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HomeMy WebLinkAboutAgenda Packet - North Fork Water Company - 04/04/2017 (BOD)BOARD OF DIRECTORS ORGANIZATIONAL MEETING (Immediately after the conclusion of the April 4, 2017 Annual Meeting of the Stockholders) 31111 Greenspot Road Highland, CA 92346 April 4, 2017 - 2:00 PM AGENDA CALL TO ORDER ROLL CALL OF BOARD MEMBERS APPROVAL OF AGENDA PUBLIC COMMENTS 1.Board Re-Organization a) Election of Officers: -President -Vice President -Secretary -Chief Financial Officer 2.Discussion and possible action regarding update and revisions to the North Fork Water Company Rules of the Ditch 3.Discussion and possible action regarding scope of work for, and issuance of, Request for Proposal for consultant to determine value of the North Fork Water Company shares 4.Financial Statements for FY 2016-17 5.Proposed FY 2017-18 Water Deliveries and Operational Update 6.Review and Adopt Budget and Assessments for FY 2017-18 7.Director comments ADJOURN Pursuant to Government Code Section 54954.2(a), any request for a disability-related modification or accommodation, including auxiliary aids or services, that is sought in order to participate in the above-agendized public meeting should be directed to the North Fork Board Secretary (909)885-4900 at least 72 hours prior to said meeting. NORTH FORK WATER COMPANY: BOARD OF DIRECTORS MEETING APRIL 4, 2017 (Agenda Item #2) Michele A. Staples, Esq. Eddy R. Beltran, Esq. 1 Proposed Revisions to Rules of the Ditch •Last updated in 2009 •Rules may be adopted and amended by NFWC Board (By-laws sections 7.04 and 7.14) •Proposed revisions generally fall into one of two categories: •Corrections/clarifications for consistency with By-laws •Substantive updates and suggested changes previously discussed by the Shareholders 2 Rules of the Ditch (Suggested Changes) •Section I.2: Clarifies estimated delivery schedule and procedures for calculating and allocating surplus water •Section I.3: Allows for shut-off valves by shareholders •Sections I.7 and 8: Clarifies process for cancellation of deliveries •Section III: Adds common provisions to clarify that Articles and By-laws control, allow for remaining rules to remain effective if any is invalidated, and discuss how Rules may be amended 3 Proposed Next Steps •Board’s adoption of updates and revisions to Rules of the Ditch •Board may adopt updates and revisions to the Rules of the Ditch by vote of a majority of a quorum of the Board. (By-laws Article VII, sections 3.11, 7.04 and 7.14) 4 North Fork Canal Rules of Operation The North Fork Canal is a conduit for delivering surface water (raw, untreated) to North Fork Water Company and Bear Valley Mutual Water Company Shareholders. The canal begins at the North Fork Divide, more recently referred to as the Southern California Edison Powerhouse #3 Afterbay, and continues mostly west to its termination at the southeast corner of Highland Avenue and Palm Avenue. In the event that State Water Project water is used in lieu of Santa Ana River water, there is a connection for receiving project water approximately one-half mile west of the North Fork Intake Sandbox. There were originally fifty-five (55) individually numbered irrigationwater connections in the form of weir boxes, however, only fifteen (15) of those connections are currently active. In order to maintain the North Fork Canal and its historic operation as a viable facility for the benefit of all Shareholders, the following “Rules of the Ditch” have been outlined hereadopted by the North Fork Water Company Board of Directors in accordance with Sections 7.04 and 7.14 of the By-Laws to clarify the North Fork Irrigationwater delivery process. I. Rules of the Ditch 1.) Each year at the North Fork Annual Board of Directors Meeting following the Annual Meeting of the Shareholders, the North Fork Zanjero will submit for approval the following: A.) A Delivery Schedule, outlining the daily deliveries that will be made throughout the next irrigation season. B.) A recommendation for aAn Estimated DeliveryA.) Schedule outlining the estimated delivery rate, in Miners’ Inch Days (MID), toper share which will 1345994.11345994.4 apply for the next irrigation season.12 months. The Estimated Delivery Schedule is not a guarantee of deliveries and is subject to change throughout the next 12 months. C.) A recommendation for a designated period of time toB.) accomplish any repairs or maintenance required for the continuous operation of the Canal during the next irrigation season (Generally 2-4 weeks, between February 1, and March 31.). *During periods of drought conditions, the Canal may not be shutdown at all from one irrigation season to the next. D.) An operations report of the last irrigationC.) season and any recommendations for the next irrigation season12 months. 1345994.11345994.4 2)Every 15th day of the month (or the first business day after the 15th day of the month if the 15th day is a Saturday, Sunday or holiday), the Zanjero will calculate the water initially allocated per share for the following month. The Zanjero will contact all Shareholders that received water delivery the previous month and inform them of their respective initial allocation for the next month. At that time, each Shareholder may request a reduction in its water allocation for the next month, or notify the Zanjero of its need for additional water the next month. The Zanjero shall calculate the amount of “Surplus Water” available for the next month by adding: (1) the amount of reductions in scheduled water allocations requested by Shareholders, and (2) the amount of water forfeited by Shareholders that do not receive water deliveries. The Zanjero shall apportion the Surplus Water for the next month among the Shareholders who notified the Zanjero of their need for Surplus Water and the allocation shall be on a pro rata basis calculated as follows: each Shareholder shall receive a percentage of the Surplus Water equal to the number of shares held by it divided by the number of shares held by all Shareholders who notified the Zanjero of their need for Surplus Water. Surplus Water shall not be delivered to lessees of shares. 2.) 