro ject Water the Distric t c an evaluate how to put that s urfac e water to its best us e, inc luding continued treatment fo r the water d is tribution s ystem or for groundwater replenishment. T he current Mas ter P lan includes a recommendatio n that the Dis tric t c o ntinue making efforts to enhanc e red und ancy and inc reas e produc tion capab ilities b as ed on current and future demand need s . T he District has three s o urc es of water sup p ly to meet thes e need s: groundwater from the Bunker Hill Basin, loc al s urfac e water fro m the S anta Ana R iver (via North F ork Water C o mp any s hares), and imp o rted s urface water fro m the S tate Water P ro jec t. S taff p erfo rmed a high-level life cycle c o s ts analys is of three identified alternatives fo r meeting ad d itional demand (P lant 134 Exp ans io n, New G round water Wells , and East S urface Water Treatment P lant). T he res ults o f that analys is indic ated that an Eas t S urface Water Treatment P lant provid ed greater value to the Dis tric t than the o ther alternatives. R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Jeff No elte Direc tor o f Engineering & O p eratio n Dis tric t than the o ther alternatives. As a next step , S taff is rec o mmend ing the prep aration of a p reliminary des ign report to charac terize the Eas t S urfac e Water Treatment P lant in more d etail. Detailed info rmatio n relating to the likely req uirements for treatment proc ess equipment, pump ing equip ment, p rovid ing elec tric al service, land ac q uisitio n, and permitting needs will be p ro vided in the p reliminary d esign rep o rt, as well as c o s t es timates to help info rm future d ecisions . S taff rec eived two p ro p o s als after solic iting the Dis tric t’s Engineering S upport S ervic es C o nsultants . After a tho ro ugh evaluation S taff id entified W S C as providing the b es t value to the Dis tric t for this effo rt for a not-to exc eed amount o f $180,078. W S C has extensive exp erienc e in p erfo rming similar wo rk and has b een invo lved with many water s ecto r p ro jects in the region. T he p ro p o s ed s cope of work is des c ribed in d etail in the attac hed p ro p o s al. AG E N C Y G O ALS AN D OB J E C T IVE S : G oal and O b jectives I - Implement Effec tive S o lutio ns T hrough Visionary Leadership a) Identify O pportunities to O p timize Natural R esourc es G o al and O bjec tives I V - P romo te P lanning, Maintenanc e and P res ervatio n o f Dis tric t R esources a) Develop P ro jec ts and P ro grams to Ens ure S afe and R eliable S ervices b ) Enhanc e P lanning Efforts that R es p o nd to F uture Demands R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the executive management team. F IS C AL IMPAC T T he antic ip ated fund ing req uirement o f $180,078 c an be p rovid ed b y utilizing the c urrent fis cal year p ro jec t alloc ation o f $175,000 and reallo cating $5,078 fro m the Engineering Department’s C ontrac t S ervic es bud get fo r this fis c al year. ATTACH M E N TS: Description Type W SC proposal Backup Material FOR EAST VALLEY WATER DISTRICT | OCTOBER 2020 PRELIMINARY DESIGN REPORT EAST SURFACE WATER TREATMENT PLANT T RUSTED PA R T N E R S H I P TAIL O R E D S O L U TIONS C ON FIDENT DE C I S I O N S ValuableResults Mr. Rocky Welborn East Valley Water District 31111 Greenspot Road Highland, CA 92346 WSC Rancho Cucamonga 9375 Archibald Avenue Suite 200 Rancho Cucamonga, CA 91730 P: 909.483.3200 F: 909.354.3482 WSC San Luis Obispo 805 Aerovista Place Suite 201 San Luis Obispo, CA 93401 P: 805.457.8833 F: 805.888.2764 Dear Mr. Welborn, East Valley Water District (District) is seeking a consultant to prepare a Preliminary Design Report (PDR) for the East Surface Water Treatment Plant (ESWTP). The purpose of the PDR is to evaluate a potential 4 MGD treatment plant capable of treating surface water from the Santa Ana River and the State Water Project (SWP). A successful PDR will establish firm guidelines for EVWD to proceed directly into the design phase, ensuring improved water quality, reliability, and resiliency. Water Systems Consulting, Inc. (WSC) and Trussell Technologies (Trussell Tech) are excited to present our proposal to develop the East Surface Water Treatment Plant PDR. The WSC Team has the expertise, insight, and commitment to be your partner through this process. Our proposal illustrates how we will work toward a solution that meets your needs and provides value throughout the life-cycle of the plant. By partnering with WSC, the District will receive: Trusted Partnership. This is an important project to the District that will improve water supply reliability and resiliency. Our proposed Project Manager is Jeff Szytel, a water treatment expert and WSC's founder and CEO. Our team includes Trussell Tech, a recognized leader in water treatment process evaluation and design that has a strong history of working with the District. We are committed to your long-term success. We have industry-leading capabilities, and we intend to deliver lasting, valuable results to you and your customers. Tailored Solutions. This project represents a unique opportunity to create lasting value for your customers. During the development of this proposal, our team dug into the details to craft an approach that is flexible, insightful, and innovative. We will work closely with District staff to refine those ideas into a project that achieves your goals, provides value throughout the facility's lifecycle, and provides safe and reliable drinking water to your customers for generations to come. Confident Decisions. Our approach and team are purposefully created to confirm feasibility and cost of implementing the ESWTP so the District can confidently move to the next phase of work. Our proposed scope is “right sized” to meet the primary objectives of the project, while setting you up for successful implementation. We have also identified optional tasks for the District’s consideration to extend the value of the preliminary design in areas that may be of interest. Valuable Results. Key members of our team have a strong understanding of the District's water supply and infrastructure through work on the District's Urban Water Management Plan, Sterling Natural Resource Center, the Exchange Plan, and the Plant 134 Disinfection By-Product Investigation. We will use our in-depth understanding of the District's opportunities to seek ways to maximize the value and benefit of the PDR. We appreciate this opportunity to work alongside the District to shape a successful ESWTP project. We welcome the opportunity to discuss our proposal with you in more detail, and to answer any questions you may have. Please contact our Project Manager and Principal in Charge, Jeff Szytel, with any questions. Thank you for this opportunity, and we look forward to your response. Sincerely, Water Systems Consulting, Inc. Jeff Szytel Project Manager | Principal in Charge This proposal includes information that shall not be disclosed outside CONTRACTOR’S/CLIENT’S organization and shall not be duplicated, used, or disclosed - in whole or in part - for any purpose other than to evaluate this proposal. CONTENTS 1 Executive Summary ........................................................1 2 Key Personnel .............................................................4 3 Scope of Work ............................................................8 4 Level of Effort/Schedule ...................................................16 APPENDICES A Resumes ................................................................A-1 B Relevant Project Experience ...............................................B-1 C Detailed Scope of Work ...................................................C-1 D Addendum Acknowledgements ...........................................D-1 TA B L E O F C O N T E N T S EXECUTIVE SUMMARY1 EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 1PROPRIETARY // WATER SYSTEMS CONSULTING, INC. WSC's proposed team and approach were created with the mission to be a trusted partner, deliver tailored solutions, support confident decisions, and achieve valuable results. The Right Team to Deliver Value This project is a significant opportunity for the District to define the ESWTP project and make significant progress toward diversifying your water supply. Our approach is focused on identifying long-term solutions to increase the reliability of your water supply in the face of extended drought conditions. WSC and our proposed subconsultant Trussell Technologies (Trussell Tech) have the right experience, expertise, and knowledge of the District's infrastructure and water supply to help achieve your goals. This is an important project for the District and we are committed to being your partner and advisor. Why Select WSC? y Partnership between the District and consultant. y Optimized process selection and design for reliable compliance. y Confident site selection. y Clear understanding of compliance and permitting requirements. y Clear understanding of any risks or hurdles for implementation. y Accurate life-cycle cost estimate, including consideration for downtime. y Complete funding guide that outlines the funding/financing options. Executive Summary WSC is a full-service civil and environmental engineering firm that specializes in the planning, design, construction, and optimization of municipal drinking water, recycled water, wastewater, and water supply solutions. We offer a purpose-built team that combines deep technical knowledge of local conditions, water treatment facility design expertise, and a One Water philosophy to deliver compelling, relevant solutions to the District and the communities you serve. WSC was founded in 2007 with a mission to provide high-quality and responsive engineering services to water agencies and municipalities. We have since grown to include engineers, planners, operators, hydrogeologists, construction, and communications professionals operating out of nine offices, including our local office in Rancho Cucamonga. We are organized to work collaboratively with our clients to apply proven approaches, state-of-the-art tools, and knowledge-driven innovation to deliver truly outstanding results. Trusted Partner Tailored Solutions Confident Decisions Valuable Results We have really enjoyed working with WSC. Their team has integrated right into our team and they are adding value to our project. We have developed a high degree of confidence in them in a short amount of time.” — Mr. Bob Tincher, Deputy General Manager - Resources San Bernardino Valley Municipal Water District EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 2PROPRIETARY // WATER SYSTEMS CONSULTING, INC. The proposed East Surface Water Treatment Plant (ESWTP) provides supply diversification, enhanced reliability and resilience, and long-term value for the District's customers. Understanding The District’s 2019 Water System Master Plan identified the need for an additional 4 MGD of treated water supply to meet increased demand due to anticipated growth within the District’s service area. Subsequent water supply and business case analyses pointed to treated surface water supply as a preferred option. The proposed 4 MGD ESWTP would treat Santa Ana River (SAR) water utilizing the District's North Fork water rights and could also treat imported State Water Project (SWP) water from San Bernardino Valley Municipal Water District (Valley District). The District seeks to hire a consultant to prepare a Preliminary Design Report (PDR) to advance the design of a new surface water treatment plant, providing sufficient detail to support a confident decision to move forward with project implementation. Based on our conversations with District staff, knowledge of regional context, and review of the background information provided with the Request for Letter Proposals (RFLP), we have identified the following factors that will drive project success: 1 Partnership between the District and consultant. The District values partnering with its consultants, “locking arms” and approaching problems together in a non-adversarial way. This approach enhances engagement by District staff and improves the District’s ability to influence project outcomes. It empowers better decision- making, leads to more efficient project delivery, improves risk management, and increases innovation. 2 Optimized process selection and design for reliable compliance. The proposed ESWTP must be designed for reliable and cost-effective compliance under a wide range of conditions for raw water quality and supply availability. 3 Confident site selection. The completed PDR must show the preferred site(s) including considerations and trade-offs, as well as unique benefits, risks and/or considerations. The PDR must translate these considerations into a confident recommendation for the preferred site. 4 Clear understanding of compliance and permitting requirements. The PDR must include a complete and accurate summary of the permitting and compliance requirements for the ESWTP. 5 Clear understanding of any risks or hurdles for implementation. The District cannot afford to miss key risks or project hurdles at this stage, so the PDR must anticipate any conditions that could affect the feasibility, cost, or schedule of bringing the new ESWTP on-line. 6 Accurate life-cycle cost estimate, including consideration for downtime. The PDR must include accurate cost estimates so that the District can confirm the business case for the ESWTP and establish an appropriate budget for delivering the project. 7 Complete funding guide that outlines the funding/financing options. As the District evaluates next steps for project implementation, a reliable funding guide is needed to best position the project for grants and/or low-cost financing. Key Success Factors EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 3PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Delivering the Future WATER SUPPLY DIVERSITY FOR EAST VALLEY The new East Surface Water Treatment Plant empowers the District to optimize your natural resources and provide reliable, high quality, cost eff ective water for the District’s current and future customers. Energy effi cient design. Strategic placement of the ESWTP dramatically reduces energy demand. In fact, we believe that the entire liquid stream could be conveyed by gravity, from raw water to end user.Robust, reliable and adaptable treatment process. Robust, proven technology improves reliability and up-time, increases fi nished water quality and reduces life-cycle cost. Integration with regional infrastructure. Thoughtful integration with existing infrastructure improves long-term fl exibility and reliability and reduces project impacts. Features that engage and educate the public. The ESWTP is not just a water production facility, it is an opportunity to educate and inform the District’s customers. Supporting facilities for cost- eff ective operations. Careful programming and placement of ancillary facilities reduces life-cycle cost while increasing operator safety and satisfaction. Security features that protect the critical District asset. Security must be robust and multi-layered to protect this vital facility.Operations friendly layout and design. Operator friendly design improves safety, reduces labor cost, and extends the life of the plant. KEY PERSONNEL2 EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 4PROPRIETARY // WATER SYSTEMS CONSULTING, INC. WSC's expert team supports EVWD's goal of increasing the resiliency and diversity of its water supply through a reliable and versatile ESWTP. We Are Water Resource Experts Key Personnel You need a team that you can rely upon to make defensible recommendations based on the latest science and technology, and has a thorough understanding of regulatory requirements. Our team includes industry-leading subject matter experts who you can trust to develop a PDR that thoroughly evaluates EVWD's options for the ESWTP, and provides a high quality preliminary design. WSC’s team is organized to leverage the strengths of our expert staff and provide a high level of client service and quality deliverables. Jeff Szytel, WSC’s President, is our proposed Project Manager. Jeff brings over two decades of experience that includes serving as the Design Manager for Yucaipa Valley Water District's Yucaipa Regional Water Filtration Facility. The organizational chart on the following page shows how our team is structured and illustrates the roles and responsibilities of our key staff. WSC's proposal includes brief biographies and detailed resumes for the key staff who were not included in our previous Statement of Qualifications for Engineering and Project Support Services. Project Manager Jeff Szytel PE, MS, MBA Project Manager As Project Manger, Jeff will be responsible for meeting the District's goals on this project, as well as the District's and WSC's quality standards. Jeff will monitor and manage the project scope, schedule, budget, and our subconsulting team. He will facilitate communications with the District and within the project team to assure meetings and workshops are productive, and that project objectives and metrics are understood by all parties. Jeff will also be a champion for delivering a high quality project. Jeff's surface water treatment expertise and his focus on delivering a well executed project will add value for the District. Relationships First Tailored Innovation Holistic Solutions Unrelenting Performance Surface water treatment is an area of specialty and focus for me, and I have had the opportunity to lead many similar projects over the last 20+ years. I am excited about this project because it aligns with our team's strengths, and I understand how important this project is to the District’s future. Once delivered, this new facility will allow you to achieve the highest and best use of your valuable local surface water rights while delivering social, economic, and environmental value to your customers. I am committed to exceeding your expectations on this project, and I bring the full commitment of WSC and Trussell Tech to make this project a success. We have listened to your wants and needs for this project, and have already developed several ideas that could increase the value of this project for your customers and community. Thank you for this opportunity, we are committed to your success! — Jeff Szytel EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 5PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Meet Your Team QA/QC Jeff Lawrence PE PROJECT MANAGER/PRINCIPAL IN CHARGE Jeff Szytel PE, MS, MBA RAW WATER & DISTRIBUTION SYSTEM INTEGRATION Laine Carlson PE, T2 & D2 Water Operator SITING/CIVIL Chris Deiter PE PROCESS/MECHANICAL Bob Rice PE, MS, T4 Water Operator SCADA Haley Lehman EIT, CCST, MS ENGINEERING SUPPORT Patricia Olivas EIT CAD DESIGN Paul D'Santi WATER CHARACTERIZATION, REGULATORY ANALYSIS, PROCESS SELECTION, & BLENDING ANALYSIS Shane Trussell PHD, BCEE n Elaine Howe PE, MS n Emily Owens-Bennett PE, MS n ENVIRONMENTAL Tom Dodson n ELECTRICAL Ryan Nishimura PE n n Trussell n Tom Dodson n BRADY Jeff Szytel will lead a highly qualified team of WSC staff and specialty subconsultants. He will serve as the District's primary point of contact and will be responsible for maintaining the scope, schedule, and budget. Jeff will work with EVWD staff to align our team and successfully deliver your goals and objectives. Jeff Lawrence, WSC's proposed QA/QC Lead, will support Jeff Szytel to inject fresh perspectives and review deliverables to make sure they are defensible and high quality. Jeff Lawrence has more than 30 years of engineering experience centered on a balance of planning studies and detailed design, as well as construction management and operations optimization. WSC's team includes several subconsultants. Their roles are described below. Trussell Technologies Trussell Tech is an environmental engineering firm that specializes in process selection and water quality. Trussell Tech will provide water characterization, regulatory analysis, process selection, and blending analysis services for the project. Trussell Tech has worked with EVWD on several important projects, including the Plant 134 DBP Mitigation Investigation which included analysis of treatment options for source water from the Santa Ana River and State Water Project which have different water quality characteristics. This work gives Trussell Tech a strong understanding of this project's opportunities and constraints. Their expert team will contribute insightful solutions that add value long after the project is complete. Richard Brady & Associates Richard Brady and Associates (BRADY) will provide electrical engineering services for this project, including evaluating the load list and sizing requirements, and electrical utility coordination. Tom Dodson & Associates Tom Dodson and Associates (TDA) will compile a constraints analysis that includes evaluation of the anticipated permitting efforts required for the ESWTP. Our water treatment expertise and knowledge of the District's opportunities enables the WSC Team to be your trusted partner throughout the development of the ESWTP project. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 6PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Jeff Lawrence PE QA/QC •Jeff has more than 30 years of engineering experience that includes conducting planning studies, preparing detailed designs, and optimizing operation of water treatment and distribution systems. •He has served as project manager or project engineer for the planning and preliminary design of new surface water treatment plants and associated infrastructure. Bob Rice PE, MS, T4 Water Operator PROCESS MECHANICAL •Bob has more than 41 years of experience in the planning, design, and construction management of water treatment and distribution infrastructure. •He has led a variety of public works capital improvement projects, including planning and design of new surface water treatment facilities, surface water treatment facility improvements, unit process reviews and upgrades, and distribution system improvements. Shane Trussell Ph.D., BCEE WATER CHARACTERIZATION, REGULATORY ANALYSIS, PROCESS SELECTION, & BLENDING ANALYSIS •Shane has more than 18 years of experience with membrane processes for filtration and desalination. •He is an industry leader in water characterization, processes selection, and regulatory analysis. •Shane has provided process engineering design services for the Sterling Natural Resource Center for the MBR and UV systems. Elaine Howe PE, BCEE, MS WATER CHARACTERIZATION, REGULATORY ANALYSIS, PROCESS SELECTION, & BLENDING ANALYSIS •Elaine has more than 24 years of experience in the field of environmental engineering focused on source water assessment, water treatment, and project management. •Her experience in water treatment includes a DBP mitigation investigation for EVWD's Plant 134, as well as process train selection and facility predesign for other utilities in California. Emily Owens-Bennett PE, BCEE, MS WATER CHARACTERIZATION, REGULATORY ANALYSIS, PROCESS SELECTION, & BLENDING ANALYSIS •Emily has more than 11 years of water quality and process treatment project experience with Trussell Technologies. She specializes in water quality assessment and evaluating treatment options through analytical testing, for projects spanning a wide variety of applications. •Her previous work includes the DBP mitigation investigation for EVWD's Plant 134. Ryan Nishimura PE ELECTRICAL •Ryan has more than 13 years of professional engineering experience focused on engineering design and startup and commissioning of electrical and industrial control systems. •His electrical engineering experience includes multiple water treatment plant projects for clients in southern California. •Ryan will support WSC in identifying load and sizing requirements, utility coordination, and SCADA communication requirements to the sites. Tom Dodson ENVIRONMENTAL •Tom has more than 40 years of experience in land use planning, and environmental and resource management with special expertise in CEQA, NEPA, regulatory compliance, and communication/facilitation for resolution of environmental issues. •Tom will support WSC's team by evaluating the environmental impact and permitting requirements of the potential ESWTP sites. Key Staff In addition to the staff listed in WSC's Statement of Qualifications for EVWD's Engineering and Project Support Services, WSC proposes to include the following experts in key roles for this project. Detailed resumes for each of our proposed staff are included in Appendix A. We are confident that this team has the right set of skills and experience to make this project a success and bring value to EVWD. