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HomeMy WebLinkAboutAgenda Packet - North Fork Water Company - 03/14/2016 (meeting presentation)NORTH FORK WATER COMPANY SPECIAL STOCKHOLDERS MEETING 31111 Greenspot Road Highland, Ca 92346 March 14, 2016 – 3:00 pm AGENDA CALL TO ORDER PLEDGE OF ALLEGIANCE ROLL CALL OF BOARD MEMBERS 1.Approval of Agenda 2.Public Comments 3.Presentation from Ms. Michele Staples regarding historical analysis of the North Fork Water Company. 4.Annual Shareholders meeting Tuesday, April 5, 2016 – 2:00 pm ADJOURN --------------------------------------------------------------------------------------------------------------------------------------------------------------- Pursuant to Government Code Section 54954.2(a), any request for a disability-related modification or accommodation, including auxiliary aids or services, that is sought in order to participate in the above-agendized public meeting should be directed to the North Fork Board Secretary (909)885-4900 at least 72 hours prior to said meeting. CONFIDENTIAL: SUBJECT TO ATTORNEY-CLIENT PRIVILEGE NORTH FORK WATER COMPANY: Special Shareholders Meeting March 14, 2016 Michele A. Staples, Esq. Paige H. Gosney, Esq. Eddy R. Beltran, Esq. CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 1 Overview 1.Governance Summary 2.Water Rights Summary CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 2 Mutual Water Company v. Public Water Agency (Retailer) •Mutual Water Company o Private corporation with articles and bylaws o Water rights holders deed water rights and water facilities to corporation in exchange for shares and water service (pool resources) o Delivers water to its shareholders at cost •Public Water Agency o Authorized by state legislation o Generally, provides water for public and private customers within its boundary CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 3 1. Governance Summary CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 4 North Fork Water Company Governing Documents CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 1.Articles of Incorporation •First filed in 1885. Amendments in 1915, 1925 & 1931 2.Bylaws •Current version adopted in 2013 3.North Fork Canal Rules of Operation (“Rules of the Ditch”) •2009 •Delivery schedules, delivery rates, repairs/maintenance, restrictions 5 Board of Directors CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE •7 Directors Required by Articles o Not necessary to be a shareholder •Current Board Composition o 5 of 7 are East Valley Water District Directors o 4 Directors = quorum 6 Board of Directors Election Procedures •Under the Bylaws, each director seat is elected by majority vote of the shares •As of January 31, 2015, 7,156 shares •East Valley Water District owns 5,904 shares (82%) CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 7 2. Water Rights Summary CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 8 Water Rights Questions (May 23, 2015 Letter to Shareholders) 1.Analyze and define the respective water rights of individual shareholders and North Fork; 2.Summarize allowable uses for water delivered to shareholders by North Fork; 3.Summarize rights of North Fork shareholders to sell or lease shares to third parties; and 4.Analyze methods for reconciling inconsistencies between the North Fork Articles of Incorporation, By-laws, and Rules of the Ditch. CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 9 1. Respective Water Rights of Shareholders and North Fork Water Company CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 10 Landowners Ditch Rights 1885 Deed of Trust (right to re-conveyance) Cram & Van Leuven Ditch Rights (not subject to 1885 DOT ) Rights to be re-conveyed in 1897, 1934 North Fork Water Company North Fork Water Company Other Water Rights (not subject to 1885 DOT) CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 11 No Re -conveyance Recorded •No Deed Recorded •Third Amended Articles of Incorporation (1931) –“Perpetual” life –Expanded corporate powers and purposes including: •Changes in allowable water supplies •Beneficial uses water in addition to domestic and irrigation CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 12 Basis of Water Right •North Fork holds pre-1914 water rights to Santa Ana River in trust for its shareholders •Shareholders have delivery rights based on number of shares •Based on pre-1914 appropriative rights held by its shareholders before North Fork’s incorporation CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 13 Contracts for Coordinated Deliveries •1885 Agreement with Bear Valley Land and Water Company (confirmed by January 17, 1977, Stipulated Judgment in Big Bear Municipal Water District v. North Fork Water Company, et al., re Big Bear Lake) •1976 Santa Ana River –Mill Creek Cooperative Project Agreement with San Bernardino Valley MWD and other water users CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 14 Contracts for Coordinated Deliveries (cont’d) •April 1, 1988 Agreement for the Transfer of the North Fork Canal –Bear Valley transferred ownership interest in the North Fork Canal to East Valley o East Valley delivers agricultural water through canal to Bear Valley shareholders on behalf of Bear Valley o East Valley’s and Bear Valley’s rights in the North Fork Canal are junior to the prior rights of North Fork CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 15 Agreement for Spreading Program •2004 Seven Oaks Accord set up program for EVWD, North Fork and other water users to spread and store a portion of the natural flow of the Santa Ana River •Spreading is operated on a ‘put and take’ basis with extractions occurring within one year of the date spread CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 16 Water Rights Conclusion •North Fork Water