3)All irrigationwater deliveries to Shareholders shall be made to a measuring device, usually a weir, and will be adjusted to the appropriate flow rate by the Canalero only. Any adjustments must be done by the Canalero and will be determined by the Canalero. Once the water has passed over the weir (or alternate measuring device), the water and the transmission facilities (pipeline or flume) are the responsibility of the respective Shareholder receiving the delivery. Each respective Shareholder, for its convenience or use, may install a shut-off valve on its side of the weir to control the flow of water to its premises. The responsibility to install, operate, maintain, replace and repair said shut-off valve is that of the Shareholder, at its sole expense. The North Fork Water Company disclaims any and all liability for any damage or loss associated with a shut-off valve installed on a Shareholder’s side of the weir and said liability shall be fully borne by the respective Shareholder. 1345994.1 3.) 4)All irrigationwater deliveries shall be made by the Canalero per the approved “Delivery Schedule”. Each delivery is for a twenty-four (24) hour period, beginning between 7:00a.m. and 9:00a.m., and ending 24 hours later. 4.) 5)There is a minimum delivery requirement of ten (10) Miners’ Inch Days per delivery. A delivery of less than 10 MID cannot be accurately measured, and will not be allowed. 5.) 6)No irrigationwater deliveries shall be pumped out of the North Fork Canal, or otherwise withdrawn by individual Shareholders. 6.) 7)Any irrigationwater delivery can be cancelled by the notification of the Zanjero Zanjero for cause such as unavailable source water, emergency shutdown or heavy downpours of rain, by notification to the affected Shareholder(s) at least forty-eight (48) hours in advance (unlessof the scheduled delivery (notice will not be provided if an emergency shutdown is required) of the scheduled delivery. If an irrigation. If a delivery is cancelled (or is the result of unavailable source water, or heavy downpours of rain), that irrigationthat water delivery will NOT be made up. The North Fork Delivery Schedule can notcannot be altered, as it is designed to accommodate allotted TOTAL daily deliveries, pursuant to the May 23, 1885 Contract Agreementagreement and the related June 27, 1885 supplemental agreement with Bear Valley Land and Water Co. (now known as Bear Valley Mutual Water Company) and several individuals. 7.) 8)A Shareholder may cancel a scheduled delivery by notifying the Zanjero at least one (1) business day in advance. Per Section 7.14 of the North Fork By-Laws, said notification to the Zanjero results in a forfeiture of the Shareholder’s right to the delivery of that water and the water delivery will NOT be made up. After a shareholder has cancelled their delivery, or in the case of heavy rains causing deliveries to be cancelled, it is the responsibility of the individual Shareholders to contact the North Fork Zanjero with a request to resume deliveries on their next scheduled delivery dates. 1345994.1 Such notification to the Zanjero must be made no later than one (1) business day before the scheduled delivery date. 8.) 9)The North Fork Canalero shall set the TOTAL daily flow rate of the Canal (Santa Ana River sourcewatersource water) at the North Fork Canal Intake Sandbox 100” Weir at 7:00 a.m. each day. In the event that State Water Project water is the sourcewatersource water, the Canalero will verify the flowrate in the Canal at the Plunge Creek Sandbox 100” Weir at 7:00 a.m. each morning. 1345994.1 9.) 10)It is the responsibility of the Canalero to check and clean all grates (trash racks) daily, to prevent damage from occurring due to plugging of pipe and overflowing. 10.) 11)Each Shareholder with an authorized connection to the North Fork Canal has just as much right to their delivery as any other Shareholder on their respective delivery date. 11.) 12)In all disputes, the North Fork Zanjero’s decision will be adhered to until such time as the North Fork Board of Directors can review and bring to resolution. 12.) 13)As stated in the North Fork By Laws, water delivered from the Canal is for agricultural purposes and other non-potable uses, and is NOT to be used for “domestic potable water AT ANY TIME!purposes” unless properly treated in accordance with all applicable legal requirements. II. Definitions: Zanjero: The Chief Operator of the North Fork Canal, responsible for the operation of the North Fork Canal, and under the direction of the Board of Directors. Canalero: Shift Operator for the North Fork Canal, under the directions of the Zanjero. Weir: A device for measuring flows across a fixed blade to determine an accurate flowrate. The North Fork system uses some Parshall 1345994.1 Weirs and some Cipoletti Weirs. Fred J. Stafford, North Fork Canal Zanjero, 1989-2009 III. Miscellaneous Provisions 1) Relationship to Articles and By-Laws. These Rules are intended to supplement the Company’s Articles of Incorporation and By-Laws. In the event of a conflict between the Articles or By-Laws and any of these Rules, the provisions of the Articles and By-Laws shall control. 2) Savings Clause. If any provision of these Rules is for any reason held to be invalid by a court of law, such determination shall not affect the validity of the remaining portions of these Rules which shall remain binding and enforceable against the Shareholders of the Company. 3) Amendments to Rules. These Rules may be changed and amended from time to time by appropriate action of the Board. . Passed and adopted this ___ day of ________, 2017 by the North Fork Water Company Board of Directors. 1345994.1 NORTH FORK WATER COMPANY: BOARD OF DIRECTORS MEETING APRIL 4, 2017 (Agenda Item #3) Michele A. Staples, Esq. Eddy R. Beltran, Esq. 1 Request for Proposal for Consultant to Appraise Value of NFWC Shares •Valuation of shares is proposed to respond to Shareholder questions about the value of NFWC shares for investment planning and estate planning •Technical assistance needed to value shares 2 Scope of Work •Summarize the condition of NFWC’s existing water system •Summarize NFWC’s assets and liabilities •Determine the current value of NFWC on a per share basis •Prepare letter report and Appraisal Summary Statement 3 Recommended RFP Recipients 1)Brian J. Brady •Represented minority shareholder in Elsinore Valley Municipal Water District /Meeks & Daly Water Company transaction 2)David Hayward (Hayward Consulting) •Prepared appraisal of Apple Valley Ranchos Water Company for Town of Apple Valley 3)Steve Johnson (Stetson Engineers) •Water system and water rights evaluation and appraisal expert 