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 7PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Services Provided on Related Projects SI Z E O F T R E A T M E N T PL A N T TR E A T M E N T P R O C E S S E S PR O C E S S S E L E C T I O N AN D / O R O P T I M I Z A T I O N SI T I N G E V A L U A T I O N TE C H N O L O G Y EV A L U A T I O N & SE L E C T I O N SI T E L A Y O U T EN V I R O N M E N T A L / PE R M I T T I N G CO S T A N A L Y S I S FU N D I N G Central Coast Blue City of Pismo Beach 1 mgd, expandable to 3.5 MF/RO Cayucos Sustainable Water Project Cayucos Sanitary District 0.8 mgd MBR North Pleasant Valley Groundwater Desalter Project City of Camarillo 4.5 MF/RO Water Resource Recovery Facility Upgrade City of San Luis Obispo Varies MBR Cr(VI) Treatment and Blending Evaluation California American Water Varies Adsorption Yucaipa Valley Regional Water Filtration Facility Yucaipa Valley Water District 12 mgd MF, NF, CI2 Ocean Desalination Siting and Integration Study West Basin Municipal Water District 50 mgd MF/RO Otay Filtration Plant Preliminary Process Evaluation and Optimization Analysis City of San Diego 34 mgd flocc, sed, GMF, CI2 Sterling Natural Resource Center, East Valley Water District 8 mgd MBR Plant 134 DBP Investigation East Valley Water District 8 mgd coag, MF, chlorine Regional Surface Water Supply Project Stanislaus Regional Water Authority 15 mgd flocc, sed, O3, GAC, chlorine Water Quality and Process Improvements at the Graham Hill Water Treatment Plant City of Santa Cruz 24 mgd flocc, sed, GMF, chlorine Free Chlorine Conversion Study Mesa Water District N/A chloramines to free chlorine conversion North Lakeport Water Treatment Plant Lake County Special Districts 1.5 mgd, expandable to 2.5 pre-O3, Trident Clar/filtration, GAC Buckhorn Water Treatment Plant Amador Water Agency 2 mgd, expandable to 5 Membrane, sodium hypochlorite Auburn Water Treatment Plant Placer County Water Agency 8 mgd, expandable to 14 mgd Actifloc, sodium hypochlorite Members of the WSC Team have worked on many relevant water treatment facility projects. The table shows the services our proposed project staff have provided on relevant projects, including our key subconsultants Trussell Tech and BRADY. Detailed descriptions of a few particularly relevant projects are provided in Appendix B. SCOPE OF WORK3 EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 8PROPRIETARY // WATER SYSTEMS CONSULTING, INC. WSC envisions building a trusting partnership with the District, delivering tailored solutions that lead to confident decision-making for valuable results. Approach Trusted Partnership Trust is the basis for everything WSC does. We are motivated by your success—we only succeed if you do. We bring an expert team with industry leading capabilities, and we intend to deliver lasting, valuable results for the District and your ratepayers. WSC is committed to the District for the long-term and we endeavor to be your trusted, resourceful partner. WSC understands the importance of this project to the District, and we share your priority and focus. As a reflection of our commitment, our proposed Project Manager, Jeff Szytel, is also the Founder and CEO of WSC. WSC has a strong reputation for delivering value in the region, and this project is an important opportunity for WSC to bring our expertise and client- centered approach to the District. WSC’s team includes Trussell Tech, a recognized leader in water treatment process evaluation and design. Trussell Tech brings unique insight into the District’s water quality, operational needs and organizational preferences through their work on Plant 134 and the Sterling Natural Resource Center. Additionally, our team members have successfully delivered similar projects together, such as the Davis- Woodland Water Treatment Plant, and we will bring that experience to the District on this project. Tailored Solutions WSC recognizes that there are trade-offs when optimizing design of the ESWTP. It will be important to strike the right balance between level of treatment (reliability, flexibility, robustness) and cost-effectiveness (supportive of the District’s business case evaluation). To address this challenge, we propose a phased implementation approach that allows the District to design and construct a facility to reliably treat the District’s North Fork supply while planning for future upgrades that would allow the ESWTP to treat SWP water and/or impaired water quality from the SAR supply. WSC has been key in helping us develop a supportive and collaborative relationship with the Regional Board and has made a very complicated project go smoothly. They are professional, hardworking, organized, fun-loving, and a trusted partner.” — Mr. Howard Brewen Water Resource Recovery Facility Supervisor City of San Luis Obispo EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 9PROPRIETARY // WATER SYSTEMS CONSULTING, INC. PROPOSED PHASE DESCRIPTION BENEFITS Phase 1 – Baseline Treatment Cost-effective treatment that is designed to reliably treat SAR water during low to moderate turbidity •Cost effective first phase to meet business case objectives •Designed to readily accommodate future upgrades Phase 2 – Performance Validation, Testing Confirm process performance under range of influent conditions, test performance of higher TOC and turbidity water •Optimized performance under a wide range of conditions •Confident and cost-effective process upgrades for Phase 3 Phase 3 – Upgraded Treatment Install treatment upgrades to enhance reliability during high turbidity events, and to achieve reliable compliance for higher TOC water (e.g. SWP water) •Robust process to handle the full range of raw water quality from SAR and SWP. •Optimized for cost-effective and reliable long-term operation. Raw Water Supply Analysis The District’s drinking water has historically been sourced through a combination of groundwater supplied from local wells and surface water treated at the Plant 134 Water Filtration Facility (Plant 134). In terms of surface water access, the District can purchase State Water Project (SWP) supplied from Silverwood Lake through the San Bernardino Valley Municipal Water District, and also retains water rights from the North Fork of the Santa Ana River (SAR). Currently, the 8 mgd of surface water treated at Plant 134 is primarily supplied from SWP, but SAR water can also be used. Recent investment in energy recovery from the pressurized SWP supply line entering Plant 134 has led to the prioritization of this source as a primary supply for Plant 134, leaving unused SAR water rights. As the District seeks to supply increased future potable water demand through the development of a new 4 mgd ESWTP, the priority will be to maximize the use of the SAR supply at this new water treatment plant, with the potential to supplement with SWP water when SAR water supplies are low or SAR water quality is impaired. During dry periods, if the ESWTP is offline, the District would rely more on local groundwater to meet demands. Raw Water Quality A significant driver in selecting the appropriate treatment technology for the new plant is the ability to address source water quality issues. The WSC Team will leverage our understanding of source water quality of both the SAR and the SWP, developed through prior efforts at Plant 134, while working with the District to request additional monitoring data to support the evaluation and selection of the most cost-effective treatment solution. Based on limited water quality measurements from Plant 134 (Table 1) and anecdotal characterizations from the District's operations and engineering staff, SAR water has variable total organic carbon (TOC) concentrations and is prone to seasonal turbidity spikes. Removal of TOC is critical for limiting the formation of disinfection byproducts (DBPs), which have been an issue in more remote areas of the District’s distribution system. The District is investing in granular activated carbon (GAC) at Plant 134 to improve TOC removal and minimize DBP formation, largely based on the SWP water quality (Table 1). In addition to TOC, the SWP has varying levels of bromide due to seawater intrusion from the Sacramento Delta area, which can exacerbate the formation of brominated DBPs. It is expected that bromide levels in the SAR are significantly lower, but the project team will work with the District to confirm that this is the case. TOC (mg/L) Turbidity (NTU)pH Santa Ana River min 1.3 1.2 8.1 max 3.7 6.9 8.3 median 1.8 4.3 8.2 average 2.1 3.7 8.2 State Water Project min 2.2 0.7 8 max 4.1 14 8.2 median 2.6 1.5 8.1 average 2.8 4.1 8.2 TABLE 1 Summary of source water quality for SAR and SWP, based on limited data from Plant 134. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 10PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Process selection The proposed ESWTP will comply with all state and federal drinking water regulations through the use of legislated treatment techniques aimed at (a) microbial removal via filtration, (b) microbial inactivation via disinfection, and (c) removal of DBP precursor material (measured using TOC). The product water from this facility will meet the drinking water maximum contaminant levels (MCLs) legislated by the United States Environmental Protection Agency (USEPA) and the State of California. Considering the known variability in TOC levels in both the SAR and SWP source waters, and the District’s use of free chlorine disinfection within the distribution system, the primary treatment goal will be to maximize the removal of TOC for minimizing DBP formation. The WSC team will work with the District to answer the following questions to establish a decision matrix for evaluating and selecting the most appropriate treatment process configuration for the East Surface Water Treatment Plant: y How much TOC needs to be removed to appropriately minimize DBP formation in the distribution system? y Would the coagulant dose/type needed to address this TOC removal overwhelm the membranes of a membrane filtration (MF) system? y How variable are the turbidity and TOC in the SAR water throughout the year, and what would be the impact of the preferred treatment system? y What are the expected unit costs of each source water (SAR and SWP), along with any variability throughout the year (water rights or credits)? The project team will build on this treatment process configuration to assess alternatives aimed at (a) offering improvements in treatment robustness by considering the addition of ozone to address more challenging water quality, such as seasonal increases in turbidity in the SAR supply or the influence of algal blooms on the SWP supply, (b) reducing the footprint of the treatment plant through the use of high-rate treatment technologies for clarification, or (c) incorporating membrane filtration to provide a positive barrier for pathogens. Up to four total treatment process configurations will be evaluated. The WSC team will provide a high-level evaluation of treatment costs, comparing the treatment alternatives with the costs assessed in Stantec’s Alternative Supply Analysis (April 8, 2020). Solids production and disposal will also be considered in the evaluation of each treatment configuration. At the District’s discretion, an optional task can evaluate the ozone demand of the SAR water on a seasonal basis to facilitate future design of alternatives that include pre- or intermediate-ozone treatment. Ozone can be used to break up organic compounds such as DBP precursor material, which can then be attenuated on a GAC filter. Ozone in conjunction with biologically active filtration can result in an additional 25% to 35% TOC removal. Another benefit of ozone is addressing cyanotoxins that can be produced by algae that proliferate in surface waters on a seasonal basis. FIGURE 1 Conventional treatment provides a robust, proven, and highly reliable basis for comparing other technologies such as membranes. North Fork Santa Ana River Screening Rapid Mixing Basins Sedimentation Basin GAC Plate Settlers Chlorine Corrosion ControlPrimary Coagulant To Storage and Distribution Flocculant An initial treatment process configuration is proposed in Figure 1, that will serve as the basis of comparison for a technology alternatives evaluation. To reliably remove both turbidity and TOC, coagulation-flocculation-sedimentation with plate settlers offers the potential option of enhanced coagulation. Filtration with GAC/sand provides additional removal of organic compounds, as needed, and free chlorine disinfection matches the standard disinfection approach used for all of the District’s source waters. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 11PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Finally, the use of ozone would result in a lower chlorine demand thus reducing the chlorine needed for the final disinfection step, which will also help to limit DBP formation. Up to four samples of SAR water collected on a seasonal basis could be collected and transported to Trussell Tech’s Laboratory in Pasadena for bench-scale evaluation of ozone demand in the (a) raw and (b) clarified-settled (using jar testing) waters. Solids Handling Options The WSC Team will evaluate a range of solids handling options. The most cost-effective approach is on-site drying beds, however they are space intensive and can be unsightly. For a plant this size, we might expect the needed space for drying beds to range from ¼ to ½ acres, including active and standby units. Mechanical dewatering is an option that reduces footprint and visual impact but increases life-cycle cost. If a site is chosen adjacent to the District’s TREATMENT TRAIN PROS CONS Coag-floc-sed with plate settlers/ GAC/chlorine (benchmark) •Robust treatment for addressing range of turbidity and TOC with proven effectiveness on SAR and SWP water •Enhanced coagulation for greater TOC removal, control of DBPs •Lowest lifecycle cost •Large footprint Ozone/GAC/MF/chlorine •EVWD Operators have experience with polymeric MF •Ability to add coagulant, pre-MF •Ceramic MF can accommodate higher coagulant dose • Limitations on influent turbidity (polymeric MF) •Limitations on coagulant addition (polymeric MF) •More info needed on coagulation limitations for ceramic MF •Highest lifecycle cost Ozone (pre- or intermediate-)/ floc-sed with plate settlers/GAC/ chlorine (benchmark + ozone) •Robust treatment for addressing range of turbidity and TOC with proven effectiveness on SAR and SWP water •Enhanced coagulation for greater TOC removal, control of DBPs •Ozone with GAC allows for greater DBP precursor removal, algal toxin destruction •Additional cost (vs benchmark) •Bromate formation associated with ozone needs to be considered with SWP water; bromide levels unknown for SAR water Actiflo/MF/chlorine •EVWD Operators have experience with polymeric MF •Small footprint •Robust treatment for addressing range of turbidity and TOC •Enhanced coagulation for greater TOC removal, control of DBPs •Limited ability to add ozone, with no GAC filter to attenuate organics •Sand ballast can present maintenance challenges, performance of downstream processes •More info needed on carryover sand impact on MF (polymeric vs ceramic) Actiflo/GMF/chlorine •Robust process that can handle wide range of turbidity •Small footprint •Enhanced coagulation for greater TOC removal, control of DBPs •Smaller footprint (vs benchmark) •Ability to add ozone, if needed • Sand ballast can present maintenance challenges HS Trident package system/ chlorine •Small footprint •Multistage solids removal •Coagulant/secondary flocculant/filter aid injection point flexibility •Easy operation and maintenance • Simple modular expansion of plant capacity •Limitations on influent turbidity as compared with conventional treatment •Lower Giardia and Virus LRV credit via direct filtration; additional credit from Cl2 may be issue for DBP formation •Total wash water volume generated from adsorption clarifier and filter COMPREHENSIVE ALTERNATIVES ANALYSIS LEADS TO CONFIDENT PROCESS SELECTION headquarters building, discharging the ESWTP residuals to sewer could be another option. This would be the least cost alternative, but impacts to the District’s collection system as well as the Sterling Natural Resources Center would need to be considered. One other option would be to truck thickened solids to Sterling to co-mingle with the biosolids treatment system. WSC will conduct a triple bottom line analysis comparing the various solids handling options to recommend the preferred alternative for the new ESWTP. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 12PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Confident Decisions The purpose of this preliminary design will be to confirm feasibility and cost of implementing the ESWTP, and to set the District up to move confidently to the next phase of work. Therefore, the scope presented herein has been “right sized” to meet the primary objectives of the project, while staying within the District’s budget. We have also identified optional tasks for the District’s consideration to extend the value of the preliminary design in areas that may be of interest to the District. The optional tasks we have identified are summarized later in our approach and in the attached Scope of Work. Site selection The District has identified three potential areas for consideration in siting the ESWTP. Each of these appear to be viable options, and WSC has identified two other areas with unique benefits that the District may want to consider as well. Some of the key benefits and potential constraints of the potential site areas are highlighted on the maps on the following page. The hydraulics of the raw water and distribution system will also factor into the site selection. Sites that are significantly lower in elevation than the North Fork Box can take advantage of available head so that the liquid stream of the plant could potentially flow by gravity, which avoids an influent or effluent pump station and saves significant energy over the project life cycle. The HGL of the Foothill Pipeline is similar so incorporating SWP water as a backup supply has similar considerations, as shown in the hydraulic profile on the following page. In the near term, the treated water would enter the Foothill Zone at a much lower elevation so a new transmission main and PRV would be needed. As an alternative, the District could consider locating the plant near the District headquarters, where it could also integrate with the proposed CHEF Facility and expand upon the District's efforts to create community assets that provide education and preserve history. While this site may have energy trade-offs, it would provide additional head to gravity flow through any treatment system, including membranes. WSC will work with the District to confirm the three sites to be considered further in the evaluation. The treatment process and solids handling evaluation will define the preliminary site space and hydraulic requirements for the preferred process, which will be overlaid on each of the site alternatives to further assess the suitability of each site. In addition to physical space and hydraulic considerations, environmental and permitting considerations could be a driver for site selection. WSC will partner with Tom Dodson and Associates (TDA) to prepare a preliminary constraints analysis for the ESWTP, including a summary of constraints for three potential site areas and an evaluation of the anticipated permitting efforts required to proceed with development of the ESWTP. There have been a number of environmental documents completed for the project area in the past several years, including the Wash Plan EIR/EIS; the Upper Santa Ana River HCP EIR; and several other environmental documents prepared to meet CEQA and NEPA requirements. TDA will leverage available information from these documents to perform an efficient constraints level assessment of site alternatives to improve confidence in site selection and understanding of any permitting challenges ahead. Reliable cost estimates The WSC Team has completed evaluations and design for numerous plants of similar size to the one proposed. As a result, we have collected costs for treatment, chemical systems, solids handling, and ancillary components. In addition, we will obtain current equipment supplier estimates for large items such as packaged treatment systems, chemical systems, and solids handling components. These updated equipment costs combined with our knowledge and cost data for similar projects will provide the District with reliable cost estimates for the alternatives analysis and selected alternative. In addition to capital cost data, we have also prepared operations and maintenance (O&M) estimate templates which provide annual and present value costs for treatment alternatives based on raw water assumptions to calculate items such as chemical and power usage, and operations staffing levels. Together, we will use this data to prepare life cycle costs for each alternative to compare the total cost of each option. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 13PROPRIETARY // WATER SYSTEMS CONSULTING, INC. SANTA ANA RIVER SUPPLY NORTH FORK BOX DISTURBED AREA 1 2 3 CANA L S CANALS Areas 1 and 2 fall within the Wash Plan and all areas fall within the Upper Santa Ana River HCP, where this plant is listed as a Covered Activity. TDA will review the related environmental documents and identify constraints for each area and anticipated permitting and coordination eff orts The District has a buried pipeline through Area 2 that limits buildable area, but could still be available for access. Area 2 was previously disturbed during pipeline construction, which may limit environmental impacts. Proximity to San Andreas Fault requires focused seismic shaking analysis to develop recommendations for protecting critical infrastructure from potential earthquake events. Existing Conservation District Canals pass through all three areas and must be preserved and protected A new pipeline from the North Fork Box to the selected site is anticipated to convey Santa Ana River Water to the new plant Area 3 is closest in elevation to the source water and may require pumping through the plant. Areas 1 and 2 are signifi cantly lower in elevation and provide more available head to gravity fl ow through the plant This previously disturbed area could be considered as a potential site location to limit potential environmental impacts Valley District's Foothill Pipeline runs nearby and could deliver State Water Project water to the plant as a secondary water source. An existing turnout is located near Area 1, but a pump station may be required to convey SWP water to Areas 2 and 3 A new potable transmission main in Greenspot Road would convey treated water to the Foothill Zone through a PRV If solids discharge to the sewer is considered, a new sewer line in Greenspot Road would be needed to connect to the existing system near the District offi ce, which could also be used to serve future developments. SA N A N D R E A S F A U L T Z O N E SITING CONSIDERATIONS ALTERNATIVE SITE Convenient location next to operations warehouse Could discharge directly to partially buried Foothill Zone Reservoir Walking path connection for integrated visitor experience with District HQ & proposed CHEF facility Alternative Foothill Zone Reservoir location (at grade) Adjacent to Foothill pipeline turnout ALTERNATIVE SITE CHEF FACILITY Lower site provides suffi cient head to gravity fl ow through any process, including membranes Solar generation could be integrated between the ESWTP and District headquarters to cost eff ectively reduce energy footprint through improved economies of scale. Sight distance requirements need to be met for new access driveway from Greenspot Road 1900' 1800' 1700' HYDRAULIC PROFILE 1920' 1930' NORTH FORK BOXDEVIL CANYON AFTERBAY 1900' AREA 3 1870' AREA 2 1830' 1710' AREA 1 NEARHQPRV'S FOOTHILL ZONE Possible Pump Station Required EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 14PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Confirm/support business case evaluation the potential for poor water quality from the upper aquifer (nitrate and perchlorate). For example, EVWD Plant No. 9A, No. 28A, No. 132-5, No. 141, and No. 151 are all constructed to produce from 200 to 800+ feet and most of the shallower wells in the area have been abandoned or destroyed. WSC expects that the cost of drilling new wells is higher than the preliminary estimates indicated. In addition to potentially higher than expected life cycle cost, drilling additional wells in this area can be complex and carry risk because the basin is adjudicated and there are several other large water purveyors producing water. There is also ongoing groundwater contamination and mitigation activities which can make it more difficult to site and permit new wells. These risks and challenges further highlight the benefits of diversifying supply through development of a new ESWTP. Valuable Results WSC envisions a ESWTP that is reliable, cost-effective, and low maintenance. We believe there is an opportunity to deliver a facility with very low life cycle cost by strategic siting to take advantage of gravity head available with the source water. In fact, with careful process selection and plant design, we think we can avoid pumping altogether, even if a membrane solution is selected. Jeff Szytel was design manager for the Yucaipa Regional Water Filtration Facility, which utilized low pressure membranes. The facility was designed to flow by gravity through the MF membranes, dramatically reducing energy use and cost. If the plant is designed to eliminate pumping of the main process stream, energy demand can be significantly reduced and potentially 100% offset through the installation of roof-mount solar in conjunction with ground-mount solar that provides covered parking for staff and/or visitor parking. The design could also incorporate batteries to further enhance the economic performance of the system. As shown on the previous page, a site integrated with the District’s headquarters could provide an integrated visitor experience, further enhancing the District’s reputation as a customer focused agency. This siting location could also provide benefits of integrated SCADA, and access to sewer for cost-effective disposal of waste streams. When WSC completes this pre-design effort, the District will have a thorough, defensible and reliable document that supports the District’s business case evaluation to move forward with the ESWTP project. The District began the process of evaluating new supply options by comparing the cost of a new ESWTP to that of drilling two new groundwater wells to produce an equivalent supply. With the refinement of the ESWTP costs that will result from this project, WSC also recommends refining the well cost to provide a more comprehensive comparison of the options. The preliminary well cost was based on a relatively shallow well depth of 250 feet. Upon preliminary review, WSC’s hydrogeologists expect that the new wells would need to be drilled deeper (in the range of 300 – 500 feet) to produce from the middle aquifer and avoid Funding considerations WSC is a funding expert, and we maintain a comprehensive and proprietary database of funding and financing sources from state and federal sources. We can quickly compare project characteristics with available funding programs to identify programs that could be a good fit. We will then screen those opportunities to develop a set of recommended funding opportunities to pursue. Optional Services WSC envisions multiple optional services that the District could consider to provide additional value. These optional services include: y Raw water sampling plan. Depending on the amount and quality of raw water data, WSC may want to suggest additional raw water sampling before finalizing any process design recommendations. y Implementation plan. WSC can provide a customized implementation plan that outlines recommended strateg(ies) for delivering the ESWTP from PDR through final design, construction, start-up, commissioning, and reliable operation. y Business case evaluation (BCE) update. WSC can work with the District to update and strengthen your business case evaluation for the ESWTP to include improved cost estimates for both the groundwater as well as the surface water systems, based in part on findings and recommendations from the PDR. WSC has helped our clients secure hundreds of millions of dollars in grants and low interest loans for their water resources projects. