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HomeMy WebLinkAboutAgenda Packet - North Fork Water Company - 04/06/2021 (BOD)BOARD OF DIRECTORS ANNUAL MEETINGApril 6, 2021 - 2:00 PMVia Teleconference (Immediately after the conclusion of the April 6, 2021 Annual Meeting of the Shareholders) There will be no public location for attending this meeting in person. Members of the public and Shareholders may listen and provide public comment telephonically. Anyone wishing to join the meeting may do so using the following information: DIAL: 1-209-425-5876 and enter ACCESS CODE: 676 743 30# You may also join by clicking HERE to join the meeting via Microsoft Teams. AGENDA CALL TO ORDER ROLL CALL OF BOARD MEMBERS APPROVAL OF AGENDA PUBLIC COMMENTS DISCUSSION AND POSSIBLE ACTION ITEMS: 1.Board Re-Organization a) Election of Officers: -President -Vice President -Secretary -Chief Financial Officer -General Manager 2.Approve Minutes of May 21, 2020 Board of Directors Organizational Meeting 3.Report Regarding Acquisition of North Fork Water Company Shares by East Valley Water District 4.Consider Approval of Proposed FY 2021-22 Water Deliveries and Operational Update 5.Consider Approval of Financial Statements for FY 2020-21 6.Consider Approval of Budget and Assessments for FY 2021-22 D IRE C T O RS' C O M M E NT S AD J O URN Pursuant to Government Code Section 54954.2(a), any request for a disability-related modification or accommodation, including auxiliary aids or services, that is sought in order to participate in the above-agendized public meeting should be directed to the North Fork Board Secretary (909)885-4900 at least 72 hours prior to said meeting. NF Minutes 5/21/2020 sma Draft pending approval NORTH FORK WATER COMPANY 31111 GREENSPOT RD. HIGHLAND, CA 92346 BOARD OF DIRECTORS ORGANIZATIONAL MEETING May 21, 2020 VIA TELECONFERENCE MINUTES President Carrillo called the Annual Board of Directors meeting to order at 2:22 p.m. PRESENT: Chris Carrillo David Smith Phillip Goodrich James Morales Jr. Ron Coats ABSENT: None EVWD Staff: John Mura Brian Tompkins Justine Hendricksen Jeff Noelte Patrick Milroy Kerrie Bryan Shayla Antrim Kathy Burke Rudy Guerrero LEGAL COUNSEL: Michele Staples STOCKHOLDERS: Michelle Beresford Tom McNeal Fred McNeal Kenneth Meddock (Representing First American Title) GUEST(S): Jean Cihigoyenetche (EVWD Legal Counsel) Marty Cihigoyenetche (EVWD Legal Counsel) APPROVAL OF AGENDA M/S/C (Smith-Goodrich) by unanimous roll call vote that the May 21, 2020 agenda be approved as submitted. NF Minutes 5/21/2020 sma AMENDMENT OF ARTICLES OF INCORPORATION AND BY-LAWS TO REDUCE THE NUMBER OF DIRECTORS FROM SEVEN TO FIVE As discussed during the annual Shareholder meeting, changing the number of directors requires amendments to both the Articles of Incorporation and the By-Laws, with the amendment of the Articles requiring approval of a majority of the shareholders and the Board, and the amendment of the By-Laws requiring approval of a majority of the shareholders (no Board approval required). M/S/C (Morales-Goodrich) by unanimous roll call vote to amend the Articles of Incorporation to reduce the number of directors from seven to five. BOARD RE-ORGANIZATION ELECTION OF OFFICERS Director Coats moved that the current slate of officers be as follows: M/S/C (Coats-Goodrich) by unanimous roll call vote that David E. Smith be appointed Board President. M/S/C (Coats- Goodrich) by unanimous roll call vote that Phillip Goodrich be appointed Vice President. M/S/C (Coats- Goodrich) by unanimous roll call vote that Justine Hendricksen be appointed Secretary. M/S/C (Coats- Goodrich) by unanimous roll call vote that Brian Tompkins be appointed Treasurer. M/S/C (Coats- Goodrich) by unanimous roll call vote that John Mura be appointed General Manager. The Board Secretary announced that President Smith will take his position as President. APPROVAL OF BOARD OF DIRECTORS ANNUAL MEETING MINUTES FOR APRIL 2, 2019 M/S/C (Carrillo-Goodrich) by unanimous roll call vote that the April 2, 2019 Board of Directors annual meeting minutes be approved as submitted. REPORT REGARDING STATUS OF EAST VALLEY WATER DISTRICT ACQUISITION OF SHARES NF Minutes 5/21/2020 sma The General Manager provided an update regarding the status of remaining shares of North Fork Water Company (NFWC) not owned by East Valley Water District (EVWD) and the efforts to acquire the remaining shares. He stated that EVWD staff has been in negotiations with remaining shareholders