4 Proposed Next Steps •Board approval of: –1) scope of work for Request for Proposal and –2) issuance of Request for Proposal •Board approval requires vote of a majority of a quorum of the Board (By-laws Article VII, section 3.11) •Legal Ad Hoc Committee to conduct consultant interviews •Board of Directors’ consideration and engagement of consultant to value shares •Report share valuation to Legal Ad Hoc Committee •Report share valuation at Special Shareholder meeting 5 DRAFT INTRODUCTION North Fork Water Company (NFWC) is seeking proposals from qualified professional water system and water rights appraisers to provide professional consulting, appraisal and valuation services to aid NFWC in determining the fair market value of its shares. The Scope of Work does not include expert testimony or other litigation support. BACKGROUND NFWC is a non-profit mutual water company located in Highland, California. There are currently a total of 26 NFWC shareholders holding 7,156 shares in the company, with East Valley Water District (EVWD) owning 82% of the shares (5,904 total). EVWD manages the NFWC. NFWC holds pre-1914 appropriative water rights to Santa Ana River water supplies in trust for its shareholders. NFWC owns a water delivery system including 50% ownership interest in the North Fork Canal, as well as pipelines, diversion weir boxes and valves. The North Fork Canal is approximately 6 miles in length and runs in an east-west direction, beginning generally near the outlet of the Southern California Edison SAR #3 Hydroelectric Plant located at the Seven Oaks Dam and ending near the cross streets of Highland Avenue and Palm Avenue in Highland, California. NFWC’s water system’s transmission and distribution pipelines are primarily comprised of steel and ductile pipe. NFWC’s water system does not include any surface water storage reservoirs. The NFWC water system receives water delivered by Bear Valley Mutual Water Company under agreements originally entered in 1885 and affirmed by the January 17, 1977, stipulation and judgment entered by the San Bernardino Superior Court in Big Bear Municipal Water District v. North Fork Water Company, et al. NFWC delivers water to a total of approximately 12 connections serving shareholders and lessees of their shares. NFWC’s Board of Directors establishes the amounts and schedules of its water deliveries to shareholders and their lessees. The NFWC water system is not designed for domestic use, and water delivered by NFWC cannot be used for domestic purposes without treatment. The amount of water NFWC is entitled to receive under the 1885 agreements includes monthly distributions during the June-November time period totaling approximately 3,800 acre-feet per year (afy), and one-quarter of the annual river flow during the period of December thru May. According to annual reports published by the Big Bear Watermaster from 2010-2015, the average annual water delivery to NFWC during that period totaled approximately 2,300 afy. NFWC has one class of shares. In order for shareholders to obtain water delivery, access to the North Fork Canal and an approved measuring device/weir is required. Most of NFWC’s shareholders do not receive water delivery from NFWC. This Request for Proposals seeks a valuation of NFWC, including its water system and water rights, to aid NFWC in valuing its shares. MANDATORY SERVICE SPECIFICATIONS The appraiser must have experience in valuing private and/or public water suppliers. SCOPE OF WORK The selected appraiser will provide appraisal/valuation of NFWC’s water system and water rights as described below: 1) Summarize the condition of NFWC’s existing system using NFWC’s water system inventory and maps, photographs, field visits, inspection reports, and results of interviews with people familiar with existing water system equipment and operation. 2) Summarize NFWC’s assets and liabilities using: Appraiser’s summary of condition of existing system prepared under Task 1 above; NFWC summary of water rights; Big Bear Watermaster and East Valley Water District reports showing Bear Valley Mutual Water Company’s deliveries to North Fork Canal; property profiles and property appraiser reports (by others if applicable); NFWC’s Articles of Incorporation, Bylaws, Rules of the Ditch and current shareholder roll; NFWC current financial statement. 3) Determine the current value of NFWC on a per share basis. The NFWC valuation will be broken down into categories such as facilities, equipment, water rights, etc. 4) Prepare letter report containing Appraiser’s assumptions, sources of information, work product and summary of current value of the NFWC. Twelve (12) hard bound copies of the report are to be provided as well as electronic files. 5) Adhere to appraisal practices as required to conform to the Uniform Standards of Professional Appraisal Practice (USPAP). 6) Prepare an Appraisal Summary Statement to assist NFWC staff in communicating the appraisal results to NFWC shareholders. 7) Maintain timely communication with the assigned NFWC staff. 8) Create files and maintain all records for a period of seven (7) years. 9) Attend NFWC Board, Committee and/or Shareholder meetings, when requested. S TAF F R E P ORT Agenda Item #4. Meeting Date: Ap ril 4, 2017 Dis c ussion Item To: Board of Direc tors From: G eneral Manager/C E O S ubject: F inanc ial S tatements fo r F Y 2016-17 R E C O MM E N D AT IO N: S taff rec ommends that the financ ial s tatements fo r F Y 2016-17 b e ad o p ted and filed . B AC KG R O UN D / AN ALYS IS : S ec tion 5.05(c ) of the No rth F o rk Water C ompany (NF W C ) Bylaws req uire that the Treas urer rend er to the Bo ard o f Directors an acc o unting of the NF W C ’s trans actio ns and financ ial conditio n at regular meetings o f the Bo ard . In o rder to c o mply with this sec tion of the Bylaws , annual financ ial s tatements are prepared b y s taff, reviewed by an independent ac counting firm, and pres ented to the Board at eac h annual s hareholders meeting. Attac hed are NF W C ’s financ ial s tatements as of, and for the twelve months ended, January 31, 2017. T he s tatements are pres ented in c o mparative fo rm, p rior to c urrent year, in order to id entify s ignific ant variances. Notab le items are: O perating C as h inc reas ed by 54% c omp ared to las t year; the available b alance of $160,084 is equal to app ro ximately 9 mo nths of o p erating expens es. C as h R