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 15PROPRIETARY // WATER SYSTEMS CONSULTING, INC. y Bench testing for ozone. Ozone is a highly effective oxidant that could be a powerful addition to your process stream for effective DBP control as well as providing an additional barrier to pathogens and many emerging contaminants. If ozone appears to be a favorable solution, WSC’s team could prepare and conduct a testing plan to prove its efficacy and operational characteristics. y Treated water integration. If the District is concerned about water quality blending in the District’s distribution system, or the capacity of the system to move the treated water to the points of demand, WSC can conduct a treated water integration analysis where we consider distribution system hydraulics, water quality blending and/or water age to accurately predict the net effect of the proposed water source on the distribution system. y Visitor experience conceptual design. WSC has experts in engagement, outreach, and designing a visitor’s experience. If desired, WSC can develop a conceptual design for the visitor experience to guide final design and implementation. If the District is interested in pursuing any of these optional tasks, WSC can provide scope, schedule and budget for the District's consideration. Why Select WSC We believe the WSC Team offers unique benefits to the District for this project, and we hope you select us to be your partner for successful delivery. Please consider the following differentiators for the WSC Team: y Unmatched knowledge of the local and regional infrastructure y Unique insight into the raw water quality for reliable compliance y Strong relationships and reputation for successful delivery y Expert team with decades of directly relevant experience y Tailored solutions, results oriented partner Robust and reliable solution. Confident decisions. Long-term value. LEVEL OF EFFORT/ SCHEDULE4 East Valley Water District East Surface Water Treatment Facility Level of Effort Summary Task No.Task Description WSC Labor Hours TT Labor Hours Brady Labor Hours TDA Labor Hours Total Labor Hours 0 0.1 Project Administration 36.5 8 44.5 0.2 Meetings and Workshops 70 24 94 0.3 QA/QC 22 22 SUBTOTAL 128.5 32 0 0 160.5 1 1.1 Data Request Log 5 7 12 1.2 Raw Water Supply Analysis 14.5 14.5 1.3 Raw Water Quality Data Analysis 2 42 44 SUBTOTAL 21.5 49 0 0 70.5 2 2.1 Capacity Criteria 8.5 8.5 2.2 Treated Water Quality Criteria 4.5 26 30.5 2.3 Infrastructure Requirements 38.5 12 50.5 2.4 Ancillary Facilities 9.5 9.5 SUBTOTAL 61 26 12 0 99 3 3.1 Water Treatment Process 22 90 112 3.2 Chemical Systems 8.5 30 38.5 3.3 Solids Handling and Disposal 22 16 38 3.4 Siting Alternatives 42 42 3.5 Alternatives Conceptual Designs 52 52 3.6 Cost Estimates 58.5 58.5 3.7 Alternatives Evaluation 36 36 3.8 Selection of Preferred Alternative 44 44 SUBTOTAL 285 136 0 0 421 4 4.1 Environmental Review 2 12 14 4.2 Permitting 5.5 5.5 SUBTOTAL 7.5 7.5 5 Funding Analysis 0 5.1 Funding Options 4.5 4.5 5.2 Financing Options 4.5 4.5 SUBTOTAL 9 0 0 0 9 6 6.1 Draft Report 112 112 6.2 Final Report 42 42 SUBTOTAL 154 0 0 0 154 COLUMN TOTALS 666.5 243 12 0 921.5 Environmental and Permitting Pre-Design Report 10/29/2020 Project Management Data Collection and Review Preliminary Design Criteria Alternatives Analysis Level of Effort Summary The table below includes WSC's anticipated level of effort for each of the tasks described within the previous section and the detailed scope of work included in Appendix C. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 17PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Task Name Start Finish Duration Predecessors Consultant Notice to Proceed Wed 12/2/20 Wed 12/2/20 0 days Task 0 - Project Management Wed 12/2/20 Thu 9/30/21 210 days Project Management and Coordination Wed 12/2/20 Thu 9/30/21 210 days 1 Meetings and Workshops Wed 12/2/20 Thu 9/16/21 200 days As Needed Coordination Meetings Wed 12/2/20 Thu 9/16/21 200 days 3SS Workshop 1 - Kickoff Tue 12/15/20 Tue 12/15/20 0 days 3SS+2 wks Workshop 2 - Alternatives Analysis Thu 7/8/21 Thu 7/8/21 0 days 26FS+1 wk Workshop 3 - Draft Preliminary Design Thu 8/26/21 Thu 8/26/21 0 days 35FS+2 wks QA/QC Wed 12/2/20 Thu 9/16/21 200 days 1SS Task 1 - Data Collection and Review Wed 12/9/20 Mon 3/1/21 52 days Data Request Wed 12/9/20 Mon 3/1/21 52 days 1SS+1 wk Raw Water Supply Analysis Wed 12/23/20 Thu 1/28/21 20 days 11SS+2 wks Raw Water Quality Data Analysis Wed 12/23/20 Thu 1/28/21 20 days 11SS+2 wks Task 2 - Preliminary Design Criteria Fri 1/29/21 Thu 3/25/21 40 days Capacity Criteria Fri 1/29/21 Thu 2/25/21 20 days 12 Treated Water Quality Criteria Fri 1/29/21 Thu 2/25/21 20 days 13 Infrastructure Requirements Fri 2/26/21 Thu 3/25/21 20 days 15 Ancillary Facilities Fri 2/26/21 Thu 3/25/21 20 days 15 Task 3 - Alternatives Analysis Fri 2/26/21 Thu 7/22/21 105 days Water Treatment Process Fri 2/26/21 Thu 4/22/21 40 days 16 Chemical Systems Fri 2/26/21 Thu 3/25/21 20 days 16 Solids Handling and Disposal Fri 2/26/21 Thu 4/8/21 30 days 16 Siting Alternatives Fri 2/26/21 Thu 4/8/21 30 days 16 Alternatives Conceptual Designs Fri 4/23/21 Thu 5/20/21 20 days 23,20,21,22 Cost Estimates Fri 5/7/21 Thu 6/3/21 20 days 24SS+2 wks Alternatives Evaluation Fri 5/21/21 Thu 7/1/21 30 days 24 Selection of Preferred Alternative Fri 7/9/21 Thu 7/22/21 10 days 7 Task 4 - Environmental Permitting Fri 4/9/21 Thu 5/20/21 30 days Environmental Review Fri 4/9/21 Thu 5/6/21 20 days 23 Permitting Fri 4/9/21 Thu 5/20/21 30 days 23 Task 5 - Funding Analysis Fri 6/4/21 Thu 6/24/21 15 days Funding Options Fri 6/4/21 Thu 6/24/21 15 days 25 Financing Options Fri 6/4/21 Thu 6/24/21 15 days 25 Task 6 - Pre-Design Report Fri 6/25/21 Thu 9/16/21 60 days Draft Report Fri 6/25/21 Thu 8/12/21 35 days 27SS-2 wks Final Report Fri 8/27/21 Thu 9/16/21 15 days 8 12/2 12/15 7/8 8/26 11/20 12/20 1/21 2/21 3/21 4/21 5/21 6/21 7/21 8/21 9/21 Schedule APPENDIX A: RESUMESA Jeffery Mitchell Szytel, MS, MBA, PE Education MBA, UCLA Anderson School of Management MS, Civil Engineering, University of California Los Angeles BS, Civil and Environmental Engineering, University of California Davis Professional Registrations Professional Engineer - Civil, California, No. C63004 Professional Affiliations American Water Works Association, Member American Public Works Association, Member American Society of Civil Engineers, Member Association of California Water Agencies, Committee Member Association of Clean Water Administrators California Water Environment Association Water Environment Federation WateReuse Dale Carnegie Training Toastmasters International Publications Supply from the Sea: Exploring Ocean Desalination. Journal AWWA, February 2005, 97:2 The Business of Water. Contributing Author for Supply from the Sea: Exploring Ocean Desalination. AWWA. March, 2008. Professional Experience Mr. Szytel has 21 years of experience in civil and environmental engineering specializing in water, wastewater and recycled water systems. He is a water treatment expert who has led the preliminary and final design of surface water treatment plants, including those that treat State Water Project and Santa Ana River water. His experience includes project and program management, construction management, capital improvement planning, water and wastewater treatment facility evaluation, optimization and design, hydraulic analysis, pilot studies, water and wastewater master planning, integrated resource planning, water and sewer infrastructure planning and design and management consulting. Representative Projects Yucaipa Valley Water District, Yucaipa Valley Regional Water Filtration Facility Design and Construction, Yucaipa, CA. Design Manager. Completed design and bidding assistance for new 12 mgd microfiltration and nanofiltration facility. Design included influent flow control, microfiltration using Pall membranes, nanofiltration and blending facilities for DBP precursor removal, dissolved air floatation treatment for MF backwash, disinfection using sodium hypochlorite, 7-million gallon prestressed concrete reservoir for finished water storage, 1000 feet of 48” diameter finished water piping including 600’ of 66- inch jack-and-bore tunnel, security features, and slope protection for the adjacent flood control channel. Microfiltration system operates on gravity head and does not require pumping, and building incorporates craftsman style architectural elements. Treated MF backwash water is re-used in the District’s non-potable water system. West Basin Municipal Water District, Ocean Desalination Siting and Integration Study, Irvine, CA. Project Manager. Planned the implementation of a new 25 mgd ocean desalination plant near El Segundo, CA. Services included alternative site evaluation, hydraulic integration and blending analyses, water quality evaluation and analysis, preliminary feasibility planning of treatment and distribution facilities and integration with MWD’s regional distribution systems, cost modeling of the proposed improvements, and CEQA compliance support services. City of San Diego, Preliminary Process Evaluation and Optimization Analysis, Otay Filtration Plant, San Diego, CA. Project Engineer. Conducted an evaluation of the City of San Diego’s Otay Filtration Plant to develop alternatives to improve process performance. The evaluation included analysis of water quality data, chemical usage and dosing points, current operational practices, unit process hydraulics and performance, and operational costs. Preliminary findings led to the development of improvement alternatives for further consideration by the City. Developed a pilot testing strategy to evaluate alternatives for sedimentation basin improvements in addition to THM reduction, and overall process optimization. Big Bear Area Regional Water Agency, Replenish Big Bear, Big Bear, CA. Principal in Charge. Providing program management services to develop a project that will create a new, sustainable water resource to benefit the Big Bear Valley and the entire Santa Ana River watershed. Serving as principal in charge and as a technical advisor on the planning, permitting, and design for the program. Alternatives were analyzed based on treatment and regulatory requirements, water supply yield, social and environmental benefits, and life- cycle cost. Led workshops with key stakeholders and meetings with state and federal funding and regulatory agencies to support the implementation of a cost-effective project. Jeffery Mitchell Szytel, PE, MBA - Page 2 Placer County Water Agency, Foothill Water Treatment Plant Expansion, CA. Project Engineer. Project Engineer for expansion of the Foothill Water Treatment Plant. Included all components necessary to feed polymer, potassium permanganate, powdered activated carbon, and sodium hypochlorite to support a new 60 mgd ballasted flocculation/ sedimentation process. Responsible for design of chemical storage and feed facility. City of Fresno, Surface Water Treatment Plan Upgrades, Fresno, CA. Project Engineer. Designed filter backwash equalization basin, wash water pump station, and a partially buried, 1.5-mg concrete clearwell for a new 30-MGD surface water treatment plant for the City of Fresno. The wash water facilities were designed to accommodate ultimate plant capacity in addition to filter-to-waste equalization. Clearwell overflow was routed above grade to reduce construction costs, and tank was sited to provide maximum hydraulic efficiency and flexibility. City of San Luis Obispo, Water Resource Recovery Facility Project, San Luis Obispo, CA. Program Manager. Providing Program Management services for the City of San Luis Obispo’s seven year $156 million Water Resource Recovery Facility upgrade project from planning through commissioning. Responsibilities include: management of scope, schedule, and quality of the program, contract management for multiple contracts, coordination with the SST program, assessment of renewable energy opportunities, coordination with other City departments, set up of data management system, and general program administration. Cayucos Sanitary District, Cayucos Sustainable Water Project (Greenfield Treatment Facility), Cayucos, CA. Principal in Charge. Provided Program Management services, which include: schedule management; stakeholder outreach coordination; meeting coordination and facilitation; action item/data request/project decision tracking; and sub consultant management, to assist the Cayucos Sanitary District (District) in evaluating and identifying alternatives for the development of a Water Resource Recovery Facility (WRRF) to provide a beneficial use for the treated wastewater. Additionally, completed the Phase 1 initial tasks for the Cayucos Sustainable Water Project. Initial project tasks included project chartering, beneficial use analysis, wastewater characterization, siting analysis, establishing criteria for and to develop a preliminary list of conceptual alternatives, developing descriptions for four conceptual treatment and disposal alternatives that included potential facility locations, level of treatment considerations, O/M and capital cost estimates, disposal options, funding and financial strategy, and wastewater collection system evaluation. U.S. EPA Guidance Documents, Project Engineer. Co-author for a U.S. EPA Guidance documents on Granular Activated Carbon Systems, Membrane Systems and Ozonation and Biologically Active Filtration. Each guidance document presented estimates of the construction, operation, and maintenance costs associated with granular activated carbon and membrance system water treatment, and ozonation and biologically Active Filtration. These projects included assessing the economy and capacity of treatment scenarios, For the Guidance Document for Membrane Systems, layouts and cost estimates were developed for complete submerged membrane treatment plants ranging in size from 1 to 200 MGD total capacity. In addition to presenting these cost estimates, the document outlined the general application of submerged membranes for municipal drinking water treatment. Jeff W. Lawrence, PE Education Bachelor of Science, Civil Engineering, California State University, Sacramento Professional Registrations Professional Civil Engineer, California, No. 54303 Project Management Professional, 1458731 Professional Experience Mr. Lawrence has more than 30 years of engineering experience centered on a balance of planning studies and detailed design, as well as construction management and operations optimizations. He has served as project manager/engineer for preparation of dozens of water system capital improvement plans for municipal water systems in California. Jeff’s career has given him experience with virtually all aspects of water resources engineering and all the infrastructure and equipment associated with planning and designing facilities to produce, pump, store and convey water and wastewater. His experience includes project/program management of water treatment, storage, and transmission; design, construction and operation; water system network modeling; project management; and quality control. Representative Projects Visalia Surface Water Treatment and Transmission Piping Master Planning and Predesign, City of Visalia, CA. Project Manager. Responsible for the master planning and preliminary design of a surface water treatment supply for a new 10,000-home development. The project included water quality assessments for the proposed water supply, alternatives development and selection for siting of a raw water storage reservoir and river diversion pumping station, 13 miles of transmission piping and treatment system selection, backup power facility, and preliminary design. Planning-level construction costs for the treatment plant and associated components were prepared based on the preliminary design and options for plant sites and treatment technologies were analyzed using a present worth analysis. Turlock Irrigation District, Regional Surface Water Supply (Pipeline and Treatment Plant), Turlock Irrigation District, Turlock, CA. Project Engineer. Project Engineering for predesign of a new 42 mgd surface water supply source to replace failing groundwater supplies for four communities in the Turlock Irrigation District (TID) service area. The project included preliminary design and development of a detailed preliminary design report for approximately 17 miles of 20- to 36-inch-diameter treated water transmission pipelines and 42 mgd surface water treatment plant. The treatment methods evaluated included microfiltration and conventional treatment. The project also included evaluation of pipeline routing alternatives, pipe material selection and coordination with the member communities to plan the piping and connection details. Water Supply Capital Improvement Program, City of Santa Cruz, CA. Planning Manager. Coordinated, tracked, managed, and provided technical oversight for over 10 planning and pre-design projects as part of the program management team for the water supply capital improvement program for the City. The CIP is inclusive of the entire water system, including infrastructure, surface water treatment, new raw water transmission facilities, and development of one or more strategies to augment water supply. He was also instrumental in developing the program policies and procedures for planning and design work to be executed as part of the program. During the initial stages of developing the program, he led the project validation effort which defined the project budgets, scope, and schedules, and developed a program cost and resource loaded schedule for the 10-year CIP planned for the City. As part of the program, design and planning guidelines were developed, cost templates, project management plans, and stage gate decision points for each project. Jeff Lawrence - Page 2 New Surface Water Infrastructure, Water System Planning Study and Model Update, City of Davis, CA. Project Engineer. Provided hydraulic and water quality assessment for this planning study to determine the infrastructure needed to deliver surface water to the city from a new 30 MGD surface water treatment plant. The plan focused on defining the infrastructure needed to optimally use surface water with the existing groundwater well supply system. The objective was to have a blended water supply delivered to all city customers while meeting the required level of service to all users. The project included a condition evaluation of existing water system facilities and the preparation of a 20-year prioritized capital improvement plan for the new projects. The city’s existing hydraulic model was updated and used to evaluate different water system infrastructure improvements. Owner’s Representative for $35.5 Million Water Pipelines, Wells, Metering System, and Storage Tank, City of Davis, CA. Owner’s Representative and Program Manager. Managed the implementation of $35.5 million in capital improvement program (CIP) projects. Worked with city staff and provided overall management for the planning, design and construction of water system capital improvements, acting as the city’s project manager. Directed the project team and city staff to support the implementation of the state revolving fund (SRF) funded projects. Implemented program administration including scheduling controls, document management system, budget baseline and tracking, project progress tracking, risk management, and consultant management procedures. Capital improvements include 46,000 linear feet (LF) of large diameter pipelines, well upgrades, automated metering systems, SCADA upgrades, park conversions to non-potable supply, and storage facility upgrades. Worked directly with the city management staff and the city attorney to ensure all contracting meets public and SRF requirements. Rose Parade Way Treatment Plant, Pipeline, Pumping Station, and Storage Tank, CA American Water, Sacramento, CA. Design and Technical Oversight. Provided professional services to complete the design and construction services for a groundwater treatment plant, including well completion, treatment, water mains booster station and a 2 million-gallon (MG) reservoir. Led the design of the manganese treatment process and provided technical oversight for the project. This project received a “Design of the Year” award from the American Public Works Association. Highlights of the system include approximately 1,000 linear feet (LF) of 12-inch-diameter distribution pipeline; new off-site well equipped for 1,800 gpm including site design; new manganese treatment system including backwash tank, chlorination facility, and control system; innovative methane removal system eliminating the need for a stripper; 2-mg steel reservoir with associated piping; and a 3,000 gpm pumping station with chlorination and fluoridation facility. Water Treatment Plant with Pumping Station, Tanks, and Well, Confidential Client, Northern CA. Design Engineer. Provided design and construction services for a new 1,800 gpm well, which included well completion, treatment, 3,000 gpm booster station, water main, and 2 million-gallon (MG) water storage tanks. Highlights include equipping the new off-site well along with fencing and landscaping; a new manganese treatment system, including backwash tank, chlorination facility, and control system; innovative methane removal system; reservoir with associated piping; and a new chlorine and fluoride chemical feed facility. Robin T. (Bob) Rice, PE, MS Education MS, Civil Engineering, California State University Sacramento BS, Civil Engineering, University of Washington Professional Registrations Professional Engineer - Civil, California, No. 74403 Nevada, No. 10509, Retired Grade T-4 Certified Water Treatment Plant Operator Professional Affiliations California State University, Sacramento Lecturer: CE-172, Water Engineering Design, 3- Unit Upper Division Engineering Elective, 4 semesters. Emphasis in treatment processes, pumping and well design. Professional Experience Mr. Rice brings 41 years of engineering experience centered on professional design and construction management. He has led a variety of public works capital improvements projects, including design of treatment facility improvements, unit process reviews and upgrades, contract management, and construction inspection and management services. Projects range from distribution system improvements, storage tank design and rehabilitation, new filtration facilities design and start-up, Resident Engineer for the $28 million upgrade to a secondary wastewater treatment process plus design and CM for a $30 million new water treatment facility campus including filtration processes, solids handling, maintenance building, and computer center. He is experienced with water system treatment process and facility design, capital improvement projects, construction administration, and program management. Representative Projects Auburn Water Treatment Plant, Placer County Water Agency, CA. Design Lead and CM Manager. Design and construction management services for a $27 million phased treatment facility, designed for expansion to 14.0 mgd. Responsibilities included managing electrical, structural, and geotechnical subconsultants, developing the design and bid documents, and providing construction administration services, and final operational performance verification for the $30M, 14 million gallon per day (mgd) facility. Buckhorn Water Treatment Plant, Pioneer CA, Amador Water Agency. Project Manager, Lead Designer. The existing Buckhorn WTP treats raw water from the North Fork Mokelumne and Bear River watersheds for distribution as treated potable water to ten water districts in east central Amador County. The existing facility was replaced and upgraded. The new microfiltration membrane facility is sized with a 2 million gallon per day (mgd) peak capacity, expandable to a 5 mgd capacity in the future. Cayucos Water Treatment Plant, County of San Luis Obispo. Project Manager, Lead Designer. The CSA 10 water treatment plant provides drinking water to the community of Cayucos. CSA 10A is the water distribution system for the southern part of Cayucos. Provided project management and design for the new 1.0 MGD treatment process including adsorption clarification / filtration, and sodium hypochlorite disinfection. Design included treated water storage, high service pumping, solids handling and maintaining of a public bike path through the site during construction. San Lorenzo Valley Water Treatment Plant, San Lorenzo Valley Water District. 