Loading...
HomeMy WebLinkAboutAgenda Packet - EVWD Board of Directors - 12/09/2015REGULAR BOARD MEETING December 9, 2015 4:30 P.M. CLOSED SESSION 5:30 P.M. PUBLIC MEETING 31111 GREENSPOT ROAD, HIGHLAND, CA 92346 AGENDA - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - “In order to comply with legal requirements for posting of agenda, only those items filed with the District Secretary by 12:00 p.m. on Wednesday prior to the following Wednesday meeting not requiring departmental investigation, will be considered by the Board of Directors”. - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - CALL TO ORDER ROLL CALL PUBLIC COMMENTS Any person wishing to speak to the Board of Directors is asked to complete a Speaker Card and submit it to the District Clerk prior to the start of the meeting. Each speaker is limited to three (3) minutes, unless waived by the Chairman of the Board. Under the State of California Brown Act, the Board of Directors is prohibited from discussing or taking action on any item not listed on the posted agenda. The matter will automatically be referred to staff for an appropriate response or action and may appear on the agenda at a future meeting. AGENDA - This agenda contains a brief general description of each item to be considered. Except as otherwise provided by law, no action shall be taken on any item not appearing on the following agenda unless the Board of Directors makes a determination that an emergency exists or that a need to take immediate action on the item came to the attention of the District subsequent to the posting of the agenda. 1. Approval of Agenda RECESS INTO CLOSED SESSION CLOSED SESSION 2. CONFERENCE WITH LABOR NEGOTIATORS [Government Code Section 54957.6(a)] District Designated Representative: Jean Cihigoyenetche Unrepresented Employee: John Mura, General Manager/CEO 5:30 P.M. RECONVENE MEETING PLEDGE OF ALLEGIANCE ROLL CALL OF BOARD MEMBERS ANNOUNCEMENT OF CLOSED SESSION ACTIONS PUBLIC COMMENTS 3.APPROVAL OF CONSENT CALENDAR All matters listed under the Consent Calendar are considered by the Board of Directors to be routine and will be enacted in one motion. There will be no discussion of these items prior to the time the Board considers the motion unless members of the Board, the General Manager, or the public request specific items to be discussed. a)Directors' fees and expenses for November 2015 b)Accept and file the Financial Statements as of, and for the period ended October 2015 NEW BUSINESS 4.Adopt and file the Comprehensive Annual Financial Report (CAFR) for Year Ended June 30, 2015 5.Approve Contract Amendments for the Legal Team, EIR Consultant, Permitting Consultant and Communications Consultant for the Sterling Natural Resource Center 6.Consider possible amendments to the General Manager/CEO’s Employment Agreement 7.Board Reorganization a)Elect official officers for the position of Board President, Vice President (Commencing at the conclusion of this meeting) b)Appointment of General Manager/CEO, Chief Financial Officer and Board Secretary c)Set the time, day and place for holding meetings REPORTS 8.Board of Directors’ Reports 9.General Manager/CEO Report 10.Legal Counsel Report 11. Board of Directors’ Comments ADJOURN PLEASE NOTE: Materials related to an item on this agenda submitted to the Board after distribution of the agenda packet are available for public inspection in the District’s office located at 31111 Greenspot Road, Highland, during normal business hours. Also, such documents are available on the District’s website at www.eastvalley.org subject to staff’s ability to post the documents before the meeting. Pursuant to Government Code Section 54954.2(a), any request for a disability-related modification or accommodation, including auxiliary aids or services that is sought in order to participate in the above- agendized public meeting should be directed to the District Clerk at (909) 885-4900 at least 72 hours prior to said meeting. BOARD AGENDA STAFF REPORT Agend a Item #3.a. Meeting Date: December 9, 2015 Cons ent Item To: G o verning Board Memb ers From: G eneral Manager/CEO Subject: Direc tors ' fees and exp enses for Novemb er 2015 RECOMMENDATION: Approve the Governing Bo ard Members’ fees and expens es for Novemb er 2015. BACKGROUND / ANALYSIS: The Board has instruc ted staff to lis t all direc tor fees and exp ens es as a s eparate agenda item to s how full fis c al trans p arenc y. Only after Bo ard review and approval will the compens ation and expens es be p aid . AGENCY IDEALS AND ENDEAVORS: Id eals and End eavor II - Maintain An Environment Committed To Elevated P ublic S ervic e (E) – Practice trans parent & acc o untable fis c al management REVIEW BY OTHERS: This agend a items has b een reviewed by the Adminis tratio n d ep artment. FISCAL IMPACT : The fis cal impac t as s o ciated with this agenda item is $4,812.73 whic h is inc luded in the c urrent fis cal b udget. Res p ectfully s ubmitted: Rec o mmended b y: Jo hn Mura General Manager / C EO Jus tine Hendric ksen District Clerk ATTACHMENTS: Description Type Directors' fees and expenses for November 2015 Cover Memo BOARD AGENDA STAFF REPORT Agend a Item #3.b . Meeting Date: December 9, 2015 Cons ent Item To: G o verning Board Memb ers From: G eneral Manager/CEO Subject: Financ ial S tatements for Octo ber 2015 RECOMMENDATION: Staff rec o mmend s that the Bo ard of Direc tors ac c ept and file the attac hed financ ial s tatements as of, and fo r the period end ed , Octo b er 31, 2015. BACKGROUND / ANALYSIS: Inc luded herewith fo r the Bo ard 's review is a s ummary o f Eas t Valley Water Dis trict's financ ial results, as of Octo b er 31, 2015. AGENCY IDEALS AND ENDEAVORS: Id eals and End eavor II - Maintain An Environment Committed To Elevated P ublic S ervic e (E) - Practice Trans parent & Acc o untable Fis c al Management FISCAL IMPACT : There is no fis c al imp act assoc iated with this agend a item. Res p ectfully s ubmitted: Rec o mmended b y: Jo hn Mura General Manager / C EO Brian Tompkins Chief F inancial Offic er ATTACHMENTS: Description Type October 2015 Financial Statement Monthly Revie w Backup Material October 2015 Financial Statements Backup Material FINANCIAL STATEMENTS MONTHLY REVIEW – OCTOBER 31, 2015 The following is a highlight summary of the District’s financial results as of October 31, 2015. Statement of Net Position Total assets at October 31, 2015 are $180.3 million excluding the $6.6 million Inter-fund Loan between the Water and Wastewater funds. Below is a summary of the District’s net position as of October 31, 2015. CLASSIFICATION WATER WASTEWATER TOTAL Cash and Cash Equivalents $ 11,694,614 $ 581,171 $ 11,258,096 Utility Plant, Net 107,085,973 19,365,406 126,436,044 Other Assets 32,037,034 15,413,044 49,806,440 Current Liabilities 4,939,176 415,706 5,323,486 Long Term Liabilities 59,001,261 6,819,180 58,914,041 Beginning Net Position 84,008,455 27,960,380 119,440,179 Change in Equity 3,459,325 330,935 3,823,222 Total Net Position $ 87,467,780 $ 28,291,315 $ 115,759,096 FINANCIAL STATEMENTS MONTHLY REVIEW – OCTOBER 31, 2015 Cash and Investments are $22.6 million, down $1.1 million from the prior month. The large decrease is attributed to the 2010 and 2013 debt service payments that occurred during the month of October. Comparing current assets to current liabilities, the District has a current ratio at October 31, 2015 of 4.18 to 1, with 2 to 1 being an indication of sound financial condition. Statement of Revenues & Expenses Operating results are presented in three ways in the attached financial statements for the eleven months ending October 31, 2015. First, is a one page summary with monthly and year-to-date totals for revenue, and expenses presented by Expense Category. Second is 0 5 10 15 20 25 30 Mi l l i o n $ CASH & INVESTMENTS Unrestricted Restricted FINANCIAL STATEMENTS MONTHLY REVIEW – OCTOBER 31, 2015 a one page summary with monthly and year-to-date totals for revenues, and Expense by Program. Third is a Budget to Actual presentation of program expense detail. WATER WASTEWATER DISTRICT TOTAL Operating Revenues $ 8,173,688 $ 3,937,390 $ 12,111,078 Operating Expenses 4,714,363 3,606,455 8,320,818 Water Sales for September were $1,129,454, $114,454 (11%) over projection. The month of October continued to have consistently warmer weather, therefore water sales exceed the District’s historical consumption levels. Water sales year to date are over projections $94,361. Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun $0 $200,000 $400,000 $600,000 $800,000 $1,000,000 $1,200,000 $1,400,000 $1,600,000 WATER REVENUE Actual Projection FINANCIAL STATEMENTS MONTHLY REVIEW – OCTOBER 31, 2015 Below are operational cost associated with the delivery of water to our customers, as of October 31, 2015 cost of delivering water is at 22% or $1,650,355. DELIVERING WATER BY COST CENTER COST CENTER TOTAL BUDGET YTD ACTIVITY REMAINING AMOUNT Source of Supply/Wells $ 3,528,000 $ 620,514 $ 2,907,486 Pumps & Boosters 1,025,000 212,130 812,870 Treatment 793,000 231,103 561,897 Transmission & Distribution 2,044,000 586,608 1,457,392 Total $ 7,390,000 $ 1,650,355 $ 5,739,645 Wastewater System Charge revenue are on target with the budget. Wastewater Treatment Revenue collected and passed-through to the City of San Bernardino as of October 31, 2015 is $ 2,425,566 or 35% of the total budget. Most programs have continued to be on pace with their overall budget with the exception of Human Resources and Public Affairs which have large onetime expenses that normally occur during the first half of the fiscal year. For Human Resources the District’s general liability insurance is prepaid for the fiscal year. Additionally, Public Affairs had a large expense for postage related to the drought mailers. Water WasteWater District Total Assets: Current Assets: 01 Cash and Cash Equivalents 11,694,613.66$ 581,170.90$ 12,275,784.56$ 02 Investments 2,703,155.81 2,225,805.81 4,928,961.62 03 Accounts Receivable, Net 3,495,476.63 387,057.65 3,882,534.28 04 ‐Interest Receivable - - - 05 Other Receivables 215,781.39 - 215,781.39 06 Due from other Governments 629,300.01 - 629,300.01 08 Inventory 355,871.96 6,721.16 362,593.12 09 Prepaid Expenses 63,368.70 7,400.35 70,769.05 19,157,568.16 3,208,155.87 22,365,724.03 Non-Current Assets: 10 Restricted Cash and Cash Equivalents 5,254,072.33 167,585.57 5,421,657.90 17 Loan to Water Fund - 6,600,000.00 6,600,000.00 11 Capital Assets not being Depreciated 19,145,654.38 6,018,473.63 25,164,128.01 13 Capital Assets, Net 107,085,973.42 19,365,406.18 126,451,379.60 131,485,700.13 32,151,465.38 163,637,165.51 Total Assets:150,643,268.29 35,359,621.25 186,002,889.54 Deferred Outflow Of Resources unding Deferred Charge on Refunding 174,353.17 - 174,353.17 25 Deferred Outflows - Pensions 590,596.65 166,579.24 757,175.89 151,408,218.11 35,526,200.49 186,934,418.60 Current Liabilities: 22 Accounts Payable and Accrued Expenses 621,238.20$ 29,893.35$ 651,131.55$ 23 Accrued Payroll and Benefits 31,455.15 - 31,455.15 15 Customer Service Deposits 1,760,841.82 - 1,760,841.82 16 Construction Advances and Retentions 106,000.00 135,697.50 241,697.50 17 Accrued Interest Payable 448,005.83 57,006.25 505,012.08 18 Current Portion of Compensated Absences 223,102.32 85,150.50 308,252.82 19 Current Portion of Long-Term Debt 1,748,533.01 107,958.00 1,856,491.01 4,939,176.33 415,705.60 5,354,881.93 Non-Current Liabilities: 24 Loan from Wastewater Fund 6,600,000.00 - 6,600,000.00 20 Compensated Absences, less current portion 273,597.08 115,784.67 389,381.75 21 Long Term Debt, Less Current Portion 50,866,350.13 6,327,119.01 57,193,469.14 27 Other Liabilities 149.79 20,562.12 20,711.91 Deferred Inflows Of Resources 26 Deferred Inflows - Pensions 1,261,164.29 355,713.71 1,616,878.00 59,001,261.29 6,819,179.51 65,820,440.80 63,940,437.62 7,234,885.11 71,175,322.73 31 Equity 84,008,455.45 27,960,379.99 111,968,835.44 84,008,455.45 27,960,379.99 111,968,835.44 Tot Total Revenue 8,173,688.39 3,937,389.93 12,111,078.32 Tot Total Expense 4,714,363.35 3,606,454.54 8,320,817.89 3,459,325.04 330,935.39 3,790,260.43 87,467,780.49 28,291,315.38 115,759,095.87 151,408,218.11$ 35,526,200.49$ 186,934,418.60$ Total Liabilities, Equity and Current Surplus (Deficit): Total Total Beginning Equity: Equity: Revenues Over/Under Expenses Liability: Total Current Liabilities: Total Non-Current and Deferred Inflows of Resources: Total Liabilities and Deferred Inflows of Resources: Unaudited As of October 31, 2015 Combining Schedule of Net Position Total Equity and Current Surplus (Deficit): Total Assets and Deferred Outflows of Resources: Total Current Assets: Total Non-Current Assets: MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Revenue 41 Water Sales 1,129,453.59$ 5,024,361.09$ 11,950,000.00$ -$ -$ -$ 11,950,000.00$ 6,925,638.91$ 42 Meter Charges 676,462.53 2,713,019.31 8,175,000.00 - - - 8,175,000.00 5,461,980.69 43 Penalties 55,832.50 218,049.25 500,000.00 3,887.79 15,642.38 50,000.00 550,000.00 316,308.37 44 Wastewater System Charges - - - 370,555.67 1,498,161.67 4,600,000.00 4,600,000.00 3,101,838.33 45 Wastewater Treatment Charges - - - 608,615.25 2,425,565.62 7,250,000.00 7,250,000.00 4,824,434.38 46 Other Operating Revenue 8,595.31 147,950.74 585,000.00 - 100.00 200,000.00 785,000.00 636,949.26 47 Non Operating Revenue 6,564.12 70,308.00 100,000.00 - (2,079.74) 10,000.00 110,000.00 41,771.74 48 Gain or Loss on Disposition - - - - - - - - Revenue Total: 1,876,908.05 8,173,688.39 21,310,000.00 983,058.71 3,937,389.93 12,110,000.00 33,420,000.00 21,308,921.68 - - - - - Expense by Category 51 Labor 302,844.51 1,194,380.00 4,312,350.00 101,579.22 412,860.05 1,332,650.00 5,645,000.00 4,037,759.95 56 Benefits 133,170.49 581,033.47 1,415,500.00 651,953.42 2,610,573.82 7,328,100.00 8,743,600.00 5,551,992.71 63 Contract Services 253,294.17 693,091.59 2,945,450.00 61,550.13 213,881.60 8,164,050.00 11,109,500.00 3,340,926.81 65 Professional Development 12,788.39 33,198.31 208,640.00 5,569.43 13,940.87 87,460.00 296,100.00 248,960.82 53 Overtime 18,332.69 70,062.32 247,300.00 1,803.27 12,590.07 28,200.00 275,500.00 192,847.61 62 Materials and Supplies 129,244.66 317,642.19 1,892,950.00 4,763.38 20,896.82 105,050.00 1,998,000.00 1,659,460.99 64 Utilities 236,543.25 715,838.47 3,408,950.00 18,818.14 59,486.05 199,550.00 3,608,500.00 2,833,175.48 52 Temporary Labor 5,048.45 18,433.84 46,900.00 2,163.62 3,322.21 10,100.00 57,000.00 35,243.95 67 Other 9,032.89 157,813.19 217,350.00 3,871.22 66,913.88 93,150.00 310,500.00 85,772.93 54 Standby 1,910.00 8,094.95 34,000.00 610.00 2,540.65 6,000.00 40,000.00 29,364.40 61 Water Supply - - 575,000.00 - - - 575,000.00 575,000.00 71 -Debt Service 831,831.25 875,743.47 3,605,000.00 114,012.50 114,012.50 320,000.00 3,925,000.00 2,935,244.03 81 -Capital Improvement 1,416.20 49,031.55 1,767,360.00 - 75,436.02 4,595,000.00 6,362,360.00 6,237,892.43 82 -Capital Outlay - - 633,250.00 - - 66,750.00 700,000.00 700,000.00 83 -Accounting Income Add back - - - - - - - - Expense Total: 1,935,456.95 4,714,363.35 21,310,000.00 966,694.33 3,606,454.54 22,336,060.00 43,646,060.00 28,463,642.11 Total Surplus (Deficit): (58,548.90)$ 3,459,325.04$ -$ 16,364.38$ 330,935.39$ -$ -$ -$ Unaudited Revenue and Expense Budget-to-Actual by Category Month Ended October 31, 2015 WATER WASTEWATER DISTRICT WIDE MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Revenue 41 Water Sales 1,129,453.59$ 5,024,361.09$ 11,950,000.00$ -$ -$ -$ 11,950,000.00$ 6,925,638.91$ 42 Meter Charges 676,462.53 2,713,019.31 8,175,000.00 - - - 8,175,000.00 5,461,980.69 43 Penalties 55,832.50 218,049.25 500,000.00 3,887.79 15,642.38 50,000.00 550,000.00 316,308.37 44 Wastewater System Charges - - - 370,555.67 1,498,161.67 4,600,000.00 4,600,000.00 3,101,838.33 45 Wastewater Treatment Charges - - - 608,615.25 2,425,565.62 7,250,000.00 7,250,000.00 4,824,434.38 46 Other Operating Revenue 8,595.31 147,950.74 585,000.00 - 100.00 200,000.00 785,000.00 636,949.26 47 Non Operating Revenue 6,564.12 70,308.00 100,000.00 - (2,079.74) 10,000.00 110,000.00 41,771.74 48 Gain or Loss on Disposition - - - - - - - - Revenue Total: 1,876,908.05 8,173,688.39 21,310,000.00 983,058.71 3,937,389.93 12,110,000.00 33,420,000.00 21,308,921.68 Progra 1000 - Board of Directors 7,140.27 30,840.83 206,500.00 2,742.14 12,261.60 88,500.00 295,000.00 251,897.57 Progra 2000 - General Administration 65,296.13 191,949.39 918,400.00 26,545.16 76,096.15 393,600.00 1,312,000.00 1,043,954.46 Progra 2100 - Human Resources 34,121.51 242,442.31 487,900.00 14,623.33 103,903.27 209,100.00 697,000.00 350,654.42 Progra 2200 - Public Affairs 17,704.07 112,330.48 354,900.00 7,182.78 35,876.47 152,100.00 507,000.00 358,793.05 Progra 2300 - Conservation 107,222.12 241,544.37 1,511,000.00 - - - 1,511,000.00 1,269,455.63 Progra 3000 - Finance 280,207.35 723,347.73 694,610.00 28,074.02 102,880.23 297,690.00 992,300.00 3,188,072.04 Progra 3200 - Information Technology 27,341.43 120,953.63 371,580.00 21,395.86 95,553.06 244,400.00 615,980.00 399,473.31 Progra 3300 - Customer Service 99,159.49 339,648.25 1,314,050.00 43,637.79 156,921.92 405,770.00 1,719,820.00 1,223,249.83 Progra 3400 - Meter Service 14,823.71 56,571.56 176,750.00 14,312.42 54,526.62 176,750.00 353,500.00 242,401.82 Progra 4000 - Engineering 43,982.91 191,221.54 525,300.00 27,414.04 101,721.75 338,400.00 863,700.00 570,756.71 Progra 5000 - Water Production 287,916.86 855,417.49 4,791,000.00 633.11 1,707.62 6,800.00 4,797,800.00 3,940,674.89 Progra 5100 - Water Treatment 85,625.59 229,084.40 736,000.00 - - - 736,000.00 506,915.60 Progra 5200 - Water Quality 24,085.45 88,607.56 342,000.00 - - - 342,000.00 253,392.44 Progra 6000 - Field Maintenance Administration 14,005.93 56,227.11 248,850.00 13,765.46 54,800.02 106,650.00 355,500.00 244,472.87 Progra 6100 - Water Maintenance 138,126.71 526,158.07 1,672,000.00 - - - 1,672,000.00 1,145,841.93 Progra 6200 - Wastewater Maintenance - - - 623,806.07 2,513,402.84 7,709,000.00 7,709,000.00 5,195,597.16 Progra 7000 - Facilities Maintenance 45,626.20 168,495.90 582,900.00 16,765.09 60,707.85 205,100.00 788,000.00 558,796.25 Progra 7100 - Fleet Maintenance 24,268.01 97,836.45 370,650.00 11,784.56 46,646.62 158,850.00 529,500.00 385,016.93 Progra 8000 - Capital 833,247.45 924,775.02 6,005,610.00 114,012.50 189,448.52 4,981,750.00 10,987,360.00 9,873,136.46 Expense Total: 2,042,679.07 4,714,363.35 21,310,000.00 966,694.33 3,606,454.54 15,474,460.00 36,784,460.00 29,733,097.74 Total Surplus (Deficit):(165,771.02)$ 3,459,325.04$ -$ 16,364.38$ 330,935.39$ -$ -$ -$ Revenue and Expense Budget-to-Actual by Program Month Ended October 31, 2015 Unaudited WATER WASTEWATER DISTRICT WIDE MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Revenue 41 Water Sales 1,129,453.59 5,024,361.09$ 11,950,000.00$ - -$ - 11,950,000.00 6,925,638.91 42 Meter Charges 676,462.53 2,713,019.31 8,175,000.00 - - - 8,175,000.00 5,461,980.69 43 Penalties 55,832.50 218,049.25 500,000.00 3,887.79 15,642.38 50,000.00 550,000.00 316,308.37 44 Wastewater System Charges - - - 370,555.67 1,498,161.67 4,600,000.00 4,600,000.00 3,101,838.33 45 Wastewater Treatment Charges - - - 608,615.25 2,425,565.62 7,250,000.00 7,250,000.00 4,824,434.38 46 Other Operating Revenue 8,595.31 147,950.74 585,000.00 - 100.00 200,000.00 785,000.00 636,949.26 47 Non Operating Revenue 6,564.12 70,308.00 100,000.00 - (2,079.74) 10,000.00 110,000.00 41,771.74 48 Gain or Loss on Disposition - - - - - - - - 56 Benefits 61.94 811.99 - 33.24 197.25 - - (1,009.24) 68 Depreciation - - - - - - - Revenue Total: 1,876,908.05 8,173,688.39 21,310,000.00 983,058.71 3,937,389.93 12,110,000.00 33,420,000.00 21,308,921.68 Program: 1000 - Board of Directors - - - 51 Labor 4,042.50$ 18,783.65$ 73,500.00$ 1,732.50$ 8,050.20$ 31,500.00$ 105,000.00$ 78,166.15$ 56 Benefits 2,099.50 8,898.29 28,000.00 785.78 3,202.93 12,000.00 40,000.00 27,898.78 63 Contract Services - - 70,000.00 - - 30,000.00 100,000.00 100,000.00 65 Professional Development 998.27 3,158.89 35,000.00 223.86 1,008.47 15,000.00 50,000.00 45,832.64 Program: 1000 - Board of Directors Total: 7,140.27 30,840.83 206,500.00 2,742.14 12,261.60 88,500.00 295,000.00 251,897.57 Program: 2000 - General Administration - - - 51 Labor 23,772.13 78,984.03 395,500.00 10,188.05 33,850.26 169,500.00 565,000.00 452,165.71 53 Overtime 112.19 112.19 - 48.07 48.07 - - (160.26) 56 Benefits 17,242.68 58,968.41 140,000.00 5,950.82 19,104.33 60,000.00 200,000.00 121,927.26 62 Materials and Supplies 834.95 1,161.53 4,900.00 357.85 497.81 2,100.00 7,000.00 5,340.66 63 Contract Services 17,775.01 42,572.22 282,100.00 7,617.87 18,245.26 120,900.00 403,000.00 342,182.52 64 Utilities 253.31 717.15 4,200.00 108.56 307.34 1,800.00 6,000.00 4,975.51 65 Professional Development 5,305.86 9,433.86 91,700.00 2,273.94 4,043.08 39,300.00 131,000.00 117,523.06 Program: 2000 - General Administration Total: 65,296.13 191,949.39 918,400.00 26,545.16 76,096.15 393,600.00 1,312,000.00 1,043,954.46 Program: 2100 - Human Resources - - - - 51 Labor 10,234.58 39,259.81 140,000.00 4,386.23 16,825.61 60,000.00 200,000.00 143,914.58 52 Temporary Labor 508.20 2,249.50 8,400.00 217.80 964.07 3,600.00 12,000.00 8,786.43 53 Overtime 302.83 746.90 2,100.00 129.78 320.10 900.00 3,000.00 1,933.00 56 Benefits 4,231.61 20,182.65 45,500.00 1,813.45 8,649.30 19,500.00 65,000.00 36,168.05 62 Materials and Supplies 183.44 701.48 3,500.00 78.60 300.61 1,500.00 5,000.00 3,997.91 63 Contract Services 8,682.60 18,954.63 53,900.00 3,721.11 8,123.40 23,100.00 77,000.00 49,921.97 64 Utilities 35.15 136.68 350.00 15.06 58.57 150.00 500.00 304.75 65 Professional Development 910.21 4,162.40 16,800.00 390.08 1,783.87 7,200.00 24,000.00 18,053.73 67 Other 9,032.89 156,048.26 217,350.00 3,871.22 66,877.74 93,150.00 310,500.00 87,574.00 Program: 2100 - Human Resources Total: 34,121.51 242,442.31 487,900.00 14,623.33 103,903.27 209,100.00 697,000.00 350,654.42 Program: 2200 - Public Affairs - - - - 51 Labor 9,710.31 61,630.21 154,000.00 4,161.54 18,197.16 66,000.00 220,000.00 140,172.63 52 Temporary Labor - - 10,500.00 - - 4,500.00 15,000.00 15,000.00 53 Overtime 115.79 969.06 4,900.00 49.62 216.28 2,100.00 7,000.00 5,814.66 56 Benefits 2,949.69 21,111.63 44,100.00 1,263.87 7,780.54 18,900.00 63,000.00 34,107.83 Month Ended October 31, 2015 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Month Ended October 31, 2015 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE 62 Materials and Supplies 264.20 1,137.34 31,500.00 88.07 362.77 13,500.00 45,000.00 43,499.89 63 Contract Services 4,437.42 24,960.87 91,000.00 1,522.54 8,416.69 39,000.00 130,000.00 96,622.44 64 Utilities 226.66 656.93 10,500.00 97.14 281.54 4,500.00 15,000.00 14,061.53 65 Professional Development - 1,864.44 8,400.00 - 621.49 3,600.00 12,000.00 9,514.07 Program: 2200 - Public Affairs Total: 17,704.07 112,330.48 354,900.00 7,182.78 35,876.47 152,100.00 507,000.00 358,793.05 Program: 2300 - Conservation - - - - 51 Labor 15,867.06 30,667.96 230,000.00 - - - 230,000.00 199,332.04 52 Temporary Labor - - 25,000.00 - - - 25,000.00 25,000.00 53 Overtime 203.18 208.43 8,000.00 - - - 8,000.00 7,791.57 56 Benefits 4,919.11 12,686.07 60,000.00 - - - 60,000.00 47,313.93 62 Materials and Supplies 85,594.77 164,075.95 1,037,000.00 - - - 1,037,000.00 872,924.05 63 Contract Services 597.20 25,621.68 130,000.00 - - - 130,000.00 104,378.32 64 Utilities - 8,243.48 15,000.00 - - - 15,000.00 6,756.52 65 Professional Development 40.80 40.80 6,000.00 - - - 6,000.00 5,959.20 Program: 2300 - Conservation Total: 107,222.12 241,544.37 1,511,000.00 - - - 1,511,000.00 1,269,455.63 Program: 3000 - Finance - - - - 51 Labor 30,121.93 135,664.92 448,000.00 12,909.34 58,129.05 192,000.00 640,000.00 446,206.03 52 Temporary Labor 4,540.25 5,502.34 - 1,945.82 2,358.14 - - (7,860.48) 53 Overtime 213.96 962.01 1,050.00 52.83 295.29 450.00 1,500.00 242.70 56 Benefits 12,872.20 64,949.43 143,500.00 5,511.31 27,708.38 61,500.00 205,000.00 112,342.19 62 Materials and Supplies 531.31 4,492.14 4,900.00 161.80 1,663.56 2,100.00 7,000.00 844.30 63 Contract Services 14,073.46 21,599.27 86,100.00 6,031.49 9,813.31 36,900.00 123,000.00 91,587.42 64 Utilities 129.45 326.73 1,750.00 55.48 140.03 750.00 2,500.00 2,033.24 65 Professional Development 3,280.55 6,469.12 9,310.00 