es tric ted fo r C apital P rojec ts inc reas ed by $98,065 as c ap ital as s es s ments c o llec ted in 2016-17 fo r two pipeline rep airs had no t b een spent as o f January 31, 2017. Legal exp ens es remain the mos t s ignific ant cos t at $83,637 as Jac kson Tidus continues its wo rk to update bylaws , rules o f o p eratio ns, water rights , and other is s ues of importance to s hareho ld ers as d etermined by the Legal Ad-Hoc C o mmittee. T he financ ial s tatements were reviewed by the ac counting firm o f Van Lant & F ankhanel, who had no find ings as a res ult of their proc ed ures . R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n and F inance Department. F IS C AL IMPAC T : T here is no fis c al impact ass ociated with this agenda item. R ec o mmend ed b y: John Mura G eneral Manager/C EO R espec tfully s ubmitted: Brian Tomp kins Treasurer ATTAC H M E NTS: Description Type Financial Statements P resentation P resentation F Y 201 6-17 Financial Statements Backup Material APRIL 4, 2017 FINANCIAL STATEMENTS FOR FY 2016-17 FINANCIAL STATEMENTS & REPORTS •Annual Financial Report –Review Company’s Financial Position and Results of Operations –Instrument of Financial Disclosure 2 INDEPENDENT ACCOUNTANT’S REVIEW NO FINDINGS EXECUTIVE SUMMARY OF FINANCIAL STATEMENTS Assets Cash $ 160,084 Cash –Restricted for Capital Projects 218,866 Fixed Assets/Water Rights 2,978,991 Other Assets 17,658 TOTAL ASSETS 3,375,599 Liabilities $ 49,810 Shareholder Equity 3,325,789 TOTAL LIABILITIES & EQUITY $ 3,375,599 2016-17 Expenses Repairs & Maintenance $ 27,826 Property Taxes 28,326 Other General &Administrative 100,212 Depreciation 54,649 TOTAL EXPENSES 211,013 2016-17 Shareholder Assessments Shareholder Assessments –Operating 178,900 Shareholder Assessments –Capital 128,808 TOTAL SHAREHOLDER ASSESSMENTS 307,708 Change in Shareholder Equity $ 96,695 3 OPERATING BUDGET TO ACTUAL BUDGET ACTUAL Operating Labor / Equipment-EVWD $ 38,000 $ 19,676 Contract Services 17,200 10,350 Legal Services 85,000 83,637 Materials & Supplies 500 357 Administration 11,200 9,158 Insurance 4,100 4,060 Property , Franchise Taxes 30,000 29,126 $ 186,000 $ 156,364 Depreciation -54,649 $ 186,000 $ 211,013 2016-17 Assessments ($25)178,900 178,900 Increase in Operating Reserve $ (7,100)$ (32,113) 4 HIGHLAND, CALIFORNIA for years ending January 31, 2017 and January 31, 2016 FINANCIAL STATEMENTS North Fork Water Company A CALIFORNIA CORPORATION Table of Contents Schedule Page Organization Data 1 Independent Accountants’ Review Report 2 - 3 Statements of Financial Position 4 Statements of Activities 5 Statements of Changes in Shareholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 – 11 Supplementary Information Schedule of Property, Plant and Equipment, and Accumulated Depreciation One 12 – 13 Schedule of Shareholders Two 14 Statement of Financial Position Comments Three 15 - 16 North Fork Water Company (A California Corporation) Organization Data For the Years Ended January 31, 2017 and 2016 DATE AND STATE OF INCORPORATION 1885 - California DURATION OF CHARTER Perpetual Existence NATURE OF BUSINESS Water Company Located in Highland, California DATE OF EXEMPTION LETTER September 13, 1964 OFFICERS Ronald Coats President Christopher Carrillo Vice President Brian Tompkins Treasurer Justine Hendricksen Secretary DIRECTORS Charles Kiel Nanette Shelton Ronald Coats Christopher Carrillo James Morales, Jr. David Smith Margaret Wright MANAGER Under Agreement with East Valley Water District 1 2 3 2017 2016 Current Assets Cash 160,084$ 104,217$ Cash - Restricted for Capital Projects 218,866 120,801 Prepaid Expenses 15,747 15,956 Receivables Assessments 1,911 1,794 Total Current Assets 396,608 242,768 Property, Plant, and Equipment Improvements - Fencing 2,840 2,840 Pipelines and Valves 2,797,998 2,797,998 Construction In Progress 41,306 10,563 Less: Accumulated Depreciation (518,764) (464,115) Total Property, Plant, and Equipment 2,323,380 2,347,286 Other Assets Water Rights - January 31, 1952 655,611 655,611 Total Other Assets 655,611 655,611 Total Assets 3,375,599$ 3,245,665$ Current Liabilities Accounts Payable 49,810$ 16,571$ Total Current Liabilities 49,810 16,571 Shareholders' Equity Capital Stock Authorized 7,200 Shares - 7,156 Issued and Outstanding at $100 Stated Value 715,600 715,600 Additional Paid-In Capital 514,600 526,626 Contributed Capital 1,608,462 1,646,308 Retained Earnings 487,127 340,560 Total Shareholders' Equity 3,325,789 3,229,094 Total Liabilities and Shareholders' Equity 3,375,599$ 3,245,665$ See accompanying notes and Independent Accountants' Review Report. LIABILITIES AND SHAREHOLDERS' EQUITY North Fork Water Company (A California Corporation) Statements of Financial Position For the Years Ended January 31, 2017 and 2016 ASSETS 4 2017 2016 Revenues Water Sales -$ -$ ExpensesRepairs and Maintenance Labor and Equipment 19,676 30,021 Contracted 8,150 7,440 Administration 9,158 13,913 Accounting Fees 2,200 2,000 Legal 83,637 76,813 Materials and Supplies 357 125 Property Taxes 28,326 28,575 Insurance 4,060 4,016 Depreciation 54,649 54,843 Total Expenses 210,213 217,746 Loss from Operations (210,213) (217,746) Other Income Interest - - Total Other Income - - Excess of Expenses over Revenues before Provision for Income Taxes (210,213) (217,746) Provision for Income Taxes State Income Taxes 800 800 Excess of Expenses over Revenues before Contributions (211,013) (218,546) Contributions Shareholder Assessments - Operating 178,900 71,560 Shareholder Assessments - Capital 128,808 157,432 Change in Equity 96,695$ 10,446$ See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Statements of Activities For the Years Ended January 31, 2017 and 2016 5 Cumulative Common Stock Additional Excess of Total Issued and Paid-in Contributed Revenue Over Shareholders' Outstanding Capital Capital Expenses Equity Balance, January 31, 2016 715,600$ 526,626$ 1,646,308$ 340,560$ 3,229,094$ Shareholder Assessments 307,708 307,708 Excess of Expenses Over Revenues (211,013) (211,013) Allocate Depreciation (12,026) (37,846) 49,872 - Balance, January 31, 2017 715,600$ 514,600$ 1,608,462$ 487,127$ 3,325,789$ Cumulative Common Stock Additional Excess of Total Issued and Paid-in Contributed Revenue Over Shareholders' Outstanding Capital Capital Expenses Equity Balance, January 31, 2015 715,600$ 538,652$ 1,684,154$ 280,242$ 3,218,648$ Shareholder Assessments 228,992 228,992 Excess of Expenses