1.0 MGD treatment process included adsorption clarification/filtration, sodium hypochlorite disinfection. Design included welded steel storage tanks and backwash sedimentation basins. North Lakeport Water Treatment Plant, Lake County Special Districts. Project Manager, Lead Designer. Provided project management and design for a new surface water treatment plant utilizing Clear Lake as the water source. The North Lakeport Water Treatment Facility consists of a raw water intake structure, raw water pumping station, pretreatment (ozonation), clarification / granular media filtration (GMF), granular activated carbon (GAC), chlorination, finished water pumping, two 500,000 gallon, two 20,000 gallon, and one pressurized 1000 gallon tank(s). Robert T. (Bob) Rice, PE, MS - Page 2 Soda Bay Water Treatment Plant, Lake County Special Districts. Project Manager, Lead Designer. The new Soda Bay Water Treatment facility is a surface water treatment plant utilizing Clear Lake as the water source. The new treatment facilities consists of pretreatment (ozonation), clarification / granular media filtration (GMF), and granular activated carbon (GAC), chlorination. The project also included a raw water intake structure, raw water pumping station, 135,000 gallon Clearwell, finished water pumping, one 330,000 gallon, four 60,000 gallon, and one 30,000 gallon tank(s). Montecito Water Treatment Plant, City of Montecito, CA. Treatment processes included adsorption clarification/filtration, chemical feed, and chlorine disinfection. Design included emergency chlorine scrubbers and solids handling. Stafford Water Treatment Plant, North Marin Water District. Treatment process utilizing ballasted flocculation, carbon dioxide pre-oxidation, storage and centrifuge solids concentration system. Jenny Lind Water Treatment Plant Expansion, Calaveras County Water District. Treatment process, 1.0 MGD, included adsorption clarification/filtration, sodium hypochlorite disinfection. Design included treated water storage and solids handling. Lakeside Water Treatment Plant, Lakeside Park Association. Treatment process, 0.5 MGD, included adsorption clarification/filtration, sodium hypochlorite disinfection. Design included treated water storage and solids handling. Rector Reservoir Water Treatment Plant, Yountville, CA. Department of General Services, Real Estate Division. Treatment process, 1.0 MGD, included adsorption clarification/filtration, sodium hypochlorite disinfection. Design included treated water storage and solids handling. Heceta Water Treatment Plant, City of Florence, Oregon. Treatment process included adsorption clarification/filtration, sodium hypochlorite disinfection. Design included treated water storage and solids handling. Reservoir A Water Treatment Facility, El Dorado Irrigation District, CA. Project Engineer. Responsibilities included design development and construction management services for the 18 mgd filter expansion of a 55 mgd water treatment facility for the El Dorado Irrigation District. Reservoir A and Reservoir 1 Water Treatment Facilities, El Dorado Irrigation District, CA. Project Manager, Design Lead and CM. Responsibilities included design and construction management services for conversion of the 26 mgd and 55 mgd water treatment facilities from gaseous chlorine to liquid hypochlorite disinfection. El Estero Water Reclamation Facility, City of Santa Barbara, CA. Resident Engineer. Construction Management for the $28 million upgrade of the facility secondary treatment process, chemical feed and solids wasting improvements, with revision to the Nitrification / Denitrification process. El Dorado Hills Wastewater Treatment Plant, El Dorado Irrigation District, CA. Design Engineer. Tertiary filtration process review, media and underdrain inspections, package unit coating rehab, steel storage tank inspection. Deer Creek Wastewater Treatment Plant, El Dorado Irrigation District, CA. Design Engineer. 1.5MG welded steel raw equalization tank structural and coating rehabilitation. Deer Creek Wastewater Treatment Plant, El Dorado Irrigation District, CA. Design Engineer. Mechanical and control design of 24-inch pinch valve installation for instantaneous UV channel drainage upon UV system alarm. Paul D’Santi Education Civil Engineering Technician coursework, Riverside Community College Professional Experience Mr. D’Santi has 16 years experience as a CAD Drafter/Designer and as a consulting civil engineering technician, focusing on water and recycled water facilities. Experience includes providing technical and creative support on numerous large scale water infrastructure projects, preparing drawings and documentation for annexations, and land surveying. Representative Projects Cayucos Sanitary District, Cayucos Sustainable Water Project (Greenfield Treatment Facility), Cayucos, CA. Prepared design plans for a 0.34 MGD greenfield WRRF that will produce a high quality water supply suitable for a variety of reuse applications. The project included design of membrane bioreactor and ultraviolet disinfection treatment processes to meet requirements for beneficial reuse of recycled water. Golden State Water Company, Alta Mesa Plant Site GAC Treatment Design Project, Nipomo, CA. Drafter. Prepared design plans for a GAC filter system at a wellhead treatment facility to treat 123-TCP for a production capacity of 600 gpm. Soquel Creek Water District, Seawater Intrustion Prevention Wells Project, Soquel Creek, CA. Drafter. Prepared design plans for seawater intrustion prevention injection wells as part of the Pure Water Soquel Program. Big Bear Lake Department of Water and Power, Sawmill Well Pumping Plant, Big Bear Lake, CA. Drafter. Prepared design plans for a 350 gpm well pumping plant, which includes site improvements and a CMU building. Project included the design of over 600-ft of 6-inch PVC pipeline to connect the new well to the existing distribution system. City of Big Bear Lake Department of Water and Power, 2013 Water System Improvements, City of Big Bear Lake, CA. Drafter. Prepared design plans for (1) a 1.0 MG potable water reservoir and 2,750 LF of 12-inch transmission main and (2) 5,600 LF of 8-inch transmission main. California Water Services, DOM 232 Booster Station, City of Torrance, CA. Drafter. Prepared design plans for new booster station, including demolition of existing facilities and new site plans. Big Bear City Community Services District, Peter Pan Area Phase 1 and Sheridan Drive Water Main Replacements, Big Bear City, CA. Drafter. Prepared design plans for 9,150 LF of 8-inch PVC mains. The replacement mains will be installed within the street right-of-way. Liberty Utilities – Apple Valley, Rincon Road Phases 2 & 3 Water Main Replacement, Compton, CA. Drafter. Prepared design plans to replace approximately 4,000 LF of 12- inch pipeline in Rincon Road with a 20-inch pipeline. The new pipeline will be located in street right-of-way. Park Water Company, McKinley & 135th Water Main Replacement, Compton, CA. Drafter. Prepared design plans for approximately 1,795 LF 8-inch pipeline and 2,590 LF 12-inch pipeline. The new pipelines will be located in street right-of-way. Amantha Waterline Replacement, Park Water Company, Compton, CA. Drafter. Prepared design plans for 5,600 LF 8-inch pipeline and 2,520 LF 12-inch pipeline. The new pipelines will be located in street right-of-way. Northwood Waterline Replacement, Park Water Company, Compton, CA. Drafter. Prepared design plans for 7,600 LF 8-inch pipeline and 4,100 LF 12-inch pipeline. The new pipelines are located in street right-of-way. TRUSSELL TECHNOLOGIES, INC. | R. Shane Trussell, Ph.D., P.E., BCEE Resume R. Shane Trussell, Ph.D., P.E., BCEE Resume R. Shane Trussell, Ph.D., P.E., BCEE EDUCATION • Ph.D. Environmental Engineering, University of California, Berkeley – 2004 • M.S., Environmental Engineering, University of California, Los Angeles – 1998 • B.S., Chemical Engineering, University of California, Riverside - 1997 REGISTRATION Civil Engineer, State of California – No. 66887 CERTIFICATIONS Board Certified Environmental Engineer, American Academy of Environmental Engineers – No. 11-10042 Specialty: Water Supply & Wastewater SUMMARY R. Shane Trussell is the President of Trussell Technologies, Inc. Dr. Trussell has a B.S. in Chemical Engineering from the University of California (U.C.) at Riverside, a M.S. in Environmental Engineering from U.C. Los Angeles, and a Ph.D. in Environmental Engineering from U.C. Berkeley. Dr. Trussell is a registered Civil Engineer in the State of California with more than 18 years of hands-on experience with membrane processes for desalination and filtration. Dr. Trussell has authored more than 65 publications and presentations. He has been heavily involved in process selection for numerous potable reuse projects, involving advanced wastewater and water treatment processes, particularly, membrane filtration, membrane bioreactors, reverse osmosis, electrodialysis, ion exchange, granular activated carbon adsorption and disinfection with ozone, chlorine and chloramines. Dr. Trussell has been involved in 11 potable reuse projects throughout the state, ranging from feasibility studies and pilot testing to design and regulatory permitting. Dr. Trussell is an industry leader in potable reuse and developing water supplies, leading innovative and effective engineering and research projects throughout California. PROJECT EXPERIENCE (Select Projects) Metropolitan Water District and Sanitation Districts of Los Angeles County Title: Regional Recycled Water Advanced Water Purification Center Demonstration Project Year: 2019–Present The Metropolitan Water District of Southern California (MWD) and the Sanitation Districts of Los Angeles County (LACSD) are considering the design of a 150 MGD advanced water treatment facility (AWTF) at the Joint Water Pollution Control Plant (JWPCP) in Carson, CA. A treatment process of MBR, RO, and UV/AOP is being proposed. The product water treated at the AWTF is intended to recharge groundwater basins, so numerical water quality requirements in the relevant Basin Plans must be met. Additionlly, the default LRVs for protozoa granted by DDW for the MBR process will not allow the AWTF treatment train to meet requirements in the California Code of Regulations. The agencies have established a 0.5 MGD Regional Recycled Water Advanced Purification Center (Advanced Purification Center), where non-nitrified secondary effluent from the JWPCP is being treated using the process train proposed for the full-scale AWTF. Operation of this facility is being used to establish the following: 1) demonstration of regulatory compliance to DDW, 2) design and operating criteria for the future AWTF, 3) LRVs for Cryptosporidium and Giardia through MBR, 4) monitoring data for the Title 22 Engineering Report, and 5) public outreach and acceptance. Trussell Technologies (Trussell Tech) has been heavily involved in MBR pathogen LRV testing, water quality monitoring aligned with local Basin Plans, evaluating operations, and assessing water quality data. Role: Project Manager City of San Diego/Stantec Title: Pure Water San Diego Program Year: 2015 – Present Trussell Tech is part of a consulting team including Stantec and Brown and Caldwell, working with the City of San Diego to implement the Pure Water Program. The goal of the Pure Water Program is to develop a 30- mgd capacity potable reuse water purification facility TRUSSELL TECHNOLOGIES, INC. | R. Shane Trussell, Ph.D., P.E., BCEE Resume R. Shane Trussell, Ph.D., P.E., BCEE Resume that is operational by 2025, and with a long term goal of having one-third of San Diego’s drinking water supply (approximately 83 mgd) be purified potable reuse water. Trussell Tech is currently supporting this effort with regulatory guidance for permitting potable reuse facilities for source water augmentation, predesign of the North City Advanced Water Purification Facility (NCAWPF) for two treatment train options, and pre-qualification and pre-selection testing for major equipment capital purchases including the microfiltration/ ultrafiltration (MF/UF), reverse osmosis (RO), and ultraviolet light/advanced oxidation process (UV/AOP) systems. Dr. Trussell is leading the regulatory effort, including interfacing with the independent project advisory panel and working with experts and the City to develop a sound strategy for permitting the future facilities. Role: Project Manager East Valley Water District/Arcadis/Balfour Beatty Sterling Natural Resource Center Year: 2018 – Present Trussell Tech is teamed with Balfour Beatty and Arcadis to develop the Sterling Natural Resource Center (SNRC), an 8 mgd design capacity water reclamation facility that will be constructed in Highland, CA. The SNRC will provide East Valley Water District (EVWD) with a new water supply that meets regulatory requirements for unrestricted reuse. The treatment process will consist of biological treatment with membrane bioreactors (MBRs) and ultraviolet (UV) disinfection. As part of the Design-Build team, Trussell Tech has provided process engineering design services for the MBR and UV systems, engineering support throughout construction, and is providing regulatory assistance for Regional Water Quality Control Board (RWQCB) and Division of Drinking Water (DDW) permitting. Role: Project Manager Padre Dam Municipal Water District Title: East County Advanced Water Purification Project Year: 2013 - Present The East County Advanced Water Purification (AWP) Project is on track to produce 11.5 mgd of locally sourced drinking water via potable reuse by 2025. The East County AWP Joint Powers Authority, formed by Padre Dam Municipal Water District (Padre Dam), City of El Cajon (El Cajon), and the County of San Diego (County), is responsible for the governance of this project, along with Helix Water District as a collaborative partner. Padre Dam Municipal Water District retained Trussell Tech to perform an innovative potable reuse project involving piloting, process selection, design, and regulatory support. As part of the design of the demonstration facility, Trussell Tech coordinated with both an independent advisory panel and DDW to gain approval for the demonstration testing plan. Next, the project team completed design of the 100,000 gpd demonstration facility, which consists of free chlorine disinfection followed by full advanced treatment (membrane filtration, reverse osmosis, and advanced oxidation). Under a U.S. Bureau of Reclamation research grant, Trussell Tech evaluated the use of a closed circuit desalination (CCD) secondary RO system at overall recoveries of 95, 96, and 97% in order to minimize brine production from the facility. Following this study, a conventional two-stage secondary RO system was installed and is currently undergoing testing at the facility for comparison. Guided by experience and data from the demonstration facility, Trussell Tech teamed with Kennedy Jenks for the 20% design of the 3-phase, full-scale advanced water purification facility which includes an analagous treatment train to the demonstration facility with the addition of CO2 and lime post-stabilization. Trussell Tech is serving as the process lead for this design and will also provide procurement services for major process equipment at the full-scale facility. Dr. Trussell is the Project Manager leading both the demonstration testing and full-scale design efforts. Role: Project Manager City of Santa Barbara Title: Engineering Services for Membrane Filtration Facility Year: 2016 - Present In the winter of 2016, the City of Santa Barbara commisioned a 3 mgd tertiary facility to produce recycled water using membrane filtration (MF). After experiencing issues with MF production, the City retained the services of Trussell Tech to help ensure that recycled water requirements can be reliably achieved. Dr. Trussell has been working to analyze and track wastewater process parameters at the El Estero Wastewater Treatment Plant and has been engaged in process operations in order to best manage the feedwater quality supplying the MF system. Dr. Trussell has also been involved in the optimization of MF system cleaning procedures and lead discussions between the City and the MF system supplier to implement modifications and improvements to the MF system. Trussell Tech continues to be involved in routine operational support for the facility where process optimization and implemented modifications have led to the reliable achievement of MF production requirements. Role: Project Manager TRUSSELL TECHNOLOGIES, INC. | Elaine Howe, P.E., BCEE Resume Elaine W. Howe, P.E., BCEE Resume Elaine W. Howe, P.E., BCEE EDUCATION • M.S., Environmental Health Engineering, University of Texas at Austin • B.S., Environmental Engineering, University of Florida REGISTRATION Professional Engineer, State of New Mexico – No. 21477 Board Certified Environmental Engineer – No. 18-20011 SUMMARY Ms. Howe has over twenty-four years of experience in the field of environmental engineering. She has experience in source water assessment, water treatment, potable reuse and project management. Her experience in water treatment is through the Stanislaus Regional Water Authority’s Surface Water Supply Project, the Davis-Woodland Water Supply Project, DBP mitigation investigation for East Valley Water District, and others. For SRWA, Ms. Howe has managed source water assessment; bench testing of ozonation, manganese removal and disinfection by-product (DBP) minimization; process train selection and facility pre-design; and technical review during the Design-Build company procurement process for a new water treatment plant with intermediate ozonation on the Tuolumne River. For DWWSP, Ms. Howe participated in all aspects of source water assessment, bench testing of ozonation and enhanced coagulation, WTP pre- design, source water integration into existing distribution systems, and Design-Build-Operate company procurement. Ms. Howe’s experience in potable reuse is through participation in design of Monterey One Water’s (M1W’s) Groundwater Replenishment Advanced Water Purification Facility, the City of San Diego’s Pure Water advanced water treatment facility design, and the City of San Diego’s Failsafe Potable Reuse Demonstration Project. In the M1W AWPF design, Ms. Howe was responsible for process design of the post-treatment stabilization system, and layout of the chemical building. PROJECT EXPERIENCE (Select Projects) Coachella Valley Water District Integration Study for Consolidation of the Cove and I.D. 11 Water Systems Year: Oct. 2019 - Present The Coachella Valley Water District (CVWD) is in the process of consolidating Improvement District 11 (ID11) water system with its Cove water system through the construction of a 30- inch diameter transmission pipeline and booster station. When water from the Cove system is introduced into ID11 distribution system, the ID11 system will transition from highly mineralized and brackish groundwater to a softer and lower total dissolved solids (TDS) water from the Cove system. Trussell Tech was retained to investigate corrosion control treatment alternatives to mitigate destabilization of existing corrosion scale as the ID11 system re- equilibrates to the new water supply. The deliverable for this project will be an Integration Master Plan, which will identify the preferred corrosion control treatment option, and public outreach support and public education materials to facilitate a straightforward transition. Role: Project Engineer East Valley Water District Disinfection By-Product Formation Mitigation Year: 2019 - Present As part of a diverse water supply portfolio, East Valley Water District (EVWD) treats surface water from the State Water Project supplied through the San Bernadino Valley Municipal Water District, as well as local surface water from the Santa Ana River at the Plant 134 Water Filtration Facility (Plant 134). The current treatment train for Plant 134 includes coagulation, membrane filtration, and chlorination. Seasonal water quality changes in the two surface water sources for Plant 134 have historically resulted in elevated concentrations of DBPs. Trussell Tech was involved in a project with EVWD aimed at assisting East Valley in the development of DBP mitigation and control strategies. A major component of this work was bench testing alternative coagulants and TRUSSELL TECHNOLOGIES, INC. | Elaine Howe, P.E., BCEE Resume Elaine W. Howe, P.E., BCEE Resume coagulation pHs for improved DBP precursor removal in response to a regulatory Corrective Action Plan. Role: Technical Guidance and Review Stanislaus Regional Water Authority/ West Yost Associates Regional Surface Water Supply Project Year: 2016 – Present Driven by historic drought conditions, degradation of groundwater supplies, and declining groundwater levels, the Stanislaus Regional Water Authority (SRWA) is seeking to develop a reliable supplemental surface water supply. Trussell Technologies is part of the Program Management team, which will be guiding and performing technical work to inform treatment decisions regarding the proposed Surface Water Treatment Plant. Trussell Tech has taken the lead in evaluating the Tuolumne River source water, which included coordinating sample collection, data management and data analysis. Trussell Tech was responsible for attaining Bin classification from DDW for this source water, as required by the LT2ESWTR regulations. Trussell Tech also conducted bench-scale tests evaluating enhanced coagulation, with and without ozonation, and associated disinfection by-product formation, seasonal ozone demand, and manganese removal optimization. With this compendium of data, Trussell Tech assisted the SRWA with process train selection and pre-design of the new WTP. Information in the pre-design report was used to develop a Request for Proposals and contract documents for selecting a Design-Build firm to construct this new WTP. Role: Project Manager Goleta Water District Title: Distribution System Corrosion Analysis Year: 2017 - Present Since 2013, Goleta Water District (District) has supplied a blend of groundwater and surface water in its service area to meet demands. Under drought conditions, the District uses a higher percentage of groundwater, but anticipates much greater reliance on the surface water supply during wetter years. In response, Trussell Tech was asked to reviewed historical water quality data from all of the District’s water sources to evaluate the potential for corrosion issues within the distribution system, with these changing water sources. Additionally, as part of 2019 on-call services, Trussell Tech provided the District with a review of upcoming drinking water regulations and a discussion of their impact on Goleta’s water treatment plant operations. Role: Project Engineer and Technical Review City of Santa Cruz Title: Water Quality and Process Improvements at the Graham Hill Water Treatment Plant Year: 2016 – Present Trussell Technologies was retained to assist with several tasks related to water quality and process improvement at the Graham Hill Water Treatment Plant (GHWTP). The City is conducting a yearlong monitoring campaign to characterize the quality of its various source waters. Trussell Tech provided guidance for the development of the monitoring plan, and will be managing and analyzing all collected data. Trussell Tech also developed a standard operating procedure (SOP) for jar testing for the City. The SOP will be used by operators to optimize chemical dosing at GHWTP, and also as part of the assessment of whether winter water flows from the San Lorenzo River can be treated through GHWTP. Role: Technical Review Woodland Davis Clean Water Agency Title: Davis-Woodland Water Supply Project Year: 2009 – 2016 The Cities of Davis and Woodland, CA worked in partnership to supplement their existing groundwater supply with water from the Sacramento River. Trussell Technologies was hired by West Yost Associates to assist with treatment process selection, Design-Build-Operate (DBO) Company procurement and DDW permitting for the Davis-Woodland Water Supply Project (DWWSP). Ms. Howe conducted a detailed analysis water quality conditions of the Sacramento River; prepared a report of the occurrence and treatment of synthetic organic chemicals, pharmaceuticals and contaminants of emerging concern (CECs); conducted bench-scale tests assessing enhanced coagulation, disinfection by-product formation, and ozone demand of this water; prepared permitting documents for submittal to DDW, participated in process train selection and preliminary facility design for a 30-mgd WTP. Role: Project Engineer Owens-Bennett, P.E. Resume TRUSSELL TECHNOLOGIES, INC. | Emily Owens-Bennett, P.E., BCEE Resume Emily L. Owens-Bennett, P.E. Resume Emily L. Owens-Bennett, P.E., BCEE EDUCATION • M.S. Environmental Engineering, Master’s International Program, Michigan Technological University, Houghton, Michigan • B.A. Environmental Studies-Geology, French minor Whitman College, Walla Walla, Washington REGISTRATION Civil Engineer, State of California - No. 78720 CERTIFICATION Board Certified Environmental Engineer, American Academy of Environmental Engineers – No. 19-10007 SUMMARY Emily Owens-Bennett is a Supervising Engineer with more than 11 years of water quality and process treatment project experience with Trussell Technologies. Ms. Owens-Bennett specializes in water quality assessment and evaluating treatment options through analytical testing, for projects spanning a wide variety of applications. Leveraging Trussell Technologies’ in-house laboratory facilities and field- testing resources, Owens-Bennett has recently implemented and overseen bench-scale testing to optimize surface water treatment trains for DBP- mitigation, source water blending studies for assessing downstream drinking water treatment impacts of surface water augmentation with purified water, pipe loop testing to evaluate corrosion control treatment strategies for a integration study, and assessment of seasonal changes in surface water ozone demand to inform design criteria for a full-scale drinking water treatment facility. PROJECT EXPERIENCE Coachella Valley Water District Integration Study for Consolidation of the Cove and I.D. 11 Water Systems Year: 2019 (ongoing) The Coachella Valley Water District (CVWD) is in the process of consolidating Improvement District 11 (ID11) water system with its Cove water system through the construction of a 30-inch diameter transmission pipeline and booster station. When water from the Cove system is introduced into the ID11 distribution system, the ID11 system will transition from highly mineralized and brackish groundwater to softer water from the Cove system with much lower concentrations of chloride, total dissolved solids (TDS), and alkalinity. Investigated corrosion control treatment alternatives to mitigate destabilization of existing corrosion scale and release of aesthetically unpleasant (e.g., iron and manganese) and toxic (e.g., lead) metals as the ID11 distribution system re-equilibrates to the new water supply. Trussell Tech conducted a pipe-loop study of corrosion mitigation options, including chemical conditioning to achieve a target Langelier Saturation Index and pH, orthophosphate, and silicate addition. The pipe loops also compared the use of different source waters over time. Trussell Tech is preparing an Integration Master Plan identifying the preferred corrosion mitigation strategy, as well as public outreach and education messages to facilitate a straightforward transition. This effort also included design of chemical feed for the pump station, including both caustic and chlorine. Role: Project Engineer East Valley Water District Plant 134 Disinfection Byproduct Investigation Year: 2019 As part