and has offered fair market value for their shares. He added that EVWD currently owns approximately 97% of NFWC shares and EVWD Board of Directors approved action to acquire the remaining shares by eminent domain if necessary. PROPOSED FY 2020-21 WATER DELIVERIES AND OPERATIONAL UPDATE The Operations Manager provided an update on water deliveries and operations to the Board. He discussed the proposed abandonment of several weirs due to liability issues and no longer being utilized. The Chief Financial Officer reviewed proposed revisions to the Capital Improvement Program. He stated that staff recommends that $80,000 be transferred from the Plunge Creek Crossing project to the Weir Abandonment project due to urgency and potential liability concerns. M/S/C (Coats-Goodrich) by unanimous roll call vote that the Board accept the FY 2020-21 Water Deliveries and Operational Update as submitted. FINANCIAL STATEMENTS FOR FY 2019-20 The Chief Financial Officer reviewed the Financial Report, executive summary and operating budget with the Board. He stated that there were no findings in the independent accountant’s review. M/S/C (Morales-Goodrich) by unanimous roll call vote that the Board accept and file the Financial Report as submitted. BUDGET AND ASSESSMENTS FOR 2020-21 The Chief Financial Officer reviewed the proposed operating budget and the proposed fiscal year 2020-21 assessments. He stated that there was a reduction in operating labor which reduced the annual budget. He stated that staff is proposing the 2020-21 Operating Budget be funded through assessments, at $13 per share, and operating reserves. M/S/C (Carrillo-Goodrich) by unanimous roll call vote that the Board approve the proposed 2020-21 operating budget and $13 assessment per share. DIRECTORS’ COMMENTS Director Morales thanked Director Carrillo for his service serving as Board President and stated that he looks forward to President Smith taking over the position. NF Minutes 5/21/2020 sma President Smith thanked Director Carrillo for his time serving as Board President. PUBLIC COMMENTS President Smith declared the public participation of the meeting open at 2:51 p.m. There being no written or verbal comments the public participation section was closed. ADJOURN The meeting was adjourned at 2:52 p.m. ________________________ David E. Smith, President ____________________________ Justine Hendricksen, Secretary S TAF F R E P ORT Agenda Item #3. Meeting Date: Ap ril 6, 2021 Dis c ussion Item To: North F ork Water C ompany Meeting F rom: Legal C ouns el Subject: R eport R egarding Acquis ition of North F o rk Water C ompany S hares by Eas t Valley Water Dis tric t R E C O MME N D AT IO N: T his item is fo r info rmatio n o nly. B AC KGR O UN D / AN ALYS IS : Eas t Valley Water Dis tric t (“Distric t”) is the current o wner of over 99% of s hares in North F o rk Water C o mp any. O n Ap ril 22, 2020, the Dis tric t’s Bo ard of Directo rs authorized the initiation of eminent d o main p ro ceedings to ac q uire the app ro ximate 1% of s hares in No rth F o rk Water C o mp any no t owned by the Dis tric t (“projec t”). O n Augus t 11, 2020, as part of the eminent domain p roc es s , the Dis tric t sent written o ffers o f jus t c omp ensatio n to the other remaining s hareho ld ers o ffering to p urc has e their s hares at the apprais ed value. T he apprais ed s hare value of $569.00 p er s hare was es tablis hed thro ugh an ap p rais al updated on Ap ril 27, 2020 b y Brian J. Brad y and As s ociates , who the Dis tric t retained in 2017. Two s hareho lders agreed to sell their s hares to the Dis tric t upon receipt o f the Dis tric t’s written offer. T he Distric t then retained Web b and As s o c iates to perfo rm a review o f the project for c o mp liance with the C alifo rnia Environmental Q uality Act, whic h d etermined that the project is categoric ally exemp t. A Notice o f Exemptio n was is s ued, posted , and bec ame final o n O c to b er 21, 2020. O n January 27, 2021, the Dis tric t held a duly notic ed pub lic hearing to consider the nec es s ity o f ac q uiring the remaining s hares no t owned b y the Dis tric t. After s aid pub lic hearing, the Dis tric t ap p ro ved a R es o lutio n of Neces s ity autho rizing eminent domain p ro ceedings to acquire the remaining No rth F o rk Water C o mp any s hares to c o ns o lid ate and improve the efficiency of water s ervic e within the Dis tric t’s s ervic e area. S ince appro ving the R es o lutio n of Nec es s ity, the