Over Revenues (218,546) (218,546) Allocate Depreciation (12,026) (37,846) 49,872 - Balance, January 31, 2016 715,600$ 526,626$ 1,646,308$ 340,560$ 3,229,094$ See accompanying notes and Independent Accountants' Review Report. January 31, 2016 January 31, 2017 North Fork Water Company (A California Corporation) Statements of Changes in Shareholders' Equity For the Years Ended January 31, 2017 and 2016 6 2017 2016 Cash Flows from Operating Activities Cash Paid for Services and Materials (122,116)$ (216,248)$ Interest received - - Income Taxes Paid (800)(800) Net Cash used by Operating Activities (122,916) (217,048) Cash Flows from Financing Activities Contributions from Shareholders to Pay Suppliers 307,591 232,331 Payments Received on Promissory Notes - - Net Cash Provided by Financing Activities 307,591 232,331 Cash Flows from Investing Activities Acquisition and Construction of Assets (30,743)- Net Cash used for Investing Activities (30,743)- Net Increase in Cash 153,932 4,720 Cash, Beginning of Year 225,018 220,298 Cash, End of Year 378,950$ 225,018$ Reconciliation of Excess of Expenses over Revenues to Net Cash Used By Operating Activities Excess of Revenue over (under) Expenses (211,013)$ (218,546)$ Adjustments: Depreciation 54,649 54,843 (Increase) Decrease in: Prepaid Expenses 209 11 Interest Receivable - - Increase (Decrease) in: Accounts Payable and Accrued Liabiities 33,239 (53,356) Taxes Payable - - Net Cash used by Operating Activities (122,916)$ (217,048)$ See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Statements of Cash Flows For the Years Ended January 31, 2017 and 2016 7 North Fork Water Company (A California Corporation) Notes to Financial Statements For the Years Ended January 31, 2017 and 2016 NOTE 1 - NATURE OF OPERATIONS AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Nature of Operations North Fork Water Company is a mutual water company. The Company's primary purpose is to secure surface water from the Santa Ana River and other available sources for delivery to its shareholders in accordance with its delivery schedules and rules and regulations. Capitalization Policy The Company’s capitalization basis is cost if assets are purchased or constructed and fair value if assets are contributed. Depreciation of Plant and Equipment The carrying values of plant and equipment are depreciated over the estimated useful lives of the assets using the straight-line method. Provision for Income Taxes The Company is exempt from federal income taxes under Section 501(c)(12) of the Internal Revenue Code. Therefore, no provision for federal income taxes is reflected in the financial statements. State franchise tax is computed at the current corporate rate. For the fiscal years ended January 31, 2017 and 2016 state franchise taxes were $800. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, the actual results could differ from those estimates. Cash and Cash Equivalents For purposes of the statement of cash flows, the North Fork Water Company considers cash and cash equivalents as short term, highly liquid investments that are both readily convertible to known amounts of cash and so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Cash equivalents have an original maturity date of three months or less from the date of purchase. 8 North Fork Water Company (A California Corporation) Notes to Financial Statements For the Years Ended January 31, 2017 and 2016 As of January 31, 2017, the Company had $128,950 deposited with financial institutions that were in excess of federal depository insurance limits. The federal deposit insurance limit is $250,000. NOTE 2 - RELATED PARTY TRANSACTIONS As of January 31, 2017, East Valley Water District owned 83% of the outstanding shares of the Company. The Company and East Valley Water District have certain officers and directors in common. The following related party transactions occurred for the years ending January 31, 2017 and January 31, 2016: East Valley Water District paid the Company operating and capital assessments of $253,893 and $188,944 The Company paid East Valley Water District for labor and administration of $28,834 and $43,934 9 North Fork Water Company (A California Corporation) Notes to Financial Statements For the Years Ended January 31, 2017 and 2016 NOTE 3 - PROPERTY, PLANT, AND EQUIPMENT A summary of changes in property, plant and equipment follows: Balance Balance January 31, 2016 Additions Deletions January 31, 2017 Distribution System Pipelines $ 2,791,959 $- $- $2,791,959 Ditch Diversion Boxes 4,729 - - 4,729 Valves 1,310 - - 1,310 2,797,998 - - 2,797,998 Improvements Fencing – North Fork Intake 2,840 - - 2,840 Construction In Progress Pipeline Replacement 10,563 30,743 - 41,306 Total $ 2,811,401 $ 41,306 $- $2,842,144 Balance Balance January 31, 2015 Additions Deletions January 31, 2016 Distribution System Pipelines $ 2,791,959 $- $- $2,791,959 Ditch Diversion Boxes 4,729 - - 4,729 Valves 1,310 - - 1,310 2,762,355 - - 2,797,998 Improvements Fencing – North Fork Intake 2,840 - - 2,840 Construction In Progress Pipeline Replacement - 10,563 - 10,563 Total $ 2,765,195 $10,563 $- $2,811,401 10 North Fork Water Company (A California Corporation) Notes to Financial Statements For the Years Ended January 31, 2017 and 2016 NOTE 4 - ANNUAL SHAREHOLDER ASSESSMENTS Annual shareholder operating assessments were set at $25 per share for the year ended January 31, 2017. In addition, a capital replacement assessment of $18 per share was levied to pay for pipeline replacement and to establish a replacement reserve. NOTE 5 – CONSTRUCTION COMMITMENTS The board approved capital projects for the period ended January 31, 2017. The commitment remaining to contractors as of January 31, 2017 is $25,800. The capital project is related to the replacement and installation of a 30-inch pipeline of the North Fork Canal crossing at the Santa Ana River. NOTE 6 - SUBSEQUENT EVENTS In the preparation of these financial statements, the Company considered subsequent events through March 15, 2017, which is the date these financial statements were issued. 