of a diverse water supply portfolio, East Valley Water District (East Valley) treats surface water from the State Water Project (SWP), as well as local surface water from the Santa Ana River at the Plant 134 Water Filtration Facility (Plant 134). The current treatment train for Plant 134 includes coagulation, membrane filtration, and chlorination. Seasonal water quality changes in the two surface water sources for Plant 134 have historically resulted in elevated concentrations of disinfection byproducts (DBPs), namely trihalomethanes (THMs), in certain areas of the East Valley distribution system. Trussell Tech was retained to investigate DBP formation and optimize treatment at Plant 134 for the removal of DBP precursors from the SWP source water, which historically has higher bromide concentrations. Trussell Tech conducted bench-scale tests comparing the effectiveness of three coagulants–ACH, aluminum sulfate, and ferric chloride–at three target pH conditions, for DBP precursor removal. Simulated distribution system (SDS) THM formation of the coagulated/filtered water was tested for quantitative comparison of DBP formation. The bench-testing results showed that pretreatment with ferric and sulfuric acid (to a pH of 6.5) yielded the lowest DBP levels and can be used to improve DBP levels within the EVWD distribution system. TRUSSELL TECHNOLOGIES, INC. | Emily Owens-Bennett, P.E., BCEE Resume Emily L. Owens-Bennett, P.E., BCEE Resume Role: Project Manager Mesa Water District Free Chlorine Conversion Study Year: 2018 to present The Mesa Water District (Mesa Water) is considering converting its clear groundwater wells from chloramines to free chlorine disinfection and engaged Trussell Tech to complete a phased Free Chlorine Conversion Study. To avoid issues with disinfection byproduct (DBP) formation, two of Mesa Water’s sources, amber-colored groundwater treated at the Mesa Water Reliability Facility (MWRF) and supplemental imported water provided by the Metropolitan Water District of Southern California (Met) would continue to be chloraminated. Owens-Bennett led a technical evaluation of the feasibility of the chloramine to free chlorine residual conversion for the clear groundwater wells through bench testing blended water scenarios of free chlorinated clear well groundwater with chloraminated MWRF and Met waters. A feasibility assessment included hydraulic modeling by Carollo over a range of operating scenarios to confirm locations of potential problematic blends in the system. Owens-Bennett contacted a number of local drinking water utilities that currently operate with a blend of free chlorinated groundwater and chloraminated imported water from Met in a single distribution system pressure zone. A full- scale testing program has been developed and reviewed by the California State Water Resources Control Board Division of Drinking Water. This testing will pave the way for permanent system conversion. Role: Project Manager California American Water Monterey Penninsula Water Supply Project Permit Amendments for Orthophosphate Addition Year: 2019 (ongoing) Trussell Tech is working with California American Water (CalAm) to gain California State Water Resources Control Board Division of Drinking Water (DDW) approval for updating the permits at several of their Monterey Main System treatment facilities to provide more uniform application of orthophosphate as the corrosion control treatment (CCT). CalAm has recently developed the Monterey Peninsula Water Supply Pipeline and Pump Station to integrate their distribution system and seeks to uniformly and effectively apply orthophosphate throughout the Monterey System. Owens-Bennett prepared an engineering report defining the proposed orthophosphate addition for review and approval by DDW. This effort included identifying design changes for chemical addition, including chemical storage tank sizing, equipment layouts, and proposed modification of existing facilities to accommodate orthophosphate CCT. Role: Project Engineer Goleta Water District Bench-Scale Pretreatment Evaluation Year: 2017 The Goleta Water District (District) treats surface water from Lake Cachuma, a reservoir fed by local runoff and dechloraminated State Project Water from the Sacramento-San Joaquin River Delta, at the Corona Del Mar Water Treatment Plant (CDMWTP). Lake Cachuma was influenced by runoff associated with above-average rainfall in early 2017, as well as a watershed impacted by fire, resulting in elevated total organic carbon (TOC) concentrations in the CDMWTP feed water. The District increased its prechlorination dose to prevent algae growth in the CDMWTP sedimentation basins, however elevated levels of total trihalomethane (TTHM) were measured in the CDMWTP effluent and within the distribution system. Trussell Technologies was retained to conduct bench testing to evaluate ozone and chlorine dioxide as alternative pretreatments to replace prechlorination at the CDMWTP. The bench test evaluation was completed in the Trussell Technologies Lab in Pasadena, CA and included: assessment of CDMWTP influent water oxidant demand for ozone, chlorine dioxide, and free chlorine; simulation of the CDMWTP treatment process; assessment of disinfection byproducts (DBPs) – TTHM, haloacetic acids (HAAs), bromate, chlorite, and chlorate – formed over a maximum distribution system residence time of 6 days. Role: Project Manager West Yost Associates – Stanislaus Regional Water Authority Regional Surface Water Supply Project Year: 2016 – Present Driven by historic drought conditions, degradation of groundwater supplies, and declining groundwater levels, the Stanislaus Regional Water Authority is seeking to develop a reliable supplemental surface water supply. Trussell Technologies is part of the Program Management team, guiding and performing technical work to inform decisions regarding the proposed Surface Water Treatment Plant Project. Owens-Bennett has worked on the source water evaluation, including review of historical water quality data, development and oversight of the sampling program, and working with California’s Division of Drinking Water to gain approval for source water monitoring, including Bin classification per LT2ESWTR regulations. Owens-Bennett completed a bench-scale testing program to evaluate treatment alternatives, including enhanced coagulation via jar tests, ozonation using solution ozone testing, DBP formation, as well as process performance, including manganese removal. Role: Project Engineer Tom Dodson 1 of 2 Summary Tom Dodson is the President of Tom Dodson and Associates, an environmental consulting firm in San Bernardino, California. He has more than 40 years of experience in land use planning, and environmental and resource management, with special expertise in CEQA, NEPA, regulatory compliance, expert witness testimony and communication/facilitation for resolution of environmental issues. He personally prepares environmental documentation for a broad variety of projects and acts as a resource person in working with clients, governmental agencies, and decision-makers in finding solutions to complex problems. He negotiates with regulators at the federal, state and local level, and designs formal presentations to committees. Mr. Dodson has served as a facilitator in resolving environmental issues for several agencies, including the Bureau of Land Management, San Bernardino County, City of San Bernardino, and other agencies. Mr. Dodson also provides expert witness testimony on land use and environmental issues on a variety of court cases, primarily in CEQA litigation, takings, land use and regulatory cases. He serves as program manager on most projects undertaken by the firm and maintains close contacts with subconsultants and specialists who can provide technical information, as needed, in a timely manner. Mr. Dodson also serves as the environmental advisor/consultant to the San Bernardino County Local Agency Formation Commission, San Bernardino International Airport Authority, Inland Valley Development Agency, Inland Empire Utilities Agency, Cities of Murrieta and El Monte, and several other agencies. Relevant Experience San Bernardino County Local Agency Formation Commission Beginning in 1989 Tom Dodson & Associates became the sole environmental consultant for the San Bernardino County Local Agency Formation Commission (SBCLAFCO). For the past 13 years Tom Dodson has served as the individual overseeing and coordinating all environmental determinations for the SBCLAFCO. This has included review of all reorganizations, annexation, detachments, incorporations and other actions by the Commission. Over 400 CEQA determinations have been overseen by Tom Dodson on behalf of and in coordination with the SBCLAFCO staff. The vast majority of LAFCO projects have consisted of exemptions, but many negative declarations have been prepared and a few environmental impact reports have been coordinated on behalf of LAFCO. Tom Dodson is considered an expert on CEQA compliance for LAFCO projects and has made several presentations at CAL LAFCO annual meetings and on behalf of the SBCLAFCO. Inland Empire Utilities Agency (IEUA, 1999-Present) As environmental consultant to the IEUA, TDA prepared the Program EIR for the Optimum Basin Management Program which evaluated the whole program that is proposed to be implemented to remove groundwater contamination from the Chino Basin. This EIR was prepared to meet court mandated deadlines and was certified in a timely manner by the IEUA. TDA has continued consulting with IEUA and recently completed a Program EIR for IEUA Facilities Masters Plans, which examined the long-term implementation of wastewater, recycled water and organic waste management programs. TDA is currently working with ASL/Tetra Tech to implement a major expansion in the organic composting operations Title President / Environmental Specialist Education M.A., Geography, University of California, Berkeley, 1973 B.A., Geography, University of California Berkeley, 1968 Experience 30+ years Tom Dodson 2 of 2 currently being carried out by IEUA as part of the Chino Basin groundwater aquifer remediation. Site selection, due diligence, and CEQA documentation are part of the tasks that TDA has assisted with on this project. Inland Valley Development Agency (IVDA)/San Bernardino International Airport Authority (SBIAA) (1992-Present) Environmental manager for the IVDA and SBIAA in their role as the redevelopment and reuse agency for Norton Air Force Base located in San Bernardino, California. Assisted the Air Force in completing its first and only air conformity determination for reuse of a closing military base. The analysis was used in presentations to the federal Environmental Protection Agency (EPA) to revise the Conformity Regulations to exclude transfers of military bases from conformity findings. TDA has been involved in every facet of base closure, working closely with the Air Force Base Closure Agency (AFBCA) at Norton and in Washington D.C. to complete the Final EIS and issue the Record of Decision. This support effort includes endangered species management programs at the former Base and consultations with the State and Federal government under endangered species laws. Negotiation of Stream Alteration Agreements and Section 404 Permits Since 1988 Mr. Dodson has been involved in more than 20 projects that required acquisition of Stream Alteration Agreements from the State Department of Fish and Wildlife and Section 404 Permits from the U.S. Army Corps of Engineers. This includes several permits in Big Bear Valley, along the Santa Ana River and its tributaries, and southern California in general. Burlington Northern Santa Fe Projects Over the past 25 years Mr. Dodson has conducted the environmental assessments and provided regulatory consulting support for more than 20 projects with BNSF. This includes projects in San Diego, Orange, Los Angeles, and San Bernardino Counties and the Central Valley of California. Projects have ranged from track improvements to new facilities for maintenance of train equipment, two extensive double and triple tracking of existing rail corridors in the San Joaquin Valley and in Los Angeles (Hobart Yard to Fullerton). Detailed environmental documents (Categorical and Statutory Exemptions; Negative Declarations; and Program Environmental Impact Report) and regulatory consulting responsibilities (endangered species, regulatory permits for discharge of fill, and biological and cultural resources surveys). Documents have been prepared for individual cities, counties and for the California Department of Transportation Division of Rail and Mass Transit. Southern California Regional Rail Authority (SCRRA) / Metrolink Over the past ten years Tom Dodson has been the lead environmental consultant on a variety of SCRRA projects, including all of the Positive Train Control systems within the SCRRA service region. TDA has also worked closely with specific engineering firms to complete both CEQA and NEPA compliance for many projects for SCRRA/Metrolink project. Finally, Mr. Dodson has provided direct consulting and training with the SCRRA staff for NEPA and CEQA compliance. City of San Bernardino, Various CEQA/NEPA Documents Over the past four years, TDA has prepared environmental documents to comply with both the California Environmental Quality Act and National Environmental Policy Act for a variety of City projects. These projects include: Orange Show Road Extension, involving two bridges, one over Twin Creek and the other over the Santa Ana River; the downtown movie theater sponsored by the City Economic Development Agency (EDA); installation of sewer lines along Cajon Boulevard for the City EDA; and most recently, several demolition projects, also initiated and carried out by the EDA. All of these documents have been successful in accomplishing full compliance with both CEQA and NEPA and other regulatory requirements, such as Corps of Engineers and endangered species permits. Ryan Nishimura, PE Electrical & Control Systems Engineer Professional Summary Mr. Nishimura is a Professional Engineer with over 13 years of professional experience in engineering. Mr. Nishimura is also proficient in AutoCad, AutoCad P&ID, AutoCAD Plant 3D, ETAP (Load Flow, Short Circuit, Protective Device Coordination & Arc Flash Analysis), Microstation, Plantspace P&ID, Sketchup, Allen Bradley RSLogix 500/5000, Schneider Electric Concept, Control Microsystems Telepace, Allen Bradley FactoryTalk, GE Fanuc Proficy, and Wonderware InTouch as well as programming experience in Matlab, Visual Basic, C, Java, KML (for use with Google Earth), and relay ladder logic programming. In addition to engineering design work, Mr. Nishimura also has extensive field experience during installation and startup/commissioning of electrical and industrial control systems in the built environment. Project Experience ELECTRICAL & CONTROL SYSTEMS ENGINEER, MISSION TRAILS FLOW REGULATORY STRUCTURE II AND FLOW CONTROL FACILITY, SAN DIEGO COUNTY WATER AUTHORITY This project consisted of designing a new Flow Regulatory Structure (FRS) and Flow Control Facility (FCF). The FRS included a new Reservoir (FRS II) for storage and flow regulation and an electrical vault. The FCF included two flow control valves that provides controls flows from the FRS to the Water Authority’s pipeline. Provided electrical and control systems design, including power, controls, lighting, grounding, coordination with SDG&E, and maintaining strict SDWCA Electrical and SCADA standards in place to maintain consistency across all facilities. ELECTRICAL & CONTROL SYSTEMS ENGINEER, MISSION TRAILS WATER QUALITY IMPROVEMENT PROJECT, SAN DIEGO COUNTY WATER AUTHORITY This project consists of upgrading and improving the water quality facilities for the Water Authority’s Mission Trails site. The site currently consists of three main facilities; Flow Regulatory Structure I, Outlet Valve Structure, and the Flow Balancing Structure. The upgrades included in the design had exceeded the existing electrical service from the utility provider (SDG&E) and the existing distribution infrastructure, prompting the electrical distribution system to be upgraded and re-designed to accommodate the new electrical loads and planned future loads. Provided electrical and control systems design, including power distribution, facility power, controls, lighting, grounding, coordination with SDG&E, and maintaining strict SDWCA Electrical and SCADA standards in place to maintain consistency across all facilities. ELECTRICAL & CONTROL SYSTEMS INSPECTOR/START-UP ENGINEER, OTAY WATER TREATMENT PLANT SODIUM HYPOCHLORITE GENERATION, CITY OF SAN DIEGO The Otay Water Treatment Plant is a 34 mgd conventional water treatment plant for the City of San Diego. This project consisted of providing inspection services and assisting the city in oversite that involved the replacement of the existing chlorine gas system with sodium hypochlorite generators. Provided assistance in start-up, electrical testing, and functional tests. PROFESSIONAL EXPERIENCE BEGAN 2006 JOINED FIRM 2006 EDUCATION B.S. Electrical Engineering University of California, San Diego, 2005 LICENSES / CERTIFICATIONS Professional Electrical Engineer, California, No. 20050 SDG&E Qualified Designer Applicant (OH) Ryan Nishimura, PE Electrical & Control Systems Engineer ELECTRICAL & CONTROL SYSTEMS ENGINEER, NORTH CITY PURE WATER FACILITY PROJECT, CITY OF SAN DIEGO The Project consisted of electrical design for the new 34 MGD Pure Water Plant in San Diego. The plant utilizes Ozone, BAC filtration, Ultra filtration, Reverse Osmosis, UV and CO2 systems. The power requirements were 12kV 15MVA Main Electrical Building, medium voltage 1000HP pumps at the pump station, and multiple process systems. The DCS system is networked to the North City plant that also feeds the raw water to the new plant. Smart MCCs and ARC resistant switchgear were incorporated into the design. Multiple valve networks and analyzer networks were part of the design along with a fully integrated security system. Provided electrical and controls system design, which included power, grounding, lighting, controls, and integration to the City’s DCS system. ELECTRICAL & CONTROL SYSTEMS ENGINEER, OMUC WELL 41 TREATMENT, CITY OF ONTARIO Project consisted of engineering services for the addition of new facilities and connections to existing facilities for wellhead treatment facilities to treat up to 2,400 gpm from Well No. 41 on OMUC-owned property approximately 1,300 feet south of Well No. 41. BRADY was the sub consultant to provide the electrical and instrumentation portion of the engineering services. Prepared the Electrical and Instrumentation design. ELECTRICAL & CONTROL SYSTEMS ENGINEER, PUMP STATION, CITY OF UPLAND The project consisted of a new 7.5 MG pre-stressed concrete reservoir, chlorine injection system, and site amendments. Provided electrical and controls system design, which included SCE coordination, power, grounding, lighting, controls, and integration to the City’s SCADA system. PECK RESERVOIR BOOSTER PUMP STATION ELECTRICAL UPGRADES, CITY OF HUNTINGTON BEACH. ELECTRICAL ENGINEER Project consisted of electrical, mechanical and structural upgrades to an existing water booster pump station to provide dual mechanical/electrical drive capabilities for four (4) existing 350 HP pumps. Primary project objective included evaluating the feasibility of upgrading existing Natural Gas (NG) engine driven pumps with right angle gear drives by adding combination gear drives and 350 HP variable speed electric motors to make electrical energy the new prime mover rather than the NG engines. The study required close coordination with Southern California Edison (SCE) to determine the capacity of the utility’s distribution system in a densely populated residential area and ultimately resulted in the recommendations to proceed with establishing a new 1.5 MVA service from the existing 12kV distribution system to serve the booster station. Details of the upgrade included a new 2000A. 480V service, Low Harmonic variable frequency drives (VFDs) to ensure IEEE 519 compliance, and various structural and mechanical upgrades to achieve the space required for the new equipment. Assisted in developing a 3D model of the existing pump station and the new infrastructure. ELECTRICAL & CONTROL SYSTEMS ENGINEER, RESERVOIR 2 AND PUMP STATION, CITY OF FOUNTAIN VALLEY The project consisted of a new booster pump station, SCADA system, and upgrades to the existing 5 MG reservoir and existing site. Sewer lift station 106 was completely replaced and upgraded. Provided electrical and controls system design, which included SCE coordination, power, grounding, lighting, controls, and integration to the City’s SCADA system via the existing fiber optic network. ELECTRICAL & CONTROL SYSTEMS ENGINEER, NAVAL STATION MAYPORT WATER TREATMENT PLANT PLC, REPLACEMENT, MAYPORT, FL, NAVAL FACILITIES ENGINEERING COMMAND – NAVFAC Mr. Nishimura provided Electrical and Control Systems Services to replace the existing Programmable Logic Controller (PLC) for the Water Treatment Plant at Naval Station Mayport, Florida. This project included the design, installation, and programming for a new PLC, new local touchscreen Operator Interface Terminal (OIT), and a new Human Machine Interface (HMI) system consisting of two servers located in a control room. The Water Treatment Plant system consists of 2 reservoirs, 3 well sites, 6 high service pumps with Variable Frequency Drives (VFD), and a chlorine injection system. APPENDIX B RELEVANT PROJECT EXPERIENCEB EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 1PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Central Coast Blue City of Pismo Beach WSC investigated alternatives for developing an advanced treatment plant that will enable the City of Pismo Beach to produce and beneficially use recycled water to enhance its water supply. The identified alternative is now in the process of being implemented. WSC is serving as the Program Manager for the Central Coast Blue project, which included developing a facilities planning study, grant applications and cost share agreements, permitting support, groundwater modeling, and the operation of an advanced treatment demonstration facility. The $30 million program has included evaluation of numerous recycled water alternatives to arrive at an optimal solution for recharging the Santa Maria Groundwater Basin and protect it from seawater intrusion. Tasks included a water quality and quantity analysis, process evaluation and selection, siting, infrastructure integration, preliminary design, cost estimates, permitting, and environmental compliance. Client Reference: "WSC is very knowledgeable and responsive. They have proven themselves to be fair, understanding and willing to go the extra mile to see a project succeed. I would highly recommend WSC." - Benjamin Fine, Public Works Director City of Pismo Beach P | (805) 773-7037 Cayucos Sustainable Water Project Cayucos Sanitary District WSC provided preliminary design, design, program management, and construction management services for a 0.34 MGD greenfield WRRF that will produce a high quality water supply suitable for a variety of reuse applications. WSC began working with the District in 2015 to develop a new Water Resource Recovery Facility (WRRF). Since then, WSC developed a facilities plan that evaluated the regulatory and permitting requirements, process selection, siting, grant applications, and the operational requirements of a WRRF capable of producing Title 22 compliant water. After completing the facilities plan, WSC served as the design engineer for the project which included design of membrane bioreactor and ultraviolet disinfection treatment processes to meet state requirements for beneficial reuse of recycled water. WSC is now serving as construction manager for the project. Client Reference: "WSC worked closely with the funding agencies and our staff to determine funding eligibility and to develop strategies to maximize the amount of grant and low interest loan funding obtainable for the project." - Mr. Rick Koon, General Manager Cayucos Sanitary District P | (805) 235-5464 EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 2PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Water Resource Recovery Facility Upgrade City of San Luis Obispo WSC is the Program Manager for the City's largest-ever capital improvement project, a $156 million WRRF upgrade. WSC and our consulting team managed, planned, secured funding, and are helping deliver the City’s WRRF Upgrade. Upgrades to the facility include the construction of a new MBR, new UV disinfection system, new digesters and solids handling systems, and comprehensive upgrades to existing unit processes. WSC's tasks included successfully completing a Facilities Plan, Recycled Water Planning Study, Wastewater Collection System Infrastructure Renewal Strategy Master Plan, and comprehensive program management services. The project will enable the City to meet new NPDES permit limits for discharge into an environmentally sensitive creek. As Program Manager, WSC is leading negotiations with the State Water Resources Control Board on implementing the Time Schedule Order, and building regulatory support for external funding through the Clean Water State Revolving Fund. WSC has also worked with operations staff to maximize the long-term beneficial use of the City’s recycled water supply and the production capabilities of the WRRF. Client Reference: "WSC has utilized some very innovative approaches to solving complicated and difficult projects." - Mr. Dave Hix, Wastewater Division Deputy Director City of San Luis Obispo P | (805) 781-7205 North Pleasant Valley Groundwater Desalter City of Camarillo WSC is serving as the program manager and construction manager for the City's North Pleasant Valley Groundwater Desalter Project (NPV Desalter). WSC has managed the program from preliminary design through permitting, funding, detailed design, and construction. WSC is serving as the Program Manager and Construction Manager for a desalter project that will use reverse osmosis to treat brackish groundwater. WSC's tasks included preparing capital, operations, and maintenance cost estimates to help set the project’s budget. WSC also worked closely with the City to evaluate and secure the project site, integrate with existing infrastructure, evaluate water