1,405.95 2,772.47 3,990.00 13,300.00 4,058.41 67 Other - 293.03 - - - - - (293.03) Program: 3000 - Finance Total: 65,763.11 240,258.99 3,716,610.00 28,074.02 102,880.23 297,690.00 4,014,300.00 3,188,072.04 Program: 3200 - Information Technology - - - - 51 Labor 12,373.45 52,381.86 165,000.00 8,248.96 34,921.23 110,000.00 275,000.00 187,696.91 52 Temporary Labor - - - - - - - - 53 Overtime - - - - - - - - 56 Benefits 4,673.52 15,917.10 45,000.00 2,855.92 10,773.03 30,000.00 75,000.00 48,309.87 62 Materials and Supplies 735.90 1,606.08 19,800.00 735.93 1,606.11 13,200.00 33,000.00 29,787.81 63 Contract Services 9,355.80 49,418.97 135,000.00 9,355.79 47,473.96 90,000.00 225,000.00 128,107.07 64 Utilities 199.26 778.74 1,800.00 199.26 778.73 1,200.00 3,000.00 1,442.53 65 Professional Development 3.50 850.88 4,980.00 - - - 4,980.00 4,129.12 Program: 3200 - Information Technology Total: 27,341.43 120,953.63 371,580.00 21,395.86 95,553.06 244,400.00 615,980.00 399,473.31 Program: 3300 - Customer Service - - - - 51 Labor 19,189.78 87,643.20 325,500.00 11,261.42 47,158.30 139,500.00 465,000.00 330,198.50 52 Temporary Labor - 10,682.00 - - - - - (10,682.00) 53 Overtime 189.68 986.03 3,500.00 85.93 341.41 1,500.00 5,000.00 3,672.56 56 Benefits 9,982.02 39,004.98 122,500.00 5,254.64 22,152.31 52,500.00 175,000.00 113,842.71 62 Materials and Supplies 499.38 1,419.82 6,300.00 413.21 1,333.64 2,700.00 9,000.00 6,246.54 63 Contract Services 61,129.79 178,803.73 734,800.00 18,450.24 65,412.63 154,200.00 889,000.00 644,783.64 64 Utilities 8,168.84 19,580.31 112,700.00 8,168.86 19,580.36 48,300.00 161,000.00 121,839.33 MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Month Ended October 31, 2015 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE 65 Professional Development - 56.28 8,750.00 3.49 907.13 7,070.00 15,820.00 14,856.59 67 Other - 1,471.90 - - 36.14 - - (1,508.04) Program: 3300 - Customer Service Total: 99,159.49 339,648.25 1,314,050.00 43,637.79 156,921.92 405,770.00 1,719,820.00 1,223,249.83 Program: 3400 - Meter Service - - - - 51 Labor 8,012.73 32,453.94 112,500.00 8,012.57 32,453.47 112,500.00 225,000.00 160,092.59 53 Overtime 134.47 1,574.45 10,000.00 134.47 1,574.44 10,000.00 20,000.00 16,851.11 56 Benefits 4,029.99 19,361.53 42,500.00 3,518.88 17,317.20 42,500.00 85,000.00 48,321.27 62 Materials and Supplies - 193.51 1,750.00 - 193.52 1,750.00 3,500.00 3,112.97 63 Contract Services 2,593.14 2,834.16 9,000.00 2,593.11 2,834.00 9,000.00 18,000.00 12,331.84 64 Utilities 53.38 153.97 1,000.00 53.39 153.99 1,000.00 2,000.00 1,692.04 65 Professional Development - - - - - - - - Program: 3400 - Meter Service Total: 14,823.71 56,571.56 176,750.00 14,312.42 54,526.62 176,750.00 353,500.00 242,401.82 Program: 4000 - Engineering - - - - 51 Labor 24,754.33 103,848.13 264,600.00 16,502.91 68,129.27 171,400.00 436,000.00 264,022.60 52 Temporary Labor - - 3,000.00 - - 2,000.00 5,000.00 5,000.00 53 Overtime - - 900.00 - - 600.00 1,500.00 1,500.00 56 Benefits 10,177.72 39,455.57 99,000.00 5,674.44 20,550.14 66,000.00 165,000.00 104,994.29 62 Materials and Supplies 603.11 1,034.38 7,200.00 603.09 1,034.36 4,800.00 12,000.00 9,931.26 63 Contract Services 6,296.00 35,678.25 110,700.00 4,269.00 9,667.98 73,800.00 184,500.00 139,153.77 64 Utilities 850.75 7,397.00 29,700.00 364.60 2,340.00 19,800.00 49,500.00 39,763.00 65 Professional Development 1,301.00 3,808.21 10,200.00 - - - 10,200.00 6,391.79 Program: 4000 - Engineering Surplus Total: 43,982.91 191,221.54 525,300.00 27,414.04 101,721.75 338,400.00 863,700.00 570,756.71 Program: 5000 - Water Production - - - - 51 Labor 45,357.55 166,958.10 618,000.00 - - - 618,000.00 451,041.90 53 Overtime 3,785.12 12,888.56 35,500.00 - - - 35,500.00 22,611.44 54 Standby 1,080.00 4,271.43 20,000.00 - - - 20,000.00 15,728.57 56 Benefits 17,885.28 75,650.63 190,000.00 - - - 190,000.00 114,349.37 61 Water Supply - - 575,000.00 - - - 575,000.00 575,000.00 62 Materials and Supplies 23,841.62 56,243.54 264,000.00 - - - 264,000.00 207,756.46 63 Contract Services 11,286.36 20,720.14 308,500.00 - - - 308,500.00 287,779.86 64 Utilities 184,371.73 516,428.42 2,773,000.00 - - - 2,773,000.00 2,256,571.58 65 Professional Development 309.20 2,256.67 7,000.00 633.11 1,707.62 6,800.00 13,800.00 9,835.71 Program: 5000 - Water Production Total: 287,916.86 855,417.49 4,791,000.00 633.11 1,707.62 6,800.00 4,797,800.00 3,940,674.89 Program: 5100 - Water Treatment - - - - 51 Labor 15,705.98 60,309.89 211,000.00 - - - 211,000.00 150,690.11 53 Overtime 2,038.16 4,670.34 10,000.00 - - - 10,000.00 5,329.66 56 Benefits 5,155.05 35,826.70 52,000.00 - - - 52,000.00 16,173.30 62 Materials and Supplies 1,918.20 22,555.02 165,000.00 - - - 165,000.00 142,444.98 63 Contract Services 39,990.54 41,565.42 160,500.00 - - - 160,500.00 118,934.58 64 Utilities 20,817.66 64,157.03 137,500.00 - - - 137,500.00 73,342.97 Program: 5100 - Water Treatment Total: 85,625.59 229,084.40 736,000.00 - - - 736,000.00 506,915.60 Program: 5200 - Water Quality - - - - 51 Labor 11,356.70 43,604.11 160,000.00 - - - 160,000.00 116,395.89 53 Overtime 69.37 100.05 3,000.00 - - - 3,000.00 2,899.95 MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Month Ended October 31, 2015 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE 56 Benefits 4,390.41 19,427.37 45,000.00 - - - 45,000.00 25,572.63 62 Materials and Supplies 1,371.05 4,720.44 19,500.00 - - - 19,500.00 14,779.56 63 Contract Services 6,731.27 20,447.54 112,000.00 - - - 112,000.00 91,552.46 64 Utilities 166.65 308.05 2,500.00 - - - 2,500.00 2,191.95 Program: 5200 - Water Quality Total: 24,085.45 88,607.56 342,000.00 - - - 342,000.00 253,392.44 Program: 6000 - Field Maintenance Administration - - - - 51 Labor 8,635.86 33,276.80 164,500.00 8,635.76 33,276.60 70,500.00 235,000.00 168,446.60 52 Temporary Labor - - - - - - - - 53 Overtime - - - - - - - - 54 Standby 830.00 3,823.52 14,000.00 610.00 2,540.65 6,000.00 20,000.00 13,635.83 56 Benefits 3,378.21 15,851.74 50,400.00 3,357.85 15,707.74 21,600.00 72,000.00 40,440.52 62 Materials and Supplies - 137.86 2,100.00 - 137.86 900.00 3,000.00 2,724.28 63 Contract Services - - - - - - - - 64 Utilities 522.86 2,040.43 10,500.00 522.85 2,040.43 4,500.00 15,000.00 10,919.14 65 Professional Development 639.00 1,096.76 7,350.00 639.00 1,096.74 3,150.00 10,500.00 8,306.50 Program: 6000 - Field Maintenance Administration 14,005.93 56,227.11 248,850.00 13,765.46 54,800.02 106,650.00 355,500.00 244,472.87 Program: 6100 - Water Maintenance - - - - 51 Labor 51,973.40 203,712.23 690,000.00 - - - 690,000.00 486,287.77 53 Overtime 10,629.44 43,654.60 150,000.00 - - - 150,000.00 106,345.40 56 Benefits 23,822.19 108,060.41 250,000.00 - - - 250,000.00 141,939.59 62 Materials and Supplies 7,804.24 37,119.60 250,000.00 - - - 250,000.00 212,880.40 63 Contract Services 41,872.44 106,986.31 282,000.00 - - - 282,000.00 175,013.69 64 Utilities 2,025.00 26,624.92 50,000.00 - - - 50,000.00 23,375.08 Program: 6100 - Water Maintenance Total: 138,126.71 526,158.07 1,672,000.00 - - - 1,672,000.00 1,145,841.93 Program: 6200 - Wastewater Maintenance - - - - 51 Labor - - - 10,059.32 40,762.08 135,000.00 135,000.00 94,237.92 53 Overtime - - - 1,012.62 8,094.02 3,000.00 3,000.00 (5,094.02) 56 Benefits - - - 4,857.79 20,116.27 55,000.00 55,000.00 34,883.73 62 Materials and Supplies - - - 61.54 4,217.25 35,000.00 35,000.00 30,782.75 Wastewater Treatment - - - 608,615.25 2,425,565.62 6,861,600.00 6,861,600.00 4,436,034.38 63 Contract Services - - - (800.45) 14,647.60 619,400.00 619,400.00 604,752.40 Program: 6200 - Wastewater Maintenance Total:- - - 623,806.07 2,513,402.84 7,709,000.00 7,709,000.00 5,195,597.16 Program: 7000 - Facilities Maintenance - - - - 51 Labor 4,102.69 15,788.94 55,250.00 2,209.11 8,501.64 29,750.00 85,000.00 60,709.42 53 Overtime 538.50 3,034.57 16,250.00 289.95 1,633.98 8,750.00 25,000.00 20,331.45 56 Benefits 2,364.04 10,882.91 19,500.00 1,208.87 5,604.10 10,500.00 30,000.00 13,512.99 62 Materials and Supplies 1,557.09 4,615.82 29,300.00 501.88 1,592.76 7,700.00 37,000.00 30,791.42 63 Contract Services 25,478.15 91,121.38 327,350.00 6,380.98 20,385.87 83,650.00 411,000.00 299,492.75 64 Utilities 11,585.73 43,052.28 135,250.00 6,174.30 22,989.50 64,750.00 200,000.00 133,958.22 Program: 7000 - Facilities Maintenance Total: 45,626.20 168,495.90 582,900.00 16,765.09 60,707.85 205,100.00 788,000.00 558,796.25 Program: 7100 - Fleet Maintenance - - - - 51 Labor 7,633.53 29,412.22 105,000.00 3,271.51 12,605.18 45,000.00 150,000.00 107,982.60 53 Overtime - 155.13 2,100.00 - 66.48 900.00 3,000.00 2,778.39 56 Benefits 2,997.27 14,798.05 38,500.00 1,284.55 6,341.93 16,500.00 55,000.00 33,860.02 MTD YTD BUDGET MTD YTD BUDGET TOTAL BUDGET REMAINING BUDGET Month Ended October 31, 2015 Unaudited Program Expense Detail Budget-to-Actual WATER WASTEWATER DISTRICT WIDE 62 Materials and Supplies 3,505.40 16,427.68 46,200.00 1,761.41 7,956.57 19,800.00 66,000.00 41,615.75 63 Contract Services 2,994.99 11,807.02 52,500.00 2,408.45 8,860.90 22,500.00 75,000.00 54,332.08 64 Utilities 7,136.82 25,236.35 123,200.00 3,058.64 10,815.56 52,800.00 176,000.00 139,948.09 65 Professional Development - - 3,150.00 - - 1,350.00 4,500.00 4,500.00 Program: 7100 - Fleet Maintenance Total: 24,268.01 97,836.45 370,650.00 11,784.56 46,646.62 158,850.00 529,500.00 385,016.93 Program: 8000 - Capital - - - 71 Debt Service 831,831.25 875,743.47 3,605,000.00 114,012.50 114,012.50 320,000.00 3,925,000.00 2,935,244.03 81 Capital Improvement 1,416.20 49,031.55 1,767,360.00 - 75,436.02 4,595,000.00 6,362,360.00 6,237,892.43 82 Capital Outlay - - 633,250.00 - - 66,750.00 700,000.00 700,000.00 83 Accounting Income Add back - - - - - - - Program: 8000 - Capital Total: 833,247.45 924,775.02 6,005,610.00 114,012.50 189,448.52 4,981,750.00 10,987,360.00 9,873,136.46 Total Surplus (Deficit): (58,548.90)$ 3,459,325.04$ -$ 16,364.38$ 330,935.39$ -$ -$ -$ BOARD AGENDA STAFF REPORT Agenda Item #4. Meeting Date: December 9, 2015 Disc ussion Item To: G o verning Board Memb ers From: G eneral Manager/CEO Subject: Comprehensive Annual Financial R ep o rt (CAFR) for Year Ended June 30, 2015 RECOMMENDATION: Adopt and file the attached CAF R and audit rep o rts . BACKGROUND / ANALYSIS: Attac hed is the Eas t Valley Water Dis tric t Comprehens ive Annual F inancial Report (CAFR) for the fisc al year ended June 30, 2015. The CAFR inc ludes the Dis trict annual financ ial s tatements with acc o mp anying no te d is closures , Management Dis c us s io n and Analys is , and s tatis tic al info rmation compiled by staff. The CAFR is acc o mp anied by an aud it o p inion letter is s ued by the District’s CPA firm Van Lant & F ankhanel, whic h cond uc ted an aud it in acc o rd anc e with Generally Ac cepted Auditing S tand ard s and guid elines es tablished b y the Califo rnia S tate C o ntro ller. Also in this year ’s CAFR is a copy o f the Certific ate o f Ac hievement fo r Excellence in F inancial Rep o rting received fo r las t year ’s report. This year ’s rep o rt is in draft form, b ut will b e finalized for submis s ion and cons id eration fo r the GF OA award later this month, as each year ’s CAFR mus t be cons idered fo r the award b as ed on its o wn merits . Adoptio n o f the annual CAF R and audited financ ial statements, and sub mittal of the CAFR for the GF OA certificate supports : AGENCY IDEALS AND ENDEAVORS: Id eals and End eavor II - Maintain An Environment Committed To Elevated P ublic S ervic e (E) - Practice Trans parent & Acc o untable Fis c al Management REVIEW BY OTHERS: This agend a item has b een reviewed by the F inanc e Department. FISCAL IMPACT : There is no fis c al imp act assoc iated with this agend a item. Res p ectfully s ubmitted: Rec o mmended b y: Jo hn Mura General Manager / C EO Brian Tompkins Chief F inancial Offic er ATTACHMENTS: Description Type CAFR Draft 20 15 Cover Memo [This page intentionally left blank] Comprehensive Annual Financial Report Fiscal Year Ended June 30, 2015 East Valley Water District Prepared by: Finance Department 31111 Greenspot Road Highland, CA 92346 Comprehensive Annual Financial Report Fiscal Year Ended June 30, 2015 Table of Contents Page No. Introductory Section Letter of Transmittal ............................................................................................................................... 1-4 Organizational Structure ........................................................................................................................... 5 Principal Officials ........................................................................................................................................ 6 GFOA Certificate ....................................................................................................................................... 7 Financial Section Independent Auditor’s Report ............................................................................................................ 8-10 Management’s Discussion and Analysis ........................................................................................ 11-22 Basic Financial Statements: Statement of Net Position .............................................................................................................. 23-24 Statement of Revenues, Expenses, and Changes in Net Position ......................................... 25-26 Statement of Cash Flows ............................................................................................................... 27-28 Notes to the Basic Financial Statements .................................................................................... 29-56 Required Supplementary Information: Schedule of Proportionate Share of Net Pension Liability ............................................................ 57 Schedule of Contributions ................................................................................................................... 58 Schedule of Funding Progress for Retirees Health Coverage ..................................................... 59 Supplementary Information: History and Organization ..................................................................................................................... 60 Combining Schedule of Net Position .......................................................................................... 61-62 Combining Schedule of Revenues, Expenses, and Changes in Net Position ..................... 63-65 Combining Schedule of Cash Flows ........................................................................................... 66-67 Refunding Revenue Bonds - Series 2010 .................................................................................. 68-69 Refunding Revenue Bonds - Series 2013 .................................................................................. 70-71 US Bancorp Installment Purchase Agreement ................................................................................ 72 Department of Water Resources Construction Loan - Contract 00C412 ................................... 73 Department of Water Resources Construction Loan - Contract 10CX110 .......................... 74-75 Department of Water Resources Construction Design Loan - Contract 10PX102 ................... 76 Department of Water Resources Construction Loan - Contract 11CX101 .......................... 77-78 Comprehensive Annual Financial Report Fiscal Year Ended June 30, 2015 Table of Contents Page No. Statistical Information Section Changes in Net Position by Component – Last Ten Fiscal Years .............................................. 79-80 Operating Revenue by Source – Last Ten Fiscal Years ..................................................................... 81 Water Operating Expenses – Last Ten Fiscal Years ........................................................................... 82 Wastewater Operating Expenses – Last Ten Fiscal Years................................................................. 83 Water Sales and Production – Last Ten Fiscal Years ......................................................................... 84 Revenue Rates for Water– Last Ten Fiscal Years .......................................................................... 85-86 Revenue Rates for Wastewater– Last Ten Fiscal Years ............................................................... 87-88 Active Services by Type – Last Ten Fiscal Years ................................................................................ 89 Principal Customers – Current Fiscal Year and Nine Years Ago ..................................................... 90 Ratio of Outstanding Debt – Last Ten Fiscal Years ............................................................................. 91 Debt Service Coverage – Last Ten Fiscal Years ................................................................................. 92 Demographic and Economic Statistics – Last Ten Calendar / Fiscal Years .................................. 93 Full-Time Employees – Last Ten Fiscal Years ...................................................................................... 94 Operating and Capacity Indicators for Water and Wastewater – Last Ten Fiscal Years ............. 95 [This page intentionally left blank] 1 [This page intentionally left blank] 1 October 26, 2015 To the Board of Directors and Customers of East Valley Water District, We are pleased to submit the Comprehensive Annual Financial Report (CAFR) for East Valley Water District for the year ended June 30, 2015. This report was prepared by District staff in accordance with standards established by the Governmental Accounting Standards Board. The District’s management is responsible for the presented data, and the completeness and fairness of the presentation, including the note disclosures. We believe that the report presented is accurate in all material respects, and that the financial statements and other information are presented in a manner that enables readers to gain a full understanding of the District’s financial activities for the year. Readers should also refer to the Management Discussion and Analysis in the Financial Section of the CAFR for a detailed discussion regarding the District’s financial condition and results of operations. The CAFR follows the guidelines recommended by the Government Finance Officers Association (GFOA) of the United States and Canada. In December 2015, the District will, again, submit the CAFR to this organization for review and possible recognition for achievement in reporting excellence. Background East Valley Water District was formed on January 18, 1954, and since then, has provided retail water service to customers in an expanding service area which now covers 27.7 square miles. The District directly serves treated water to approximately 101,733 people in the City of Highland, the eastern portion of the City of San Bernardino, the San Manuel Band of Mission Indians, and portions of the County of San Bernardino. In 1964, the District began providing wastewater collection services to the same service area. As of June 30, 2015, the District had 21,983 active water connections and 20,534 active wastewater connections. Water Supply and Reliability The District’s water supply for the year ended June 30, 2015 includes groundwater (87.4 percent) and surface water (12.6 percent). Groundwater is pumped from the Bunker Hill Basin, and surface water from the Santa Ana River is diverted based on rights acquired from the North Fork Water Company. 2 Local Economy The District is located within San Bernardino County in a metropolitan area referred to as the “Inland Empire”. The District’s population has grown by nearly 38 percent since 2006, but has experienced a low number of new connections during the national economic downturn. The District’s customer base is substantially residential and commercial, with no major industrial users. Large consumers remain consistent year to year with the San Bernardino City Unified School District, Patton State Hospital, East Highlands Ranch Homeowners Association, and San Manuel Indian Bingo & Casino forming the list of top four users. In 2010, median household income (MHI) in San Bernardino County was $55,845, 8.3 percent lower than the State of California median of $60,883. The City of Highland, whose residents comprise approximately 75 percent of the District’s customer base, had an MHI of $59,549, while the City of San Bernardino, where the remainder of the District’s customers reside, had an MHI of $39,895 in 2010. Financial Management The District manages its resources conservatively in order to deliver safe and reliable services to its customers at a fair and cost-effective price. It focuses on establishing fair rates, cost containment, long-term planning, maintaining and upgrading infrastructure, and pursuing alternative source of funding. This approach has allowed the District to undertake substantial capital improvement projects during tough economic times, while passing a series of modest rate increases. The keys to the District’s successful financial management are the District’s Capital Improvement and Financial Plan (CIP), comprehensive reviews of water and wastewater rates, and the annual budget process. The CIP provides a comprehensive view of infrastructure investments necessary over a seven year period to ensure that water resources are adequate, water quality is maintained, and the water and wastewater service needs of current and future customers are met. The CIP is reviewed annually by the District’s Board of Directors during the budget 87.4% 12.6% Water Supply Sources Groundwater Surface Water 3 process, at which time the highest priority projects are adopted and receive authorization for expenditure along with the District’s operating budget. The District’s financial planning also includes the establishment and funding of reserves, and the pursuit of alternative funding sources, both of which help reduce reliance on rates and rate increases. In recent years the District has been very successful in pursuing project funding from the State Revolving Fund and FEMA, and have applied for water and energy efficiency project funding from the Bureau of Reclamation and Edison. Internal Control District management is responsible for establishing a system of internal accounting controls designed to provide reasonable assurances that assets of the District are safeguarded against losses from unauthorized use or disposition, and theft. The District’s internal controls also ensure the proper recording of financial transactions, and the preparation of financial statements in accordance with generally accepted accounting principles. The District’s internal control structure is designed to provide reasonable assurance that these objectives are met. The concept of reasonable assurance recognizes that 1) the cost of a control should not exceed the benefits likely to be derived and 2) the valuation of costs and benefits requires estimates and judgments by management. Budgetary Control The District’s Board of Directors annually adopts a balanced operating and capital budget prior to the new fiscal year. The budget authorizes expenditures and provides a basis for accountability over the District’s enterprise operations and capital projects. Each quarter, management provides the Board with a quarterly budget review to allow Board assessment of staff’s progress in meeting goals and objectives, and budget adjustments, if necessary, are requested at the mid-year budget review in January. Debt Administration The District utilizes proceeds from long-term debt, along with reserves and contributions from the operating budget, to finance major construction projects. Current debt consists of Revenue Bonds and loans from the State Revolving Fund. The District received a credit rating of AA- from Standard and Poors and Fitch when the Revenue Bonds were issued in June 2013. This rating was affirmed by Fitch as the result of a review conducted in May 2015. Investment Policy The Board of Directors annually adopts an investment policy that conforms to California State Law, District ordinances and resolutions, and the prudent person standard. The objectives of the policy are safety, liquidity, and yield. District funds are normally invested in the State Treasurer’s Local Agency Investment Fund (LAIF), and Federal government Treasury notes or agency obligations. Audit and Financial Reporting State law requires the District to obtain an annual audit of its financial statements by an independent Certified Public Accountant. This year, the District’s Financial statements were again audited by Van Lant & Fankhanel, LLP from Loma Linda, California. Their audit opinion is included in the Basic Financial Statements section of this report. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the District for its Comprehensive Annual Financial Report for the fiscal year ended June 30, 2014. This was the third year that the District has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a governmental entity must publish an easily readable and 4 efficiently organized Comprehensive Annual Financial Report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgements Preparation of this report was accomplished by the combined efforts of District staff. We appreciate the dedication and professionalism that our staff members bring to the District. We would also like to thank the members of the Board of Directors for their continued support in the planning and implementation of the financial affairs of the District. Respectfully submitted, John Mura General Manager Brian W. Tompkins Chief Financial Officer EAST VALLEY WATER DISTRICT Organizational Structure Year Ended June 30, 2015 5 EAST VALLEY WATER DISTRICT Principal Officials Year Ended June 30, 2015 6 Vision Enhance and preserve the quality of life for our community through innovative leadership and world class public service. Core Values Leadership: Motivating a group of people to act towards achieving a common goal or destination. Partnership: Developing relationships between a wide range of groups and individuals through collaboration and shared responsibility. Stewardship: Embracing the responsibility of enhancing and protecting resources considered worth caring for and preserving. East Valley Water District Governing Board Members as of June 30, 2015 Name Title Elected / Appointed Current Term James Morales, Jr. Chairman of the Board Elected 2013 - 2017 Ronald Coats Vice-Chairman of the Board Elected 2013 - 2017 Ben C. Coleman Governing Board Member Elected 2011 - 2015 Chris Carrillo Governing Board Member Appointed 2014 - 2015 Nanette Shelton Governing Board Member Appointed 2014 - 2015 Contact Information East Valley Water District John Mura, General Manager/CEO 31111 Greenspot Road Highland, CA 92346 (909) 889-9501 www.eastvalley.org EAST VALLEY WATER DISTRICT GFOA Certificate Year Ended June 30, 2014 7 [This page intentionally left blank] [This page intentionally left blank] 8 INDEPENDENT AUDITOR’S REPORT Board of Directors East Valley Water District Highland, California Report on the Financial Statements We have audited the accompanying financial statements of the East Valley Water District (District), as of and for the year ended June 30, 2015, and the related notes to the financial statements which collectively comprise the District’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to error or fraud. Auditor’s Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, and the State Controller’s Minimum Audit Requirements for Special Districts. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the East Valley Water District, as of June 30, 2014, and the changes in financial 9 position, and cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America, as well as accounting systems prescribed by the State Controller’s Office and State regulations governing special districts. Other Matters Prior Year Comparative Information We have previously audited the District’s 2014 financial statements, and we expressed unmodified audit opinions on the financial statements in our report dated December 23, 2014. In our opinion, the summarized comparative information presented herein as of and for the year ended June 30, 2014, is consistent, in all material respects, with the audited financial statements from which it has been derived. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages 11 through XX, and other required supplementary information, as listed in the Table of Contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the District’s basic financial statements. The introductory section, the supplementary information, as listed in the table of contents, and the statistical section, are presented for purposes of additional analysis and are not a required part of the basic financial statements. 10 The supplementary information, as listed in the table of contents, is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information, as listed in the table of contents, is fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued a report dated December 9, 2015 on our consideration of the District’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the District’s internal control over financial reporting and on compliance. Signature December 9, 2015 EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 11 The District East Valley Water District (District) is a California Special District established under section 30000 et seq. of the California Water Code. The District is engaged in pumping, treating, and distributing water to its customers, as well as maintaining a collection system for residential and commercial wastewater that is delivered for treatment at a plant owned by the City of San Bernardino Water Department. The District serves the City of Highland, and portions of the City of San Bernardino and the County of San Bernardino in California. The Basic Financial Statements East Valley Water District is a special-purpose government engaged in activities that are supported exclusively by user charges. As such, the District’s financial statements are presented in the format prescribed for proprietary funds by the Governmental Accounting Standards Board. The following financial statements for the year ended June 30, 2015 (2014 for comparative purposes only) consist of three interrelated statements designed to provide the reader with relevant, understandable data about the District’s financial condition and operating results. They are the Statement of Net Position, the Statement of Revenue, Expenses, and Changes in Net Position, and the Statement of Cash Flows. The Statement of Net Position presents financial information on the District’s assets, liabilities, and deferred inflow and outflows of resources, with the difference reported as net position as of the last day of the District’s fiscal year. Over time, increases or decreases in net position can serve as a useful indicator of whether the financial position of the East Valley Water District is improving or deteriorating. The Statement of Revenues, Expenses, and Changes in Net Position presents information showing how the District’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of the related cash flows. The Statement of Cash Flows (direct method) conveys to financial statement users how the District managed cash resources during the year. This statement converts the change in net position presented on the Statement of Revenues, Expenses, and Changes in Net Position into actual cash provided by or used for operations. The Statement of Cash Flows also details how the District obtains cash through financing and investing activities, and conversely, how cash is spent for these purposes. Summary Financial Information and Analysis Financial Condition During the year ended June 30, 2015, the District’s total assets decreased by $5.6 million. The decrease occurred in Non-Current assets and was approximately the amount of depreciation recorded for the fiscal year. Net depreciable assets grew only $4.5 million, despite the fact that capital assets placed in service during the year totaled $11.5 million, including $9.9 million in completed projects transferred from Construction in Progress. Non depreciable capital assets decreased by $6.6 million, due to the number of construction projects capitalized during 2014-15, which is discussed in more detail in the Capital Assets section of this analysis. Restricted Cash balances fell from $11.2 to $7.6 million due to two significant factors. Unspent bond proceeds were spent down $2.9 million to fund the capital projects for which they were received, and contractor retentions of $1.1 EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 12 million, held at June 30, 2014, were released to contractors upon successful completion and District acceptance of related capital projects. Restricted Cash balances are further discussed in Note 3 to the financial statements. East Valley Water District’s Net Position (in millions) 2015 2014 Current & Other Assets 21.3$ 21.2$ Restricted Cash 7.6 11.2 Capital Assets - Net 151.3 153.5 Total Assets 180.2 185.9 Total Deferred Outflow of Resources 0.9 0.2 Current Liabilities 7.2 9.5 Non-Current Liabilities 59.5 54.6 Total Liabilities 66.7 64.1 Total Deferred Inflows of Resources 1.6 - Net Position Net Investment in Capital Assets 98.1 101.8 Restricted 2.3 2.3 Unrestricted 12.4 18.0 Total Net Position 112.8$ 122.1$ Current assets remained relatively flat compared to the end of the prior year, growing just .4%. However, collection of significant grants receivable outstanding at June 30, 2014 increased the liquidity of current assets held. At the same time, a decrease in current liabilities due to the absence of significant payables related to construction activity at year end, allowed the District’s current ratio to increase from 2.2:1 to 2.9:1, and the liquidity ratio to increase from 1.2:1 at June 30, 2014, to 2.1:1 at June 30, 2015. Long Term Liabilities increased by $4.9 million due to the recognition of $6.6 million in Net Pension Obligations with the adoption of Governmental Accounting Standards Board (GASB) statement number 68 Accounting and Financial Reporting for Pensions. As further explained in Note 8 to the financial statements, the District is required to recognize its proportionate share of the difference between future pension benefit obligations, and pension assets held in trust by the California Public Employees Retirement System (PERS) on behalf of District employees, currently a deficit. Outstanding debt decreased by $1.7 million as the District made timely scheduled payments to bondholders and other creditors during fiscal year 2014-15. The District’s net position totaled $112.8 million at the end of fiscal year 2015, a $9.3 million decrease resulting from two primary factors. The adoption of GASB 68 stipulated that the District recognize a prior period adjustment to Unrestricted Net Position of $7.9 million in order to recognize that portion of the Net Pension Obligation, discussed above, which had accumulated in previous fiscal years. The District also recorded a $2.4 million charge against Net Position Invested in Capital Assets to expense costs related to an abandoned project further explained in Note 15 to the financial statements. Looking at longer term results, the District’s total Net Position has increased $13.9 million, and $32.7 million over five and ten year periods, respectively. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 13 At June 30, 2015, $98.1 million of the $112.8 million in net position was invested in capital assets, $2.3 million is Restricted, and the remaining $12.4 million classified as unrestricted. $2.9 million of the $12.4 million in unrestricted net position has been designated for emergency and rate stabilization and can only be spent with authorization from the District’s governing Board. Activities and Changes in Net Position Water Operations In FY 2014-15, the District produced 18,494 acre feet of water and sold 17,431 acre feet to consumers. The difference of 1,063 acre feet (5.7%) of water was the result of District flushing programs, water use at District facilities, and system leaks. Water sold reflects a 12.4% decrease in water consumption as customers continued to respond to District efforts to promote water conservation, made necessary by severe drought conditions caused by four years of below-average rainfall. The sustained, regional drought has resulted in dwindling water supplies throughout the State of California, leading to an Executive Order from the Governor’s Office in Sacramento that water agencies drive consumer conservation through rebate programs, irrigation watering restrictions, and through assessment of penalties for water waste when necessary. Further, the State Department of Water Resources has set percentage goals for each water agency in California, with monthly reporting requirements commencing June 2015, to show that conservation efforts are achieving significant reduction in water consumption when compared to the same reporting periods during the 2013 year. The goal established for East Valley Water District was 28%. In July 2014, with conservation mandates and the related revenue volatility on the horizon, the District contracted with a consultant to conduct a multi-year water rate study. As part of the study, the consultant was asked to model Water Budget based tiered rates (WBR), and also to model a shift in the percentage of revenues collected from variable commodity charges toward fixed water system (meter) charges. Water Budget rates are designed to allocate to each customer, sufficient water to meet efficient water needs for indoor and outdoor use based on the unique characteristics of each customer’s household and irrigated landscape. Water usage within the allocations, or budgets, is then billed at the lowest priced tiers 1 and 2, with inefficient water usage in excess of established budgets billed at higher priced tiers. In March 2015, the District adopted Water Budget based rates with an effective date of June 1, 2015. In addition, the adopted rate structured was designed to stabilize revenue with a goal of collecting approximately 40% of revenue from fixed system charges, and the remaining 60% from tiered (water budget) commodity charges. With new rates effective for only one month during the 2014-15 fiscal year, conservation efforts caused water operating revenues to fall 7.3% to $19.2 million, compared to $20.7 million recognized in the prior fiscal year. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 14 The drop in water production, along with energy efficiency measures implemented in the prior year, also resulted in water operating costs savings. Pumping costs fell $386 thousand, including $152 thousand in energy cost savings despite the fact that Edison rate increases of 15% were effective during the year. In addition, Treatment costs fell $794 thousand as a result of the District cancelling contracts for wellhead treatment units, which included take-or- pay minimum treatment quantities, and producing water from sources with lesser treatment requirements. Source of supply costs increased 4% primarily due to labor charges, which were higher due to negotiated pay rate adjustments that were effective at the beginning of the fiscal year. In addition, the District’s participation in an in-lieu program with the basin water master, required that the District produce more water from wells during the 2014 summer months, rather than take water from the Santa Ana River. This program also increased wellhead chemical and power costs. Reimbursement of those costs by the watermaster was recorded as non-operating revenue. Transmission and Distribution costs increased 42% to $2.0 million as pipeline crews addressed 92 main leaks and 148 service line leaks while trying to maintain preventative maintenance program goals for system flushing and valve exercising. Labor costs increased significantly due to negotiated wage adjustments, and to overtime required to respond to significant leaks during off-hours. Contract costs for repaving street surfaces, and the cost for fill materials also increased by $155 thousand, or 32%, collectively. The District’s Capital Improvement Program budget for 2015-16 includes three water pipeline replacement projects to begin to address the excessive number of leaks occurring in older sections of the District service area. Sewer Operations Sewer operating revenues consist of System Charges and Treatment Charges. System Charge rates are set by the District to cover the cost of maintaining the District’s wastewater collection system and to cover a portion of administrative and general expenses. 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 2012 2013 2014 2015 Mi l l i o n s Water Department Operating Revenue versus Expenses Revenue Expenses EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 15 Treatment Charge rates are established by the City of San Bernardino Water Department, which treats the wastewater produced by the District’s customers – the District currently has no wastewater treatment facilities. All wastewater treatment revenues collected by the District are directly offset by payments to the City of San Bernardino Water Department, therefore, sewer treatment has no net effect on the District’s operating results. Sewer operating revenues fell 3.1% to $11.5 million during fiscal year 2014-15 as a result of lower water usage. Commercial customers, which includes multi-family residential complexes larger than 4 units, are billed for sewer charges based on water consumption. Therefore, the 12.4% decrease in water consumption discussed above, had a related impact on sewer revenue. A complete list of sewer rates in effect for the last 10 years is included in the statistical section at the end of this document. Wastewater collection line maintenance increased by 149% as the District returned to an aggressive schedule of video monitoring and inspecting lines in order to mitigate the risk of sewer system backup and overflows. In the prior year, the District had planned to stretch this program from three to five year cycle, periodically redeploying program employees to other tasks, but the rate at which lines can deteriorate, or be compromised by seismic activity or tree roots, caused the District to return to a three year schedule in order to maintain system integrity. Wastewater treatment costs fell $290 thousand (4%) as a result of lower water sales. Commercial customer accounts are billed for wastewater treatment based on water usage. Ultimately, wastewater treatment costs are directly offset by charges to customers on behalf of the San Bernardino Water Department, therefore, fluctuations in the cost for wastewater treatment services have no effect on the District’s operating results. Customer Accounts (Water & Sewer Operations) increased 22% to $1.9 million primarily in three cost classifications – labor, contract services, and professional development. Labor cost increases of $116 thousand were the result of a salary adjustments per a Memorandum of Understanding finalized with employees in July 2014. Contract services increased $210 thousand due to the transfer of all payment card, and other electronic payment charges from 6 7 8 9 10 11 12 2012 2013 2014 2015 Mi l l i o n s Sewer Department Operating Revenue versus Expenses Revenue Expenses EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 16 General and Administrative expense to Customer Accounts, and increases to Professional Development were related to a contract with an outside consultant to implement a Customer Service Excellence program. Administrative and general costs for the District increased just .6% to $7.9 million. Significant changes in general and administrative costs included: 1) Salaries and Benefits increased 3.5% to $4.6 as a result of salary and wage adjustments per the Memorandum of Understanding discussed above. 2) Contractual services decreased by $230 thousand as full-time employees increasingly performed work previously tasked to consultants, while legal services increased by 44% as the District continued to review and restructure agreements, review contracts related to wastewater treatment and water rights, and increased efforts to clear title on vacant land. 3) Professional development costs increased by 21.8% due to an increased emphasis on certifications, education, and training amongst staff. Depreciation expense recorded by the District’s water department increased from $4.4 million to $4.9 million due to 1) the capitalization and beginning depreciation of $10 million in utility plant, and 2) shorter useful lives being used to estimate annual depreciation of pumps, valves and other mechanical components capitalized as part of a larger utility plant assets. Wastewater department depreciation expense decreased from $1.1 million to $0.8 million as the prior year included accelerated charges related to the abandonment of leasehold improvements when the District moved into its new headquarters building in February 2014. Non-Operating Activities The District’s non-operating revenue of $901 thousand includes investment earnings of $100 thousand, discussed below, and $800 thousand in other income. Other income includes quarterly remittances from energy purveyors, totaling $188 thousand, for participation in demand response programs, whereby the District takes designated plants off-line when power grids are approaching capacity, and a one-time reimbursement of $442 thousand from the basin water master for participation in an in-lieu program that required the District to produce from wells, rather than taking guaranteed water deliveries from the Santa Ana River between June and November of 2014. Non-operating expenses include $1.6 million in interest on District long-term obligations and $135 thousand in amortization of deferred amounts from the refunding of District debt in 2010. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 17 East Valley Water District Changes in Net Position (in millions) 2015 2014 Water Revenues 19.2$ 20.7$ Water Operating Expenses (17.8) (17.7) Sewer Services 11.5 11.9 Sewer Operating Expenses (11.3) (11.5) Non-Operating Revenues 0.9 0.4 Non-Operating Expenses (2.0) (2.6) Income Before Contributions & Special Item 0.5 1.2 Developer Contributions - 1.9 Grant Funds Contributed 0.6 4.5 Special Item - Abandoned Projects (2.4) - Change in Net Position (1.3) 7.6 Beginning Net Position 122.1 114.5 Prior Period Adjustment (8.0) - Ending Net Position 112.8$ 122.1$ Investment earnings increased as yields and unrestricted investible funds grew in 2014-15. The Apportionment rate paid by the California Local Agency Investment Fund rose 6 basis points to .28% during fiscal year 2015. In addition, the District was able to build unrestricted cash and investments $1.9 million by concentrating resources on the completion of projects that were reimbursable by grant funding, or by unspent bond proceeds. Capital Contributions and Transfers Contributions received during 2014-15 included $11 thousand in developer capacity fees, and $586 thousand in reimbursements for two grant funded projects. The first reimbursement was the final claim related to a project to consolidate a mutual water company into the District’s service area, and the second was awarded to the District during the fiscal year to reimburse costs related to the implementation of water budget based rates, which significantly assist with water conservation efforts. Components of Net Position The District is required to present its net position in three categories: Net Investment in Capital Assets, Restricted, and Unrestricted. Net Investment in Capital Assets The components of Net Investment in Capital Assets are presented in Note 7 to the accompanying financial statements. The balance at June 30, 2015 is $98.1 million, a decrease of $3.7 million compared to June 30, 2014. The decrease resulted from the acquisition or construction of capital assets for $2.7 million, and a decreases in outstanding debt of $1.7 million, offset by a decrease in unspent bond proceeds of $3.2 million, and an increase in accumulated depreciation of $4.9 million. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 18 Restricted Restricted Net Position increased by $47 thousand during the year ended June 30, 2015. This amount includes capacity fees collected from developers totaling $11 thousand, and restricted assessments collected from North Fork Water Company shareholders which are restricted for future capital improvement projects By law Capacity fees are restricted for use on plant expansion capital projects, or debt service on such projects. Further, under the District’s Designated Funds Policy, use of restricted funds for a certain capital project must be approved by the Board of Directors. Unrestricted Unrestricted Net Position is the balance after amounts to be classified as Invested in Capital Assets or Restricted have been determined. Unrestricted Net Position decreased $5.5 million to $12.5 million in 2014-15, primarily due to the implementation of Governmental Accounting Standards Board Statement No. 68 and the recognition of a related $7.9 million prior period adjustment to record a Net Pension Obligation related to the District’s pension plan. Capital Assets The District spent approximately $6.0 million for expansion or replacement of property, plant, and equipment during 2014-2015. These amounts are reflected in Utility Plant, or as additions to Construction in Progress, in the accompanying financial statements. Following is a discussion of the facilities and equipment constructed and purchased. Placed in Service During the 2014-2015 fiscal year, District staff, consultants, and contractors completed work on the following:  Efficiency upgrades to pumps and pipeline choke points, and updates to SCADA radios and programming at 9 plants  Distribution system replacement for, and consolidation of, a 450 service mutual water company into the District’s service area  Replacement of 2,000 lineal feet of 6” main in Live Oak Road, and of pipelines to, and returning from, a nearby storage tank  Replacement of 120’ lineal feet of 10” pipeline at the District’s intake facilities for water from the Santa Ana River Construction in Progress (CIP) Construction in progress decreased $6.7 million to $9.3 million (see note 4) between June 30, 2014 and June 30, 2015. With approximately 70 jobs in progress, additions to CIP totaled $5.8 million, while $9.9 million was capitalized and transferred to fixed assets, and an additional $2.6 million was charged as a current year expense or write off, as further discussed in Note 15 to the financial statements. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 19 Utility Plant in Service – June 30th (in millions) Department 2015 2014 Water Source of Supply 16.5$ 15.2$ Pumping 11.9 10.3 Transmission & Distribution 89.2 82.8 Treatment 25.0 25.0 Wastewater Collection Lines 25.4 25.4 General Buildings & Improvements 18.0 18.0 Equipment 7.1 7.0 Total 193.1$ 183.7$ Of the $9.3 million remaining in CIP at June 30, 2015, 80% is related to three projects, including: 1. Construction of a 30” pipeline connecting wells in the District’s lower pressure zone to pumping and storage facilities in the District’s Intermediate and Upper pressure zones. This pipeline, which will facilitate off peak hour water production and operational efficiency, is substantially complete and will be placed in service in the 2015-16 fiscal year. 2. Upgrade of booster pumps at the District’s Plant 40. Plant 40 is in the center of the District’s services area and is a key location for boosting water throughout the District’s distributions system from current and future water supply facilities. The project is substantially complete and will be placed in service during the 2015-16 fiscal year. 3. Conceptual design, environmental and financing package costs related to a water reclamation facility which has been named the Sterling Natural Resource Center. The facility would capture, treat, and recycle all of the wastewater flows generated by District customers. Treated water produced by the plant would be used to recharge the Bunker Hill Basin from which the District produces groundwater. Preliminary concepts for the plant include a first phase with a capacity of 6 million gallons per day (mgd), which could be expanded to 10 mgd in a second phase giving the District the capability to provide treatment services to significant housing developments being planned within the District’s service area. The project will also include ancillary pipelines and lift stations to deliver wastewater to the plant, and recycled water pipelines to deliver the treated water to recharge basins. The District has partnered with the San Bernardino Valley Municipal Water District (Valley District) by entering into an Agreement for the Construction and Operation of Groundwater Replenishment Facilities. Under terms of the agreement, Valley District will act as lead agency for construction and operation of the project, while East Valley Water District will retain ownership of the project and the recycled water produced, and will finance the full cost of the project. A financing application package is being prepared for submittal to the State of California Department of Water Resources in order to utilize grants and low interest loans to fund all or a portion of this important water reclamation project. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 20 Future Capital Improvements - Water The District’s ability to meet water quality requirements, implement conservation measures, and increase efficiencies in conducting District business are the driving forces by which District management develops long term capital plans. The District is working collaboratively with the San Bernardino Valley Municipal Water District (Muni) on the design and installation of a new state water project turnout, and two new conjunctive use wells that would supply water to the District. The turnout at Plant 134 would allow the District to take delivery of more wholesale water from Muni at their Tier 1 water rate, currently $125 per acre foot. The wells, which will be located in the lower end of the Bunker Hill groundwater basin, will be part of a network of wells designed to control regional groundwater levels and will reduce the cost to produce water for the District. Future Capital Improvements - Wastewater The District’s Wastewater Collection System Master Plan, updated in 2014, identified areas in the District where wastewater pipelines were susceptible to surcharging during heavy rains and therefore could not accept additional flows from new development. Based on the Master Plan recommendations, the District has included two pipeline capacity projects in it’s 5 year capital improvement program, to facilitate new development and enhance system redundancy in the event of emergency. Long Term Debt / Credit The District’s long-term debt consists of Revenue Bonds issued through the East Valley Water District Financing Authority (Authority), a blended component unit, design and construction loans from the California Department of Water Resources, and a capital lease purchase with US Bank for construction or installation of energy conservation measures (ECM). Outstanding balances as of June 30, 2015 were as follows: 2010 Refunding Revenue Bonds 28,845,000$ 2013 Revenue Bonds 12,085,000 DWR Loan - Arroyo Verde 104,812 DWR Loan - Eastwood Farms 364,450 DWR Loan - Plant 134 7,001,964 DWR Loan - Plant 150 Design 70,000 US Bank Lease Purchase - ECMs 3,671,849 Total 52,143,075$ As explained in Note 5 to the accompanying financial statements, proceeds from the 2010 and 2013 revenue bonds were used to retire debt previously issued by the District (2010 bonds only) and to construct water and sewer capital projects. DWR loans for the Arroyo Verde and Eastwood Farms water company consolidation projects are ultimately the obligation of property owners within Assessment Districts that replaced those water companies previously operating independently within the District’s service area. Semi- annual loan payments are paid by assessments on property within the assessment district. EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 21 Other DWR loans include $7,001,964, payable over 30 years at 0% interest, for upgrade of the District’s Plant 134, and $70,000, payable over 5 years at 0%, used to help pay for the design of a new treatment plant in the District’s lower pressure zone. The Lease Purchase Agreement with US Bank was entered into in November 2013 to finance the construction of energy conservation projects recommended by an Energy and Operational Efficiency Study prepared by Honeywell. The lease is payable in semi-annual installments over 10 years at an interest rate of 2.38%. All scheduled debt payments for fiscal year 2014-15 were paid timely. Standard & Poor’s and Fitch rated the EVWDFA 2013 Revenue Bonds at the time of issuance. Both agencies gave the bonds a rating of AA-. Fitch affirmed their rating of AA- in May 2015 after having conducted an industry, and agency specific, review of the effects of the drought on water agency revenues and financial condition. Dun & Bradstreet, based on audited financial statements and creditor input, also rates the District. The rating given by D&B is currently 5A1 accompanied by a financial condition assessment of ‘strong’, which is no change from previous years. Rate Increases On March 25th, 2015, the District adopted a new Water Budget based rate structure, moving from a uniform rate charged for every unit (hundred cubic feet or 748 gallons) of water used, to a tiered rate structure in which consumers pay increasingly higher rates as they use more water during a billing period. The District adopted 3 rate tiers, each supported by the increased cost of supplying water as consumer demands on the water distribution system increase. - 10,000,000 20,000,000 30,000,000 40,000,000 50,000,000 60,000,000 Outstanding Long-Term Debt June 30th 2013 Bonds 2010 Bonds Inst Purchase DWR Loans EAST VALLEY WATER DISTRICT Management’s Discussion and Analysis Year Ended June 30, 2015 22 The new rate structure includes scheduled rate adjustments to occur on June 1, 2015, and on July 1 of both years 2016 and 2017. In addition, the City of San Bernardino adopted rate increases for sewer treatment, to be implemented in three phases in 2015, 2016, and 2017. As the District currently relies on the City to treat wastewater generated by District customers, it is obliged to adopt the City’s rate increases. The District can implement the new sewer rates utilizing the provisions of California AB 2567, which allows the District to treat the increases as a pass-through of costs it has no control over, rather than having to follow public notice and hearing procedures established by California Proposition 218. Additional information about the District’s Water Budget based rate structure can be found on the District’s website at www.eastvalley.org. Contacting the District’s Financial Management This financial report is designed to give our customers / ratepayers, creditors, and investors a general overview of the District’s finances, and to demonstrate the District’s accountability for money it receives, and stewardship over facilities it maintains. If you have questions about this report, or need additional information, contact the District’s Finance Department at 31111 Greenspot Road, Highland, California 92346, or call (909) 381-6463. [This page intentionally left blank] EAST VALLEY WATER DISTRICT Statement of Net Position Year Ended June 30, 2015 23 For Comparative Purposes Only 2015 2014 ASSETS Current Assets: Cash and Cash Equivalents 10,081,755$ 6,431,784$ Investments 5,185,067 4,746,981 Accounts Receivable, Net 3,323,976 4,035,153 Interest Receivable 9,273 4,513 Other Receivables 140,787 86,208 Due from Other Governments 1,771,368 5,160,885 Inventor y 297,803 256,866 Prepaid Expenses 84,737 81,547 Total Current Assets 20,894,766 20,803,937 Non-Current Assets: Restricted Cash and Cash Equivalents 7,567,927 11,175,115 Assessments Receivable 434,355 441,817 Capital Assets not being Depreciated 22,561,578 29,228,410 Capital Assets, Net (Note 4) 128,787,082 124,279,104 Total Non-Current Assets 159,350,942 165,124,446 Total Assets 180,245,708 185,928,383 DEFERRED OUTFLOWS OF RESOURCES Deferred Charge on Refunding 174,353 227,721 Deferred Outflows - Pensions 757,176 - Total Deferred Outflows Of Resources 931,529 227,721 Total Assets and Deferred Outflows of Resources 181,177,237$ 186,156,104$ (Continued) The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Statement of Net Position - Continued Year Ended June 30, 2015 24 For Comparative Purposes Only 2015 2014 LIABILITIES Current Liabilities: Accounts Payable and Accrued Expenses 1,961,253$ 3,198,175$ Accrued Payroll and Benefits 422,698 262,224 Customer Service Deposits 1,727,286 1,848,421 Construction Advances and Retentions 219,311 1,305,081 Accrued Interest Payable 505,012 538,723 Current Portion of Compensated Absences 308,252 332,083 Current Portion of Long-Term Debt 2,060,605 1,966,959 Total Current Liabilities 7,204,417 9,451,666 Non-Current Liabilities: Compensated Absences, Less Current Portion 456,412 339,021 Net Pension Liability 6,615,935 - Long-Term Debt, Less Current Portion 52,468,718 54,295,923 Total Non-Current Liabilities 59,541,065 54,634,944 Total Liabilities 66,745,482 64,086,610 DEFERRED INFLOWS OF RESOURCES Deferred Inflows - Pensions 1,616,878 - Total Liabilities and Deferred Inflows Of Resources 68,362,360 64,086,610 NET POSITION Net Investment in Capital Assets 98,091,685 101,757,787 Restricted for: Future Capital Expansion Projects 2,322,238 2,274,769 Unrestricted 12,400,954 18,036,938 Total Net Position 112,814,877$ 122,069,494$ The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Statement of Revenues, Expenses, and Changes in Net Position Year Ended June 30, 2015 25 For Comparative Purposes Only 2015 2014 OPERATING REVENUES Water Sales 13,505,159$ 15,351,609$ Sewer Treatment Charges 6,907,828 7,197,418 System Charges 9,405,936 9,353,248 Other Charges 924,522 718,302 Total Operating Revenues 30,743,445 32,620,577 OPERATING EXPENSES Water Department: Source of Supply 2,988,115 2,875,518 Pumping 606,791 992,555 Treatment 722,211 1,516,412 Transmission and Distribution 2,049,667 1,437,831 Customer Accounts 982,919 786,884 Total Water Department 7,349,703 7,609,200 Wastewater Department: WastewaterTreatment 6,907,828 7,197,418 Wastewater Collection 440,151 312,193 Customer Accounts 925,762 769,252 Total Wastewater Department 8,273,741 8,278,863 Administrative and General 7,898,997 7,795,395 Operating Expenses Before Depreciation 23,522,441 23,683,458 Depreciation 5,623,898 5,507,718 Total Operating Expenses 29,146,339 29,191,176 Operating Income (Loss) 1,597,106$ 3,429,401$ (Continued) The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Statement of Revenues, Expenses, and Changes in Net Position - Continued Year Ended June 30, 2015 26 2015 2014 NON-OPERATING REVENUES (EXPENSES) Investment Income 100,830$ 49,846$ Cooperative Agreements Grants Claims / Settlements Other Income (Loss) 800,278 334,700 Interest Expense (1,827,007) (1,917,676) Amortization (153,055) (99,688) Loss on Disposal of Assets - (606,085) Total Non-Operating Revenues (Expenses) (1,078,954) (2,238,903) Income Before Contributions and Special Item 518,152 1,190,498 CONTRIBUTIONS Capacity Charges 11,339 1,849,250 Capital Grants 585,601 4,520,640 Total Contributions 596,940 6,369,890 SPECIAL ITEM Abandoned Project (2,413,478) - CHANGE IN NET POSITION (1,298,386) 7,560,388 TOTAL NET POSITION, BEGINNING 122,069,494 114,509,106 PRIOR PERIOD ADJUSTMENT (7,956,231) - TOTAL NET POSITION, ENDING 112,814,877$ 122,069,494$ The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Statement of Cashflows Year Ended June 30, 2015 27 For Comparative Purposes Only 2015 2014 CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers 30,247,717$ 32,930,091$ Cash Payments for Employees Services (8,089,209) (6,865,272) Cash Payments to Suppliers (16,940,840) (16,134,792) Cash from Other Sources 708,386 450,314 Net Cash Provided (Used) by Operating Activities 5,926,054 10,380,341 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Grant Funds Received 3,975,118 918,157 Contributed Capital 11,339 1,849,250 Principal Paid on Capital Debt (1,633,871) (1,245,934) Interest Paid on Capital Debt (2,043,098) (1,861,481) Acquisition of Capital Assets (5,878,522) (27,271,657) Net Cash Used for Capital and Related Financing Activites (5,569,034) (27,611,665) CASH FLOWS FROM INVESTING ACTIVITIES Interest Received from Investments 78,274 35,031 Acquisition of Investments (3,241,537) (2,497,866) Proceeds from Sale of Investments 2,804,251 2,645,189 Loan Collections 44,775 20,884 Net Cash Provided (Used) by Investing Activities (314,237) 203,238 Net (Decrease) Increase in Cash and Cash Equivalents 42,783 (17,028,086) Cash and Equivalents, Beginning of Year 17,606,899 34,634,985 Cash and Equivalents, End of Year 17,649,682$ 17,606,899$ RECONCILIATION TO STATEMENT OF NET POSITION Cash and Cash Equivalents 10,081,755$ 6,431,784$ Restricted Cash and Cash Equivalents 7,567,927 11,175,115 Total Cash and Cash Equivalents 17,649,682$ 17,606,899$ (Continued) The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Statements of Cash Flows - Continued Year Ended June 30, 2015 28 For Comparative Purposes Only 2015 2014 Reconciliation of Operating Income to Net Cash Provided by Operating Activities Operating Income (Loss) 1,597,106$ 3,429,401$ Adjustments to Reconcile Operating Income to Net Cash Provided by Operating Activities: Depreciation 5,623,898 5,507,718 Miscellaneous Income 800,278 450,314 Change in Assets and Liabilities: (Increase) Decrease in Accounts Receivable 711,177 (519,506) (Increase) Decrease in Other Receivables (91,892) - (Increase) Decrease in Inventory (40,937) 79,436 (Increase) Decrease in Prepaids (3,189) 56,164 Decrease in Deferred Outflows of Resrcs 64,856 - Increase (Decrease) in Accounts Payable (1,236,922) 471,459 Increase (Decrease) in Accrued Salaries and Benefits 160,475 18,825 Increase in Compensated Absences 93,559 57,510 Decrease in Net Pension Liability (2,162,327) - Increase in Deferred Inflows of Resources 1,616,877 - Decrease in Customer Deposits (121,135) 137,288 Decrease in Developer Deposits (1,085,770) 691,732 Total Cash Provided (Used) by Operating Activities 5,926,054$ 10,380,341$ NON-CASH INVESTING, CAPITAL, AND NONCAPITAL FINANCING ACTIVITIES: Write off Abandoned Project Costs (2,413,478)$ -$ Capital Assets Contributed by Developers 800$ -$ The accompany notes are an integral part of this statement. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 29 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A) Reporting Entity The East Valley Water District (the District) is a special district formed in 1954, as a result of an election by local residents who desired water service by a public water agency. Later, as the population increased, a modern wastewater system was needed to replace the septic tanks used at the time. Citizens voted to give the District responsibility for that service. The District encompasses an area of approximately 25 square miles and provides water and wastewater service to the City of Highland, parts of the City of San Bernardino, and unincorporated parts of the County of San Bernardino, California. The East Valley Water District Financing Authority (Authority), and the North Fork Water Company (Company) are component units of the East Valley Water District. A component unit is an entity which is financially accountable to the primary government, either because the primary government appoints a voting majority of the component unit's board, or because the component unit will provide a financial benefit or impose a financial burden on the primary government. The Authority, and Company are blended component units. Only North Fork Water Company prepares separate financial statements. The Authority was created in August 2010 by a joint exercise of powers agreement for the purpose of financing public capital improvements. It is governed by a Board of Directors comprised of the District's Board of Directors. The Authority issued debt in October 2010 which is secured solely from installment payments under an installment purchase agreement entered into by the District and the Authority. The Company was established in February 1885 to deliver water, taken from the Santa Ana River, to its property owner /shareholders. The Company is governed by a Board of Directors comprised of, and elected by, Company shareholders. The District has purchased shares of Company stock as they become available in order to secure rights to the Santa Ana River water and have it delivered to the District's surface water treatment plant. At June 30, 2015, the District owned 5,904.49 of 7,156 outstanding Company shares. Due to the number of Company shares owned, the District is able to appoint a majority of the Company’s governing board and is therefore financially accountable for the Company. In addition management and staff of the District have complete responsibility for the operations of the Company. As a result, the Company's financial statements have been included in the accompanying financial statements as a blended component unit. Copies of the Company's financial statements may be obtained from the District’s Finance Department at 31111 Greenspot Road, Highland, California 92346. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 30 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Continued The following condensed combining schedule shows how the District and its component units are blended in the accompanying financial statements: Table 1-1 Financing District NFWC Authority Eliminations Total Statement of Net Position Current Assets 20,878,799$ 15,967$ 479,397$ (479,397)$ 20,894,766$ Capital Assets 149,787,365 3,047,177 - (1,485,882) 151,348,660 Other Assets 7,776,851 225,431 40,930,000 (40,930,000) 8,002,282 Deferred Outflows 931,529 - - - 931,529 Total Assets & Deferred Outflows 179,374,544 3,288,575 41,409,397 (42,895,279) 181,177,237 Current Liabilities 7,134,490 69,927 479,397 (479,397) 7,204,417 Long-Term Liabilities 59,541,065 - 40,930,000 (40,930,000) 59,541,065 Deferred Inflows 1,616,878 - - - 1,616,878 Total Liabilities & Deferred Inflows 68,292,433 69,927 41,409,397 (41,409,397) 68,362,360 Net Investment in Capital Assets 96,530,390 3,047,177 - (1,485,882) 98,091,685 Restricted Net Position 2,150,767 171,471 - - 2,322,238 Unrestricted Net Position 12,400,954 - - - 12,400,954 Total Net Position 111,082,111$ 3,218,648$ -$ (1,485,882)$ 112,814,877$ Statement of Changes in Net Position Sales and Services 29,818,923 - - - 29,818,923 Other Operating Revenue 924,522 - - - 924,522 Operating Expenses (23,400,929) (121,512) - - (23,522,441) Depreciation (5,569,060) (54,838) - - (5,623,898) Operating Income 1,773,456 (176,350) - - 1,597,106 Net Non-Operating Revenue (Expenses) (1,272,240) 193,286 - - (1,078,954) Capital Contributions 596,940 - - - 596,940 Special Items (2,413,478) - - - (2,413,478) Change in Net Position (1,315,322) 16,936 - - (1,298,386) Beginning Net Position 120,353,664 1,715,830 - - 122,069,494 Prior Period Adjustment (7,956,231) - - - (7,956,231) Ending Net Position 111,082,111$ 1,732,766$ -$ -$ 112,814,877$ Statement of Cash Flows Net Cash from Operating Activities 5,793,148 132,906 - - 5,926,054 Net Cash from Capital and Related Financing Activities (5,533,391) (35,643) 3,181,988 (3,181,988) (5,569,034) Net Cash from Investing Activities (315,228) 991 (3,181,988) 3,181,988 (314,237) Beginning Cash and Equivalents 17,484,855 122,044 - - 17,606,899 Ending Cash & Equivalents 17,429,384$ 220,298$ -$ -$ 17,649,682$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 31 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Continued B) Measurement Focus, Basis of Accounting and Financial Statement Presentation The accounting and financial reporting treatment is determined by the applicable measurement focus and basis of accounting. Measurement focus indicates the type of resources being measured such as current financial resources or economic resources. The basis of accounting indicates the timing of transactions or events for recognition in the financial statements. The District uses the economic resources measurement focus and the accrual basis of accounting. Accordingly, revenues are recognized when they are earned and expenses are recorded when the liability is incurred. C) Comparative Data Prior year data has been included where practical for comparison purposes only. The prior year data does not represent a complete presentation in accordance with generally accepted accounting principles. D) Inventory Valuation Inventories are valued at cost using the average-cost method. E) Capitalization and Depreciation Capital assets purchased or constructed by the District are recorded at cost. Capital assets contributed to the District are recorded at estimated fair value. The estimated fair value, determined by the District's engineer, is the amount the District would have to pay for construction of comparable facilities. The District has a capitalization threshold of $5,000. Depreciation is computed using the straight-line method over the estimated useful lives of the various assets. Water canals, water, and sewer lines are depreciated over 25 to 50 years; office equipment and vehicles are depreciated over 5 years. Water stock and rights contributed to the District are recorded at the same value the District is currently paying for the purchase of similar stock. F) Reclassifications Certain reclassifications have been made to the prior year information to conform to the current year presentation. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 32 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Continued G) Restricted Assets Certain assets of the District are restricted in use by ordinance or debt covenant and accordingly are shown as restricted assets on the accompanying Statement of Net Position. Unexpended Bond proceeds are set aside for capital improvements, District deposits into Bond trustee accounts are to be used for debt service, and utility deposits must be returned to the customers at their request after their account has been paid timely for 12 consecutive months, or when their account is closed. H) Cash and Cash Equivalents For the purposes of the statement of cash flows, cash and cash equivalents have been defined as demand deposits and highly liquid investments purchased with an original maturity of 3 months or less. The District invests funds with the Local Agency Investment Fund (LAIF) and Money Market Mutual Funds. Due to the high liquidity of these investments, these funds are classified as cash equivalents. I) Investments The District has adopted the provisions of GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and External Pools (GASB 31), which require governmental entities to report certain investments at fair value in the statement of net position and recognize the corresponding change in the fair value of investments in the year in which the change occurred. J) Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position includes a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense/expenditure) until then. The District has two items which qualify for reporting in this category; Deferred Charge on Refunding and Deferred Outflows related to Pensions. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate finanancial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The District has one item which qualify for reporting in this category; Deferred Inflows related to Pensions. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 33 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Continued K) Compensated Absences The District has a policy whereby an employee can accumulate unused sick leave and vacation. Sick leave is to be used for extended periods of sickness; however, upon termination or retirement, a portion will be paid as additional benefits to the employee. At retirement or termination, employees who have accumulated over ten years of service will be paid between 40 to 70% of their unused sick leave (based upon their balance of unused sick leave) at their regular payroll rates in effect at the date of termination. Also, employees that obtain 196 unused sick hours can cash out 40 hours at their discretion. The District has provided for these future costs by accruing a range of the earned and unused sick leave and 100% of the earned and unused vacation. L) Classification of Revenue As an enterprise (proprietary) fund, the District classifies its revenues into three classifications: operating revenue, non-operating revenue, and contributions. Operating revenues are defined as revenues realized by the District in exchange for providing its primary services of water distribution and wastewater collection to its customers. Non-operating revenues are those derived from the investment of cash reserves and from the disposal of excess property, and also include those resources received from entities other than customers, such as governmental agencies and developers, for purposes not related to capital improvement. Donated plant and cash received for capital improvement without the requirement that the District give resources in exchange are recorded as contributions. M) Use of Restricted Resources The District uses restricted resources, prior to using unrestricted resources, to pay expenses meeting the criteria imposed on the use of restricted resources by a third party. N) Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. O) Pension For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the District’s California Public Employees’ Retirement System (CalPERS) plans (Plans) are additions to/deductions from the Plans’ fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 34 1) REPORTING ENTITY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Continued P) Future Accounting Pronouncements GASB Statement Nos. 72 - 76 listed below will be implemented in future financial statements: Table 1-2 GASB Statement Description Effective Date Statement No. 72 Fair Value Measurement and Application The requirements of this statement are effective for financial statements for reporting periods beginning after June 15, 2015. Earlier application is encouraged. Statement No. 73 Accounting and Financial Reporting for Pensions and Related Assets that are not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68 The provisions in Statement 73 are effective for fiscal years beginning after June 15, 2015 – except those provisions that address employers and governmental non-employer contributing entities for pensions that are not within the scope of Statement 68, which are effective for fiscal years beginning after June 15, 2016. Earlier application is encouraged. Statement No. 74 Financial Reporting for Post- employment Benefit Plans other than Pension Plans The provisions in Statement 74 are effective for fiscal years beginning after June 15, 2016. Earlier application is encouraged. Statement No. 75 Accounting and Financial Reporting for Post-employment Benefits other than Pensions The provisions in Statement 75 are effective for fiscal years beginning after June 15, 2017. Earlier application is encouraged. Statement No. 76 The Hierarchy of Generally Accepted Accounting Principles for State and Local Governments The provisions in Statement 76 are effective for reporting periods beginning after June 15, 2015. Earlier application is encouraged. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 35 2) CASH AND INVESTMENTS Cash and Investments as of June 30, 2015 are classified in the accompanying financial statements as follows: Table 2-1 Cash and Cash Equivalents 10,081,755$ Restricted Cash and Cash Equivalents 7,567,927 Investments 5,185,067 Total 22,834,749$ Cash and investments as of June 30, 2015 consist of the following: Table 2-2 Cash on Hand 10,750$ Deposits with Financial Institutions 1,163,125 Money Market Accounts with Financial Institutions 3,358,287 Investment in Local Agency Investment Fund 13,117,520 Investment in Debt Securites 5,185,067 Total Cash and Investments 22,834,749$ Investments Authorized by the California Government Code and the District’s Investment Policy The table below identifies the investment types that are authorized by the District's investment policy and in accordance with Section 52601 of the California Government Code The table also identifies certain provisions of the District's investment policy that address interest rate risk and concentration of credit risk. Table 2-3 Authorized Investment Type Maximum Maturity Authorized Limit Required Rating Bonds and Certificates of Participation by EVWD 5 years None None U.S. Treasury Bills, Notes, or Bonds 5 years None None State Registered Warrants, Notes, or Bonds 5 years None None Notes and Bonds of other Local California Agencies 5 years None None U.S. Agencies 5 years None None Negotiable Certificates of Deposits 5 years 30% None Money Market Mutual Funds and Mutual Funds 5 years 15% 2 - AAA Collateralized Bank Deposits 5 years None None Local Agency Investment Fund (LAIF) N/A None None At June 30, 2015, the District had no investments in repurchase agreements and did not utilize this investment media during the reporting year. As a matter of investment policy, the District does not borrow funds through the use of reverse repurchase agreements. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 36 2) CASH AND INVESTMENTS - Continued Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the District minimizes its exposure to this type of risk is by investing in investments with laddered maturity dates. As of June 30, 2015, the District had the following investments and maturities: Table 2-4 Investment Type Fair Value Average Maturity Freddie Mac 263,469$ 2.10 years GNMA 39,940 1.32 years Federal Home Loan Bank 2,798,335 2.96 years Federal Farm Credit Bank 601,001 2.15 years US Treasury 1,309,250 2.74 years Tenn Valley Authority 173,072 1.21 years LAIF 13,117,520 N/A Money Market Mutual Funds 3,558,287 N/A Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the minimum rating required by (where applicable) the California Government Code or the District’s investment policy, and the actual rating as of year end for each investment type. Table 2-5 Investment Type Fair Value Minimum Legal Rating Exempt From Disclosure Rating at Year End AAA Not Rated Freddie Mac 263,469$ N/A -$ 263,469$ -$ GNMA 39,940 N/A 39,940 - - Federal Home Loan Bank 2,798,335 N/A - 2,798,335 - Federal Farm Credit Bank 601,001 N/A - 601,001 - US Treasury 1,309,250 N/A 1,309,250 - - Tenn Valley Authority 173,072 N/A - 173,072 - LAIF 13,117,520 N/A - - 13,117,520 Money Market Mutual Funds 3,358,287 N/A - 3,358,287 - 21,660,874$ 1,349,190$ 7,194,164$ 13,117,520$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 37 2) CASH AND INVESTMENTS – Continued Disclosure Related to Concentration of Credit Risk The District's policy places no limits on amounts invested in any given issuer beyond that stipulated by the California Government Code. At June 30, 2015, there were no investments (other than external pools, U.S. Government Securities and Money Market Mutual Funds) that exceeded 5% of the District's total investments. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code requires California banks and savings and loan associations to secure deposits by pledging government securities as collateral. Such collateralization of public funds is accomplished by pooling. As such, collateralized securities are held by the pledging financial institution's agent on behalf of the District. The fair value of the pledged securities must equal at least 110% of Districts deposits. California law also allows financial institutions to secure deposits by pledging first trust deed mortgage notes having a value of 150% of the secured public deposits. The District may waive collateral requirements for deposits which are fully insured by Federal depository insurance. As of June 30, 2015, the District had $569,205 deposited with financial institutions that were in excess of federal depository insurance limits. The federal deposit insurance limit is $250,000. Investment in State Investment Pool The management of the State of California Pooled Money Investment Account (generally referred to as LAIF) has reported to its participating agencies that, as of June 30, 2015, the carrying amount (at amortized cost) of the pool was $69,606,487,716 and the estimated fair value of the pool was $69,641,162,418. The District's proportionate share of the fair value (as determined by LAIF) as of June 30, 2015, was $13,117,520. Included in LAIF's investment portfolio are collateralized mortgage obligations, mortgage-backed securities, other asset- backed securities, loans to certain State funds, and floating rate securities issued by federal agencies, government-sponsored enterprises, and corporations. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 38 3) RESTRICTED CASH AND CASH EQUIVALENTS Restricted cash and cash equivalents at June 30, 2015 are restricted as follows: Table 3-1 Held for Debt Service 1,981,800$ Construction Project Financing Proceeds 1,268,465 Capacity Fees from Developers 2,150,767 Customer Deposits 1,727,286 Construction Advances 219,311 North Fork Water Company 220,298 Total 7,567,927$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 39 4) CAPITAL ASSETS A summary of changes in capital assets for the year ended June 30, 2015 is as follows: Table 4-1 Beginning of End of Year Additions Deletions Year Water Fund Non-Depreciable Assets Land and Easements 8,563,144$ -$ -$ 8,563,144$ Water Rights 727,585 11,250 - 738,835 Construction in Progress 15,941,721 4,419,022 (12,410,322) 7,950,421 Total Non-Depreciable Assets 25,232,450 4,430,272 (12,410,322) 17,252,400 Depreciable Assets Source of Supply 15,272,991 1,292,404 (74,501) 16,490,894 Pumping Plant 10,344,063 1,749,333 (138,462) 11,954,934 Treatment Plant 24,982,019 - - 24,982,019 Transmission and Distribution Plant 82,782,712 6,452,620 - 89,235,332 General Plant 15,439,857 627,827 (176,250) 15,891,434 Total Depreciable Assets 148,821,642 10,122,184 (389,213) 158,554,613 Accumulated Depreciation Source of Supply (4,229,143) (507,511) 74,501 (4,662,153) Pumping Plant (4,033,538) (450,884) 138,462 (4,345,960) Treatment Plant (5,001,565) (1,221,417) - (6,222,982) Transmission and Distribution Plant (28,557,554) (2,126,781) - (30,684,335) General Plant (2,815,314) (561,977) 176,250 (3,201,041) Total Accumulated Depreciation (44,637,114) (4,868,570) 389,213 (49,116,471) Water Fund Capital Assets, Net 129,416,978 9,683,886 (12,410,322) 126,690,542 Sewer Fund Non-Depreciable Assets Land and Easements 3,921,962 - - 3,921,962 Construction in Progress 73,998 1,380,284 (67,066) 1,387,216 Total Non-Depreciable Assets 3,995,960 1,380,284 (67,066) 5,309,178 Depreciable Assets Wastewater Collection Plant 25,373,510 - - 25,373,510 General Plant 9,534,781 9,690 (156,381) 9,388,090 Total Depreciable Assets 34,908,291 9,690 (156,381) 34,761,600 Accumulated Depreciation Wastewater Collection Plant (12,415,425) (447,782) - (12,863,207) General Plant (2,398,290) (307,544) 156,381 (2,549,453) Total Accumulated Depreciation (14,813,715) (755,326) 156,381 (15,412,660) Sewer Fund Capital Assets, Net 24,090,536 634,648 (67,066) 24,658,118 Total Capital Assets, Net 153,507,514$ 10,318,534$ (12,477,388)$ 151,348,660$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 40 5) LONG-TERM DEBT The schedule below summarizes changes in long-term debt during the year ended June 30, 2015: Table 5-1 Beginning Balance Additions Retirements/ Payments Ending Balance Current Portion Long-Term Portion 2010 Refunding Bonds 30,110,000$ -$ (1,265,000)$ 28,845,000$ 1,315,000$ 27,530,000$ Unamortized Premium 1,910,285 - (80,741) 1,829,544 80,741 1,748,803 2013 Refunding Bonds 12,085,000 - - 12,085,000 - 12,085,000 Unamortized Premium 614,844 - (20,300) 594,544 20,300 574,244 Unamortized Discount (39,193) - 1,353 (37,840) (1,353) (36,487) U.S. Bank Lease Purchase 3,998,560 - (326,711) 3,671,849 372,740 3,299,109 Dept Water Resources Contracts AVAD Construction 111,574 - (6,762) 104,812 6,762 98,050 Plant 134 Construction 7,001,964 - - 7,001,964 233,399 6,768,565 Plant 150 Design 90,000 - (20,000) 70,000 20,000 50,000 EFAD Construction 377,466 - (13,016) 364,450 13,016 351,434 Capital Lease 2,382 - (2,382) - - - Total 56,262,882$ -$ (1,733,559)$ 54,529,323$ 2,060,605$ 52,468,718$ 2010 Refunding Revenue Bonds On October 29, 2010, the District issued $33,545,000 of East Valley Water District Financing Authority Refunding Revenue Bonds, Series 2010 (2010 Bonds), with interest rates ranging from 2.00% to 5.00%. The purpose for issuing the 2010 Bonds was to provide $16,000,000 for future capital improvements, and for refunding virtually all of the Districts outstanding long-term debt. The refunded debt included 1) $5,935,000 in 2001 Certificates of Participation bearing interest rates ranging from 4.25% to 5.00%, 2) a $7,867,528 balance on a 2004 Installment Sale Note bearing interest at 4.50%, and 3) a $5,109,854 balance on a 2006 Installment Sale Note bearing interest at 4.95%. The refunding portion of the 2010 Bonds ($17,170,000) were issued at a premium of $1,630,726, and after paying issuance costs of $318,849, net proceeds were $18,481,877. The net proceeds, combined with a $920,318 sinking fund for 2001 COP debt service, were sufficient to accomplish the refunding of the existing debt. The refunding resulted in a difference between the reacquisition price and the carrying amount of the old debt of $259,548. This difference is included in the accompanying financial statements as a Deferred Outflows of Resoures and is being charged to operations through the year 2024 using the straight-line method of amortization. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 41 5) LONG-TERM DEBT - Continued 2013 Revenue Bonds On June 19, 2013 the District issued $12,085,000 of East Valley Water District Financing Authority Revenue Bonds, Series 2013 (2013 Bonds), with interest rates ranging from 4.00% to 5.00%. The purpose for issuing the 2013 Bonds was to provide financing for water and wastewater capital improvements, primarily construction of a new administration and operations headquarters complex. US Bank Lease Purchase On November 13, 2013 the District entered into a Lease Purchase Agreement with US Bancorp Government Leasing and Finance, Inc. (US Bank), in order to implement Energy Conservation Measures (ECM) identified in a comprehensive energy conservation and operational efficiency study prepared by Honeywell International, Inc. (Honeywell). Honeywell has been contracted to install the facilities necessary to achieve the energy savings identified in their study, and has guaranteed that the savings will be sufficient to pay the debt service on the lease with US Bank. Project costs paid to Honeywell, and the amount borrowed from US Bank under the lease agreement is $3,998,560 with an interest rate of 2.38%. Semi- annual payments are $226,398, to commence on September 2014 through March 2024. Department of Water Resources Contract 00C412 - Arroyo Verde Assessment District On June 30, 2004, the District entered into a Funding Agreement for replacement of distribution pipelines in the section of the District's service area formerly served by the Arroyo Verde Water Company. The original loan amount was $169,052 with an annual interest rate of 0%. Semi-annual payments of $3,381 are due through January 2031 and are secured by annual assessments to property owners within the Arroyo Verde Assessment District. Department of Water Resources Contract 10CX110 - Plant 134 On December 21, 2010, the District entered into a Funding Agreement to upgrade treatment methods utilized by the District's surface water treatment plant (Plant 134). The amount borrowed under the agreement is $7,001,964 with an annual interest rate of 0%. Semi-annual payments of $116,699 are due through January 2045, and are secured by a pledge of net revenues of the District's water operating fund. Department of Water Resources Contract 10PX102 - Plant 150 Design On March 11, 2011 the District entered into a Funding Agreement to assist in financing the cost of studies and planning of treatment facilities to address water quality issues threatening the District's lower zone wells (Plant 150). The amount of the loan is $100,000 with an annual interest rate of 0%. Semi-annual payments of $10,000 are due through July 2018 and are secured by a pledge of net revenues of the District's water operating fund. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 42 5) LONG-TERM DEBT - Continued Department of Water Resources Contract 11CX101 - Eastwood Farms Assessment District On June 15, 2011 the District entered into a Funding Agreement for replacement of distribution pipelines in the section of the District's service area formerly serviced by the Eastwood Farms Water Users Association. The amount of the loan is $390,482 with an annual interest rate of 0%. Semi-annual payments of $6,508 are due for 30 years through January 2043. Repayment of the loan is secured by annual assessments to property owners within the Eastwood Farms Assessment District. The aggregate debt service requirements to maturity for long-term debt as of June 30, 2015 are as follows: Table 5-2 Year Ending June 30, Principal Interest Total 2016 1,960,916$ 1,944,432$ 3,908,856$ 2017 2,041,733 1,874,947 3,912,700 2018 2,096,420 1,802,170 3,898,344 2019 2,160,266 1,719,457 3,869,470 2020 2,239,311 1,632,905 3,871,954 2021-2025 9,464,968 7,133,032 16,370,986 2026-2030 6,315,885 5,859,313 12,175,195 2031-2035 7,452,457 4,681,476 12,133,934 2036-2040 9,100,075 3,037,130 12,137,207 2041-2045 9,311,044 853,125 10,034,452 Total 52,143,075$ 30,537,987$ 82,313,098$ Security for debt is as follows: Table 5-3 Debt Security 2010 and 2013 Refunding Revenue Bonds,, and Department of Water Resources Construction Loans The District is required to maintain net revenues, as defined by the revenue bond trust agreements and State of California Department of Public Health Funding agreements of at least 120% of District's annual debt service (principal and interest). At June 30, 2015, net water revenues represented 250% of the annual water debt service and net sewer revenues represented 313% of the annual sewer debt service. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 43 6) COMPENSATED ABSENCES Compensated absences are comprised of unused vacation leave and a limited amount of sick leave which is accrued as earned in accordance with District policy. The District's liability for compensated absences is determined annually. Current portions are determined based on estimates of usage, amounts in excess of 196 hours that will be voluntarily cashed out and amounts that will be cashed out upon termination of employment. Table 6-1 Beginning of Year Additions Usage / Payments End of Year Current Portion Long-Term Portion Accrued Vacation Leave 341,258$ 168,401$ (137,480)$ 372,179$ 213,225$ 158,954$ Accrued Sick Leave 329,846 161,136 (98,497) 392,485 95,027 297,458 Total 671,104$ 329,537$ (235,977)$ 764,664$ 308,252$ 456,412$ 7) NET INVESTMENT IN CAPITAL ASSETS Net Investment in capital assets at June 30, 2015 consisted of the following: Table 7-1 Non-Depreciable Capital Assets 22,561,578$ Depreciable Capital Assets 193,316,211 Accumulated Depreciation (64,529,129) Loans Payable (11,213,074) Bonds Payable (42,218,254) Deferred Amount on Refunding 174,353 Total 98,091,685$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 44 8) DEFINED BENEFIT PENSION PLAN (PERS) A) General Information about the Pension Plans Plan Description All qualified permanent and probationary employees are eligible to participate in the District’s Miscellaneous Employee Pension Plans, cost-sharing multiple employer defined benefit pension plans administered by the California Public Employees’ Retirement System (CalPERS). Benefit provisions under the Plans are established by State statue and East Valley Water District resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions, and membership information that can be found on the CalPERS website. Benefits Provided CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefit is one of the following: the Basic Death Benefit, the 1957 Survivor Benefit, or the Optional Settlement 2 W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees’ Retirement Law. The Plans’ provisions and benefits in effect at June 30, 2015, are summarized as follows: Table 8-1 Prior to On or after Hire Date January 1, 2013 January 1, 2013 Benefit Formula 2.7% @55 2.0% @62 Benefit Vesting Schedule 5 years service 5 years service Benefit Payments monthly for life monthly for life Retirement Age 50 - 55 52 - 67 Monthly Benefits, as a % of Eligible Compensation 2.0% to 2.7% 1.0% to 2.5% Required Employee Contribution Rates 8.0% 6.5% Required Employer Contribution Rates 16.552% 6.5% Miscellaneous Contributions Section 20814(c) of the California Public Employees’ Retirement Law requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. Funding contributions for both Plans are determined annually on an actuarial basis as of June 30 by CalPERS. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The District is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 45 8) DEFINED BENEFIT PENSION PLAN (PERS) - Continued For the year ended June 30, 2015, the contributions recognized as part of pension expense for each Plan were as follows: Table 8-2 Miscellaneous Contributions - Employer $ 822,031 B) Pension Liabilities, Pension Expenses, and Deferred Outflows/Inflows of Resources Related to Pensions As of June 30, 2015, the District reported net pension liabilities for its proportionate shares of the net pension liability of each Plan as follows: Table 8-3 Proportionate Share of Net Pension Liability Miscellaneous $ 6,615,935 Total Net Pension Liability 6,615,935 The District’s net pension liability for each Plan is measured as the proportionate share of the net pension liability. The net pension liability of each of the Plans is measured as of June 30, 2014, and the total pension liability for each Plan used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2013 rolled forward to June 30, 2014 using standard update procedures. The District’s proportion of the net pension liability was based on a projection of the District’s long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. The District’s proportionate share of the net pension liability for each Plan as of June 30, 2013 and 2014 was as follows: Table 8-4 Prior to On or after January 1, 2013 January 1, 2013 Proportion - June 30, 2013 0.26788% 0.00026% Proportion - June 30, 2014 0.26767% 0.00002% Change - Increase (Decrease) -0.00021% -0.00023% Miscellaneous EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 46 8) DEFINED BENEFIT PENSION PLAN (PERS) – Continued For the year ended June 30, 2015, the District recognized pension expense of $750,487. At June 30, 2015, the District reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Table 8-5 Deferred Outflows of Resources Deferred Inflows of Resources Pension Contributions Subsequent to Measurement Date $ 742,546 -$ Differences between Actual and Expected Experience - - Changes in Assumptions - - Change in Employer's Proportion and Differences between the Employer's Contributions and the Employer's Proportionate Share of Contributions 14,630 4,643 Net Differences between Projected and Actual Earnings on Plan Investments - 1,612,235 Total $ 757,176 1,616,878$ $742,546 reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended June 30, 2016. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized as pension expense as follows: Table 8-6 Year Ended June 30, Amount 2016 $ (399,493) 2017 (399,493) 2018 (400,207) 2019 (403,055) 2020 - Thereafter - EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 47 8) DEFINED BENEFIT PENSION PLAN (PERS) – Continued Actuarial Assumptions The total pension liabilities in the June 30, 2013 actuarial valuations were determined using the following actuarial assumptions: Table 8-7 Miscellaneous Valuation Date June 30, 2013 Measurement Date June 30, 2014 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.5% Inflation 2.8% Payroll Growth 3.0% Projected Salary Increase 3.3% - 14.2% (1) Investment Rate of Return 7.5% (2) (1) Depending on age; service and type of employment (2) Net of pension plan investment expenses, including inflation The underlying mortality assumptions and all other actuarial assumptions used in the June 30, 2013 valuation were based on the results of a January 2014 actuarial experience study for the period 1997 to 2011. Further details of the Experience Study can found on the CalPERS website. Discount Rate The discount rate used to measure the total pension liability was 7.50% for each Plan. To determine whether the municipal bond rate should be used in the calculation of a discount rate for each plan, CalPERS stress tested plans that would most likely result in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing, none of the tested plans run out of assets. Therefore, the current 7.50 percent discount rate is adequate and the use of the municipal bond rate calculation is not necessary. The long term expected discount rate of 7.50 percent will be applied to all plans in the Public Employees Retirement Fund (PERF). The stress test results are presented in a detailed report that can be obtained from the CalPERS website. According to Paragraph 30 of Statement 68, the long-term discount rate should be determined without reduction for pension plan administrative expense. The 7.50 percent investment return assumption used in this accounting valuation is net of administrative expenses. Administrative expenses are assumed to be 15 basis points. An investment return excluding administrative expenses would have been 7.65 percent. Using this lower discount rate has resulted in a slightly higher Total Pension Liability and Net Pension Liability. CalPERS checked the materiality threshold for the difference in calculation and did not find it to be a material difference. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 48 8) DEFINED BENEFIT PENSION PLAN (PERS) – Continued CalPERS is scheduled to review all actuarial assumptions as part of its regular Asset Liability Management (ALM) review cycle that is scheduled to be completed in February 2018. Any changes to the discount rate will require Board action and proper stakeholder outreach. For these reasons, CalPERS expects to continue using a discount rate net of administrative expenses for GASB 67 and 68 calculations through at least the 2017-18 fiscal year. CalPERS will continue to check the materiality of the difference in calculation until such time as we have changed our methodology. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long- term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds’ asset classes, expected compound returns were calculated over the short-term (first 10 years) and the long-term (11 – 60 years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. The table below reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. These rates of return are net of administrative expenses. Table 8-8 Asset Class New Strategic Allocation Real Return Years 1 - 10(a) Real Return Years 11 + (b) Global Equity 47.0% 5.25% 5.71% Global Fixed Income 19.0% 0.99% 2.43% Inflation Sensitive 6.0% 0.45% 3.36% Private Equity 12.0% 6.83% 6.95% Real Estate 11.0% 4.50% 5.13% Infrastructure and Forestland 3.0% 4.50% 5.09% Liquidity 2.0%-0.55%-1.05% Total 100.0% (a) An expected inflation of 2.5% used for this period (b) expected inflation of 3.0% used for this period EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 49 8) DEFINED BENEFIT PENSION PLAN (PERS) – Continued C) Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate The following presents East Valley Water District’s proportionate share of the net pension liability for each Plan, calculated using the discount rate for each Plan, as well as what the District’s proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower or 1-percentage point higher than the current rate: Table 8-9 Miscellaneous 1% Decrease 6.50% Net Pension Liability $ 11,385,892 Current Discount Rate 7.50% Net Pension Liability $ 6,615,935 1% Increase 8.50% Net Pension Liability $ 2,657,324 D) Pension Plan Fiduciary Net Position Detailed information about each pension plan’s fiduciary net position is available in the separately issued CalPERS financial reports. E) Payable to the Pension Plan At June 30, 2015, the District reported a payble of $0 for the outstanding amount of contributions to the pension plan required for the year ended June 30, 2015. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 50 9) COMMITMENTS AND CONTINGENCIES Grant Awards Grant funds received by the District are subject to audit by the grantor agencies. Such audit could lead to requests for reimbursements to the grantor agencies for expenditures disallowed under terms of the grant. Management of the District believes that such disallowances, if any, would not be significant. 10) RISK MANAGEMENT The District is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omission; injuries to employees; and natural disasters. The District participates in a joint powers agreement (JPA) with the Special District Risk Management Authority (Authority). The Authority is a risk-pooling self-insurance authority created under the provisions of California Government Code Section 6500 et. sec. The Authority is governed by a Board consisting of 7 directors that are either a manager or board member of a current member agency that were elected by members of SDRMA. The Board controls the operations of the Authority including selection of management and approval of operation budgets. The relationship between the District and the Authority is such that the Authority is not a component unit of the District for financial reporting purposes. Settled claims have been immaterial and claims liabilities have not been reported in these financial statements as of June 30, 2015, or in the previous fiscal year. The purpose of the Authority is to arrange and administer programs of insurance for the pooling of self-insured losses and to purchase excess insurance coverage. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 51 10) RISK MANAGEMENT - Continued At June 30, 2015, the District's participation in the self-insurance programs of the Authority was as follows: Table 10-1 Description Deductible Personal Injury and Property Damage Liability Coverage - General 10,000,000$ Per occurrence / aggregate where applicable $500 (property damage only) Personal Injury and Property Damage Liability Coverage - Auto 10,000,000$ Per accident None Public Officials and Employees Errors and Omissions Liability 10,000,000$ Per wrongful act / annual member aggregate None Employment Practices Liability 10,000,000$ Per wrongful employment practice / aggregate limits per member included with Public Officials and Employee Errors and Omissions Coverage None up to $10,000, 50% co-insurance from $10,000 to $50,000, none for amounts greater than $50,000 Employee Benefits Liability 10,000,000$ Per wrongful act / annual member aggregate None Employee Dishonesty Coverage 400,000$ Per loss None Public Officials Personal Liability 500,000$ Per occurrence / annual aggregate per Board Member $ 500 Automobile Physical Damage ACV Limits Replacement cost (stated value adjusted for depreciation on selected vehicles) $250/$500 or $500/$1,000 comprehensive / collision (as elected per vehicle) Uninsured Motorist Bodily Injury Coverage 750,000$ Per accident None Property Coverage 1,000,000,000$ Replacement cost for scheduled property if replaced (if not replaced within two years, actual cash value basis) $ 1,000 Boiler and Machinery 100,000,000$ Replacement cost $ 1,000 Limits EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 52 11) POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS Plan Description The District contributes to the retiree health coverage of eligible retirees and eligible surviving spouses. As of June 7, 2011, the District is part of the Public Agency portion of the California Employers’ Retiree Benefit Trust Fund (CERBT), an agent multiple-employer plan administered by California Public Employees’ Retirement System (CalPERS), which acts as a common investment and administrative agent for participating public employers within the State of California. A menu of benefit provisions as well as other requirements is established by State statute within the Public Employees’ Retirement Law. The District selects optional benefit provisions from the benefit menu by contract with CalPERS and adopts those benefits through District resolution. CalPERS issues a Comprehensive Annual Financial Report (CAFR). The CAFR is issued in aggregate and includes the sum of all CalPERS plans. Copies of the CalPERS CAFR may be obtained from the CalPERS Executive Office, 400 P Street, Sacramento, California 95814. Funding Policy The contribution requirements of plan members and the District are established and may be amended by the Board of Directors. At retirement, the District provides the minimum employer contribution under the CalPERS Health Program for eligible retirees and surviving spouses in receipt of a pension benefit from CalPERS. An employee is eligible for this employer contribution provided they are vested in their CalPERS pension benefit and commence payment of their pension benefit within 120 days of retirement with the District. Vesting requires at least five years of service. The surviving spouse of an eligible retiree who elected spouse coverage under CalPERS is eligible for the employer contribution upon death of the retiree. Employees retiring with at least 20 years of District service will receive an additional District contribution through attainment of Medicare eligibility age. The additional contribution is based on the negotiated dollar amount at retirement (currently $650 per month). The surviving spouse of an eligible retiree is eligible for the District's contribution upon the death of the retiree through the spouse's attainment of Medicare eligibility age. Directors who were first elected to office on or after July 1, 1994 shall be eligible to continue to receive health benefits upon termination on a self-pay basis. There are two Directors (in office prior to July 1, 1994) who are eligible for District-paid health care benefits and any covered spouse or dependents. The benefits are payable for the lifetime and the lifetime of any covered surviving spouse. Prior to June 7, 2011, the District contributed 100% of the cost of current year premiums for eligible retired plan members and their dependents. The District, as part of the CERBT, is required to contribute the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a closed 27 year period. The current ARC rate is 2.1% of the annual covered payroll. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 53 11) POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS - Continued Annual OPEB Cost The District's annual OPEB cost for the current year and the related information for the plan are as follows: Table 11-1 Annual Required Contribution 82,319$ Interest on Net OPEB Obligation (1,223) Adjustments to Annual Required Contribution 1,604 Annual OPEB Expense 82,700 Contributions Made (102,991) Increase (Decrease) in Net OPEB Obligation (20,291) Net OPEB Obligation - Beginning of Year (18,166) Net OPEB Obligation / (Asset) - End of Year (38,457)$ For 2015, 2014, and 2013, the District’s annual OPEB costs (expenses) were $82,700, $76,355, and $94,490, respectively. The District's annual OPEB cost has been recognized as a part of the administrative and general expenses in the accompanying Statement of Revenue, Expenses and Changes in Net Position. The District’s annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the net OPEB obligation for the 2015 and the two preceding years were as follows: Table 11-2 Percentage Net OPEB Fiscal Annual Actual of OPEB Obligation Year Ended OPEB Cost Contribution Contributed (Asset) 6/30/15 82,700$ 102,991$ 125% (38,457)$ 6/30/14 76,355$ 102,991$ 135% (18,166)$ 6/30/13 94,490$ 288,143$ 305% 8,470$ EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 54 11) POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS - Continued Funded Status and Funding Progress The funded status of the plan as of June 30, 2015, was as follows: Table 11-3 Actuarial Accrued Liability (AAL) 1,547,909$ Actuarial Value of Plan Assets 467,926$ Unfunded Actuarial Accrued Liability (UAAL) 1,079,983$ Funded Ratio (Actuarial Value of Plan Assets/AAL) 30% Covered Payroll (Active Plan Members) 4,810,000$ UAAL as a Percentage of Covered Payroll 22% Actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents multiyear trend information that shows whether the actuarial value of the plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 55 11) POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS - Continued The following is a summary of the actuarial assumptions and methods: Table 11-4 Valuation Date June 30, 2015 Actuarial Cost Method Entry Age Normal Amortization Method Level Percent of Payroll Remaining Amortization Period 3 Years Closed Period Actuarial Assumptions: Investment Rate of Return 6.73% Projected Salary Increase 3.00% 2016 - 2017 Health Care Trend Rate 7.00% 2018 - 2021 Health Care Trend Rate 6.00% 2021 - Thereafter Health Care Trend Rate 5.00% Inflation Rate 2.80% Post Retirement Benefit Increases 0.00% 12) INTERNAL BALANCES In previous years, Water System capital improvement costs have exceeded water revenue and other financing sources resulting in borrowing from the Sewer Fund in the approximate amount of $7 million. Pursuant to Resolution 2010.20 adopted by the Board of Directors on September 14, 2010, Sewer System revenues borrowed from the Sewer Department will be repaid by the Water Department in scheduled annual installments, with installments of $200,000 beginning in fiscal year 2014, increasing to $250,000 in fiscal year 2020 and $300,000 in fiscal year 2030. 13) SUBSEQUENT EVENTS On September 23, 2015 the East Valley Water District’s Governing Board approved a Joint Facilities Agreement for the Joint Facilitation Water Replenishment and Recycling Project with San Bernardino Valley Municipal Water District. The Agreement establishes a framework for the design, permitting, construction, and operation of a recycled water treatment and recharge system in the Bunker Hill Basin. The wastewater treatment plant shall be built on 4 parcels of land that are owned by the District, the treatment plant is estimated to be completed by June 30, 2018 and all cost incurred by San Bernardino Valley Municipal Water District will be reimbursed by the District. EAST VALLEY WATER DISTRICT Notes to the Basic Financial Statements Year Ended June 30, 2015 56 14) CONSTRUCTION AND OTHER SIGNIFICANT COMMITMENTS The District has active construction projects as of June 30, 2015. The projects include the following Booster station upgrades for Plant 40 and Plant 134, and the 5th Street Pipeline Project. At year end, the District’s commitment with contractors are as follows: Table 14-1 Project Spent to Date Remaining Commitment Plant 151 to Plant 40 Pipeline 1,789,301$ 561,183$ Plant 134 Booster / Getaway Upgrades - 1,484,425 Honeywell New Remote Terminal Units (RTUs) 13,269 344,126 Plant 40 Design and Construction 409,841 407,159 15) SPECIAL ITEM – ABANDONED PROJECT In 2006, the District purchased property for the purpose of building a groundwater treatment plant (Plant 150) to remove perchlorate and other constituents from water produced by wells in the District’s lower pressure zone. Preliminary correspondence from the State Department of Water Resources (DWR) indicated that state funding – a combination of grants and 0% interest loans payable over 30 years – would be available for the project’s construction after the District had completed the design of the plant. The DWR made $500,000 in grants and 0% interest loans available toward design costs. In 2013, the District completed the design and other preliminary studies for the plant at a cost of $2,413,478. Upon resubmitting an application for DWR construction funding, the District learned that revised terms for funding included no grants, and loans at 1.787% payable over 20 years, essentially doubling the annual projected debt service and significantly reducing the project’s financial viability. In 2014, the District completed an update of it’s Water System Master Plan, which contained an evaluation of three future water supply sources, including Plant 150. The evaluation concluded that Plant 150 was the most expensive of the three options and was in-excess of District needs. Based on these findings, the District abandoned the Plant 150 project. The write off of costs incurred for the design and other preliminary studies for Plant 150 is included on the accompanying Statement of Revenues, Expenses and Changes in Net Position as a Special Item. 16) PRIOR PERIOD ADJUSTMENT The prior period adjustment of ($7,956,231) is related to the implementation of GASB 68. The adjustment was made to reflect the prior period costs related to the implementation of the net pension liability. [This page intentionally left blank] East Valley Water District Schedule of Proportionate Share of Net Pension Liability Year Ended June 30, 2015 Last Ten Years* 57 2015 Proportion of the Net Pension Liability 0.26769% Proportionate Share of the Net Pension Liability $ 6,615,935 Covered - Employee Payroll $ 4,436,236 Proportionate Share of the Net Pension Liability as Percentage of Covered-Employee Payroll 149.13% Plan's Fiduciary Net Position $ 29,336,566 Plan's Fiduciary Net Position as a Percentage of the Total Pension Liability 81.60% * - Fiscal year 2015 was the first year of implementation, therefore only one year is shown. East Valley Water District Schedule of Contributions Year Ended June 30, 2015 Last Ten Years* 58 2015 Contractually Required Contribution (actuarially determined) 804,673$ Contributions in Relation to the Actuarially Deteremined Contributions 804,673$ Contribution Deficiency (excess) -$ Covered-Employee Payroll 4,436,236$ Contributions as a Percentage of Covered-Employee Payroll 18.14% * - Fiscal year 2015 was the first year of implementation, therefore only one year is shown. East Valley Water District Schedule of Funding Progress for Retirees Health Coverage Year Ended June 30, 2015 59 Actuarial Valuation Date Actuarial Value of Assets Actuarial Accrued Liability (AAL) Entry Age Unfunded AAL (UAAL) Funded Ration Covered Payroll UAAL as a Percentage of Covered Payroll (A) (B) (B - A) (A / B) (C) [(B - A) / C] 06/30/15 467,926$ 1,547,909$ 1,079,983$ 30.23% 4,810,000$ 22.45% 06/30/13 398,241$ 968,388$ 570,147$ 41.12% 4,325,000$ 13.18% 06/30/11 74,958$ 778,688$ 703,730$ 9.63% 4,914,556$ 14.32% [This page intentionally left blank] East Valley Water District History and Organization Year Ended June 30, 2015 60 Formation of the District The Board of Supervisors of San Bernardino County approved a petition in writing for the formation of the East Valley Water District (formerly East San Bernardino County Water District) under Division 12 of the Water Code of the State of California and ordered an election held January 12, 1954. The formation of the District was voted by the electors. The Board of Supervisors of San Bernardino County, by action on January 18, 1954, approved the formation of the District. Incorporation of the "East Valley Water District" was approved by the State of California on February 1, 1954. Formation of the Public Facilities Corporation The East Valley Public Facilities Corporation was incorporated October 1986, pursuant to the nonprofit public benefit corporation law of the State of California to provide financial assistance to the District by acquiring and constructing various public improvements, and by acquiring land and related facilities for the use, benefit and enjoyment of the public. Nature of Business The District has been engaged in the furnishing of water service and sewage transmission services to its customers since inception. Location The District office is located at 31111 Greenspot Road, Highland, California. The office is situated within the District's boundaries which encompass an area of approximately 27.7 square miles within the County of San Bernardino, California. Directors James Morales, Jr. Chairman of the Board Ronald Coats Vice-Chairman of the Board Ben C. Coleman Governing Board Member Chris Carrillo Governing Board Member Nanette Shelton Governing Board Member East Valley Water District James Morales, Jr. President Ronald Coats 1st Vice President Ben C. Coleman 2nd Vice President John Mura Secretary Brian W. Tompkins Treasurer Public Facilities Corporation Management John Mura General Manager/CEO Brian W. Tompkins Chief Financial Officer/Treasurer