11 Schedule One Page 1 of 2 January 31, 2017 Date Beginning Ending Remaining Beginning Ending Acquired Balance Balance Life Years Balance Provision Balance Canal Replacements 1995 41,862$ 41,862$ 28 17,164$ 837$ 18,001$ Canals - 1/2 interest Various 67,610 67,610 67,610 - 67,610 Ditch Diversion Boxes 1985 4,729 4,729 19 2,897 95 2,992 Canals - 36" Pipeline 1995 8,958 8,958 27 3,849 179 4,028 Canal Replacement (La Tourette)1997 37,511 37,511 30 14,249 750 14,999 Canal Replacement (Plunge Creek Syphon to Cram School)1999 68,937 68,937 32 23,447 1,380 24,827 Pipeline Replacement 90' of 26" Pipeline (behind Walmart)2002 9,941 9,941 34 2,985 199 3,184 Pipeline Replacement 16" Pipeline (Highland Avenue) 2004 3,010 3,010 36 780 60 840 Canal Replacement 36" Pipeline - SAR to Plunge Creek Sandbox)2009 2,493,592 2,493,592 42.5 324,168 49,872 374,040 Pipeline Replacement 50' of 30" DIP - Highland at VFW Hall 2011 26,205 26,205 44 2,620 524 3,144 Pipeline Replacement 220' of 24" - SAR Xing to Turnout 2014 34,333 34,333 47 1,374 687 2,061 6" Gate Valve (Wier 17)2014 1,310 1,310 17 132 66 198 2,797,998 2,797,998 461,275 54,649 515,924 Improvements: Security Fencing - NF Intake 2003 2,840 2,840 0 2,840 2,840 Totals 2,800,838$ 2,800,838$ 464,115$ 54,649$ 518,764$ Construction in Progress 2017 10,563 41,306 0 --- See accompanying notes and Independent Accountants' Review Report. Property, Plant and Equipment Accumulated Depreciation North Fork Water Company (A California Corporation) Schedule of Property, Plant and Equipment, and Accumulated Depreciation For the Years Ended January 31, 2017 and 2016 12 Schedule One Page 2 of 2 January 31, 2016 Date Beginning Ending Remaining Beginning Ending Acquired Balance Balance Life Years Balance Provision Balance Canal Replacements 1995 41,862$ 41,862$ 29 16,327$ 837$ 17,164$ Canals - 1/2 interest Various 67,610 67,610 67,610 67,610 Ditch Diversion Boxes 1985 4,729 4,729 20 2,802 95 2,897 Canals - 36" Pipeline 1995 8,958 8,958 28 3,670 179 3,849 Canal Replacement (La Tourette) 1997 37,511 37,511 31 13,499 750 14,249 Canal Replacement (Plunge Creek 00 Syphon to Cram School) 1999 68,937 68,937 33 22,067 1,380 23,447 Pipeline Replacement 0 0 90' of 26" Pipeline (behind Walmart)2002 9,941 9,941 35 2,786 199 2,985 Pipeline Replacement 0 0 16" Pipeline (Highland Avenue) 2004 3,010 3,010 37 720 60 780 Canal Replacement 36" Pipeline - SAR to Plunge Creek Sandbox)2009 2,493,592 2,493,592 43.5 274,296 49,872 324,168 Pipeline Replacement --50' of 30" DIP - Highland at -- VFW Hall 2011 26,205 26,205 45 2,096 524 2,620 Pipeline Replacement 0 0 220' of 24" - SAR Xing to Turnout 2014 34,333 34,333 48 687 687 1,374 6" Gate Valve (Wier 17)2014 1,310 1,310 18 66 66 132 2,797,998 2,797,998 406,626 54,649 461,275 Improvements: Security Fencing - NF Intake 2003 2,840 2,840 0 2,646 194 2,840 Totals 2,800,838$ 2,800,838$ 409,272$ 54,843$ 464,115$ Construction in Progress 2017 - 10,563 0 --- See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Schedule of Property, Plant and Equipment, and Accumulated Depreciation For the Years Ended January 31, 2017 and 2016 Property, Plant and Equipment Accumulated Depreciation 13 Schedule Two Number of Shareholder Certificate Number(s)Shares Linda Spitzer 1391 4.00 Arnott Poulty Ranch 1316 138.00 Arnott Brothers Enterprises 1341 55.00 Gailen & Helen Arnott 1129 66.67 William Buster 1057 8.00 Brucie Cagle 1373 4.00 Calvary Chapel 1375 72.50 29300 Baseline Partners, LLC 1123, 1124 48.00 Richard Christianson 1148 3.00 East Valley Water District 5,904.49 Christina Moreno 1379 8.50 Nigel C. Smith 1378 3.00 Jose Gutierrez 1308 9.00 Thomas Hooker 1384 17.00 Robert Hooker 1383 17.00 First American Title 1381 36.00 Garland Kemper 1154 50.00 Kiel Family Trust 1126, 1165, 1258, 1328 143.00 Fred McNeal 1156, 1246, 1248 43.20 McNeal, Duckworth McNeal, Inc.1360 6.80 Helen Merritt 1390 2.00 Beverly Rich 708 5.00 Luis E. & Jacqueline R. Curiel 1382 3.50 Michael & Patricia Raley 1218 5.00 Wright Family Trust 1362 465.67 Yucaipa Valley W. D.1392 37.67 Total 7,156.00 See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Schedule of Shareholders For the Years Ended January 31, 2017 and 2016 14 Schedule Three Page 1 of 2 See accompanying notes and Independent Accountants’ Review Report. North Fork Water Company (A California Corporation) Statement of Financial Position Comments For the Years Ended January 31, 2017 and 2016 CURRENT ASSETS Current assets consisted of the following: 2017 2016 Cash in Checking $ 378,950 $ 225,018 Prepaid Insurance 1,707 1,670 Prepaid Taxes 14,040 14,286 Assessments Receivable 1,911 1,794 Totals $ 396,608 $ 242,768 WATER RIGHTS There is an agreement dated May 23, 1895, between North Fork Water Company and Bear Valley Land and Water Company (now Bear Valley Mutual Water Company) that provides for delivery of water to North Fork Water Company as follows: Month Day Inches June 500 July 600 August 600 September 550 October 450 November 400 December through May ¼ Flow of Santa Ana River at a point known as "The Divide" The water deliveries in the period June through November may be reallocated between months, but no more than 600 day inches are to be delivered in any one month. Water rights, as summarized above, have been valued at $655,611, which is the difference between the par value of the capital stock outstanding and the value of the remaining assets at January 31, 1952. 15 North Fork Water Company (A California Corporation) Statement of Financial Position Comments For the Years Ended January 31, 2017 and 2016 PROPERTY, PLANT AND EQUIPMENT A summary of property, plant and equipment, and accumulated depreciation is shown in Schedule One. The value of the one-half interest in canals was the appraised value in 1940, with subsequent additions being valued at cost. The provision for depreciation amounted to $54,649 computed at established rates using the straight-line method. CURRENT LIABILITIES Current liabilities consisted of the following: 2017 2016 Accrued Liabilities Accounts Payable Labor and Burden $ 122 $- Legal – January 14,198 - Landscaping 650 - EVWD Insurance Reimbursement 4,097 4,008 Independent Accountant’s Review Fee - 2,000 Capital Expense – Pipeline Surveying 14,599 - Capital Expense – Engineering Assessment 16,144 10,563 Total Accounts Payable 49,810 16,571 Total Current Liabilities $49,810 $ 16,571 16 S TAF F R E P ORT Agenda Item #5. Meeting Date: Ap ril 4, 2017 Dis c ussion Item To: Board of Direc tors From: G eneral Manager/C E O S ubject: P ro posed F Y 2017-18 Water Deliveries and O perational Upd ate R E C O MM E N D AT IO N: R eview the river flow trend s to d ate and the propos ed F Y 2017-18 water d eliveries . B AC KG R O UN D / AN ALYS IS : T he 1885 c o ntrac t terms es tablished specific water d