quality, navigate permitting, and secure funding for the project. WSC helped the City procure a Design Engineer and now is serving as Construction Manager for the project. Once complete, the NPV Desalter will treat 4,500 AFY of brackish groundwater using reverse osmosis to yield up to 3,800 AFY of potable water, which will more than double the City's water supply. WSC also helped the City secure over $20 million in grant funding for the project which was instrumental in making the project financially feasible. Client Reference: - Ms. Lucie McGovern, Deputy Director of Public Works City of Camarillo P | (805) 388-5334 EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 3PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Regional Surface Water Supply Project Stanislaus Regional Water Authority Trussell Tech prepared the pre-design report for this new water treatment plant, and also assisted with develop of procurement documents for selection of a Design-Build team to design and construct the new water treatment plant. Driven by historic drought conditions, degradation of groundwater supplies, and declining groundwater levels, the Stanislaus Regional Water Authority (SRWA) is preparing to construct a new surface water treatment plant (WTP) to provide a supplemental drinking water supply to the cities of Ceres and Turlock. Trussell Tech is part of the Program Management team which is guiding and performing technical work to inform decisions regarding selection and pre-design of an optimal treatment train, selection of a Design-Build team to construct the new WTP, and supporting review of design drawings and specifications. Trussell Tech took the lead in evaluating the water quality of the source water—the Tuolumne River—which included review of historical water quality data and implementation of a two year sampling campaign, which has been extended through WTP design. Trussell Tech conducted jar tests and additional bench-scale tests to assess enhanced coagulation, disinfection by-product (DBP) formation and minimization, ozone demand on both raw and clarified water, ozone dose needed for pathogen credit, and manganese removal. Trussell Tech lead efforts evaluating treatment alternatives, treatment goals, and selection of the recommended treatment train, which includes coagulation, flocculation, sedimentation, intermediate ozonation, biologically active filtration through a GAC/sand deep bed filter, finished water stabilization and corrosion control, and final disinfection with free chlorine. Plant 134 Disinfection Byproduct Investigation East Valley Water District Trussell Tech investigated DBP formation and treatment optimization at Plant 134 for the removal of DBPs in certain areas of EVWD's distribution system. As part of a diverse water supply portfolio, the District treats surface water from the State Water Project, as well as local surface water from the Santa Ana River at the Plant 134 Water Filtration Facility (Plant 134). The current treatment train for Plant 134 includes coagulation, membrane filtration, and chlorination. Seasonal water quality changes in the two surface water sources for Plant 134 have historically resulted in elevated concentrations of disinfection byproducts (DBPs), namely trihalomethanes (THMs), in certain areas of the EVWD distribution system. Trussell Tech was retained to investigate DBP formation and optimize treatment at Plant 134 for the removal of DBP precursors from the SWP source water, which historically has higher bromide concentrations. Trussell Tech conducted bench-scale tests comparing the effectiveness of three coagulants–ACH, aluminum sulfate, and ferric chloride–at three target pH conditions, for DBP precursor removal. Simulated distribution system (SDS) THM formation of the coagulated/filtered water was tested for quantitative comparison of DBP formation. The bench-testing results showed that pretreatment with ferric and sulfuric acid (to a pH of 6.5) yielded the lowest DBP levels and can be used to improve DBP levels within the EVWD distribution system. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 4PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Free Chlorine Disinfection Conversion Study Mesa Water District Trussell Tech provided water quality evaluation, chlorine chemistry, DBP control, and bench-scale testing services for a Free Chlorine Disinfection Conversion Study for Mesa Water. The Mesa Water District (Mesa Water) is considering converting all of its clear groundwater wells from chloramines to free chlorine disinfection and has engaged Trussell Tech to complete a phased Free Chlorine Conversion Study. The free chlorine strategy is being pursued to avoid nitrification in the distribution system. Prior testing indicated that disinfection byproduct (DBP) formation may be an issue with free chlorine disinfection of two of Mesa Water’s sources, amber-colored groundwater treated at the Mesa Water Reliability Facility (MWRF) and supplemental imported water (treated surface water) provided by the Metropolitan Water District of Southern California (Met). To avoid the DBP problem, the MWRF and Met turnouts would continue to be operated with chloramine disinfection. Trussell Tech completed a technical evaluation aimed at verifying the feasibility of the chloramine to free chlorine residual conversion of the clear groundwater wells through bench testing. The tests evaluated a broad range of blended water scenarios of free chlorinated clear well groundwater with chloraminated MWRF and Met waters. Water Quality and Process Improvements City of Santa Cruz Trussell Tech conducted a source water quality assessment, bench testing, and process review for water quality improvements at the Graham Hill Water Treatment Plant Trussell Tech was retained by the City of Santa Cruz to assist with several tasks related to water quality and process improvement at the Graham Hill Water Treatment Plant (GHWTP). The City conducted a yearlong monitoring campaign to characterize the quality of its various source waters. Trussell Tech provided guidance for the development of the monitoring plan, and managed and analyzed all of the collected data, for the purpose of understanding seasonal variability in water quality and the impact on water treatment at the GHWTP . Trussell Tech also developed a standard operating procedure (SOP) for jar testing and provided operator training for bench testing to complement treatment decisions at GHWTP and assess whether winter water flows from the San Lorenzo River can be treated through GHWTP. Finally, Trussell Tech performed an evaluation of process changes to reduce disinfection byproduct formation at the GHWTP. Bench-scale testing was completed to compare multiple potential alternative treatment trains to achieve compliance with DBP MCLs. Treatment strategies tested included various combinations of the following: pre- and post-chlorination, UV disinfection, pre- and intermediate- ozonation, and enhanced coagulation with and without sand ballasted flocculation using powdered activated carbon (PAC). Bench-scale test results were used to calibrate and inform a DBP formation model to assess the impact of the different treatment strategies for DBP control. Most recently, Trussell Tech provided review of technical review of the results and conclusions of a pilot study at the GHWTP to test Kruger’s Actiflo Carb system for DBP control. EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 5PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Alta Mesa Plant Site GAC Treatment Design Golden State Water Company WSC prepared design documents for wellhead treatment facilities to treat 1,2,3 TCP at the Alta Mesa well for a combined production capacity of 600 gpm. WSC completed the GAC filter system preliminary engineering and prepared the final design and construction bid documents. WSC worked with GAC system vendors to fully develop design parameters including media type, empty bed contact time, hydraulic loading rate, vessel diameter, size and operational configuration. System hydraulics were assessed to verify that the existing well pumps would be adequate for use in the GAC filter system. WSC also evaluated backwashing requirements and selected a bag filter system to provide pre-filtration for the GAC system. Construction documents for the GAC filter system including project civil, mechanical and instrumentation sheets, specifications, and opinion of probable construction cost. WSC services included bid and construction phase support. APPENDIX C DETAILED SCOPE OF WORKC EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 1PROPRIETARY // WATER SYSTEMS CONSULTING, INC. Level of Effort TASK 0.0: PROJECT MANAGEMENT 0.1 Project Administration y Complete project setup in WSC’s project management system, review and execute contracts, provide necessary documentation including insurance certificate(s) y Manage sub-contracts and process sub-consultant invoices y Prepare monthly invoices and progress reports (assumed schedule is 6 months) Deliverable: Monthly invoices and progress reports 0.2 Meetings and Workshops y As-Needed Coordination Meetings. Conduct as needed coordination meetings with members of the project team to provide progress updates, work through any questions that may arise, obtain District feedback or for other collaboration needs. Meetings will be held virtually, and the budget includes up to four (4) 1-hr meetings attended by 2-3 WSC staff. y Workshop 1 – Kickoff. Plan, schedule, and conduct project kickoff workshop. Kickoff workshop will include review of project objective and key success factors, scope, schedule, and budget. Workshop will be held virtually and is budgeted to last two (2) hours. Team will review initial data request and discuss performance requirements for the proposed East Surface Water Treatment Plant. Deliverable: Meeting agenda, materials, and draft Data Request. at least three business days prior to meeting, and notes with action items within one week following meeting. y Workshop 2 - Alternatives Analysis. Plan, schedule, and conduct alternatives analysis workshop. Workshop will be held virtually and is budgeted to last three (3) hours. Project team will present results from data analysis, summarize plant performance requirements, and present alternatives analysis, and lead evaluation and selection of a preferred alternative. Deliverable: Meeting agenda and materials at least three business days prior to meeting, and notes with action items within one week following meeting. y Workshop 3 – Draft Preliminary Design. Plan, schedule, and conduct workshop to review draft Preliminary Design Report. Workshop will be held virtually and is budgeted to last two (2) hours. Deliverable: Meeting agenda and materials at least three business days prior to meeting, and notes with action items within one week following meeting. 0.3 Quality Assurance and Quality Control y Implement WSC’s quality management procedures including QA/QC review of all deliverables TASK 1.0: DATA COLLECTION AND REVIEW 1.1 Data Request Log y Prepare and submit data request using a Microsoft Teams site for collaboration and file sharing y Update and revise data request in Teams to track progress and outstanding items as required 1.2 Raw Water Supply Analysis y Expand on the reliability and availability summaries presented in the 2020 Alternative Supply Analysis report to further assess impacts of supply variability on plant runtime and yield. Perform statistical analysis of monthly supply availability from both the Santa Ana River (SAR) and the State Water Project (SWP) over the previous 10-year period to characterize variability of supply availability. y Evaluate hydraulic conditions from both supplies y Identify supply delivery criteria and conditions for availability for each supply, including seasonal, contractual, and hydraulic constraints 1.3 Raw Water Quality Data Analysis y Evaluate available water quality data from both the SAR and SWP sources y Determine level of confidence for treatment process evaluation and assumptions required using existing data y Develop trends and prepare characterization of raw water quality, including potential assumptions for using limited data y Develop recommendations for additional raw water sampling based on analysis of the existing data TASK 2.0: PRELIMINARY DESIGN CRITERIA 2.1 Capacity Criteria y It is assumed that the District will provide system operations criteria necessary to define the required treatment capacity and operational parameters for the ESWTP, such as: EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 2PROPRIETARY // WATER SYSTEMS CONSULTING, INC. 1. Supply strategy (continuous base supply for the water system, peak month supply, wet year supply, etc.) 2. Expected plant runtime, including anticipated seasonal and annual variations in plant production y Summarize treatment capacity criteria in the Pre-Design Report 2.2 Treated Water Quality Criteria y Summarize the water quality regulatory requirements applicable to the ESWTP y Evaluate distribution system water quality goals provided by the District y Prepare treated water quality criteria to maintain reliable compliance and to meet District’s stated water quality goals 2.3 Infrastructure Requirements y Identify infrastructure improvements required such as intake facilities, conveyance, flow/pressure control structures, electrical, SCADA/Control, fencing and gates. y Summarize preliminary criteria for needed infrastructure improvements 2.4 Ancillary Facilities y Summarize ancillary facilities needs, including lab, maintenance needs, buildings, visitor features, storage, etc. y Identify and summarize criteria and/or requirements for ancillary and/or supporting facilities that would be co-located with the ESWTP TASK 3.0: ALTERNATIVES ANALYSIS 3.1 Water Treatment Process y Develop feasible alternatives for the treated water process given the raw water quality characterization and treated water quality criteria y Consider membrane and non-membrane alternatives y Develop 3-4 process alternatives that range in cost, complexity, and reliability to bracket the possibilities y Screen process alternatives to select 2-3 process configurations to carry forward into the alternatives analysis 3.2 Chemical Systems y For each water treatment process alternative, identify required chemical storage, handling, and feed facilities 3.3 Solids Handling and Disposal y Develop 3-4 feasible alternatives for solids handling and disposal. Options should include mechanical and non-mechanical options, as well as potentially discharging to sewer y Screen solids handling alternatives to select 1-2 solids handling options to carry forward into the alternatives analysis 3.4 Siting Alternatives y Evaluate up to three (3) possible site locations y Review available mapping, ownership and/or easement data provided by the District y Consider access and available area y Consider hydraulics and energy requirements y Consider proximity of available utilities y Consider required grading and setbacks, as well as potential environmental impacts and/or constraints 3.5 Alternatives Conceptual Designs y Prepare conceptual designs for the 2-3 feasible alternatives including water treatment and solids handling process selections, process flow diagram (PFD), preliminary plant footprint and preliminary design criteria. 3.6 Cost Estimates y Develop planning level life cycle cost estimates for each alternative 3.7 Alternatives Evaluation y Establish evaluation criteria for comparing alternatives (envisioned to be discussed during the kickoff meeting) y Conduct triple bottom line (TBL) evaluation including sensitivity analysis y Rank alternatives based upon TBL score 3.8 Selection of Preferred Alternative y Select the preferred alternative y Prepare preliminary site layouts of the preferred alternative at up to three (3) possible site locations y Update conceptual design and/or cost estimate (if needed) EVWD - EAST SURFACE WATER TREATMENT PLANT PDR | 3PROPRIETARY // WATER SYSTEMS CONSULTING, INC. TASK 4.0: ENVIRONMENTAL AND PERMITTING 4.1 Environmental Review y Identify potential environmental impacts and/or constraints for each site alternative y Summarize CEQA and/or NEPA review requirements y Summarize CEQA-plus requirements for State Revolving Fund compliance 4.2 Permitting y Develop list of required permits including lead agency y Summarize apparent permitting risks TASK 5.0 FUNDING ANALYSIS 5.1 Funding Options y Summarize the most relevant funding sources and/or programs that could provide grant funding for design and construction of the ESWTP including key terms and an assessment of expected availability and timeline 5.2 Financing Options y Summarize the most relevant financing options for design and construction of the ESWTP including key terms, and an assessment of expected availability and timeline TASK 6.0: PRE-DESIGN REPORT 6.1 Draft Report y Prepare draft Pre-Design Report. Pre-Design Report is expected to have the following outline: 1. Executive Summary 2. Introduction and Background 3. Raw Water Characterization 4. Performance Requirements 5. Alternatives Analysis 6. Environmental and Permitting 7. Funding and Financing 8. Conclusions and Recommendations Deliverable: Draft Pre-Design report delivered electronically in PDF format 6.2 Final Report y Incorporate client feedback and prepare final Pre-Design Report Deliverable: Final Pre-Design report delivered electronically in PDF format OPTIONAL TASK 1.0: RAW WATER SAMPLING PLAN If needed, WSC can prepare a raw water sampling plan to expand the available dataset for raw water quality. OPTIONAL TASK 2.0: IMPLEMENTATION PLAN WSC can prepare a preliminary implementation plan that could outline implementation strategies, timeline, and risks to position the project to move forward into implementation. OPTIONAL TASK 3.0: UPDATE BUSINESS CASE EVALUATION Depending upon the outcome of the analysis and the recommendations developed above, WSC can work with the District to update the Business Case Evaluation. OPTIONAL TASK 4.0: BENCH TESTING Bench testing could be valuable to help optimize treatment process design. If needed, WSC can develop a bench testing plan and conduct the required bench testing. OPTIONAL TASK 5.0: TREATED WATER INTEGRATION WSC can conduct a thorough blending analysis to evaluate the potential water quality impact(s), if any, of introducing surface water supply to the District’s distribution system at the proposed location(s). Potential areas of focus could include corrosion scale stability and/or DBP formation within the distribution system. OPTIONAL TASK 6.0: FUNDING AND FINANCING STRATEGY WSC can develop a funding and financing strategy that sets portfolio goals for project funding, and we can prepare needed funding applications to initiate the process(s) as appropriate. OPTIONAL TASK 7.0: VISITOR EXPERIENCE CONCEPTUAL DESIGN WSC understands the District’s interest in investing in the education and engagement of its customers. The new ESWTP will be an important facility for the District, providing clean, safe drinking water from a local water resource. WSC firmly believes in conceptualizing and integrating the visitor experience with the facility design to maximize the opportunity for meaningful engagement. Depending on the selected location for the proposed facility, there may be an opportunity to provide an integrated visitor experience with the District Headquarters and Community Heritage and Education Foundation facility that’s planned to be constructed next door. APPENDIX D ADDENDUM ACKNOWLEDGMENTSD East Surface Water Treatment Plant RFLP - - Addendum 1 September 10, 2020 Page 1 ADDENDUM NO. 1 FOR REQUEST FOR LETTER PROPOSALS FOR W2208 – EAST SURFACE WATER TREATMENT PLANT Preliminary Design Report FOR EAST VALLEY WATER DISTRICT SEPTEMBER 10, 2020 To: Prospective Proposers The following changes, additions, and/or deletions are hereby made a part of the RFLP for the East Surface Water Treatment Plant Preliminary Design Report as fully and completely as if the same were fully set forth therein: RFLP Changes: 1. Title Sheet: Submission Deadline: a. Replace “October 1, 2020” with “October 24, 2020” 2. Notice Inviting Proposals, Paragraph 3: a. Replace “October 1, 2020” with “October 24, 2020” 3. Proposal Timeline: a. Replace the proposal timeline table with the following: Issuance of Request for Letter Proposals August 28, 2020 Questions/Inquiries Due September 17, 2020 October 1, 2020 Post Answers to Questions/Inquiries *September 24, 2020October 8, 2020 Proposal Package Due *October 1, 2020October 24, 2020 Anticipated Award of Task Order* October 14, 2020 November 25, 2020 or next scheduled Board Meeting * These dates are approximate and may change as needs arise by the District. East Surface Water Treatment Plant RFLP - - Addendum 2 September 25, 2020 Page 1 ADDENDUM NO. 2 FOR REQUEST FOR LETTER PROPOSALS FOR W2208 – EAST SURFACE WATER TREATMENT PLANT Preliminary Design Report FOR EAST VALLEY WATER DISTRICT September 25, 2020 To: Prospective Proposers The following changes, additions, and/or deletions are hereby made a part of the RFLP for the East Surface Water Treatment Plant Preliminary Design Report as fully and completely as if the same were fully set forth therein: RFLP Changes: 1. Title Sheet: Submission Deadline: a. Replace “October 24, 2020” with “October 29, 2020” 2. Notice Inviting Proposals, Paragraph 3: a. Replace “October 24, 2020” with “October 29, 2020” 3. Proposal Timeline: a. Replace the proposal timeline table with the following: Issuance of Request for Letter Proposals August 28, 2020 Questions/Inquiries Due September 17, 2020 October 1, 2020 Post Answers to Questions/Inquiries *September 24, 2020October 8, 2020 Proposal Package Due *October 1, 2020October 24, 2020October 29,2020 Anticipated Award of Task Order*October 14, 2020 November 25, 2020 or next scheduled Board Meeting * These dates are approximate and may change as needs arise by the District. expectWSC.com B O AR D AGE N D A S TAF F R E P ORT Agenda Item #7. Meeting Date: Decemb er 9, 2020 Dis c ussion Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: R eview and Ap p ro ve the P o p ular Annual F inanc ial R ep o rt fo r Year Ended June 30, 2020 R E C O MME N D AT IO N: S taff rec o mmends that the Board of Directo rs (Board ) review and ap p ro ve the attached F Y 2019-20 P opular Annual F inancial R eport (PAF R ). B AC KGR O UN D / AN ALYS IS : Attached is the Eas t Valley Water District PAF R for the fis cal year end ed June 30, 2020. T he PAF R is des igned to be a summarized, us er friend ly vers ion of the Dis tric t’s C o mp rehensive Annual F inancial R ep o rt (C AF R ), whic h was aud ited and finalized in Novemb er. Mo s t financial informatio n in the PAF R is presented in grap hic form, and tec hnic al no te disc lo s ures are o mitted . In additio n, as with the Budget and C AF R , the G overnment F inanc e O fficers Assoc iatio n (G F O A) produces guid elines fo r p ro d ucing an effec tive PAF R , and if an agenc y’s PAF R s ub s tantially meets o r exceeds thos e guid elines , the G F O A p resents the agenc y with an Award for O uts tand ing Ac hievement in P o p ular Annual F inancial R epo rting. T he Dis trict received the award for its June 2019 PAF R , and that award ap p ears on page 2 in the c urrent year repo rt. T he District will s ubmit the c urrent year PAF R fo r award cons ideratio n. S taff recommend s that the Board review the June 30, 2020 PAF R doc ument, and approve it for dis tribution to Dis tric t ratep ayers . AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I I - Maintain a C ommitment to S us tainab ility, Transparenc y, and Ac c o untability a) P rac tice Trans parent and Ac countab le F is cal Management R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Brian Tomp kins C hief F inancial O ffic er R E VIE W B Y O T HE R S : T his agenda item has b een reviewed b y the F inance and P ublic Affairs Dep artments , the F inance and Human R esourc es C ommittee, and the C o mmunity Advis o ry C ommiss ion. F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. ATTACH M E N TS: Description Type PAFR 20 20 Backup Material HIGHLAND, CALIFORNIA FISCAL YEAR ENDED JUNE 30, 2020 FINANCE EDITION FINANCIAL REPORTPopular Annual Contents POPULAR ANNUAL FINANCIAL REPORTING AWARD The Government Finance Officers Association of the United States and Canada (GFOA) has given an Award for Outstanding Achievement in Popular Annual Financial Reporting to East Valley Water District, California for its Popular Annual Financial Report (PAFR) for the fiscal year ended June 30, 2019. In order to receive this award, a government unit must publish a Popular Annual Financial Report, whose contents conform to program standards of creativity, presentation, understandability, and reader appeal. We believe our current PAFR continues to conform to program requirements, and we are submitting it to GFOA to determine its eligibility for another Award. We also welcome and encourage feedback from District ratepayers to help make this publication more useful and/or informative. 