Company owns the water rights in trust for its shareholders •Shareholders delivery rights entitle shareholders to receive a proportionate amount of North Fork’s water supplies at cost –Shareholders’ delivery rights are a real property interest that may be individually enforced against North Fork and its officers CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 17 Acknowledgment of North Fork’s Prior Rights •Bear Valley –1885 Agreement, 1977 Judgment re Big Bear Lake •Big Bear Municipal Water District –1988 Stipulation with SWRCB •SBVMWD –2004 Seven Oaks Accord CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 18 North Fork Water Rights Issue •Pre-1914 Appropriative Water Rights –“Common law” right –Continuous reasonable and beneficial use required –Public records accounting for North Fork water use are maintained by Bear Valley Mutual (annual reports to Big Bear Watermaster) and East Valley Water District (internal recordkeeping) CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 19 Protection of North Fork Water Rights •By-Laws allow “agricultural use” (Section 7.16) Recommendation: Update to reference “all sub-potable uses” to maximize continuous beneficial use of pre-1914 appropriative rights •Municipal irrigation, spreading program under the Seven Oaks Accord CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 20 Protection of North Fork Water Rights (Cont’d) •Shareholders not taking allotted water o Under Bylaws Section 7.14, shareholder loses right to the delivery of that water Recommendation: -Amend Bylaws to clarify that transfers of unused water are allowed among shareholders to prevent against argument that pre-1914 water right is being reduced by non-use -Establish standards and procedure for approving and reporting transfers CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 21 2. Allowable Uses of Water Delivered to Shareholders CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 22 Uses Allowed by Governing Documents •Third Amended Articles of Incorporation –Domestic, irrigation and all other useful purposes •2013 By-laws –Irrigation –Domestic if treated and approved by Board of Directors Recommendation: clarify all sub-potable uses are allowed CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 23 3. Shareholders’ Rights to Sell/Lease Shares CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 24 Governing Documents •1885 Agreement (confirmed by 1977 Stipulated Judgment) –Reservation of rights to “sell, convey, transfer, mortgage, pledge, or otherwise dispose of” water and water rights •Third Amended Articles (1931) –No gain or profit to shareholders –No public utility business •Bylaws (2013) –Board consent required for turnout (section 7.13), but not place of use CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 25 North Fork Weirs •Weir 36 EVWD •Weir 46•Valencia •Lea •Weir 40 Beverly Rich •Weir 53 Nigel Smith •Weir 35 LaTourette •Weir 47 •Tom Hooker •Weir 34 LaTourett •Highline over Bledsoe •Weir 26 Linda Spitzer/ Riddle •Weir 20 Jose •Weir 22 Christianson •Plunge Creek Sand Box and Siphon •Gutierrez •Weir 18 •Pavli •ch •Weir 17 •Ciriel •Wright Pellow •Moreno •Weir 13 Kiel Trust •Weir 19 Pellow •Weir 14 •Aplin Grates Wright •Weir 10 Kiel Trust •Weir 3 Out of Service •Approx. Location •Edwards Highline •Weir 1 Arnott •Highline •Weir 2 •Calvary/Raley •Intake Weir •Sand Box •Data Path: T:\Leida\Evwd_Default.gdb\NFWeir•Document Path: T:\Leida\North Fork Modified by Mike H.mxd Additional Legal Restrictions on Sale/Lease of Shares •Public Utilities Code section 2705 –Profit restrictions on North Fork MWC, not shareholders •Corporations / Tax Laws –No restrictions on price paid to shareholders •Water Code sections 1725, 1735, 1736, 1737 –“No Injury Rule” –transfer must not injure other water rights holders or environmental resources CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 27 Recommendations re Sale/Lease of Shares •Recommendations: Adopt standards and procedures for approving and reporting lease of shares Adopt standards and procedures for offsets related to sale of shares in order to protect EVWD customers and North Fork shareholders Document private shareholders are successors to original shareholders •Helps show fairness of extending service at cost in exchange for water rights conveyed to North Fork CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 28 Reconciling Inconsistencies in Corporate Docs •Articles of Incorporation •By-Laws •Rules of the Ditch CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 29 Amending Corporate Docs •Articles –amendments approved by majority of the Board and majority of outstanding shares •By-Laws –amendments approved by majority of outstanding shares •Rules & Regs (Rules of the Ditch) –amendments approved by majority of the Board Recommendation: Consider appointing a Working Group to prepare amendments for April 2017 annual meeting CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 30 Summary •Update Bylaws: –Allowable uses include “all sub-potable uses” –Transfers of unused water are allowed among shareholders –Establish standards and procedure for approving and reporting transfers –Adopt standards and procedures for offsets related to sale of shares in order to protect EVWD customers and North Fork shareholders –Document private shareholders are successors to original shareholders CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 31 Summary (Continued) •Review and reconcile inconsistencies and outdated information –Articles of Incorporation –By-Laws –Rules of the Ditch CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 32 Summary (Continued) •Appoint a Working Group to prepare recommendations for amendments for consideration at April 2017 annual meeting CONFIDENTIAL: SUBJECT TO ATTORNEY- CLIENT PRIVILEGE 33