Dis tric t has c ontinued to nego tiate with o ther No rth F o rk Water C ompany s hareho ld ers to acquire the remaining s hares to taling les s than 1% interest in No rth F ork Water C ompany. NE X T S T EP S : T he Dis tric t will soon file s uit in S an Bernardino C o unty S uperior C ourt s eeking to acquire the remaining s hares in No rth F o rk Water C o mp any thro ugh eminent domain. R ecommended b y: Jo hn Mura G eneral Manager R es p ectfully s ubmitted : Martin C ihigoyenetc he Legal C o unsel fo r EVW D F IS C AL IMPAC T T here is no fis cal impac t to No rth F o rk Water C o mp any as s o ciated with this agend a item. STAFF REPORT Agenda Item #4. Meeting Date: April 6, 2021 Discussion Item To: North Fork Water Company Meeting From: General Manager Subject: Cons ider Approval o f Proposed FY 2021-22 Water Deliveries and Operational Update RECOMMEND ATION: Staff recommends that the Board o f Directors review and approve the proposed FY 2021-22 Delivery Schedule and Operational Update. BACKGROUN D / ANALYSIS: The 1885 contract terms established spec ific water delivery ob ligations to the North Fork Water Company (Company) shareho lders during contract and non-contract periods. The contract months of June through November are ass igned spec ific delivery obligations and non-contract months receive 25% of the river flo w. During FY 2020-21 monthly water deliveries during non-contract months were estimated for upcoming months based on previous San Bernard ino Valley Water Conservation District flow reports. DISCUSSION In January Shareho lders received 1.2 Miner’s Inch (MI) per share, February, 1.3 MI, and March, 1.0 MI. April, 0.94 MI and May is estimated at 0.97 MI. Delivery amounts for June through November will be at the contracted amounts, per the North Fork contract agreement. Even though the flow amounts reported for this year indicate that the Santa Ana River is flowing slightly below average, it has been noticed that the North Fork customers that have converted to the new water meter delivery method are us ing less water. A total of eleven water meters have been installed to date and only three weirs still need to be converted off the d itch. In the event of a s ignificant rain fall of more than one-half inch, deliveries will automatically be halted. When water quality is compromised, water is not taken down the ditch to protect the d itch from large quantities of sed imentation. If a customer would like to continue their scheduled delivery fo llowing a rain fall, customers may contact East Valley Water District Operations Divis ion to resume their regularly scheduled delivery. In add ition, deliveries may be halted due to c ircumstances beyond the Company’s control because of San Bernard ino County Flood Contro l, Southern California Ed ison, or another outs ide event. Staff will be sure to maintain communication with shareholders that may be impacted by unexpected delivery disruptions. R ecommended b y: Jo hn Mura G eneral Manager R espec tfully sub mitted: P atrick Milroy O p erations Manager T he c hart b elo w s hows the propo s ed month b y mo nth water d elivery s ched ule: R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n, F inanc e, and O p eratio ns Dep artments . F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. ATTACH M E N TS: Description Type P resentation P resentation WATER DELIVERIES & OPERATIONAL UPDATE April 6, 2021 WATER DELIVERIES MONTH ALLOTMENT (MINER’S INCHES PER DAY) ALLOTMENT PER SHARE (MINER’S INCHES) January -May 25% of Santa Ana River Flow June 500 2.0 July 600 2.5 August 600 2.5 September 550 2.3 October 450 1.9 November 400 1.6 December 25% of Santa Ana River Flow 2021-22 PROJECTED WATER DELIVERIES MONTH ALLOTMENT (MINER’S INCHES PER DAY) ALLOTMENT PER SHARE (MINER’S INCHES) January (Actual)287 1.2 February (Actual)337 1.3 March (Actual)237 1.0 April (Actual)225 0.94 May (Estimate)225 0.97 June 500 2.0 July 600 2.5 August 600 2.5 September 550 2.3 October 450 1.9 November 400 1.6 December (Estimate)25%of River Flow 1.0 CAPITAL IMPROVEMENT PROGRAM CAPITAL IMPROVEMENT PROJECT APPROVED BUDGET EXPENDITURES TO DATE BUDGET REMAINING Plunge Creek Crossing $ 50,000 $ 5,281 $ 44,719 Facility Abandonments 130,000 20,743 109,257 TOTAL $ 180,000 $ 26,024 $ 153,976 SUMMARY OF PROJECTS FUNDED BY CAPITAL RESERVE (RESTRICTED CASH) STAFF REPORT Agenda Item #5. Meeting Date: April 6, 2021 Discussion Item To: North Fork Water Company Meeting From: General Manager Subject: Cons ider