elivery obligatio ns to the North F o rk Water C omp any s harehold ers during c o ntrac t and no n-contract perio d s . T he c o ntrac t mo nths of June through No vemb er are assigned s p ecific delivery o b ligations and no n-c o ntrac t mo nths receive 25% of the river flo w. During F Y 2016- 17 monthly water deliveries during no n-contract mo nths were es timated for upc o ming months bas ed o n previous S an Bernard ino Valley Water C o ns ervatio n Distric t flo w reports . D IS C US S ION C alifornia has been experienc ing a d ro ught fo r many years , whic h impac ts S anta Ana R iver flo ws . F o rtunately, the wet winter through the end o f 2016, and beginning of 2017 have allowed for better river flow res ulting in increas ed delivery amounts. S harehold ers rec eived .9 MI in January, 1.5 MI in F ebruary, 1.7 MI in Marc h, and 1.7 for Ap ril. Delivery amounts will c o ntinue to b e c alculated b as ed on ¼ o f the S anta Ana R iver flo w thro ugh May, and will b e p osted o n www.eas tvalley.org. T he S even O aks Dam operato rs have elec ted to cond uct s low releas es o f the d am through the beginning of 2017 as oppo s ed to p revio us years when they elec ted to do a large release in Ap ril. P ro p o s ed F Y 2017-18 Delivery S c hed ule Mo nth Miners Inc h Day (MI D) Es t. R iver F lo w C F S NF S hare C F S NF Miners Inc h Miners Inches p er S hare J anuary (Actual)¼ o f S anta Ana R iver 16 4 200 .9 F ebruary (Actual) ¼ o f S anta Ana R iver 32 8 400 1.5 March (Actual)¼ o f S anta Ana R iver 32 8 400 1.7 April ¼ o f S anta Ana R iver 32 8 400 1.7 May ¼ o f S anta Ana R iver T B D T B D T BD T BD J une 500 500 2.0 J uly 600 600 2.5 August 600 600 2.5 September 550 550 2.3 October 450 450 1.9 November 400 400 1.6 December ¼ o f S anta Ana R iver T B D T B D T BD T BD R ec o mmend ed b y: John Mura G eneral Manager/C EO R espec tfully s ubmitted: P atrick Milroy O p erations Manager In the event of a s ignific ant rain fall of more than o ne half inch, deliveries will auto matic ally b e halted. W hen water quality is c o mp romis ed, water is no t taken down the ditc h to p ro tect the d itc h from large quantities o f s edimentation. If a cus tomer would like to continue their s cheduled d elivery following a rain fall, c usto mers may c o ntact Eas t Valley Water District O p eratio ns Divis io n to resume their regularly s ched uled delivery. In ad d itio n, d eliveries may be halted due to c ircumstanc e beyo nd NF W C ’s c o ntrol as a result o f S an Bernardino C o unty F lood C ontro l, S outhern C alifornia Ed ison, or other o uts id e event. S taff will b e s ure to maintain communic ation with shareho ld ers that may be impac ted by unexpected delivery dis ruptions . S taff rec o mmend s app ro val o f the P ropos ed F Y 2017-18 Delivery S c hedule that will continue provid ing water d eliveries d uring no n-c ontrac t months at levels that reflect S anta Ana R iver flo ws . ATTAC H M E NTS: Description Type Water Deliveries and Operatio ns P rese ntatio n P resentation APRIL 4, 2017 WATER DELIVERIES & OPERATIONAL UPDATE WATER DELIVERIES •Rights under the 1885 Contract Terms 7 MONTH ALLOTMENT (MINER’S INCHES PER DAY) (MID) ALLOTMENT PER SHARE (MINER’S INCHES) (MI) January -May 25% of Santa Ana River Flow June 500 2.0 July 600 2.5 August 600 2.5 September 550 2.3 October 450 1.9 November 400 1.6 December 25% of Santa Ana River Flow CHANGES IN SANTA ANA RIVER FLOWS (CFS) 8 0 5 10 15 20 25 30 35 40 45 50 January February March April May June July August September October November December 2013 2014 2015 2016 2017-18 PROJECTED WATER DELIVERIES 9 MONTH ALLOTMENTS (MID)ALLOTMENTS PER SHARE(MI) January (Actual)200 0.9 February (Actual)400 1.5 March (Actual)400 1.7 April (Estimate)400 1.7 May (Estimate)350 1.5 June 500 2.0 July 600 2.5 August 600 2.5 September 550 2.3 October 450 1.9 November 400 1.6 December 25%of River Flow TBD OPERATIONAL UPDATE 2016-17 NORTH FORK CANAL WORK •Repair and Maintenance Activities –Cleaned Out Sandbox –Repaired Slide Gates at Weir 18 –Removed Graffiti at Plunge Creek Sandbox •Vandalism is a Continued Point of Concern Near Plunge Creek 11 SLIDE GATE REPAIR 12 GRAFFITI REMOVAL 13 SANTA ANA RIVER CROSSING •Riveted Steel Pipe •Installed in the 1930s •Continual Leaks 14 10 GALLONS PER HOUR LOST 650 LINEAR FEET SANTA ANA RIVER CROSSING Project Construction Design Construction Management Total Cost Replace 30 inch pipeline $ 52,000 $10,000 $15,000 $77,000 FY 2016-17 CAPITAL PROJECT 15 $38,500 ESTIMATED SHAREHOLDER COST PLUNGE CREEK PIPELINE REPAIR 16 •Protect Infrastructure •Eliminate Water Waste •Address Vandalism 36-INCH PIPELINE 200 LINEAR FEET Plunge Creek Siphon Option Project Design Construction Management Construction Total Cost 1 Repair Existing Pipe / Reinforce Concrete Armor $ 50,000 $ 10,000 $ 20,000 $ 80,000 2 Cure in place 120,000 18,000 0 138,000 3 Replace existing 140,000 21,000 TBD 161,000 FY 2017-18 CAPITAL PROJECT 17 $40,000 ESTIMATED SHAREHOLDER COST OPTION 1 RECOMMENDED PROJECT S TAF F R E P ORT Agenda Item #6. Meeting Date: Ap ril 4, 2017 Dis c ussion Item To: Board of Direc tors From: G eneral Manager/C E O S ubject: R eview and Ad o pt Budget and Asses s ments fo r F Y 2017-18 R E C O MM E N D AT IO N: R eview and adop t the p ro p o s ed F Y 2017-18 Budget. B AC KG R O UN D / AN ALYS IS : Eac h year at the North F o rk Water C o mp any (C omp any) annual s hareholder ’s meeting, staff p resents propo s ed o perating and capital budgets that predic t the cost of s ervice d elivery fo r the upc o ming year, includ ing rep airs to c o mp o nents of the C o mpany’s water distribution s ystem that are very old and deteriorated. T he 2017-18 p ropos ed b udgets continue to fund adminis trative efforts to d efine the rights and value associated with s hares held b y s hareho lders with d ivers e needs , and to c o ntinue to s earch fo r the mo st c ost-effec tive method for rep airing two s ec tions of pipe that span river/c reek b eds. O p erating Budget T he O perating Budget funds routine o p eratio ns , rep airs, and maintenanc e fo r the C ompany water delivery s ys tem. It also pays for adminis trative s ervic es s uch as rec o rd -keep ing and legal s ervic es , to keep sharehold ers info rmed ab o ut meetings , financ es and s hareho lder rights and obligatio ns . T he O perating Bud get p ro p o s ed fo r fisc al year 2017-18 is s hown below: Item 2016-17 Adopted 