2 POPULAR ANNUAL FINANCIAL REPORT TRANSMITTAL LETTER ............................................3 Core Values ................................................................................3 About the District ......................................................................4 Organizational Structure ........................................................4 District Vision .............................................................................5 District-At-A-Glance .................................................................5 District-Wide Goals & Objectives ........................................6 Capital Improvement Projects .............................................6 Sterling Natural Resource Center ......................................8 Community Involvement .....................................................10 FINANCIAL PERFORMANCE .................................11 Revenue and Expenses ........................................................11 Revenue by Sources .............................................................12 Breakdown of Expenses .....................................................13 Outstanding Long-Term Debt ............................................14 Comparative Net Position ...................................................15 Award for Presented to East Valley Water District For its Annual June 30, 2019 Executive Director/CEO Financial Report for the Fiscal Year Ended Financial ReportingPopular Annual Achievement inOutstanding Text38:California Government Finance Officers Association Governing Board of Directors Chairman of the Board Vice Chairman DAVID E. SMITH PHILLIP R. GOODRICH Governing Board Member Governing Board Member RONALD L. COATS CHRIS CARRILLO Governing Board Member JAMES MORALES, JR. District Management General Manager/CEO District Clerk JOHN MURA JUSTINE HENDRICKSEN Chief Financial Officer Director of Strategic Services BRIAN TOMPKINS KELLY MALLOY Director of Engineering & Operations JEFF NOELTE, PHD, PE Director of Administrative Services KERRIE BRYAN Operations Manager PATRICK MILROY Core Values TRANSMITTALLETTER To Our Ratepayers and Community, We are pleased to present East Valley Water District’s (EVWD or District) Popular Annual Financial Report (PAFR) for the fiscal year ending June 30, 2020. This report summarizes financial information appearing in the 2020 Comprehensive Annual Financial Report (CAFR) and was created to provide valuable information related to District finances and the Capital Improvement Projects that support the expansion and improvement of our community’s distribution system. The PAFR is unaudited; however, the financial data presented in the PAFR is developed based on the audited CAFR which is consistent with Generally Accepted Accounting Principles also known as GAAP. This document can also be reviewed on the District’s website at www.eastvalley.org/PAFR2020. For more detailed information, the District’s Comprehensive Annual Financial Report is available for interested users at the District Headquarters, 31111 Greenspot Road, Highland, California 92346. It can also be viewed on the District’s website, along with other key financial documents, at www.eastvalley.org/CAFR2020. Questions comments and feedback regarding this report are encouraged, so please do not hesitate to contact Brian Tompkins, Chief Financial Officer, at finance@eastvalley.org or (909) 381-6463. On behalf of the District, thank you for the opportunity to serve you. Respectfully submitted, John Mura General Manager/CEO LEADERSHIP Motivating a group of people to act towards achieving a common goal or destination. PARTNERSHIP Developing relationships between a wide range of groups and individuals through collaboration and shared responsibility. STEWARDSHIP Embracing the responsibility of enhancing and protecting resources considered worth caring for and preserving. Core Values 3EAST VALLEY WATER DISTRICT santa a n a r i v e r sant a a n a r i v e r plun g e c r e e k plunge creek eld e r c r e e k cit y c r e e k city c r e e k sa n d c r e e k tw i n c r e e k tw i n c r e e k warm cr e e k cook creek mil l c r e e k 210 210 HIGHLAND SAN BERNARDINO SEVEN OAKS DAM About the District The District was formed through a local election of mostly citrus grove operators, to have water service provided by a public agency. EVWD is located in the foothills of the San Bernardino Mountains, 65 miles east of Los Angeles in the County of San Bernardino. District Service Area 4 POPULAR ANNUAL FINANCIAL REPORT Organizational Structure Presented to the right is an overview of the East Valley Water District’s organizational structure. The District employs 67 full-time positions. Ratepayers Governing Board Engineering General Manager/ CEO Chief Financial Officer Information Technology Customer ServiceOperations Water Maintenance Meter Services Wastewater Maintenance Water Production Facilities Maintenance Water Treatment Fleet Maintenance Water Quality Director of Engineering & Operations General Administration Human Resources Public Affairs Legal Counsel Finance Conservation PERSON/POSITION PROGRAM FTE: 3 FTE: 1 FTE: 4 FTE: 5 EO: 5 FTE: 5 FTE: 2 FTE: 7 FTE: 2 FTE: 2 FTE: 15 FTE: 6 FTE: 4 FTE: 2 FTE: 2 FTE: 2 FTE: 1 FTE: FULL TIME EMPLOYEES EO: ELECTED OFFICIALS Director of Strategic Services 5EAST VALLEY WATER DISTRICT &Enhance Preserve THE QUALITY OF LIFE FOR OUR CommunityTHROUGH INNOVATIVE LEADERSHIP &World ClassPUBLIC SERVICE District Vision District At-A-Glance EVWD provides water and wastewater services to residents within its 30.1 square mile area. This includes over 103,000 people within the cities of Highland and San Bernardino, portions of the unincorporated County of San Bernardino, the San Manuel Band of Mission Indians, and Patton State Hospital. 16,600,000 Average Gallons of Water Produced Daily28,977,000 Maximum Gallons of Potable Water Stored 6,000,000 Gallons of Sewage Conveyed Daily The District serves a population of over 103,000 FireHydrantsFlushed 625 ValvesExercised 1,500 30.1 Service Area 246 Leaks Repaired ActiveGroundWater Wells 15 Manual & 10,000 AMI AutomaticMeters ReadMonthly 13,000 Samples Collected 3,700 Miles ofSewer Monitored 74 Miles ofSewer Cleaned177Miles of Sewer Main 214 Miles of Water Main 300 Established 1954 sq. mi. 6 POPULAR ANNUAL FINANCIAL REPORT 1 Optimize Infrastructure Systems 2Financial Stability with Full Understanding of Operational Complexities 3 Protect Organizational Investments 4 Maximize the District’s Position 5Have Others See the District as a Premier Agency DISTRICT-WIDE GOALS & OBJECTIVES District-Wide Goals & Objectives As part of the annual budget process, District-wide goals are established by the Governing Board in order to identify priority programs and projects. More specific program goals were established for each program consistent with District-wide goals. Capital Improvement Projects The District achieved a number of different accomplishments during Fiscal Year (FY) 2019-20. As a results-oriented organization, each program has clearly defined goals and objectives. During this period, there were four priority projects that contributed to supporting not only the District-wide goals, but also the District-wide Vision. These projects are included in the Five-Year Capital Improvement Program. Each year as part of the budget process, the District’s Program Managers and Supervisors compile and submit a list of capital outlay requests for consideration. Staff reviews and prioritizes the list of equipment based on a needs assessment and the amount of funding available. Proposed Capital Improvement Projects for the budgeted fiscal year were submitted by the Engineering, Operations and Maintenance Programs in accordance with the anticipated needs of the District as outlined in the 2019 Wastewater Master Plan and 2014 Water Master Plan. Plant 108 Tank Mixer Addition Plant 134 Security Fence Upgrade Water Main Replacements Plant 134 Surface Water Treatment Plant Membrane Replacement Plant 39A Rehabilitation No.1 No.2 No.3 No.4 No.5 7EAST VALLEY WATER DISTRICT Plant 108 Tank Mixer Addition Installed tank mixers in the reservoir at Plant 108 to keep the water circulating and reduce the potential for TTHMs. DATE COMPLETED: May 2020 PROJECT COST: $28,394 PROJECT BENEFITS: Prevent taste and odor concerns within the District’s water supply. Plant 134 Security Fence Upgrade Removed existing 2,050 feet of 6-foot-tall chain-linked fence and replaced it with 8-foot-tall wrought iron. DATE COMPLETED: December 2019 PROJECT COST: $210,885 PROJECT BENEFITS: This perimeter fence addressed site security enhancements identified in the vulnerability assessment. Water Main Replacements Replaced approximately 2,530 feet of water main with limited access on Barton Street, and several cul-de-sacs that were served by under-sized polyvinyl chloride or PVC pipe. DATE COMPLETED: June 2020 PROJECT COST: $216,343 PROJECT BENEFITS: Reduced the potential for future water leaks in Barton Street caused by old water mains and virtually eliminated the need for staff time to repair them; and enhanced fire protection and water quality for 34 customer connections living on five different cul-de-sacs. Plant 134 Surface Water TreatmentPlant Membrane Replacement The Plant 134 Surface Water Treatment Plant has five treatment units or "trains" that consist of 180 membrane filters per train. The manufacturer of the filters recommends replacing the filter every five to seven years. In Fiscal Year 2019-20 staff replaced one full train. DATE COMPLETED: January 2020 PROJECT COST: $248,146 PROJECT BENEFITS: Reduced staff time since new membranes decreased the repair work required compared to aging membranes. Plant 39A Rehabilitation Rehabilitated Plant 39A and replaced or rehabilitated booster motors, well and booster pumps, and the well motor. DATE COMPLETED: June 2020 PROJECT COST: $389,591 PROJECT BENEFITS: Reduced water leaks and spillage from the equipment and increased the plant's efficiency resulting in electrical savings. No.1 No.2 No.3 No.4 No.5 8 POPULAR ANNUAL FINANCIAL REPORT MAKING EVERY SOURCE A RESOURCE Capable of recycling up to 8 million gallons of water per day, the Sterling Natural Resource Center (SNRC) will create a sustainable new water supply for our region and enhance the quality of life for residents by providing new opportunities in the form of education and training, community space, and neighborhood improvements. The SNRC is being constructed on a 16-acre parcel of land located at North Del Rosa Drive between East 5th Street and East 6th Street, and strives to create a sustainable future by maximizing the use of resources. Benefits to the Community Picnic area, demonstration garden, walking paths, workshop space, and special events area. Water treated at the SNRC will recharge the local Bunker Hill Groundwater Basin. Hands-on training and career experiences in wastewater treatment available to students and residents. Improvements to the surrounding area include street paving, water lines, sidewalks, and more. 3 Yearsto construct Building a Community Partner While under construction, the SNRC is investing in future generations. Striving to inspire and prepare future water professionals, the SNRC has partnered with the San Bernardino City Unified School District and San Bernardino Valley College to develop a Water and Resource Management Pathway Program. The program offers local high school students with training and certifications in wastewater treatment at no cost. Now in its second school year, there are 17 students virtually participating in the program. The Sterling Natural Resouce Center is changing every day! Time-lapse construction videos for both east and west portions of the project can be viewed online at eastvalley.org/snrc. Watch Now *Funding for this Sterling Natural Resource Center project has been provided in full or in part by the Proposition 1 - the Water Quality, Supply, and Infrastructure Improvement Act of 2014 and the Clean Water State Revolving Fund through an agreement with the State Water Resources Control Board. California’s Clean Water State Revolving Fund is capitalized through a variety of funding sources, including grants from the United States Environmental Protection Agency and state bond proceeds. The Urban Greening Program is part of California Climate Investments, a statewide program that puts billions of cap-and-trade dollars to work reducing greenhouse gas emissions, strengthening the economy and improving public health and the environment—particularly in disadvantaged communities. The cap-and-trade program also creates a financial incentive for industries to invest in clean technologies and develop innovative ways to reduce pollution. California Climate Investment projects include affordable housing, renewable energy, public transportation, zero-emission vehicles, environmental restoration, more sustainable agriculture, recycling and much more. At least 35 percent of these investments are made in disadvantaged and low-income communities. For more information, visit California Climate Investments. GOVERNOR GAVIN NEWSOM Cap and TradeDollars at Work The SNRC is Funded in Part By: 3 Years 9EAST VALLEY WATER DISTRICT Maximizing Resources State-of-the-art co-digestion technology will give food waste a new purpose. Material remaining after the treatment of wastewater will be combined with food waste to create renewable electricity. Renewable electricity will offset the SNRC’s operating costs. Extra energy created will be transferred onto the electricity grid. Being Good Neighbors As part of the SNRC’s commitment to being a good neighbor, the project’s design includes extensive state- of-the-art vessel systems to help prevent unwanted odors. These systems will “scrub” the air so that there is no noticeable odor coming from the facility. Additionally, through the use of Membrane BioReactors, which is a process that combines filtration with biological treatment to dramatically reduce the amount of space needed to operate the facility. Therefore, allowing for the reclamation process to be completely self-contained. Water produced by the SNRC will be cleaned and disinfected through multiple processes. Recycled water is clear and has no smell. Southern California Edison’s Self Generation Incentive Program rewards new construction that offsets energy demands, resulting in approximately $3 million in construction incentives. If constructed at one time, most of the SNRC will be eligible for an exclusion from sales tax, when applicable, resulting in $3.5 million in sales tax exclusions. Project Saving Opportunities Striving to being stewards of rate payer dollars, the District continues to identify programs that offer incentives for projects like the SNRC. 10 POPULAR ANNUAL FINANCIAL REPORT Serving the Community The unexpected COVID-19 pandemic impacted the lives of communities around the world and residents served by East Valley Water District in ways that could not have been predicted. Witnessing the amount of uncertainty and need for assistance during this critical time, the District partnered up with local organizations to lend a helping hand. Never wavering on its commitment to public service, District staff continued working throughout the pandemic to maintain services to the community. Sharing Important Resources During the COVID-19 outbreak, the need for previously underutilized resources became greater. Residents were faced with the challenge of researching resources available in their city while also dealing with concerns for their health and safety. Aiming to alleviate some of the stress, the District partnered with a local grocery store to provide residents with contact information to free mental support services, food distribution events, testing sites, infection prevention tips, and other community services. Supporting Local Non-Profits Together we can do more. Striving to make an impact on the lives of residents, East Valley Water District is proud to support local non-profit organization with fulfilling their mission of serving the community through its Surplus Vehicle Donation Program. This program provides fully functional vehicles to organizations that provide valuable services to the community. This fiscal year, the District donated a vehicle to Santa Claus Inc. Para Más Información Visite eastvalley.org/covid19resources Guí d Recurso Comunitario E Agu de Gif e Segur Par Bebe COMIDAS PARAS PERSONAS MAYORES El Centro Para Personas Mayores de Highland, en asociación con la Banda de Indios Misioneros de San Manuel, están proporcionando almuerzos calientes gratuitos a los mayores. Lunes a viernes de 11:30 AM a 12:30 PM. Pase por la linea de carros localizado en 3102 de Highland Ave., Highland. RESULTADOS DE LAS PRUEBAS El Departamento de Salud Pública del Condado de San Bernardino tiene una pagina de web que registra el numero de casos de COVID-19 en nuestro condado. Visite la pagina en: http://wp.sbcounty.gov/dph/coronavirus WWW NÚMEROS IMPORTANTES Línea de información pública del Condado de San Bernardino: (909) 387-3911 Distrito Escolar Unificado de la Ciudad de San Bernardino: (909) 888-5437 Centro Para Personas Mayores de Highland: (909) 862-8104 SERVICIOS DE ASISTENCIA Si usted o alguien que conoce se siente solo o necesita apoyo, llame o envíe un mensaje de texto para comunicarse con personal especializada del Departamento de Salud. Es gratis y confidencial. Llame al (909) 458-1517 o envíe un mensaje de texto al (909) 420-0560 NO NECESITA COMPRAR AGUA EMBOTELLADA East Valley Water District utiliza tecnología moderna y un método de ultrafiltración de tratamiento que tratar hasta 8 millones de galones de agua por día. No hay necesidad de almacenar agua embotellada. Usted tiene un suministro de agua segura en casa. JUNTOS PODEMOS PREVENIR LA INFECCION Evite Tocarse Su Cara Mantenga Su Distancia de Al Menos 6 pies Cubra Su Tos y Estornudos Lávese SusManos Con Frecuencia Opcione d Pag d Factura Gatuita 7 ELEVENSolo Efectivo, Recuerde Traer Su Factura (909) 889-9501VISA, Mastercard,Amex o E-Check TELÉFONO31111 Greenspot RoadCash, VISA,Mastercard o Amex KIOSCO DE PAGO eastvalley.orgVISA, Mastercardo Amex POR POR LÍNEA Senior Meal Events With residents asked to shelter in place, organizations like the Highland Senior Center were temporarily closed, leaving older adult residents in need of nutrition services. As a result, East Valley Water District and the San Manuel Band of Mission Indians partnered with the Center to provide free hot lunches through various drive-thru events. Over 100 meals where distributed each day from March 30 to April 11, 2020. The District also participated in contact-less grocery delivery to a local senior living facility in partnership with the City of Highland. For More Information V i s i t e a s t v a l l e y . o r g / c o v i d 1 9 r e s o u r c e s Communit Resource G u i d Ta Wate i Saf t Din CURBSIDE MEALS FOR SENIORS Highland Senior Cente r , i n p a r t n e r s h i p w i t h San Manuel Band of Mi s s i o n I n d i a n s , a r e providing FREE hot lunc h t o s e n i o r s o n fi r s t come, first serve basis. M o n d a y - F r i d a y from 11:30 AM - 12:30 P M . L o c a t e d a t 3 1 0 2 Highland Ave., Highlan d . TRACK COVID19 TESTING The San Bernardino C o u n t y Department of Public H e a l t h n o w h a s a dashboard to track CO V I D - 1 9 c a s e s i n our county. Access the d a s h b o a r d a t : http://wp.sbcounty.gov / d p h / c o r o n a v i r u s WWW IMPORTANT NUMBERS San Bernardino County P u b l i c Information Line: (909) 387-3911San Bernardino City U n i fi e d S c h o o l District: (909) 888-5437 Highland Senior Center : (909) 862-8104 SUPPORT SERVICES If you or anyone you kn o w i s f e e l i n g lonely or needs suppo r t c a l l o r t e x t t o connect with specially t r a i n e d s t a through the Departmen t o f B e h a v i o r a l Health. It’s free & confid e n t i a l . Call (909) 458-1517 or Text ( 9 0 9 ) 4 2 0 - 0 5 6 0 NO NEED FOR BO T T L E D W A T E R East Valley Water Distri c t u s e s t a t e - o f - t h e - a r t t e c h n o l o g y a n d a n ultra-filtration treatment m e t h o d t o t r e a t u p t o 8 m i l l i o n g a l l o n s o f w a t e r per day. With this muc h w a t e r b e i n g t r e a t e d p e r d a y , t h e r e ’ s n o n e e d t o stockpile bottled water. Y o u h a v e a s a f e w a t e r s u p p l y a t h o m e . LET’S WORK TOGETHER TO SLOW THE SPREAD AvoidTouchingYour Face Keep aDistanceof at Least6 Feet Cover aCoughor Sneeze Wash Your Hands Often Fe Bil Paymen Option Cash Only,Rememberto Bring Your Bill 7 ELEVEN(909) 889-9501VISA, Mastercard,Amex or E-Check PHONE31111 Greenspot RoadCash, VISA,Mastercard or Amex KIOSKeastvalley.orgVISA, Mastercardor Amex ONLINE 11EAST VALLEY WATER DISTRICT FINANCIALPERFORMANCE Revenue and Expenses Providing safe drinking water to over 103,000 customers every day is the District’s top priority and also one of its most significant expenses. The graphs below represent the District’s combined revenue and expenses for FY 2019-20. For comparison purposes, FY 2017-18 and FY 2018-19 revenue and expenses have also been included. Please refer to the District’s CAFR for a comprehensive breakdown of expenses, which includes the availability of additional details. How is Revenue Managed? The District utilizes revenue to fund daily operations, scheduled capital improvements and replacements, and principal and interest for debt financed construction projects. Remaining revenue is invested back into capital improvement projects to help maintain and improve the District’s system health so that EVWD may continue taking steps to support the Vision Statement of providing world class public service. Revenue also provides funding for conservation and rebate programs, which empowers customers to be efficient water users and encourages water savings indoors and out. Excess net revenue after covering expenses and payments is added to reserves, for capital replacements and unforeseen emergency expenses. -GrantsNon-OperatingOperating FY 2019-20 $50.42MILLION FY 2018-19 FY 2017-18 $41.50MILLION $41.29MILLION $37.92MILLION$37.58MILLION $37.83MILLION Revnue Expense Contributions -Non-OperatingOperating Special Items FY 2019-20 FY 2018-19 FY 2017-18 Fiscal Year 2019-20 Rae Revnue 42%WATER SALES 23%METER CHARGES 12%WASTEWATERCOLLECTION 21%WASTEWATERTREATMENT 2% OTHER CHARGES 12 POPULAR ANNUAL FINANCIAL REPORT Revenue by Sources The District uses revenue to fund day-to-day operations. East Valley Water District receives 97 percent of its revenue from user rates and fees; the District receives no increment from property or sales taxes. Rates and fees are reviewed on 3 to 5 year cycles and are adjusted as necessary to meet the costs of providing services to ratepayers. 26.9 25.5 26.6 25.4 25.9 13.4 13.8 13.2 13.6 13.8 10 15 20 25 30 FY 17-18 Actual FY 18-19 Actual FY 19-20 Actual FY 20-21 Projected FY 21-22 Projected Water Operating Revenue Wastewater Operating Revenue Revnue Hisry & Frecas (in milins) Note: The District’s water sales and meter charge revenue is expected to decrease through FY 2020-21. Due to rate increases, residents tend to reduce their water usage. Additional information regarding the approved rates can be found at eastvalley.org/rates. Meter charges are fixed monthly charges assessed to customers based on the size of the service connection to their property. Wastewater collection charges are 1) fixed monthly charges for single family residences, and 2) a combination of fixed and volumetric charges for commercial and multi-family customers. Wastewater treatment rates are established by, and revenue remitted to, the City of San Bernardino Municipal Water Department, which is currently contracted to treat all wastewater generated by District customers. Other charges are assessed according to an adopted fee schedule, but are only charged to users who request, or require, use of District resources beyond the scope of delivering normal water and wastewater services. Water sales are based on the volume of water used by a customer during the monthly billing period. 13EAST VALLEY WATER DISTRICT Breakdown of Expenses Expenses are the cost of providing water to meet customer demand and collecting and treating wastewater from customer residences or places of business. East Valley Water District strives to provide safe and reliable water delivery services. Despite the severity of the recent drought, the District has put forth significant effort to overcome the challenges of maintaining a fiscally sustainable and operationally dependable organization. Operating expenses are identified and accounted for at the department level. Source of Supply - Expenses related to the extraction of groundwater, and for procuring water from the Santa Ana River or State Water Project when supply is available. Pumping - Expenses related to moving water throughout the District’s water distribution system. Water Treatment - Expenses related to the treatment of water. Transmission and Distribution - Expenses for transmitting water to treatment plants and storage reservoirs for distribution to commercial and residential customers. Customer Accounts - Expenses related to the service of customer accounts including, postage, telephone, printing and publishing, and billing services. Wastewater Treatment - Expenses related to the contracted service currently provided by the City of San Bernardino Municipal Water Department. Wastewater Collection - Expenses for the operation and maintenance of the District’s system of wastewater collection pipelines. Administrative and General - Expenses related to the administration of District operations. For example, employee compensation, benefits, conservation rebates, office supplies, banking services, materials and supplies, utilities, fuel, permits, insurance claims, legal services, and printing and publishing. Depreciation - Expenses related to the use of capital assets over time. Other Expenses - Expenses not related to the District’s current cost of utility service delivery. Explanation of Expenses Expense 4Non-Operating 68Utility Operations 28General Admin This graph identifies how every dollar spent is allocated to cover expenses (in cents). 14 POPULAR ANNUAL FINANCIAL REPORT Outstanding Long-Term Debt Much like how a mortgage is financed to spread costs over 30 years, East Valley Water District has incurred debt to fund large capital projects. The District has adopted a Debt Management Policy to clearly state that long-term borrowing is only to be used for Capital Improvement Projects that cannot be funded from current revenues. Similar to an individual’s credit score, public agencies have a bond rating used by investors to determine risk. The District has a bond rating of AA- by both the Fitch and the Standard and Poor’s rating services. This is considered a high quality investment grade. East Valley Water District’s long-term debt consists of bonds, loans and installment purchases. Explanin f Deb (in milins) $63.4STERLING NATURALRESOURCE CENTER 1.7% US BANK LOAN $21.62010 BONDS $12.12013 BONDS $2.6 SBVMWD LOAN $6.2 STATE DEPT. OF WATER RESOURCE US Bank Loan - Issued for the purchase and installation of energy conservation equipment at several of the District’s water production facilities. Sterling Natural Resource Center Loan - Funded the design and construction of the District’s water recycling facility that will capture and treat District wastewater flows. Recycled water will be recharged to the Bunker Hill Groundwater basin. 2010 Bonds - Issued to refinance all previous outstanding long-term debt and to provide $16 million for water quality improvement projects. 