Approval of Financ ial Statements for FY 2020-21 RECOMMEND ATION: Staff recommends that the financ ial statements for FY 2020-21 be adopted and filed. BACKGROUND / ANALYSIS: Section 5.05(b) of the North Fork Water Company (Company) Bylaws require that the Chief Financial Officer render to the Board of Directors (Board) an accounting of the Company’s transactions and financial condition at regular meetings of the Board. In order to comply with this section of the Bylaws, annual financ ial statements are prepared by staff, reviewed by an independent accounting firm, and presented to the Board at each annual shareho lders’ meeting. DISCUSSION Attached are the Company’s financ ial statements as of, and for the twelve months ended, January 31, 2021. The statements are presented in comparative form, prior to current year, in order to identify s ignificant variances. Notab le items are: Statement of Financial Position Operating Cash decreased by 13% from $126,091 to $109,307 representing use of the Operating Reserve. Cash - Restricted for Capital Projects remains unchanged at $160,135. No weir abandonments were completed due to limited staff activity during the COVID-19 pandemic. Assessment receivables decreased from $9,191 to $1,974 because East Valley Water District acquired 251 shares and resolved associated outstanding balance due. Statement of Activities Weir Abandonments - Due to the COVID-19 pandemic restrictions, the weir abandonment program has been postponed to the next fiscal year. Insurance - The Company's general liability insurance increased because East Valley Water District's insurance provider raised rates. The financial statements were reviewed by the accounting firm of CliftonLarsonAllen LLC (CLA), who had no findings as a result of their review procedures. R ecommended b y: Jo hn Mura G eneral Manager R espec tfully sub mitted: Brian Tomp kins C hief F inancial O ffic er R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n and F inanc e Departments. F IS C AL IMPAC T T here is no fis cal impac t as s o c iated with this agend a item. ATTACH M E N TS: Description Type P resentation P resentation North Fork Financial Statement F Y 2020-2 1 Backup Material FINANCIAL STATEMENTS FY 2020-21 April 6, 2021 FINANCIAL STATEMENTS AND REPORTS •Annual Financial Report •Review Company’s Financial Position and Results of Operations •Instrument of Financial Disclosure INDEPENDENT ACCOUNTANT’S REVIEW NO FINDINGS STATEMENT OF FINANCIAL POSITION Assets Cash $ 109,307 Cash –Restricted for Capital Projects 160,135 Fixed Assets / Water Rights 3,515,862 Less: Accumulated Depreciation (742,112) Construction In Progress 0 Other Assets 20,422 TOTAL ASSETS $ 3,063,614 Liabilities $ 10,946 Shareholder Equity 3,052,668 TOTAL LIABILITIES & EQUITY $ 3,063,614 STATEMENT OF ACTIVITIES BUDGET ACTUAL Operating Labor / Equipment -EVWD $ 11,000 $ 11,743 Contract Maintenance 10,000 7,800 Legal Services 26,000 43,374 Other Professional Services 4,700 4,650 Administration 12,000 13,350 Materials & Supplies 100 0 Insurance 3,700 6,284 Property, Franchise Taxes 32,500 28,612 Depreciation 0 61,118 Operating Expenses $ 100,000 $ 176,931 Shareholder Assessment –Operating ($13)93,028 92,560 Change In Equity -Decrease $ 6,972 $ 84,371 HIGHLAND, CALI F O R NIA fo r years ending January 31, 2021 and January 31, 2020 FINANCIAL STATEMENTS North Fork Water Company A C ALI F O R NIA CORPO RATION Table of Contents Schedule Page Organization Data 1 Independent Accountants’ Review Report 2 - 3 Statements of Financial Position 4 Statements of Activities 5 Statements of Changes in Shareholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 - 11 Supplementary Information Schedule of Property, Plant and Equipment, and Accumulated Depreciation One 12 - 13 Schedule of Shareholders Two 14 Statement of Financial Position Comments Three 15 - 16 North Fork Water Company (A California Corporation) Organization Data January 31, 2021 and 2020 1 DATE AND STATE OF INCORPORATION 1885 - California DURATION OF CHARTER Perpetual Existence NATURE OF BUSINESS Water Company Located in Highland, California DATE OF EXEMPTION LETTER September 13, 1964 OFFICERS David Smith President Phillip Goodrich Vice President Brian Tompkins Treasurer Justine Hendricksen Secretary DIRECTORS David Smith Ronald Coats James Morales, Jr. Phillip Goodrich Chris Carrillo MANAGER Under Agreement with East Valley Water District 2 3 2021 2020 Current Assets Cash 109,307$ 126,091$ Cash - Restricted for Capital