2016-17 Actual 2017-18 P roposed O perations Lab o r $ 32,000 $ 18,923 $ 25,000 Ad minis trative Labor 11,000 9,033 16,000 Eq uipment C harges 6,000 753 6,000 Directo r's F ee 200 125 200 C o ntrac t S ervices 15,000 8,150 11,000 Materials & S up p lies 500 357 500 P ro fes sional S ervic es 2,200 2,200 2,200 Legal S ervices 85,000 83,637 95,000 P ro p erty / F ranchis e Taxes 30,000 29,126 30,000 G eneral Ins uranc e 4,100 4,060 4,100 TO TAL $ 186,000 $ 156,364 $ 190,000 O p erating labor and C ontrac t S ervices have b een d ec reas ed as ac tual c o s ts for 2016-17 were s ignific antly lower than the amo unts bud geted. Adminis trative Labo r has been inc reas ed d ue to an expected increas e in antic ipated level of effo rt assisting legal couns el in their res earc h o f C omp any doc uments and records . T he bud get fo r legal s ervices has also inc reased to $95,000, as legal couns el c o ntinues to investigate the his tory, governanc e and rights related to owners hip in the No rth F ork Water C o mpany, and begins an effo rt to determine the value o f s hares . S taff prop o s es that the 2017-18 O perating Budget b e fund ed thro ugh a comb inatio n of o p erating as s es s ments, at $23 per share, and op erating reserves. T hes e two sourc es wo uld provide $164,588 and $25,412, res p ectively. C apital I mprovements S anta Ana R iver C rossing - T he prio r year C apital Budget inc lud ed $103,000 fo r design and cons truc tion c o s ts to repair the p ipeline cross ing the S anta Ana R iver. T he appro ved method of rep air invo lved s lip lining the exis ting pipeline to avoid disturbing the riverbed with c onstruc tio n equip ment, which would involve s ignific ant p ermitting issues. In December, s taff p roposed an alternate method fo r c o mpleting this rep air at the Engineering C ommittee meeting. T his metho d involves using a c rane to lo wer a new s ectio n of pip e into p lace while s till being able to avo id disturbing the river-bed. T he es timated cost to the C omp any for this method is $38,500, a s avings o f $64,500. P lunge Creek Crossing - T he p rior year C apital Bud get als o inc luded $22,000 to begin the d es ign fo r rep airs to the P lunge C reek cro s s ing. An engineering ass es s ment c o nduc ted in 2015 es timated that the to tal c o s ts fo r this p ro jec t would be b etween $140,000 and $350,000. T he Bo ard directed staff to c o ntinue to lo o k for mo re c o s t-effective s olutions. In acc ordanc e with Board directio n, s taff is also p ropos ing an alternative approach for this project. R ather than replac ing o r c oating the entire pip e, staff p ro poses to make minor repairs to the pipe as need ed, and then reinfo rc e c o nc rete armoring around the p ipe. T he estimated c o s t to the C o mpany fo r this project is $40,000, a s avings o f at leas t $30,000. T he total estimated cos t to North F o rk Water C o mp any for the two p ro jects above wo uld b e $78,500. As C apital As s es s ments c o llec ted las t year were $125,000, no additio nal fund s are need ed in fis cal year 2017-18. However, s taff is rec o mmend ing that the previous ly adopted b ud gets fo r the two p ro jec ts b e amend ed as follows : Item Project Budgets P roposed Amendments Amended B udgets P ip eline - S AR C ro s sing $ 103,000 $ (42,000)$ 61,000 P ip eline - P lunge C reek C ro ssing 22,000 42,000 64,000 TO TAL $ 125,000 $ 0 $ 125,000 S ince the c urrent pro jects are funded , with ap proximately 60% contingenc y, and there are no new p ro jects b eing p ropos ed , s taff is not recommending a C ap ital As s essment for F Y 2017-18. R ec o mmend ed b y: John Mura G eneral Manager/C EO R espec tfully s ubmitted: Brian Tomp kins Treasurer R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n, Engineering, and O peratio ns departments . F IS C AL IMPAC T : T here is no fis c al impact ass ociated with this agenda item. ATTAC H M E NTS: Description Type Budget and Asse sment P resentation P resentation APRIL 4, 2017 BUDGET & ASSESSMENTS 20 2016-17 OPERATING BUDGET TO ACTUAL BUDGET ACTUAL Operating Labor/Equipment-EVWD $ 38,000 $ 19,676 Contract Services 17,200 10,350 Legal Services 85,000 83,637 Materials & Supplies 500 357 Administration 11,200 9,158 Insurance 4,100 4,060 Property, Franchise Taxes 30,000 29,126 $ 186,000 $ 156,364 Depreciation -54,649 $ 186,000 $ 211,013 2016-17 Assessments ($25 per Share)178,900 178,900 NET $ (7,100)$ (32,113) PROPOSED 2017-18 BUDGET 21 DESCRIPTION ADOPTED 2016-17 BUDGET PROPOSED 2017-18 BUDGET OPERATING EXPENSES Operating Labor/Equipment -EVWD $ 38,000 $ 31,000 Contract Services 17,200 13,200 Legal Services 85,000 95,000 Materials & Supplies 500 500 Administration 11,000 16,000 Director Fees 200 200 Insurance 4,100 4,100 Property/Franchise Taxes 30,000 30,000 Total Operating Expenses $ 186,000 $ 190,000 CAPITAL EXPENDITURES $ 125,000 $ 0 CAPITAL IMPROVEMENT PROGRAM 22 ADOPTED CAPITAL IMPROVEMENT PROGRAM YEAR BUDGET CURRENT YEAR COSTS COSTS -TO- DATE North Fork Pipeline Surveying 2015-16 $ 16,000 $ 14,599 $ 14,599 Engineering Assessment 2015-16 30,000 14,424 24,987 Santa Ana River Crossing 2016-17 103,000 1,720 (1)1,720 Plunge Creek Crossing 2016-17 22,000 0 0 TOTALS $ 171,000 $ 30,743 $ 41,306 (1) Does not Include encumbrance of Merlin Johnson contract for $25,800 REVISED CAPITAL IMPROVEMENT PROGRAM 23 ADOPTED CAPITAL IMPROVEMENT PROGRAM YEAR BUDGET CURRENT YEAR COSTS COSTS -TO- DATE North Fork Pipeline Surveying 2015-16 $ 16,000 $ 14,599 $ 14,599 Engineering Assessment 2015-16 30,000 14,424 24,987 Santa Ana River Crossing 2016-17 61,000 1,720 (1)1,720 Plunge Creek Crossing 2016-17 64,000 0 0 TOTALS $ 171,000 $ 30,743 $ 41,306 (1) Does not Include encumbrance of Merlin Johnson contract for $25,800 TOTAL PROGRAM BUDGET REMAINS THE SAME PROPOSED 2017-18 ASSESMENTS 24 DESCRIPTION PROPOSED 2017-18 BUDGET Proposed Expenses Operating Expenses $ 190,000 Capital Expenditures 0 TOTA L PROPOSED EXPENSES $ 190,000 Proposed Funding -7,156 Shares Operating Assessment -$23 per share $ 164,588 Operating Reserves 25,412 Capital Assessment 0 TOTAL FUNDING $ 190,000 $23 2017-18 ASSESSMENTS $0 CAPITAL ASSESSMENTS CASH PROJECTION 25 OPERATING CAPITAL RESERVE TOTAL Balance -January 31, 2017 $ 160,084 $ 218,866 $ 378,950 Proposed 2017-18 Assessment 164,588 0 164,588 Proposed 2017-18 Expenditures (190,000)(78,500)(268,500) Projected Balance –January 31, 2018 $ 134,672 $ 140,366 $ 275,038