East Valley Water District Professional Consultants The firms Brunick, McElhaney & Kennedy and Cihigoyenetche, Grossberg & Clouse serve as general counsel for the District. Additionally, the firms Buchalter Nemer , Filarsky & Watt, LLP, Musick, Peeler & Garrett, LLP, and Wagner & Bonsignore, serve as special counsel for the District. East Valley Water District Combining Schedule of Net Position Year Ended June 30, 2015 61 Water Sewer Eliminations Total ASSETS Current Assets: Cash & Cash Equivalents 9,964,729$ 117,026$ -$ 10,081,755$ Investments 2,705,635 2,479,432 - 5,185,067 Accounts Receivable, Net 2,936,918 387,058 - 3,323,976 Interest Receivable 9,273 - - 9,273 Other Receivables 140,787 - - 140,787 Due from Other Governments 1,771,368 - - 1,771,368 Inventory 291,082 6,721 - 297,803 Prepaid Expenses 77,336 7,401 - 84,737 Total Current Assets 17,897,128 2,997,638 - 20,894,766 Non-Current Assets: Restricted Cash & Cash Equivalents 7,387,158 180,769 - 7,567,927 Assessments Receivable 434,355 - - 434,355 Due from Other Fund - 6,600,000 6,600,000 - Capital Assets not being Depreciated 17,252,400 5,309,178 - 22,561,578 Capital Assets, Net (Note 4) 109,438,142 19,348,940 - 128,787,082 Total Non-Current Assets 134,512,055 31,438,887 6,600,000 159,350,942 Total Assets 152,409,183 34,436,525 6,600,000 180,245,708 DEFERRED OUTFLOWS OF RESOURCES Deferred Charge on Refunding 174,353 - - 174,353 Deferred Outflows - Pensions 590,597 166,579 - 757,176 Total Deferred Outflows 764,950 166,579 - 931,529 Total Assets and Deferred Outflows of Resources 153,174,133 34,603,104 6,600,000 181,177,237 (Continued) East Valley Water District Combining Schedule of Net Position – Continued Year Ended June 30, 2015 62 Water Sewer Eliminations Total LIABILITIES Current Liabilities: Accounts Payable & Accrued Expenses 1,926,070$ 35,183$ -$ 1,961,253$ Accrued Payroll & Benefits 318,575 104,123 - 422,698 Customer Service Deposits 1,727,286 - - 1,727,286 Construction Advances and Retentions 114,811 104,500 - 219,311 Accrued Interest Payable 448,006 57,006 - 505,012 Current Portion of Compensated Absences 223,102 85,150 - 308,252 Current Portion of Long-Term Debt 1,952,647 107,958 - 2,060,605 Total Current Liabilities 6,710,497 493,920 - 7,204,417 Non-Current Liabilities: Due to Other Fund 6,600,000 6,600,000 - Compensated Absences, Less Current Portion 324,599 131,813 - 456,412 Net Pension Liability 5,160,429 1,455,506 - 6,615,935 Long-Term Debt, Less Current Portion 47,507,105 4,961,613 - 52,468,718 Total Non-Current Liabilities 59,592,133 6,548,932 6,600,000 59,541,065 Total Liabilities 66,302,630 7,042,852 6,600,000 66,745,482 DEFERRED INFLOWS OF RESOURCES Deferred Inflows - Pensions 1,261,164 355,714 - 1,616,878 Total Liabilities and Deferred Inflows of Resources 67,563,794 7,398,566 6,600,000 68,362,360 NET POSITION Net Investment in Capital Assets 78,503,138 19,588,547 - 98,091,685 Restricted for:- Future Capital Expansion Projects 2,245,969 76,269 - 2,322,238 Unrestricted 4,861,232 7,539,722 - 12,400,954 Total Net Position 85,610,339$ 27,204,538$ -$ 112,814,877$ East Valley Water District Combining Schedule of Revenues, Expenses, and Changes in Net Position Year Ended June 30, 2015 63 Water Wastewater Eliminations Total OPERATING REVENUE Water Sales 13,505,159$ -$ -$ 13,505,159$ Sewer Treatment Charges - 6,907,828 - 6,907,828 System Charges 4,874,581 4,531,355 - 9,405,936 Other Revenue 832,921 91,601 - 924,522 Total Operating Revenue 19,212,661 11,530,784 - 30,743,445 OPERATING EXPENSES Salary & Benefits 477,020 - - 477,020 Contract Services 185,682 - - 185,682 Utilities 1,498,282 - - 1,498,282 Insurance 4,863 - - 4,863 Materials & Supplies 28,398 - - 28,398 Purchased Water 411,476 - - 411,476 Water Assessments 189,379 - - 189,379 Chemicals 162,804 - - 162,804 Taxes 30,211 - - 30,211 Total Source of Supply 2,988,115 - - 2,988,115 Pumping: Salary & Benefits 107,495 - - 107,495 Contract Services 10,969 - - 10,969 Utilities 471,017 - - 471,017 Materials & Supplies 17,310 - - 17,310 Taxes - - - - Total Pumping 606,791 - - 606,791 Water Treatment: Salary & Benefits 276,117 - - 276,117 Contract Services 179,152 - - 179,152 Utilities 154,186 - - 154,186 Materials & Supplies 31,718 - - 31,718 Chemicals 80,788 - - 80,788 Treatment Services - - - - Permits 250 - - 250 Total Water Treatment 722,211 - - 722,211 Wastewater Treatment: Treatment Services - 6,907,828 - 6,907,828 Transmission & Distribution: Salary & Benefits 1,241,026 - - 1,241,026 Contract Services 390,034 - - 390,034 Utilities - - - - Materials & Supplies 339,036 - - 339,036 Chemicals 22,702 - - 22,702 Permits 45,360 - - 45,360 Tools 11,509 - - 11,509 Total Transmission & Distribution 2,049,667$ -$ -$ 2,049,667$ (Continued) East Valley Water District Combining Schedule of Revenues, Expenses, and Changes in Net Position - Continued Year Ended June 30, 2015 64 Water Wastewater Eliminations Total OPERATING EXPENSES - Continued Wastewater Collection: Salary & Benefits -$ 171,203$ -$ 171,203$ Contract Services - 238,057 - 238,057 Materials & Supplies - 26,332 - 26,332 Tools - 4,559 - 4,559 Total Wastwater Collection - 440,151 - 440,151 Customer Accounts: Salary & Benefits 493,290 438,264 - 931,554 Contract Services 385,393 383,262 - 768,655 Utilities 1,062 1,062 - 2,124 Materials & Supplies 2,715 2,715 - 5,430 General Office Supplies 3,734 3,734 - 7,468 Tools 139 139 - 278 Postage 73,383 73,383 - 146,766 Professional Development 23,203 23,203 - 46,406 Total Customer Accounts 982,919 925,762 - 1,908,681 General & Administrative: Salary & Benefits 3,351,435 1,346,049 - 4,697,484 Contract Services 1,131,748 526,579 - 1,658,327 Utilities 156,423 78,794 - 235,217 Insurance 130,739 55,767 - 186,506 Materials & Supplies 298,790 135,128 - 433,918 General Office Supplies 27,214 12,318 - 39,532 Legal Services 183,595 78,684 - 262,279 Permits 39,400 13,996 - 53,396 Memberships & Dues 51,734 22,378 - 74,112 Tools 3,615 1,725 - 5,340 Printing & Publishing 90,208 22,711 - 112,919 Professional Development 97,830 37,128 - 134,958 Rents & Leases 3,256 1,753 - 5,009 Total General & Administrative 5,565,987 2,333,010 - 7,898,997 OPERATING EXPENSES BEFORE DEPRECIATION 12,915,690 10,606,751 - 23,522,441 Depreciation 4,868,573 755,325 - 5,623,898 Total Operating Expenses 17,784,263 11,362,076 - 29,146,339 OPERATING INCOME (LOSS)1,428,398$ 168,708$ -$ 1,597,106$ (Continued) East Valley Water District Combining Schedule of Revenues, Expenses, and Changes in Net Position - Continued Year Ended June 30, 2015 65 Water Wastewater Eliminations Total NON-OPERATING REVENUES Investment Income 59,603$ 41,227$ -$ 100,830$ Other Income 800,278 - - 800,278 Total Non-Operating Revenues 859,881 41,227 - 901,108 NON-OPERATING EXPENSES Interest Expense 1,634,047 192,960 - 1,827,007 Amortization 135,097 17,958 - 153,055 Total Non-Operating Expenses 1,769,144 210,918 - 1,980,062 INCOME BEFORE CONTRIBUTIONS AND SPECIAL ITEMS 519,135 (983) - 518,152 CONTRIBUTIONS: Capacity Charges 4,607 6,732 - 11,339 Capital Grants 585,601 - - 585,601 Total Contributions 590,208 6,732 - 596,940 SPECIAL ITEM: Abandoned Project (2,413,478) - - (2,413,478) CHANGE IN NET POSITION (1,304,135) 5,749 - (1,298,386) TOTAL NET POSITION, BEGINNING 93,120,334 28,949,160 - 122,069,494 PRIOR PERIOD ADJUSTMENT (6,205,860) (1,750,371) - (7,956,231) TOTAL NET POSITION, ENDING 85,610,339$ 27,204,538$ -$ 112,814,877$ [This page intentionally left blank] East Valley Water District Combining Schedule of Cash Flows Year Ended June 30, 2015 66 Water Sewer Eliminations Total CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers 18,921,900$ 11,325,817$ -$ 30,247,717$ Cash Payments for Employees Services (6,111,844) (1,977,365) - (8,089,209) Cash Payments to Suppliers (8,324,669) (8,616,171) - (16,940,840) Cash from Other Sources 708,386 - - 708,386 Net Cash Provided (Used) by Operating Activities 5,193,773 732,281 - 5,926,054 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Grant Funds Received 3,975,118 - - 3,975,118 Contributed Capital 4,607 6,732 - 11,339 Principal Paid on Capital Debt (1,748,871) (85,000) 200,000 (1,633,871) Interest Paid on Capital Debt (1,830,366) (229,727) 16,995 (2,043,098) Acquisition of Capital Assets (4,555,617) (1,322,905) - (5,878,522) Net Cash Used for Capital and Related Financing Activities (4,155,129) (1,630,900) 216,995 (5,569,034) CASH FLOWS FROM INVESTING ACTIVITIES Interest Received from Investments 49,901 45,368 (16,995) 78,274 Acquisition of Investment Securities (2,330,936) (910,601) - (3,241,537) Proceeds from Sales of Investments 1,428,297 1,375,954 - 2,804,251 Loan Collections 44,775 200,000 (200,000) 44,775 Net Cash Provided by Investing Activities (807,963) 710,721 (216,995) (314,237) Net (Decrease) Increase in Cash and Cash Equivalents 230,681 (187,898) - 42,783 Cash and Equivalents, Beginning of Year 17,121,206 485,693 - 17,606,899 Cash and Equivalents, End of Year 17,351,887$ 297,795$ -$ 17,649,682$ RECONCILIATION TO STATEMENT OF NET POSITION Cash and Cash Equivalents 9,964,729 117,026 - 10,081,755 Restricted Cash and Cash Equivalents 7,387,158 180,769 - 7,567,927 Total Cash and Cash Equivalents 17,351,887$ 297,795$ -$ 17,649,682$ (Continued) East Valley Water District Combining Schedule of Cash Flows - Continued Year Ended June 30, 2015 67 Water Sewer Eliminations Total Reconciliation of Operating Income to Net Cash Provided by Operating Activities Operating Income (Loss) 1,428,398$ 168,708$ -$ 1,597,106$ Adjustments to Reconcile Operating Income (Loss) to Net Cash Provided by Operating Activities: Depreciation 4,868,573 755,325 - 5,623,898 Miscellaneous Income 800,278 - - 800,278 Change in Assets and Liabilities: (Increase) Decrease in Accounts Receivab 886,144 (174,967) - 711,177 (Increase) Decrease in Other Receivables (91,892) - - (91,892) (Increase) Decrease in Inventory (40,937) - - (40,937) (Increase) Decrease in Prepaids (3,189) - - (3,189) Decrease in Deferred Outflows of Resrcs 50,588 14,268 - 64,856 Increase (Decrease) in Accounts Payable (1,271,987) 35,065 - (1,236,922) Increase (Decrease) in Accrued Salaries and Benefits 82,459 78,016 - 160,475 Increase in Compensated Absences 87,694 5,865 - 93,559 Decrease in Net Pension Liability (1,686,615) (475,712) - (2,162,327) Increase in Deferred Inflows of Resources 1,261,164 355,713 - 1,616,877 Decrease in Customer Deposits (121,135) - - (121,135) Decrease in Developer Deposits (1,055,770) (30,000) - (1,085,770) Total Cash Provided (Used) by Operating Activities 5,193,773$ 732,281$ -$ 5,926,054$ NON-CASH INVESTING, CAPITAL, AND NON-CAPITAL FINANCING ACTIVITIES: Write-off of Abandoned Project Costs (2,413,478)$ -$ -$ (2,413,478)$ Fair Value Adjustments to Investments 3,587$ (2,787)$ -$ 800$ East Valley Water District Principal and Interest Repayment Schedule Refunding Revenue Bonds – Series 2010 Year Ended June 30, 2015 68 Total Due Date Principal Interest Payments 10/01/15 1,315,000$ 5.00 % 653,281$ 1,968,281$ 04/01/16 - 4.00 620,406 620,406 10/01/16 1,380,000 4.00 620,406 2,000,406 04/01/17 - 4.00 592,806 592,806 10/01/17 1,435,000 4.00 592,806 2,027,806 04/01/18 - 4.00 556,931 556,931 10/01/18 1,500,000 5.00 556,931 2,056,931 04/01/19 - 5.00 519,431 519,431 10/01/19 1,580,000 5.00 519,431 2,099,431 04/01/20 - 5.00 479,931 479,931 10/01/20 1,650,000 4.00 479,931 2,129,931 04/01/21 - 4.00 446,931 446,931 10/01/21 1,030,000 4.00 446,931 1,476,931 04/01/22 - 4.00 426,331 426,331 10/01/22 1,075,000 4.00 426,331 1,501,331 04/01/23 - 4.00 404,831 404,831 10/01/23 1,120,000 4.00 404,831 1,524,831 04/01/24 - 4.50 382,431 382,431 10/01/24 1,155,000 4.50 382,431 1,537,431 04/01/25 - 4.00 356,444 356,444 10/01/25 700,000 4.00 356,444 1,056,444 04/01/26 - 4.00 342,444 342,444 10/01/26 730,000 4.00 342,444 1,072,444 04/01/27 - 4.00 327,844 327,844 10/01/27 760,000 4.00 327,844 1,087,844 04/01/28 - 4.00 312,644 312,644 10/01/28 790,000 4.00 312,644 1,102,644 04/01/29 - 4.00 296,844 296,844 10/01/29 820,000 4.00 296,844 1,116,844 04/01/30 - 4.00 280,444 280,444 10/01/30 855,000 4.00 280,444 1,135,444 04/01/31 - 4.25 263,344 263,344 10/01/31 885,000 4.25 263,344 1,148,344 04/01/32 - 4.25 244,538 244,538 10/01/32 925,000 4.25 244,538 1,169,538 04/01/33 - 4.25 224,881 224,881 10/01/33 965,000 4.25 224,881 1,189,881 (Continued) Interest Rate % East Valley Water District Principal and Interest Repayment Schedule Refunding Revenue Bonds – Series 2010 - Continued Year Ended June 30, 2015 69 Total Due Date Principal Interest Payments 04/01/34 -$ 5.00 % 204,375$ 204,375$ 10/01/34 1,005,000 5.00 204,375 1,209,375 04/01/35 - 5.00 179,250 179,250 10/01/35 1,055,000 5.00 179,250 1,234,250 04/01/36 - 5.00 152,875 152,875 10/01/36 1,105,000 5.00 152,875 1,257,875 04/01/37 - 5.00 125,250 125,250 10/01/37 1,165,000 5.00 125,250 1,290,250 04/01/38 - 5.00 96,125 96,125 10/01/38 1,220,000 5.00 96,125 1,316,125 04/01/39 - 5.00 65,625 65,625 10/01/39 1,280,000 5.00 65,625 1,345,625 04/01/40 - 5.00 33,626 33,626 10/01/40 1,345,000 5.00 33,626 1,378,626 Totals 28,845,000$ 16,526,445$ 45,371,445$ Interest Rate % East Valley Water District Principal and Interest Repayment Schedule Revenue Bonds – Series 2013 Year Ended June 30, 2015 70 Total Due Date Principal Interest Payments 10/01/15 -$ - % 292,562$ 292,562$ 04/01/16 - - 292,563 292,563 10/01/16 - - 292,562 292,562 04/01/17 - - 292,563 292,563 10/01/17 - - 292,562 292,562 04/01/18 - - 292,563 292,563 10/01/18 - - 292,562 292,562 04/01/19 - - 292,563 292,563 10/01/19 - - 292,562 292,562 04/01/20 - - 292,563 292,563 10/01/20 - - 292,562 292,562 04/01/21 - - 292,563 292,563 10/01/21 105,000 5.00 292,562 397,562 04/01/22 - - 289,938 289,938 10/01/22 110,000 5.00 289,937 399,937 04/01/23 - - 287,188 287,188 10/01/23 115,000 5.00 287,187 402,187 04/01/24 - - 284,313 284,313 10/01/24 120,000 5.00 284,312 404,312 04/01/25 - - 281,313 281,313 10/01/25 225,000 5.00 284,312 509,312 04/01/26 - - 275,688 275,688 10/01/26 240,000 5.00 275,687 515,687 04/01/27 - - 269,688 269,688 10/01/27 250,000 5.00 269,687 519,687 04/01/28 - - 263,438 263,438 10/01/28 260,000 5.00 262,437 522,437 04/01/29 - - 256,938 256,938 10/01/29 275,000 5.00 256,937 531,937 04/01/30 - - 250,063 250,063 10/01/30 285,000 5.00 250,062 535,062 04/01/31 - - 244,363 244,363 10/01/31 305,000 4.00 250,362 555,362 04/01/32 - - 238,263 238,263 10/01/32 315,000 4.00 238,262 553,262 04/01/33 - - 231,963 231,963 (Continued) Rate % Interest East Valley Water District Principal and Interest Repayment Schedule Revenue Bonds – Series 2013 - Continued Year Ended June 30, 2015 71 Total Due Date Principal Interest Payments 10/01/33 325,000$ 4.00 % 231,962$ 556,962$ 04/01/34 - - 225,463 225,463 10/01/34 352,000 4.00 225,462 577,462 04/01/35 - - 217,345 217,345 10/01/35 367,000 5.00 217,345 584,345 04/01/36 - - 208,853 208,853 10/01/36 392,000 5.00 208,852 600,852 04/01/37 - - 199,735 199,735 10/01/37 407,000 5.00 199,735 606,735 04/01/38 - - 190,243 190,243 10/01/38 427,000 5.00 190,242 617,242 04/01/39 - - 180,250 180,250 10/01/39 450,000 5.00 180,250 630,250 04/01/40 - - 169,000 169,000 10/01/40 475,000 5.00 169,000 644,000 04/01/41 - - 157,125 157,125 10/01/41 1,915,000 5.00 157,125 2,072,125 04/01/42 - - 109,250 109,250 10/01/42 2,015,000 5.00 109,250 2,124,250 04/01/43 - - 58,875 58,875 10/01/43 2,355,000 5.00 58,875 2,413,875 Totals 12,085,000$ 13,589,887$ 25,674,887$ Interest Rate % East Valley Water District Principal and Interest Repayment Schedule US Bancorp Installment Purchase Agreement Year Ended June 30, 2015 72 Total Due Date Principal Interest Payments 07/01/14 146,382$ 2.38 % 80,016$ 226,398$ 01/01/15 180,330 2.38 46,069 226,399 07/01/15 184,336 2.38 43,912 228,248 01/01/16 188,405 2.38 41,708 230,113 07/01/16 192,301 2.38 39,455 231,756 01/01/17 196,256 2.38 37,155 233,411 07/01/17 192,968 2.38 34,808 227,776 01/01/18 195,276 2.38 32,500 227,776 07/01/18 197,365 2.38 30,165 227,530 01/01/19 199,725 2.38 27,804 227,529 07/01/19 201,860 2.38 25,416 227,276 01/01/20 204,274 2.38 23,002 227,276 07/01/20 206,455 2.38 20,559 227,014 01/01/21 208,924 2.38 18,090 227,014 07/01/21 211,153 2.38 15,591 226,744 01/01/22 213,679 2.38 13,066 226,745 07/01/22 215,957 2.38 10,511 226,468 01/01/23 218,539 2.38 7,928 226,467 07/01/23 220,867 2.38 5,314 226,181 01/01/24 223,508 2.38 2,671 226,179 07/01/24 - 0.00 - - Totals 3,998,560$ 555,740$ 4,554,300$ Interest Rate % East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Loan – Contract 00C412 Year Ended June 30, 2015 73 Total Due Date Principal Interest Payments 01/01/16 3,381$ - % -$ 3,381$ 07/01/16 3,381 - - 3,381 01/01/17 3,381 - - 3,381 07/01/17 3,381 - - 3,381 01/01/18 3,381 - - 3,381 07/01/18 3,381 - - 3,381 01/01/19 3,381 - - 3,381 07/01/19 3,381 - - 3,381 01/01/20 3,381 - - 3,381 07/01/20 3,381 - - 3,381 01/01/21 3,381 - - 3,381 07/01/21 3,381 - - 3,381 01/01/22 3,381 - - 3,381 07/01/22 3,381 - - 3,381 01/01/23 3,381 - - 3,381 07/01/23 3,381 - - 3,381 01/01/24 3,381 - - 3,381 07/01/24 3,381 - - 3,381 01/01/25 3,381 - - 3,381 07/01/25 3,381 - - 3,381 01/01/26 3,381 - - 3,381 07/01/26 3,381 - - 3,381 01/01/27 3,381 - - 3,381 07/01/27 3,381 - - 3,381 01/01/28 3,381 - - 3,381 07/01/28 3,381 - - 3,381 01/01/29 3,381 - - 3,381 07/01/29 3,381 - - 3,381 01/01/30 3,381 - - 3,381 07/01/30 3,381 - - 3,381 01/01/31 3,382 - - 3,382 Totals 104,812$ -$ 104,812$ Rate % Interest East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Loan – Contract 10CX110 Year Ended June 30, 2015 74 Total Due Date Principal Interest Payments 07/01/15 116,699$ - % -$ 116,699$ 01/01/16 116,699 - - 116,699 07/01/16 116,700 - - 116,700 01/01/17 116,699 - - 116,699 07/01/17 116,700 - - 116,700 01/01/18 116,699 - - 116,699 07/01/18 116,700 - - 116,700 01/01/19 116,699 - - 116,699 07/01/19 116,700 - - 116,700 01/01/20 116,699 - - 116,699 07/01/20 116,700 - - 116,700 01/01/21 116,699 - - 116,699 07/01/21 116,700 - - 116,700 01/01/22 116,699 - - 116,699 07/01/22 116,700 - - 116,700 01/01/23 116,699 - - 116,699 07/01/23 116,700 - - 116,700 01/01/24 116,699 - - 116,699 07/01/24 116,700 - - 116,700 01/01/25 116,699 - - 116,699 07/01/25 116,700 - - 116,700 01/01/26 116,699 - - 116,699 07/01/26 116,700 - - 116,700 01/01/27 116,699 - - 116,699 07/01/27 116,700 - - 116,700 01/01/28 116,699 - - 116,699 07/01/28 116,700 - - 116,700 01/01/29 116,699 - - 116,699 07/01/29 116,700 - - 116,700 01/01/30 116,699 - - 116,699 07/01/30 116,700 - - 116,700 01/01/31 116,699 - - 116,699 07/01/31 116,700 - - 116,700 01/01/32 116,699 - - 116,699 07/01/32 116,700 - - 116,700 01/01/33 116,699 - - 116,699 07/01/33 116,700 - - 116,700 (Continued) Interest Rate % East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Design Loan – Contract 10CX110 - Continued Year Ended June 30, 2015 75 Total Due Date Principal Interest Payments 01/01/34 116,699$ - % -$ 116,699$ 07/01/34 116,700 - - 116,700 01/01/35 116,699 - - 116,699 07/01/35 116,700 - - 116,700 01/01/36 116,699 - - 116,699 07/01/36 116,700 - - 116,700 01/01/37 116,699 - - 116,699 07/01/37 116,699 - - 116,699 01/01/38 116,699 - - 116,699 07/01/38 116,699 - - 116,699 01/01/39 116,699 - - 116,699 07/01/39 116,699 - - 116,699 01/01/40 116,699 - - 116,699 07/01/40 116,699 - - 116,699 01/01/41 116,699 - - 116,699 07/01/41 116,699 - - 116,699 01/01/42 116,699 - - 116,699 07/01/42 116,699 - - 116,699 01/01/43 116,699 - - 116,699 07/01/43 116,699 - - 116,699 01/01/44 116,699 - - 116,699 07/01/44 116,699 - - 116,699 01/01/45 116,699 - - 116,699 Totals 7,001,961$ -$ 7,001,961$ Rate % Interest [This page intentionally left blank] East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Loan - Contract 10PX102 Year Ended June 30, 2015 76 Total Due Date Principal Interest Payments 07/01/15 10,000$ - % -$ 10,000$ 01/01/16 10,000 - - 10,000 07/01/16 10,000 - - 10,000 01/01/17 10,000 - - 10,000 07/01/17 10,000 - - 10,000 01/01/18 10,000 - - 10,000 07/01/18 10,000 - - 10,000 Totals 70,000$ -$ 70,000$ Rate % Interest East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Loan - Contract 11CX101 Year Ended June 30, 2015 77 Total Due Date Principal Interest Payments 07/01/15 6,508$ - % -$ 6,508$ 01/01/16 6,508 - - 6,508 07/01/16 6,508 - - 6,508 01/01/17 6,508 - - 6,508 07/01/17 6,508 - - 6,508 01/01/18 6,508 - - 6,508 07/01/18 6,508 - - 6,508 01/01/19 6,508 - - 6,508 07/01/19 6,508 - - 6,508 01/01/20 6,508 - - 6,508 07/01/20 6,508 - - 6,508 01/01/21 6,508 - - 6,508 07/01/21 6,508 - - 6,508 01/01/22 6,508 - - 6,508 07/01/22 6,508 - - 6,508 01/01/23 6,508 - - 6,508 07/01/23 6,508 - - 6,508 01/01/24 6,508 - - 6,508 07/01/24 6,508 - - 6,508 01/01/25 6,508 - - 6,508 07/01/25 6,508 - - 6,508 01/01/26 6,508 - - 6,508 07/01/26 6,508 - - 6,508 01/01/27 6,508 - - 6,508 07/01/27 6,508 - - 6,508 01/01/28 6,508 - - 6,508 07/01/28 6,508 - - 6,508 01/01/29 6,508 - - 6,508 07/01/29 6,508 - - 6,508 01/01/30 6,508 - - 6,508 07/01/30 6,508 - - 6,508 01/01/31 6,508 - - 6,508 07/01/31 6,508 - - 6,508 01/01/32 6,508 - - 6,508 07/01/32 6,508 - - 6,508 01/01/33 6,508 - - 6,508 07/01/33 6,508 - - 6,508 (Continued) Rate % Interest East Valley Water District Principal and Interest Repayment Schedule Department of Water Resources Construction Loan - Contract 11CX101 - Continued Year Ended June 30, 2015 78 Total Due Date Principal Interest Payments 01/01/34 6,508$ - % -$ 6,508$ 07/01/34 6,508 - - 6,508 01/01/35 6,508 - - 6,508 07/01/35 6,508 - - 6,508 01/01/36 6,508 - - 6,508 07/01/36 6,508 - - 6,508 01/01/37 6,508 - - 6,508 07/01/37 6,508 - - 6,508 01/01/38 6,508 - - 6,508 07/01/38 6,508 - - 6,508 01/01/39 6,508 - - 6,508 07/01/39 6,508 - - 6,508 01/01/40 6,508 - - 6,508 07/01/40 6,508 - - 6,508 01/01/41 6,508 - - 6,508 07/01/41 6,508 - - 6,508 01/01/42 6,509 - - 6,509 07/01/42 6,509 - - 6,509 01/01/43 6,508 - - 6,508 Totals 364,450$ -$ 364,450$ Rate % Interest [This page intentionally left blank] EAST VALLEY WATER DISTRICT Changes in Net Position by Component Last Ten Fiscal Years 79 Year ended June 30, 2006 2007 2008 2009 2010 Change In Net Position Operating Revenue 20,122,090$ 21,977,829$ 23,198,698$ 24,535,251$ 24,427,059$ Operating Expenses 19,041,634 19,748,804 20,665,623 22,867,601 24,015,104 Operating Income (Loss) 1,080,456 2,229,025 2,533,075 1,667,650 411,955 Non Operating Revenue (Expenses) Investment Income 341,237 539,720 510,361 235,826 61,192 Other Income 51,247 140,474 64,043 138,173 178,515 Interest Expense (620,130) (554,914) (776,466) (1,094,926) (989,019) Amortization (37,956) (37,955) (37,956) (37,956) (36,061) Loss on Disposal of Assets 1,907,327 28,142 (36,983) (110,944) (133,412) 1,641,725 115,467 (277,001) (869,827) (918,785) Special Item Abandoned Projects - - - - - Capital Contributions 3,032,089 3,530,415 2,806,993 1,737,025 101,233 Change in Net Position 5,754,270 5,874,907 5,063,067 2,534,848 (405,597) Prior Period Adjustment Net Position - Beginning 80,214,925 85,969,195 91,844,102 96,907,169 99,442,017 Net Position - Ending 85,969,195$ 91,844,102$ 96,907,169$ 99,442,017$ 99,036,420$ Net Position By Component Invested in Capital Assets 76,414,981 81,696,386 89,593,423 93,342,590 93,380,410 Restricted - - - - - Unrestricted 9,554,214 10,147,716 7,313,746 6,099,427 5,656,010 85,969,195$ 91,844,102$ 96,907,169$ 99,442,017$ 99,036,420$ (Continued) SOURCE: East Valley Water District - Finance Department EAST VALLEY WATER DISTRICT Changes in Net Position by Component - Continued Last Ten Fiscal Years 80 Year ended June 30, 2011 2012 2013 2014 2015 Change In Net Position Operating Revenue 25,205,990$ 28,652,017$ 31,513,194$ 32,620,577$ 30,743,445$ Operating Expenses 24,368,478 24,664,829 24,859,076 29,191,176 29,146,339 Operating Income (Loss)837,512 3,987,188 6,654,118 3,429,401 1,597,106 Non Operating Revenue (Expenses) Investment Income 87,589 84,094 55,310 49,846 100,830 Other Income 195,070 137,094 397,796 334,700 800,278 Interest Expense (1,286,352) (1,451,516) (1,445,981) (1,917,676) (1,827,007) Amortization (32,851) (35,284) (69,038) (99,688) (153,055) Loss on Disposal of Assets (140,301) - - (606,085) - (1,176,845) (1,265,612) (1,061,913) (2,238,903) (1,078,954) Special Item Abandoned Projects - - - - (2,413,478) Capital Contributions 778,049 3,562,822 832,515 6,369,890 596,940 Change in Net Position 438,716 6,284,398 6,424,720 7,560,388 (1,298,386) Prior Period Adjustment 2,861,951 (537,099) - (7,956,231) Net Position - Beginning 99,036,420 99,475,136 108,621,485 114,509,106 122,069,494 Net Position - Ending 99,475,136$ 108,621,485$ 114,509,106$ 122,069,494$ 112,814,877$ Net Position By Component Invested in Capital Assets 95,251,762 96,919,789 95,258,164 101,757,787 98,091,685 Restricted 103,029 416,250 920,554 2,274,769 2,322,238 Unrestricted 4,120,345 11,285,446 18,330,388 18,036,938 12,400,954 99,475,136$ 108,621,485$ 114,509,106$ 122,069,494$ 112,814,877$ SOURCE: East Valley Water District - Finance Department EAST VALLEY WATER DISTRICT Operating Revenue by Source Last Ten Fiscal Years 81 Wastewater Wastewater Total Year Ended Water Meter System Treatment Operating June 30, Sales Charges Charges Charges Other Revenue 2006 9,303,974$ 2,377,376$ 2,262,028$ 5,471,880$ 314,319$ 19,729,577$ 2007 10,660,279 2,451,060 2,532,458 5,607,142 301,065 21,552,004 2008 10,680,971 2,763,508 2,943,230 5,561,830 638,446 22,587,985 2009 11,767,683 3,096,902 3,407,900 5,631,258 763,245 24,666,988 2010 11,638,234 3,215,189 3,509,254 5,665,046 399,336 24,427,059 2011 11,625,249 3,695,345 3,708,815 5,761,956 500,831 25,292,196 2012 13,426,700 4,175,522 4,114,621 6,470,322 464,852 28,652,017 2013 14,780,448 4,555,414 4,473,032 6,998,487 705,813 31,513,194 2014 15,351,609 4,704,036 4,649,212 7,197,418 718,302 32,620,577 2015 13,505,159 4,874,581 4,531,354 6,907,828 924,522 30,743,444 SOURCE: East Valley Water District - Finance Department $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 $30,000,000 $35,000,000 Other Wastewater Treatement Charges Wastewater System Charges Meter Charges Water Sales EAST VALLEY WATER DISTRICT Water Operating Expenses Last Ten Fiscal Years 82 Transmission Customer Accts, Total Year Ended Source of Water & General, & Water Oper June 30, Supply Pumping Treatment Distribution Admin Expenses 2006 639,948$ 2,987,709$ 381,846$ 695,088$ 4,361,458$ 9,066,049$ 2007 390,124 3,451,376 626,770 766,082 4,215,687 9,450,039 2008 438,134 3,005,392 709,406 1,255,931 4,662,582 10,071,445 2009 608,742 2,961,727 1,420,962 1,403,076 5,320,152 11,714,659 2010 815,349 2,971,681 1,453,365 1,586,237 5,112,974 11,939,606 2011 853,161 2,853,461 1,080,954 1,514,394 4,923,033 11,225,003 2012 658,481 2,700,867 1,412,079 1,449,491 5,203,981 11,424,899 2013 672,101 2,683,340 874,448 1,469,243 5,323,101 11,022,233 2014 2,875,518 992,555 1,516,412 1,437,831 6,397,534 13,219,850 2015 3,025,714 615,147 743,099 2,120,374 6,785,909 13,290,243 SOURCES: East Valley Water District - Customer Service, Finance, and Operations Departments $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 $14,000,000 Customer Accts, General, & Admin Transmission & Distribution Water Treatment Pumping Source of Supply EAST VALLEY WATER DISTRICT Wastewater Operating Expenses Last Ten Fiscal Years 83 Customer Accts, Total Year Ended Wastewater Wastewater General, & Wastewater Oper June 30, Collections Treatment Admin Expenses 2006 336,171$ 5,473,390$ 1,512,221$ 7,321,782$ 2007 377,919 5,607,172 1,498,844 7,483,935 2008 333,588 5,561,830 1,707,574 7,602,992 2009 449,296 5,631,258 1,932,193 8,012,747 2010 474,244 5,665,046 2,621,931 8,761,221 2011 447,426 5,995,720 2,857,272 9,300,418 2012 310,834 6,800,369 2,389,631 9,500,834 2013 382,197 6,998,487 2,758,848 10,139,532 2014 312,193 7,197,418 2,953,997 10,463,608 2015 448,399 6,907,828 3,356,250 10,712,477 SOURCES: East Valley Water District - Customer Service and Finance Departments $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 Customer Accts, General, & Admin Wastewater Treatment Wastewater Collections EAST VALLEY WATER DISTRICT Water Sales and Production Last Ten Fiscal Years 84 Water Sales Water Produced (Acre Feet) (Acre Feet) 21,400 24,079 25,015 27,252 21,375 24,144 21,660 23,700 19,803 21,792 18,712 20,605 19,708 20,982 20,036 22,308 19,910 20,665 17,431 18,494 SOURCES: East Valley Water District - Finance and Operations Departments 2015 2007 2008 2009 2010 2012 2011 2006 Year Ended June 30, 2013 2014 0 5,000 10,000 15,000 20,000 25,000 30,000 Water Sales Water Produced EAST VALLEY WATER DISTRICT Revenue Rates for Water Last Ten Fiscal Years 85 Year ended June 30, 2006 2007 2008 2009 2010 Year ended June 30, 2006 2007 2008 2009 2010 7.50 7.50 8.40 10.45 10.45 7.50 7.50 8.40 10.45 10.45 14.00 14.00 15.70 14.63 14.63 29.50 29.50 33.00 18.81 18.81 42.50 42.50 47.60 30.39 30.39 74.50 74.50 83.50 114.94 114.94 124.00 124.00 139.00 146.29 146.29 241.00 241.00 270.00 219.44 219.44 362.00 362.00 405.00 303.04 303.04 (Continued) HCF = Hundred Cubic Feet = 748 gallons * On June 1, 2015 the District adopted Water Budget Based Rates. SOURCE: East Valley Water District - Water and Sewer Rate Resolutions Water Monthly System Charges Charge per HCF 1.01$ 1.08$ 1.20$ 1.35$ 1.35$ Water Consumption Rates 3/4 1 1 1/2 2 Meter Size (inches) 3 4 6 8 5/8 EAST VALLEY WATER DISTRICT Revenue Rates for Water - Continued Last Ten Fiscal Years 86 Year ended June 30, 2011 2012 2013 2014 2015* Tier 1-$1.45 Tier 2-$2.07 Tier 3-$2.89 Year ended June 30, 2011 2012 2013 2014 2015* 11.54 12.58 13.71 13.71 20.96 11.54 12.58 13.71 13.71 26.61 17.56 19.14 20.87 20.87 37.92 32.49 35.41 38.60 38.60 66.19 74.47 81.17 88.48 88.48 100.12 137.40 149.77 163.25 163.25 207.54 227.30 247.76 270.06 270.06 365.85 452.06 492.74 537.09 537.09 744.67 721.76 786.72 857.52 857.52 1,366.62 HCF = Hundred Cubic Feet = 748 gallons * On June 1, 2015 the District adopted Water Budget Based Rates. SOURCE: East Valley Water District - Water and Sewer Rate Resolutions Charge per HCF Water Monthly System Charges 1.62$ 1.77$ Water Consumption Rates 1.77$ 1.49$ Meter Size (inches) 5/8 3/4 1 1 1/2 2 3 4 6 8 EAST VALLEY WATER DISTRICT Revenue Rates for Wastewater Last Ten Fiscal Years 87 Year ended June 30, 2006 2007 2008 2009 2010 Residential (1 to 3 units) Flat Monthly Charge 7.00$ 7.75$ 9.75$ 10.84$ 10.84$ Commercial Flat Monthly Charge - - - - - plus, Charge per HCF 0.34 0.37 0.49 0.55 0.55 Year ended June 30, 2006 2007 2008 2009 2010 Residential (1 to 3 units) Flat Monthly Charge 14.50 14.50 14.50 15.25 15.25 Commercial Flat Monthly Charge 2.00 2.00 2.00 2.00 2.00 plus, Charge per HCF: Multi-family (4 + units) 0.83 0.83 0.83 0.87 0.87 Retail 1.70 1.70 1.70 1.79 1.79 Restaurants/Lounges 1.84 1.84 1.84 1.93 1.93 Laundromats 1.15 1.15 1.15 1.21 1.21 Dry Cleaners 1.70 1.70 1.70 1.79 1.79 Schools/Churches 0.62 0.62 0.62 0.65 0.65 Governments/Municipal 1.32 1.32 1.32 1.39 1.39 Convalescent Homes 0.84 0.84 0.84 0.88 0.88 Hotels 1.84 1.84 1.84 1.93 1.93 Ofc Bldgs/Motels 1.32 1.32 1.32 1.39 1.39 Auto Repair/Svc Stations 1.17 1.17 1.17 1.23 1.23 Car Wash 1.17 1.17 1.17 1.23 1.23 (Continued) HCF = Hundred Cubic Feet = 748 gallons * On June 1, 2015 the District adopted Water Budget Based Rates. SOURCE: East Valley Water District - Water and Sewer Rate Resolutions Wastewater Maintenance Charges Wastewater Treatment Charges EAST VALLEY WATER DISTRICT Revenue Rates for Wastewater - Continued Last Ten Fiscal Years 88 Year ended June 30, 2011 2012 2013 2014 2015* Residential (1 to 3 units) Flat Monthly Charge 12.93$ 14.09$ 15.36$ 15.36$ 35.86$ Commercial Flat Monthly Charge 3.28 3.58 3.90 3.90 3.90 plus, Charge per HCF 0.46 0.50 0.55 0.55 0.55 Year ended June 30, 2011 2012 2013 2014 2015* Residential (1 to 3 units) Flat Monthly Charge 16.00 18.50 18.50 18.50 18.50 Commercial Flat Monthly Charge 2.00 2.40 2.40 2.40 2.40 plus, Charge per HCF: Multi-family (4 + units) 0.95 1.25 1.25 1.25 1.80 Retail 1.90 2.10 2.10 2.10 2.65 Restaurants/Lounges 2.00 2.70 2.70 2.70 3.25 Laundromats 1.30 1.50 1.50 1.50 2.05 Dry Cleaners 1.90 2.10 2.10 2.10 2.65 Schools/Churches 0.70 1.10 1.10 1.10 1.65 Governments/Municipal 1.50 2.70 2.70 2.70 2.05 Convalescent Homes 0.95 1.50 1.50 1.50 1.90 Hotels 2.00 1.35 1.35 1.35 3.25 Ofc Bldgs/Motels 1.50 2.70 2.70 2.70 2.05 Auto Repair/Svc Stations 1.30 1.30 1.30 1.30 1.85 Car Wash 1.30 1.30 1.30 1.30 1.85 HCF = Hundred Cubic Feet = 748 gallons * On June 1, 2015 the District adopted Water Budget Based Rates. SOURCE: East Valley Water District - Water and Sewer Rate Resolutions Wastewater Maintenance Charges Wastewater Treatment Charges EAST VALLEY WATER DISTRICT Active Services by Type Last Ten Fiscal Years 89 Year Ended Residential Multi-Family Total June 30, (1 to 3 units) (4+ units) Commercial Irrigation Fire Svcs Service 2006 18,243 534 1,315 267 1,295 21,654 2007 18,454 532 1,316 272 1,295 21,869 2008 18,367 516 1,309 289 1,301 21,782 2009 18,403 508 1,293 306 1,306 21,816 2010 18,562 496 1,277 310 1,324 21,969 2011 18,564 502 1,273 310 1,318 21,967 2012 18,584 497 1,268 313 1,321 21,983 2013 18,584 497 1,268 313 1,321 21,983 2014 18,584 497 1,268 313 1,321 21,983 2015 18,584 497 1,268 313 1,321 21,983 SOURCES: East Valley Water District - Customer Service and Finance Departments 0 5,000 10,000 15,000 20,000 25,000 Fire Svcs Irrigation Commercial Multi-Family Residential EAST VALLEY WATER DISTRICT Principal Customers Current Fiscal Year and Nine Years Ago 90 Water Percentage Water Percentage Consumed of Total Consumed of Total Customer (AF) Rank (%) (AF) Rank (%) San Bernardino City Unified School District 556 1 3.01% 407 1 1.69% Patton State Hospital 414 2 2.24% Eash Highlands Ranch 299 3 1.62% 243 3 1.01% San Manuel Mission Indians 268 4 1.45% 148 7 0.61% San Manuel Indian Bingo & Casino 201 5 1.09% 368 2 1.53% Stubblefield Mobile Home Parks & Offices 192 6 1.04% 211 5 0.88% City of Highland 159 7 0.86% 198 6 0.82% Valencia Lea Mobile Home Park 127 8 0.69% 120 10 0.50% Victoria Village Apts 108 9 0.58% 123 9 0.51% Village Lakes Homeowners Assoc 91 10 0.49% 213 4 0.88% Safety Investment 135 8 0.56% Total - Top 10 2,415 13.06% 2,166 9.00% Total - District 18,494 100.00% 24,079 100.00% SOURCES: East Valley Water District - Customer Service and IT Departments 20062015 EAST VALLEY WATER DISTRICT Ratio of Outstanding Debt Last Ten Fiscal Years 91 As a Share of Outstanding Per Personal Debt Capita Income 2006 $ 26,764,017 $ 426 1.47% 2007 24,823,814 380 1.26% 2008 23,049,105 373 1.22% 2009 21,183,730 339 1.14% 2010 19,221,480 302 1.01% 2011 33,545,000 518 1.66% 2012 35,950,760 546 1.70% 2013 53,618,412 573 1.75% 2014 56,262,882 592 * 2015 54,529,323 536 * * Note: This data was not developed in the format required for this fiscal year. SOURCE: East Valley Water District - Finance Department Note: Two State Revolving Fund (SRF) loans totaling $515,580, for the Arroyo Verde and Eastwood Farms Assessment Districts, and which are secured by assessment liens and assessments on property owners within those districts, are excluded from this schedule. Year Ended June 30, $5,000,000 $15,000,000 $25,000,000 $35,000,000 $45,000,000 $55,000,000 $65,000,000 Outstanding Debt EAST VALLEY WATER DISTRICT Debt Service Coverage Last Ten Fiscal Years 92 Gross Operating Net Available Revenue(1)Expenses (2)Revenue Principal Interest Total 13,069,160$ 9,066,049$ 4,003,111$ 1,679,209$ 991,303$ $ 2,670,512 1.50 % 14,773,286 9,450,039 5,323,247 2,025,825 1,120,815 3,146,640 1.69 16,028,695 10,071,445 5,957,250 1,774,710 1,120,091 2,894,801 2.06 16,187,479 11,714,619 4,472,860 1,865,373 1,035,456 2,900,829 1.54 15,510,043 11,939,606 3,570,437 1,962,250 845,499 2,807,749 1.27 16,911,310 11,129,387 5,781,923 1,347,250 828,894 2,176,144 2.66 18,286,850 11,424,899 6,861,951 1,048,319 980,000 2,028,319 3.38 20,225,013 11,022,233 9,202,780 1,095,000 1,382,013 2,477,013 3.72 27,397,559 13,219,850 14,177,709 1,167,718 1,840,671 3,008,389 4.71 20,662,750 13,290,243 7,372,507 1,546,490 1,813,348 3,359,838 2.19 Gross Operating Net Available Revenue(1)Expenses (2)Revenue Principal Interest Total * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * 10,674,998 9,500,834 1,174,164 75,000 36,650 111,650 10.52 11,600,800 10,139,532 1,461,268 80,000 35,100 115,100 12.70 11,974,164 10,463,608 1,510,556 85,000 184,621 269,621 5.60 11,578,742 10,712,477 866,265 85,000 229,725 314,725 2.75 (1) (2)Operating expenses, less depreciation, for the utility fund. *Not Applicable SOURCE: East Valley Water District - Finance Department Year Ended 2007 2008 Water Department Wastewater Department Coverage Coverage Debt Service Debt Service June 30, 2014 2015 2009 2010 2011 2012 2013 Year Ended June 30, 2006 Gross revenue includes all operating revenue, interest income, other non-operating revenue and connection fees from the utility fund. 2015 2006 2007 2013 2014 2008 2009 2010 2011 2012 EAST VALLEY WATER DISTRICT Demographics and Economic Statistics Last Ten Calendar / Fiscal Years 93 Personal Income Personal District Unemployment (thousands Income Population Rate(1)Population(2)of dollars)(2)Per Capita(2) 2006 62,833 4.9%1,974,140 $57,300,625 $ 29,026 2007 65,378 5.1%1,992,161 60,002,703 30,119 2008 61,855 6.4%2,003,735 61,343,103 30,614 2009 62,455 10.5%2,013,960 60,156,703 29,870 2010 63,567 13.4%2,041,647 61,277,839 30,014 2011 64,698 13.3%2,063,143 64,454,103 31,241 2012 65,850 12.2%2,077,453 66,577,329 32,048 2013 93,500 10.6%2,088,371 68,387,465 32,747 2014 95,000 8.9%2,112,619 * * 2015 101,733 7.1%*** * Note: This data was not developed in the format required for this fiscal year. SOURCES: (1)U.S. Department of Labor, Bureau of Labor Statistics (BLS) Census Bureau midyear population estimates. Estimates for 2010-2013 reflect county population estimates available as of March 2014. (2)Bureau of Economic Analysis (BEA) Personal Income Per Capita was computed using Census Bureau midyear population estimates. Estimates for 2010-2013 reflect county population estimates available as of March 2014. East Valley Water District - Finance Department June 30, County of San Bernardino Year Ended EAST VALLEY WATER DISTRICT Full-Time Employees Last Ten Fiscal Years 94 Year Ended District Engineering & June 30, Administration Maintenance Operations Total 2006 19 37 10 66 2007 19 37 10 66 2008 20 37 10 67 2009 20 38 10 68 2010 20 38 10 68 2011 21 35 10 66 2012 21 31 11 63 2013 25 27 11 63 2014 25.5 29 11 65.5 2015 27.5 28.5 11 67 SOURCE: East Valley Water District - Finance and HR Departments 0 10 20 30 40 50 60 70 80 District Administration Engineering & Maintenance Operations EAST VALLEY WATER DISTRICT Operating and Capacity Indicators for Water and Wastewater Last Ten Fiscal Years 95 Annual Average Miles of Number of Production Production Water Mains Fire Hydrants (MG) (MGD) 272 * 7,846 21 284 * 8,880 24 284 * 7,867 22 286 * 7,723 21 287 * 7,101 19 294 2,854 6,714 18 297 2,854 6,837 19 303 2,915 7,269 20 297 2,976 6,734 18 316 3,005 6,026 17 Annual Daily Miles of Service Sewerage Sewerage Sewer Main Connections (MG) (MGD) * * 7,062 19 * * 7,992 22 * 19,115 7,081 19 205 19,132 6,950 19 208 19,333 6,391 18 208 19,535 6,043 17 224 19,577 6,153 17 224 20,402 6,542 18 223 20,404 6,060 17 224 20,534 5,424 15 * This data was not developed in the format required for this fiscal year. SOURCE: East Valley Water District - Engineering and Finance Departments Water System 2008 2011 2014 2015 Wastewater System 2009 2010 2011 2012 2013 Year Ended June 30, Year Ended June 30, 2006 2007 2008 2009 2010 2012 2013 2006 2007 2014 2015 Note: The District Sewer Master Plan was updated in October 2013, providing more accurate information on wastewater flows. Last Ten Fiscal Years BOARD AGENDA STAFF REPORT Agenda Item #5. Meeting Date: December 9, 2015 Disc ussion Item To: G o verning Board Memb ers From: G eneral Manager/CEO Subject: Contrac t Amendments fo r the Legal Team, EIR Cons ultant, Permitting Co nsultant and Communic ations Co nsultant for the S terling Natural Resource C enter RECOMMENDATION: Autho rize the General Manager to exec ute the following c o ntract amend ments : 1. Mus ick, P eeler & Garrett LLP for p ro vid ing legal s ervices o n enviro nmental doc uments und er preparation, 2 . Enviro nmental S cience As s o ciates (ES A) fo r pro viding s ervic es for the Notice o f Preparatio n, c o nduc ting various studies and preparing the Enviro nmental Impac t Report (EIR), 3 . RMC Water and Enviro nment fo r as s is tanc e in o b taining permits from several regulato ry agencies and p ro viding as s is tanc e with the p rep aration of S RF funding ap p licatio n and s up p o rting d o cuments , 4. Katz and As s oc iates fo r c o mmunity outreac h and meetings related to the Draft Environmental Impac t Report. BACKGROUND / ANALYSIS: All o f these cons ultants were s elected through a c o mp etitive s electio n p ro ces s as the Dis tric t’s cons ultants to as s is t with vario us as pec ts o f the Dis tric t’s R ecycled Water Center now known as the Sterling Natural Resource Center (SNRC ). The Bo ard to o k formal actio n earlier this year to authorize the General Manager to exec ute the P ro fes s io nal S ervic es Agreement with thes e cons ultants to p ro vide s ervic es req uired for completio n of the EIR and p ermitting. Since the legal team and c ons ultants have come o n b o ard , the pro jec t has evo lved into a regional projec t under a F ramework Agreement b etween EVWD and the S an Bernardino Valley Munic ip al Water Dis tric t. T he Framewo rk Agreement enables collaboration between the two agenc ies within the San Bernardino Valley regio n to ad vance their integrated rec yc led water management objec tives . The Framework Agreement provid es fo r the cons tructio n and o p eration of the SNRC by Valley Dis tric t. The agreement als o c ontemplates a regio nal p lan in p artners hip with other water agencies to increas e the use o f recycled water to s o lve regional water s up p ly challenges . The S cope of Work in evaluating various p ro ject elements o f SNRC and to p rep are the s upporting d o cuments fo r these cons ultants has inc reas ed sub s tantially and their agreements need to b e amend ed ac cordingly. The autho rity reques ted under the c urrent item will mo ve the p ro ces s forward to complete the environmental d o cumentatio n and related s tud ies for the EIR and permitting fo r the SNRC p ro gram. AGENCY IDEALS AND ENDEAVORS: Id eals and End eavor I - Encourage Inno vative Inves tments To P ro mo te Sus tainable Benefits (A) - Develop projec ts and p ro grams to ensure s afe and reliable s ervic es (B) - Manage and Id entify Metho d s to Co nserve Natural Resource (E) - Ac tively S eek Alternative S upply Res ourc es REVIEW BY OTHERS: The Engineering Department, the CFO and Dis tric t’s Legal Co uns el have reviewed this agenda item. FISCAL IMPACT : The imp acts as s o c iated with this agend a item are the legal team and cons ultant fees as fo llo ws: 1. A contrac t amend ment in the amo unt o f $330,000 for the legal team of Mus ic k, Peeler & Garrett LLP. 2. A contrac t amend ment in the amo unt o f $135,000 for the EIR cons ultant ES A. 3. A contrac t amend ment in the amo unt o f $380,000 for the permitting cons ultant RMC Water and Environment. 4. A contrac t amend ment in the amo unt o f $55,000 fo r the communic ation c ons ultant for p ublic outreac h related to the EIR . The fis cal impac t fo r this p ro ject is the aggregate of all amend ments $900,000. T he p ro ject will be fund ed thro ugh a borro wing fro m sewer fund res erves until the reimb ursements are s ec ured through grant and loan fund s . Res p ectfully s ubmitted: Rec o mmended b y: Jo hn Mura General Manager / C EO Jean Cihigo yenetc he District Co uns el BOARD AGENDA STAFF REPORT Agenda Item #6. Meeting Date: December 9, 2015 Discussion Item To: Governing Board Members From: Jean Cihigoyenetche, Legal Counsel Subject: General Manager/CEO Emp loyment Agreement RECOMMENDATION: Cons ider poss ib le amendments to the General Manager/CEO’s Emp loyment Agreement. BACKGROUND / ANALYSIS: The General Manager/CEO’s Employment Agreement was approved on March 12, 2014. As a result of concerns related to contract language, this item was requested to be brought back for further discussion and possible action. AGENCY IDEALS AND ENDEAVORS: Ideals and Endeavor II - Maintain An Environment Committed To Elevated Public Service (C) – Identify Strategies to Attract and Retain a High Quality Workforce REVIEW BY OTHERS: This agenda item has been reviewed by the District’s Legal Counsel. FISCAL IMPACT: The fiscal impact associated with this agenda is unknown at this time. Recommended by: Jean Cihigoyenetche District Legal Counsel BOARD AGENDA STAFF REPORT Agenda Item #7. Meeting Date: December 9, 2015 Disc ussion Item To: G o verning Board Memb ers From: G eneral Manager/CEO Subject: Bo ard R eo rganization RECOMMENDATION: Staff rec o mmend s that the Bo ard of Direc tors : a. Elec t o ffic ial offic ers for the positio ns of Board President, Vic e Pres ident b . Ap p o intment o f General Manager, Chief Financ ial Offic er and Board Sec retary c. Set the time, day and plac e for holding meetings BACKGROUND / ANALYSIS: The Bo ard of Direc to rs c o nducts their reo rganizatio n p ro cess at the first regular meeting in December p urs uant to California Water Code Sec tion 30520. The Bo ard reo rganization ens ures the effic ient management of the Dis tric t and reflec ts a dedic ation to the highest standard s of integrity and acc o untability s o as to c o ntinue to earn the trus t and c o nfidence o f the pub lic s erved b y the Dis trict. Staff is recommending that the Dis tric t continue to ho ld regularly sc heduled Bo ard meetings at 31111 Greenspot Road, Highland, CA, on the 2nd and 4th Wed nesday of each mo nth. The Bo ard will c ond uc t closed s es s io n at 4:30 pm and commence the regular board meeting at 5:30 p m. Sho uld closed s es s ion items require more than the allo tted time, the Board will adjourn to o p en s es s io n at 5:30 p m, cond uc t Dis tric t b usines s , and then ad journ b ack into closed s es s io n. After clos ed s es s io n, the Bo ard will reconvene into open s es sion and announc e any ac tion taken in the closed s es s ion prior to ad jo urnment of the meeting. AGENCY IDEALS AND ENDEAVORS: Id eals and End eavor II - Maintain An Environment Committed To Elevated P ublic S ervic e (E) - Practice Trans parent and Acc o untable F is c al Management REVIEW BY OTHERS: This agend a item has b een reviewed by the Adminis tratio n Department. FISCAL IMPACT : There is no fis c al imp act assoc iated with this agend a item. Res p ectfully s ubmitted: Rec o mmended b y: Jo hn Mura General Manager / C EO Jus tine Hendric ksen District Clerk DECEMBER 9, 2015Comprehensive Annual Financial Report (CAFR) FY 2014-15 CAFR ENDING JUNE 30 •Overview •Financial Condition •Capital Asset Condition •Debt Service Coverage •GASB 68 Implementation •Questions 2 •Maintained Stable Financial Condition –Despite $1.8 Million Decline in Water Sales (12.4%) •Maintained Healthy Reserves •Completed 3 Major CIP Projects •Met Debt Service Coverage Requirements •Implemented GASB 68 HIGHLIGHTS 3 PRIOR YEAR COMPARISON FY 2014-15 FY 2013-14 Operating Revenue 30,743,445 32,620,577 Operating Expenses (29,146,339) (29,191,176) Operating Income 1,597,106 3,429,401 Non-Operating Revenue 901,108 384,546 Non-Operating Expenses (1,980,062) (2,623,449) Contributions 596,940 6,369,890 Special Items-Abandoned Project (2,413,478) 0 Increase In Net Position (1,298,388) 7,560,388 4 FY 2014-15 EXPENDITURES 5 FINANCIAL CONDITION 6 0 0.5 1 1.5 2 2.5 2011 2012 2013 2014 2015 Ra t i o Fiscal Year Quick Ratio FINANCIAL CONDITION 7 0 50 100 150 200 250 300 2011 2012 2013 2014 2015 Da y s Fiscal Year Days Cash on Hand FINANCIAL CONDITION 8 $- $2.0 $4.0 $6.0 $8.0 $10.0 $12.0 $14.0 $16.0 $18.0 $20.0 2011 2012 2013 2014 2015 Mi l l i o n D o l l a r s Fiscal Year Unrestricted Reserves CAPITAL ASSET CONDITION 9 $- $10.0 $20.0 $30.0 $40.0 $50.0 $60.0 $70.0 $80.0 Mi l l i o n D o l l a r s Asset Type Water Fixed Assets Depreciation Depreciated Remaining Life CAPITAL ASSET CONDITION 10 $- $5.0 $10.0 $15.0 $20.0 $25.0 $30.0 Pipelines General Mi l l i o n D o l l a r s Asset Type Wastewater Fixed Assets Depreciation Depreciated Remaining Life DEBT SERVICE COVERAGE 11 DEBT SERVICE COVERAGE 12 GASB 68 IMPLEMENTATION 13 •New accounting standards will provide additional transparency on long-term pension obligations in annual financial reports •District recognizes Net Pension Liability on Statement of Net Position –Difference between Total Pension Liability and Market Value of Plan Investments •Pension expense includes contributions paid into system, as well as changes in the Net Pension Liability affected by: –Changes in assumptions –Difference between projected and actual earnings on Plan Investments