Projects 160,135 160,135 Prepaid Expenses 18,448 17,111 Assessments Receivable 1,974 9,191 Total Current Assets 289,864 312,528 Property, Plant, and Equipment Improvements - Fencing 2,840 2,840 Pipelines and Valves 2,857,411 2,857,411 Construction In Progress - 5,281 Less: Accumulated Depreciation (742,112) (686,275) Total Property, Plant, and Equipment 2,118,139 2,179,257 Other Assets Water Rights - January 31, 1952 655,611 655,611 Total Other Assets 655,611 655,611 Total Assets 3,063,614$ 3,147,396$ Current Liabilities Accounts Payable 10,946$ 10,357$ Total Current Liabilities 10,946 10,357 Balance, January 31, 2020 Capital Stock Authorized 7,200 Shares - 7,156 Issued and Outstanding at $100 Stated Value 715,600 715,600 Additional Paid-In Capital 466,496 478,522 Contributed Capital 1,457,078 1,494,924 Retained Earnings 413,494 447,993 Total Shareholders' Equity 3,052,668 3,137,039 Total Liabilities and Shareholders' Equity 3,063,614$ 3,147,396$ See accompanying notes and Independent Accountants' Review Report. LIABILITIES AND SHAREHOLDERS' EQUITY North Fork Water Company (A California Corporation) Statements of Financial Position January 31, 2021 and 2020 ASSETS 4 2021 2020 Revenues Water Sales -$ -$ Expenses Repairs and Maintenance Labor and Equipment 11,743 9,417 Contracted 7,800 7,150 Weir Abandonments - 20,743 Administration 13,350 10,220 Accounting Fees 2,400 2,400 Other Professional Services 2,250 8,031 Legal 43,374 55,051 Materials and Supplies - 1,301 Property Taxes 27,812 31,065 Insurance 6,284 3,674 Depreciation 61,118 55,837 Total Expenses 176,131 204,889 Loss from Operations (176,131) (204,889) Excess of Expenses over Revenues before Provision for Income Taxes (176,131) (204,889) Provision for Income Taxes State Income Taxes 800 800 Excess of Expenses over Revenues before Contributions (176,931) (205,689) Contributions Shareholder Assessments - Operating 92,560 114,532 Change in Equity (84,371)$ (91,157)$ See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Statements of Activities January 31, 2021 and 2020 5 Cumulative Common Stock Additional Excess of Total Issued and Paid-in Contributed Revenue Over Shareholders' Outstanding Capital Capital Expenses Equity Balance, January 31, 2020 715,600$ 478,522$ 1,494,924$ 447,993$ 3,137,039$ Shareholder Assessments 92,560 92,560 Excess of Expenses Over Revenues (176,931) (176,931) Allocate Depreciation (12,026) (37,846) 49,872 - Balance, January 31, 2021 715,600$ 466,496$ 1,457,078$ 413,494$ 3,052,668$ Cumulative Common Stock Additional Excess of Total Issued and Paid-in Contributed Revenue Over Shareholders' Outstanding Capital Capital Expenses Equity Balance, January 31, 2019 715,600$ 490,548$ 1,532,770$ 489,278$ 3,228,196$ Shareholder Assessments 114,532 114,532 Excess of Expenses Over Revenues (205,689) (205,689) Allocate Depreciation (12,026) (37,846) 49,872 - Balance, January 31, 2020 715,600$ 478,522$ 1,494,924$ 447,993$ 3,137,039$ See accompanying notes and Independent Accountants' Review Report. January 31, 2020 January 31, 2021 North Fork Water Company (A California Corporation) Statements of Changes in Shareholders' Equity January 31, 2021 and 2020 6 2021 2020 Cash Flows from Operating Activities Cash Paid for Services and Materials (115,761)$ (156,228)$ Income Taxes Paid (800) (800) Net Cash used by Operating Activities (116,561) (157,028) Cash Flows from Financing Activities Contributions from Shareholders to Pay Suppliers 99,777 120,650 Net Cash Provided by Financing Activities 99,777 120,650 Cash Flows from Investing Activities Acquisition and Construction of Assets - - Net Cash used for Investing Activities - - Net Increase (Decrease) in Cash (16,784) (36,378) Cash, Beginning of Year 286,226 322,604 Cash, End of Year 269,442$ 286,226$ Reconciliation of Excess of Expenses over Revenues to Net Cash Used By Operating Activities Excess of Revenue over (under) Expenses (176,931)$ (205,689)$ Adjustments: Depreciation 61,118 55,837 (Increase) Decrease in: Prepaid Expenses (1,337) (533) Increase (Decrease) in: Accounts Payable and Accrued Liabilities 589 (6,643) Net Cash used by Operating Activities (116,561)$ (157,028)$ See accompanying notes and Independent Accountants' Review Report. North Fork Water Company (A California Corporation) Statements of Cash Flows January 31, 2021 and 2020 7 North Fork Water Company (A California Corporation) Notes to Financial Statements January 31, 2021 and 2020 8 NOTE 1 - NATURE OF OPERATIONS AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Nature of Operations North Fork Water Company (the Company) is a mutual water company. The Company's primary purpose is to secure surface water from the Santa Ana River and other available sources for delivery to its shareholders in accordance with its delivery schedules and rules and regulations. Capitalization Policy The Company’s capitalization basis is cost if assets are purchased or constructed and acquisition value if assets are contributed. Depreciation of Plant and Equipment The carrying values of plant and equipment are depreciated over the estimated useful lives of the assets using the straight-line method. Provision for Income Taxes The Company is exempt from federal income taxes under Section 501(c)(12) of the Internal Revenue Code. Therefore, no provision for federal income taxes is reflected in the financial statements. State franchise tax is computed at the current corporate rate. For the fiscal years ended January 31, 2021 and 2020 state franchise taxes were $800. Use of Estimates The preparation of financial statements in conformity with United States generally accepted accounting principles requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, the actual results could differ from those estimates. North Fork Water Company (A California Corporation) Notes to Financial Statements January 31, 2021 and 2020 9 NOTE 1 - NATURE OF OPERATIONS AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued Cash and Cash Equivalents For purposes of the statement of cash flows, the North Fork Water Company considers cash and cash equivalents as short term, highly liquid investments that are both readily convertible to known amounts of cash and so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Cash equivalents have an original maturity date of three months or less from the date of purchase. As of January 31, 2021, the Company had $19,442 deposited with financial institutions that were in excess of federal depository insurance limits. The federal deposit insurance limit is $250,000. NOTE 2 - RELATED PARTY TRANSACTIONS As of January 31, 2021, East Valley Water District owned 99.5% of the outstanding shares of the Company. The Company and East Valley Water District have certain officers and directors in common. The following related party transactions occurred for the years ending January 31, 2021 and January 31, 2020:  East Valley Water District paid the Company operating and capital assessments of $91,433 and $105,411  The Company paid East Valley Water District for labor and administration of $25,093 and $19,637 NOTE 3 – DEPARTURE FROM US GAAP As noted in Note 2, East Valley Water District owns 99.5% of the Company and may appoint (or approve) a controlling majority of the members of the Company’s governing board. Under the AICPA’s Audit and Accounting Guide for State and Local Governments, this characterizes the Company as a governmental entity and therefore subject to the financial reporting standards required by the Governmental Accounting Standards Board (GASB). The accompanying financial statements were prepared in accordance with the reporting requirements of the Financial Accounting Standards Board (FASB) which represents a known departure from US GAAP. North Fork Water Company (A California Corporation) Notes to Financial Statements January 31, 2021 and 2020 10 NOTE 4 - PROPERTY, PLANT, AND EQUIPMENT A summary of changes in property, plant and equipment follows: Balance Balance January 31, 2020 Additions Deletions January 31, 2021 Distribution System Pipelines 2,851,372$ -$ -$ 2,851,372$ Ditch Diversion Boxes 4,729 - - 4,729 Valves 1,310 - - 1,310 2,857,411 - - 2,857,411 Improvements Fencing – North Fork Intake 2,840 - - 2,840 Construction In Progress Pipeline Replacement 5,281 - (5,281) - Total 2,865,532$ -$ (5,281)$ 2,860,251$ Balance Balance Balance, January 31, 2021 January 31, 2019 Additions Deletions January 31, 2020 Distribution System Pipelines 2,851,372$ -$ -$ 2,851,372$ 1/31/2020 4,729 - - 4,729 Valves 1,310 - - 1,310 2,857,411 - - 2,857,411 Improvements Fencing – North Fork Intake 2,840 - - 2,840 Construction In Progress Pipeline Replacement 5,281 - - 5,281 Total 2,865,532$ -$ -$ 2,865,532$ North Fork Water Company (A California Corporation) Notes to Financial Statements January 31, 2021 and 2020 11 NOTE 5 - ANNUAL SHAREHOLDER ASSESSMENTS Annual shareholder operating assessments were set at $13 per share for the year ended January 31, 2021. No capital assessments were levied