2013 Bonds - Financed the construction of the District’s new administration and operations headquarters designed to serve as a resource for the community. State Department of Water Resources Loans - Funded the improvement and expansion of the District’s surface water treatment plant. SBVMWD Loans - Agreement with the San Bernardino Valley Municipal Water District for the construction, financing, and maintenance of a City Creek Turnout and Plant 134 Hydroelectric Station. The station provides the District with direct access to State Project Water, to be used for the surface water treatment plant. 15EAST VALLEY WATER DISTRICT Two-Year Comparative Net Position (In Millions) As an infrastructure based organization, the District directs significant resources in capital investments to maintain and improve its water and wastewater system. Comparative net position offers perspective of the District’s assets, liabilities, and equity. The information presented below applies to fiscal years ended June 30, 2020 and 2019. Current Assets - Cash and cash equivalents, customer utility receivables, inventory, prepaid expenses, and other liquid assets that can be readily converted to cash. Restricted Assets - Cash equivalents, grants and bonds restricted for a specific purpose and therefore not readily available to use. Other Assets - Special Assessments receivable from certain property owners for system improvements that benefit only their properties. Capital Assets - Any land, building, equipment, vehicles, inventory, treatment plants, pipeline, and water distribution systems owned by the District. Deferred Outflow of Resources - Use of net assets attributed to future reporting periods, such as prepaid items and deferred charges. Explanation of Assets Current Liabilities - Present financial obligations including, payments to vendors, payroll, and employee benefits. Non-Current Liabilities - Long-term financial obligations including payments for loans, bonds, and employee retirement benefits. Deferred Inflow of Resources - Receipt of net assets attributed to future reporting periods, such as deferred revenue and advance collections. Equity (Net Position) - Represents the excess of assets over liabilities. Explanation of Liabilities and Equity (Net Position) Ne Psin 2020 $276.1 MILLION TOTAL ASSETS Ne Psin 2019 $220.4 MILLION TOTAL ASSETS $39.5 $10.2 $0.3 $4.1 $222.0Current Assets Restricted Assets Other Assets Capital Assets Deferred Outflows of Resources Current Liabilities Non-Current Liabilities Net Position Deferred Inflows $276.1 MILLION LIABILITIES & EQUITY $220.4 MILLION LIABILITIES & EQUITY$18.5 $121.0 $0.7 $3.6 $135.9 $38.6 $169.7 $0.3 $8.2 $11.5 $123.2 $85.0 $0.7 Safe Reliable Water & Wastewater Service Provider East Valley Water District was formed in 1954 and provides water and wastewater services to over 103,000 residents within the cities of Highland and San Bernardino, and portions of San Bernardino County. EVWD operates under the direction of a 5-member elected Board. Office Hours Monday – Thursday 8:00am – 5:00pm 2nd and 4th Tuesday 9:00am – 5:00pm Friday 7:30am – 4:30pm Customer Service & After-Hours Emergency Service (909) 889-9501 District Headquarters 31111 Greenspot Road Highland, California 92346 (909) 889-9501 www.eastvalley.org District Board Meetings Second and Fourth Wednesday of Each Month To attend online or telephonically or through the Microsoft Teams App, visit www.eastvalley.org/AgendaCenter for details and login information. B O AR D AGE N D A S TAF F R E P ORT Agenda Item #8. Meeting Date: Decemb er 9, 2020 Dis c ussion Item To: G o verning Board Memb ers F rom: G eneral Manager/C EO Subject: C ons id er Approval o f Ad minis trative P o lic ies and P rograms R E C O MME N D AT IO N: S taff rec o mmends review and ap p ro val o f the fo llowing new and /or revised Ad minis trative P o licies and P rograms: 1. S ectio n 139 Emergenc y Benefit P rogram 2. C omp ensatio n P rogram 3. S enior and Executive Management C ellular Telepho ne P o lic y B AC KGR O UN D / AN ALYS IS : Eas t Valley Water Distric t rec o gnizes the financ ial hards hip some may exp erienc e d ue to the C O VI D-19 p andemic . S taff c o nducted res earch on S ec tion 139 of the Internal R evenue C ode (C o de) and und ers tood that the Dis tric t c o uld imp lement p ro vis io ns of the C ode with tax-free qualified d is as ter relief payments to Dis tric t s taff and the Board of Directo rs who have s uffered financial lo s s es d ue to the p andemic . S taff is rec ommending review and approval of the S ectio n 139 Emergenc y Benefit P rogram. If ap p ro ved , the Dis tric t will p rovid e d is as ter relief payments in the fo rm o f tax exclus io ns for unexpec ted pers onal, family, living, and additio nal exp ens es incurred d ue to the dis as ter. T hose wis hing to partic ipate will c o mp lete the polic y’s acc o mp anied S ec tio n 139 Emergenc y Benefit P ro gram Employee S tatement form no tating an itemized list of costs inc urred fro m the date of the d is as ter dec laration until the dis as ter ends . Detailed exp lanatio n and training on this p ro gram will be provid ed to s taff and the Board of Directo rs . S taff is als o reques ting review and approval o f the fo llo wing polic y/program revisions that were d is c ussed d uring the rec ent nego tiatio ns and staff d is cus s io n proc es s es : 1. C omp ensatio n P ro gram – T he p urpo s e of this p rogram is to attract, retain, mo tivate, and reward the b est possible wo rk fo rce in an equitable manner. T he fo llo wing revis io ns have b een made to this p ro gram: T he c o mp ens ation p hilos o p hy was previo us ly 5% b elo w market med ian. A 5% C O L A was given effec tive S eptember 26, 2020, and the c o mpens ation philo s o phy was approved to move fo rward at market median. Date examples were up d ated to make more c urrent. R ecommended b y: Jo hn Mura G eneral Manager/C EO R espec tfully sub mitted: Kerrie Bryan Direc tor o f Adminis trative S ervic es Date examples were up d ated to make more c urrent. T he P ay fo r P erformanc e P ro gram was updated to inc lude a prorated incentive fo r retiring employees. 2. S enio r and Exec utive Management C ellular Telep hone P olic y – T he p urpose o f this po licy is to ens ure that all S enior and Exec utive Management s taff are ac cessible at all times by p ro viding a Dis tric t-owned p ho ne o r a c ell pho ne allo wanc e. T he fo llo wing revis io n has been made to this p ro gram: Inc reas e in the monthly pho ne allowanc e. Inc reas e in the bi-annual p hone rep lacement reimburs ement. AG E N C Y G O ALS AN D OB J E C T IVE S : G o al and O bjec tives I I - Maintain a C ommitment to S us tainab ility, Transparenc y, and Ac c o untability a) P rac tice Trans parent and Ac countab le F is cal Management G o al and O bjec tives I I I - Deliver P ublic S ervic e with P urpose W hile Emb rac ing C ontinuo us G rowth c) P ro mote a P o s itive O rganizational C ulture R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n Department and the Dis tric t’s auditing and tax c o nsultant. F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. ATTACH M E N TS: Description Type Sectio n 139 Emerge ncy Benefit P rogram Backup Material 2.3 Co mpensation P olicy update Backup Material 4.1 Cellphone P olicy Update Backup Material 4.1.1 Ce llphone P re-Approval Form Backup Material EAST VALLEY WATER DISTRICT Administrative Policies & Programs      Policy Title: East Valley Water District Section 139 Emergency Benefit Program (Section 139 EBP) Original Approval Date: Last Revised: Policy No: Page 1 of 3 Purpose East Valley Water District recognizes the financial hardship employees may experience due to the unprecedented COVID-19 pandemic. Due to quarantine or stay at home and work from home orders, many employees are incurring unexpected expenses as they navigate through the pandemic. The purpose of this policy is to make tax-free ”qualified disaster relief payments” under Section 139 of the Internal Revenue Code (Code) for employees who have suffered financial losses due to the COVID-19 pandemic and any future qualified disaster events. Policy It is the policy of the District to implement provisions of the Code from the date a qualified disaster is declared until the end of the disaster has been declared in the case of the COVID-19 pandemic. President Trump declared a nationwide disaster on March 13, 2020; therefore, the qualified disaster relief payments will be effective for eligible employees from March 13, 2020 until the end of the pandemic has been declared. A list of qualified disasters are registered with the Federal Emergency Management Agency (FEMA), for the current listing visit https://www.fema.gov/disasters/disaster-declarations. Eligibility The District’s Board of Directors, management staff and all full-time and part-time employees who were active during the qualified disaster event and have incurred expenses due to the disaster, may participate in the program. Procedure The District will provide qualified disaster relief payments in the form of tax exclusions for unexpected personal, family, living, and funeral expenses incurred due to the disaster. Eligible employees wishing to participate must complete the Section 139 Emergency Benefit Program Employee Statement form notating an itemized list of costs incurred or estimated for essential supplies and services due to the disaster from the date of disaster declaration until December 31st or until the disaster ends, whichever comes first. The form will be reviewed for approval by the Director of Administrative Services and Business Services Manager. Approved statement information will be applied to EAST VALLEY WATER DISTRICT Administrative Policies & Programs      Policy Title: East Valley Water District Section 139 Emergency Benefit Program (Section 139 EBP) Original Approval Date: Last Revised: Policy No: Page 2 of 3 the employee’s payroll record to calculate the tax exclusions. Participating employees will receive the 139 Benefit and Pre-tax deduction on a biweekly basis until the end of the disaster. The payroll system will reduce taxable income which will immediately provide tax free payments to the employee from the District. Eligible Essential Supplies & Services Essential supplies and services are considered reasonable and necessary personal, family, living, or funeral expenses incurred as a result of a qualified disaster. Below are examples of essential supplies and services, but is not limited to: • Over-the-counter medications, hand sanitizer and home disinfectant supplies • Childcare or tutoring due to school closings • Work-from-home expenses such as setting up a home office, increased utilities expenses and higher Internet costs • Increased commuting costs, such as taking a taxi instead of using public mass transit • Unreimbursed health-related expenses • Other essential supply or services identified by the employee Qualified Wages Not Excluded Although qualified disasters activate section 139 of the Code, qualified wages (i.e. sick and vacation leave or insurance paid wage recovery) are not excludible qualified disaster relief payments, because qualified wages are what an individual would otherwise earn as compensation, rather than payments to offset any particular expenses that an individual would incur due to qualified disaster. Program Benefit Limit The benefit is limited to actual or estimated essential supplies and services incurred by the employee during the disaster event. The benefit will not cover Flexible Spending Account (FSA plan) covered items, dependent or health, due to the tax favorable treatment provided by the FSA plan. Record Keeping Responsibility East Valley Water District will require employees to disclose an itemized listing of reasonable essential supplies and services incurred or estimated during the qualified disaster. The statement will become a record of the employee’s personnel file. EAST VALLEY WATER DISTRICT Administrative Policies & Programs      Policy Title: East Valley Water District Section 139 Emergency Benefit Program (Section 139 EBP) Original Approval Date: Last Revised: Policy No: Page 3 of 3 Taxpayer (participating employee) is required to provide a statement of essential supplies and services incurred during the qualified disaster until the date it is declared ended or December 31st of the effected tax year, whichever is later. Qualified disasters overlapping tax years, will require the employee to re-certify their participation in the program. Employee: Amount Total Essential Supplies & Services $ Bi-weekly Amount $ ____________ Signature: Date:Nathaniel Paredes Date:Kerrie Bryan, Director of Administrative Services Date:Nate Paredes, Business Services Manager Agreement Benefit Authorization I, ________________________, agree to assume any and all obligations imposed now or hereafter by any applicable tax law, and I will notify the District of changes to the Benefit Amount. I understand the Benefit Program will be terminated when the qualified disaster ends or at a date determined by District, whichever is sooner. Essential Supplies & Services In accordance with Section 139 Emergency Benefit Program, below is an itemized list of essential supplies and service costs incurred during the tax year for a qualified emergency. Description SECTION 139 EMERGENCY BENEFIT PROGRAM EMPLOYEE STATEMENT EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Compensation Program Original Approval Date: July 8, 2015 Last Revised: December 9, 2020 Policy No: 2.3 Page 1 of 5 Purpose The East Valley Water District Compensation Program is designed to attract, retain, motivate, and reward the best possible work force in an equitable manner. To accomplish this, the District has established the following plan, provisions, and standards for employee compensation. Program The Compensation Program is designed to fairly compensate each employee at a salary that is determined by individual performance, funding, the competitive job market, job responsibilities, and the required level of expertise. The compensation program includes base salary, a Pay for Performance incentive component, and a competitive benefit program. Salary Ranges Salary ranges will exist for all classifications. Each range shall have five (5) steps, two and a half percent (2.5%) between steps. The salary ranges shall be established based on the competitive market median. In order to maintain a competitive position within the labor market, the District shall consider adjustments to salary ranges. Adjustments to the ranges shall be based upon marketplace data and budget considerations. Adjustments to individual salaries based on range movement are not automatic. An employee must “meet expectations” in order to receive a step increase. If an employee “does not meet expectations” on the Performance Evaluation then a step increase may not be granted. Employee Increases A designated supervisor shall be responsible for 1) the annual review of each employee’s performance; and 2) recommendations for employee salary increases. Increase recommendations shall be within the District’s annual salary budget guidelines and based on the individual employee’s performance. EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Compensation Program Original Approval Date: July 8, 2015 Last Revised: December 9, 2020 Policy No: 2.3 Page 2 of 5 Guidelines for recommending increases:  Range Minimum is the portion of the range where a new or less experienced employee would be placed. Progress through the range would occur as an employee moves towards the fully competent level (maximum of the range). There may be circumstances, such as hiring a highly experienced individual, which would warrant salary placement near or at the range maximum. Exceptions must be approved by the General Manager/CEO.  The Range Maximum is the position of the salary range where an employee may normally expect to progress. Most employees will achieve and maintain a salary at this point of the range (fully competent). The achievement of full competency is determined by the ability to meet standards in the District’s core competencies and achievement of individually determined goals for the review period. Annual Increase Guidelines: Adjustments to an employee’s salary will be made based on the results of the Performance Evaluation. Salary adjustments shall be based on achievement of core competencies and goals and objectives. If an employee is evaluated as “meets expectations” or better and is not yet at the top of the range, the employee will be granted a step advancement within 30 days of the annual performance review cycle. Timing of Increases Salary increases will be considered on an annual basis, in conjunction with the District’s fiscal year performance review cycle in July of each year. Start Salary Human Resources, in collaboration with the hiring manager, will determine the start rate of pay within the established range for a newly hired employee. New Hires • An employee shall be eligible for advancement in step at the satisfactory completion of his/her twelve (12) month probationary period as indicated on the Performance Evaluation. Advancement in step may be denied in the event of an extension of probation or an imposition of discipline. EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Compensation Program Original Approval Date: July 8, 2015 Last Revised: December 9, 2020 Policy No: 2.3 Page 3 of 5 • Individuals passing probation during the first nine (9) months of the annual rating period (July 1 – March 31) will be eligible to participate in the current District-wide annual performance review cycle (example below). o Employees hired from July 1st through March 31st Month of hire: January 2020 1st step increase: January 2021 2nd step increase: July 2021 – now on the District-wide annual performance review cycle Pay for Performance program eligibility begins: July 2021 • Individuals passing probation within the last three (3) months of the rating period, April 1st – June 30th (4th quarter) will be eligible to participate in the following year’s annual performance review cycle (example below). o Employees hired during the 4th quarter of the year April 1st through June 30th Month of hire: April 2020 1st step increase: April 2021 2nd step increase: July 2022 Pay for Performance program eligibility begins: July 2021 Promotions If an individual is promoted within the review period, performance in both positions will be evaluated for Pay for Performance purposes. Pay for Performance Program Guidelines: The Pay for Performance Program is a discretionary incentive program that allows for up to an additional ten percent (10%) of base salary for management and five percent (5%) of base salary for all other employees, aligned with the performance review cycle, to be paid out annually in lump sum form for exceptional performance. Employees are eligible for the program upon completion of probation. Pay for Performance is utilized for those employees whose performance consistently meets or exceeds expectations as defined by efforts toward divisional and personal goal achievement, successful ratings on evaluation core competencies, and for those who have been identified as giving world class customer service, have established more efficient business processes, or generate ideas resulting in cost savings for the District. EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Compensation Program Original Approval Date: July 8, 2015 Last Revised: December 9, 2020 Policy No: 2.3 Page 4 of 5 An employee must at least “meet expectations” in all core competencies on their annual Performance Evaluation to be eligible for this program. It is at the supervisor’s discretion to determine the percentage recommendation for their staff’s Pay for Performance incentive. Also, an employee may not have received formal discipline during the rating period to be considered eligible for this program.  Employees with performance that either “Meets Expectations,” “Exceeds Expectations,” or “Far Exceeds Expectations,” will have the opportunity to participate in the Pay for Performance Program and have the potential to earn a lump sum payment of up to 5% of base salary for employees and up to 10% of base salary for management.  If base pay is above the maximum: Employees with pay frozen at or above the maximum of their range and perform at “Meets Expectations,” “Exceeds Expectations,” or “Far Exceeds Expectations,” will have the opportunity to participate in the Pay for Performance Program and have the potential to earn a lump sum payment up to 5% for employees and up to 10% for management above the range maximum. Pay for Performance Evaluation Procedure: The process for the Pay for Performance evaluation is as follows: 1) Core competencies, goals and objectives will be determined at the beginning of the fiscal year. 2) Supervisors and managers will meet with staff to communicate Department and individual goals and recommended actions staff should take to achieve these goals. 3) Prior to the end of the rating period (June 30th), staff will be asked to complete a self-evaluation relating to the core competencies, goals and objectives for their supervisor to review. 4) At the end of the rating period, a separate Pay for Performance evaluation will be completed to document each employee’s accomplishments relative to the competencies, goals and objectives to determine eligibility and percentage recommended for incentive pay. Pay for Performance Evaluation Procedure Upon Retirement: Upon retirement, employees eligible for the Pay for Performance program will be evaluated for a prorated incentive based on the fiscal year quarter in which they retire (the month of July will not be included as the previous fiscal year incentive will be paid in July). The following are the proration percentages: EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Compensation Program Original Approval Date: July 8, 2015 Last Revised: December 9, 2020 Policy No: 2.3 Page 5 of 5 Month of Retirement Percentage Table July – September 25% October – December 50% January – March 75% April – June 100% The incentive payment will be paid on the retiree’s final check from the District. Revised: April 26, 2016 September 27, 2017 May 23, 2018 December 9, 2020 EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Senior and Executive Management Cellular Telephone Policy Approval Date: May 1, 2013 Policy No: 4.1 Page 1 of 2 Purpose East Valley Water District recognizes a need for all Senior and Executive Management to be accessible at all times. To meet that need, employees holding such positions will be given the option of a District owned cell phone or a cell phone allowance. East Valley Water District requires that employees adhere to the guidelines set forth in this policy. Policy The following employees are eligible to receive the option of a cell phone or cell phone allowance: • General Manager • Executive and Senior Management Eligible employees must identify which option they select and submit to Human Resources. Human Resources will maintain this form on record in the employee’s personnel file. Option 1: District Owned Cell Phone • When this option is elected, the employee may use the device for both business and personal matters. The cell phone is considered District property and the District will pay for the entire cost of the device and data usage. This option is limited to a standard data plan and business related purchases. Non-business related purchases such as applications, music, games, etc. are excluded. It is the responsibility of the employee to reimburse the District for non-business related purchases. Option 2: Cell Phone Allowance • When this option is elected, employees are responsible for purchasing and maintaining their own cell phones. A monthly allowance of $120 will be provided to the employee to cover the business use cost of the phone bill and data usage. The phone remains the property of the employee and the employee is responsible for paying the bill. a) Employees electing this option will be provided a bi-annual reimbursement of $600 to supplement the cost of replacing a lost or damaged phone or for the purchase of an upgraded phone. EAST VALLEY WATER DISTRICT Administrative Policies & Programs Policy Title: Senior and Executive Management Cellular Telephone Policy Approval Date: May 1, 2013 Policy No: 4.1 Page 2 of 2 Formal Declaration of Option Each employee will be required to formally declare which option they are electing by completing the “Cellular Telephone Declaration Form.” This form will also be utilized for employees with the Option 2 election to submit for their $600 bi-annual phone replacement/upgrade. Forms will be maintained in the employee’s Personnel File. Driving Vehicle Code Section 23123: Hand Held Wireless Telephone Prohibited Use V C 23123 (a) states the following: A person shall not drive a motor vehicle while using a wireless telephone unless that telephone is specifically designed and configured to allow hands-free listening and talking, and is used in that manner while driving. East Valley Water District employees are expected to adhere to all laws regarding cell phone use while driving. To comply with V C 23123, East Valley Water District employees are required to use a hands-free device at all times while talking on their cell phones and driving. In accordance with the Senior and Executive Management Cellular Telephone Policy, an employee wishing to receive a District owned cellular phone or a phone allowance shall complete and submit this form to Human Resources. Section I: General Information Employee Name Position Date I elect the following option: □ 1. District Owned Cell Phone □ 2. Cell Phone Allowance □ Bi-Annual Replacement or Upgrade Section II: Option Details Options Description Allowance 1 District owned cell phone is designated for both personal and business use N/A 2 Employee is responsible for the purchase and maintenance of cell phone $120 2 (a) Bi-Annual cell phone replacement or upgrade $600 Section III: Cellular Plan Information Service Provider Cellular Number I, _____________________________________________, hereby agree to the terms and conditions set forth in the Senior and Executive Management Cellular Telephone Policy. I understand that I am to comply with all terms and conditions of the policy. Should I neglect to abide by all terms of this policy I understand that all privileges may be revoked at any time. Employee Signature Date Director of Administrative Services Signature Date CELLULAR TELEPHONE DECLARATION FORM