during the year. NOTE 6 - SUBSEQUENT EVENTS In the preparation of these financial statements, the Company considered subsequent events through March 22, 2021, which is the date these financial statements were issued. THIS PAGE IS LEFT BLANK INTENTIONALLY SUPPLEMENTARY INFORMATION Schedule One Page 1 of 2 January 31, 2021 Date Beginning Ending Remaining Beginning Ending Acquired Balance Balance Life Years Balance Provision Balance Canal Replacements 1995 41,862$ 41,862$ 24 20,512$ 837$ 21,349$ Canals - 1/2 interest Various 67,610 67,610 67,610 - 67,610 Ditch Diversion Boxes 1985 4,729 4,729 15 3,277 95 3,372 Canals - 36" Pipeline 1995 8,958 8,958 23 4,565 179 4,744 Canal Replacement (La Tourette)1997 37,511 37,511 26 17,249 750 17,999 Canal Replacement (Plunge Creek Syphon to Cram School)1999 68,937 68,937 28 28,967 1,380 30,347 Pipeline Replacement 90' of 26" Pipeline (behind Walmart)2002 9,941 9,941 30 3,781 199 3,980 Pipeline Replacement 16" Pipeline (Highland Avenue)2004 3,010 3,010 32 1,020 60 1,080 Canal Replacement 36" Pipeline - SAR to Plunge Creek Sandbox)2009 2,493,592 2,493,592 38.5 523,656 49,872 573,528 Pipeline Replacement 50' of 30" DIP - Highland at VFW Hall 2011 26,205 26,205 40 4,716 524 5,240 Pipeline Replacement 220' of 24" - SAR Xing to Turnout 2014 34,333 34,333 43 4,122 687 4,809 6" Gate Valve (Wier 17)2014 1,310 1,310 13 396 66 462 Pipeline Replacement 80' of 30" - SAR Xing at 7 Oaks Dam 2017 59,413 59,413 46 3,564 1,188 4,752 2,857,411 2,857,411 683,435 55,837 739,272 Improvements: Security Fencing - NF Intake 2003 2,840 2,840 0 2,840 2,840 Totals 2,860,251$ 2,860,251$ 686,275$ 55,837$ 742,112$ Construction in Progress Various 5,281$ -$ 0 --- North Fork Water Company (A California Corporation) Schedule of Property, Plant and Equipment, and Accumulated Depreciation January 31, 2021 Property, Plant and Equipment Accumulated Depreciation 12 Schedule One Page 2 of 2 January 31, 2020 Date Beginning Ending Remaining Beginning Ending Acquired Balance Balance Life Years Balance Provision Balance Canal Replacements 1995 41,862$ 41,862$ 24 19,675$ 837$ 20,512$ Canals - 1/2 interest Various 67,610 67,610 67,610 - 67,610 Ditch Diversion Boxes 1985 4,729 4,729 15 3,182 95 3,277 Canals - 36" Pipeline 1995 8,958 8,958 23 4,386 179 4,565 Canal Replacement (La Tourette)1997 37,511 37,511 26 16,499 750 17,249 Canal Replacement (Plunge Creek Syphon to Cram School)1999 68,937 68,937 28 27,587 1,380 28,967 Pipeline Replacement 90' of 26" Pipeline (behind Walmart)2002 9,941 9,941 30 3,582 199 3,781 Pipeline Replacement 16" Pipeline (Highland Avenue)2004 3,010 3,010 32 960 60 1,020 Canal Replacement 36" Pipeline - SAR to Plunge Creek Sandbox)2009 2,493,592 2,493,592 38.5 473,784 49,872 523,656 Pipeline Replacement 50' of 30" DIP - Highland at VFW Hall 2011 26,205 26,205 40 4,192 524 4,716 Pipeline Replacement 220' of 24" - SAR Xing to Turnout 2014 34,333 34,333 43 3,435 687 4,122 6" Gate Valve (Wier 17)2014 1,310 1,310 13 330 66 396 Pipeline Replacement 80' of 30" - SAR Xing at 7 Oaks Dam 2017 59,413 59,413 46 2,376 1,188 3,564 2,857,411 2,857,411 627,598 55,837 683,435 Improvements: Security Fencing - NF Intake 2003 2,840 2,840 0 2,840 2,840 Totals 2,860,251$ 2,860,251$ 630,438$ 55,837$ 686,275$ Construction in Progress Various 5,281$ 5,281$ 0 --- Property, Plant and Equipment Accumulated Depreciation North Fork Water Company (A California Corporation) Schedule of Property, Plant and Equipment, and Accumulated Depreciation January 31, 2020 13 Schedule Two Number of Shareholder Certificate Number(s)Shares Brucie Cagle 1373 4.00 Richard and Sandra Christianson 1148 3.00 East Valley Water District 7,123.50 Christina Moreno 1379 8.50 Nigel C. Smith 1378 3.00 Santiago Avina 1308 9.00 Michael & Patricia Raley 1414 5.00 Total 7,156.00 North Fork Water Company (A California Corporation) Schedule of Shareholders January 31, 2021 14 Schedule Three Page 1 of 2 See accompanying notes and Independent Accountants’ Review Report. 15 North Fork Water Company (A California Corporation) Statement of Financial Position Comments January 31, 2021 and 2020 CURRENT ASSETS Current assets consisted of the following: 2021 2020 Cash in Checking 269,442$ 286,226$ Prepaid Insurance 5,124 2,624 Prepaid Taxes 13,324 14,487 Assessments Receivable 1,974 9,191 Totals 289,864$ 312,528$ WATER RIGHTS There is an agreement dated May 23, 1895, between North Fork Water Company and Bear Valley Land and Water Company (now Bear Valley Mutual Water Company) that provides for delivery of water to North Fork Water Company as follows: Month Day Inches June 500 July 600 August 600 September 550 October 450 November 400 December through May ¼ Flow of Santa Ana River at a point known as "The Divide" The water deliveries in the period June through November may be reallocated between months, but no more than 600 day inches are to be delivered in any one month. Water rights, as summarized above, have been valued at $655,611, which is the difference between the par value of the capital stock outstanding and the value of the remaining assets at January 31, 1952. Schedule Three Page 2 of 2 See accompanying notes and Independent Accountants’ Review Report. 16 North Fork Water Company (A California Corporation) Statement of Financial Position Comments January 31, 2021 and 2020 PROPERTY, PLANT AND EQUIPMENT A summary of property, plant and equipment, and accumulated depreciation is shown in Schedule One. The value of the one-half interest in canals was the appraised value in 1940, with subsequent additions being valued at cost. The provision for depreciation amounted to $61,118 computed at established rates using the straight- line method. CURRENT LIABILITIES Current liabilities consisted of the following: 2021 2020 Accrued Liabilities Accounts Payable Labor and Burden 1,362$ 1,525$ Legal - January 150 1,884 Landscaping 650 650 EVWD Insurance Reimbursement 8,784 6,298 Total Accounts Payable 10,946$ 10,357$ STAFF REPORT Agenda Item #6. Meeting Date: April 6, 2021 Discussion Item To: North Fork Water Company Meeting From: General Manager Subject: Cons ider Approval of Budget and Assessments for FY 2021-22 RECOMMEND ATION: Staff recommends that the Board of Directors review and adopt the proposed FY 2021-22 Budget and Assessments. BACKGROUND / ANALYSIS: Each year at the North Fork Water Company (N FWC or Company) annual shareho lders’ meeting, staff presents proposed operating and cap ital budgets that pred ict the cost of service delivery for the upcoming year, inc lud ing repairs to components of the Company’s water d istribution system. DISCUSSION Operating Budget The Operating Budget funds routine operations, repairs, and maintenance for the Company water delivery system. It also pays for administrative services such as record-keeping and legal services, to keep shareholders informed about meetings and finances. The Operating Budget proposed for fiscal year 2021-22 is shown below with prior year budget and actual numbers for comparison: T he bud get fo r O p erating Labor and Equip ment C harges remains at $11,000. Although the need to operate weirs has almos t completely b een eliminated , P roductio n s taff c o ntinues to routinely ins pec t fac ilities along the North F o rk p ip eline for p ro blems as it is still an imp o rtant, s econd ary intake for water to the Dis tric t’s P lant 134. T he bud get for legal s ervic es has b een ad jus ted up ward as the b udget fo r 2020-21 was c learly too lo w. C o ntinued legal s uppo rt will b e needed fo r planning ongo ing operations of the C o mp any onc e it is wholly owned b y E VW D. S taff p ro poses that the 2021-22 O perating Bud get be fund ed thro ugh a c ombination of operating as s es s ments , at $13 per s hare, and o p erating cash o n hand . T hes e two sources would provid e $93,028 and $6,972, res p ectively. T he draw on o p erating cas h will leave a balanc e of ap p ro ximately $102,000 at the end o f the fis c al year. C ap ital Imp ro vements T he NF W C C ap ital Imp ro vement P rogram (C I P ) has two o p en c ap ital p ro jec ts, desc rib ed b elo w: P lunge Creek Crossing – T he purpose o f this projec t is to rep air leaks in the North F ork pipeline as it c ros s es P lunge C reek. T he rec o mmend ed method for rep air is to make minor rep airs to the pipe as need ed , and then reinfo rc e c o nc rete armoring aro und the pipe. T he Bo ard has authorized a b udget of $50,000 for this p ro ject, ho wever, with mo s t irrigators having s o ld their shares or having b een transitio ned to the Dis tric t’s distrib utio n pipeline s ystem, and the Dis tric t’s P lant 134 taking a majo rity of water d eliveries from the S tate Water P roject, s taff is developing an alternate recommend atio n fo r the P lunge C reek c ro s s ing. T here are no p lans to incur c o s ts on this p rojec t in F Y 2021-22. F acility Abandonments – T he p urp o s e of this projec t is to effectively and safely abandon weirs , p ip es , and o ther o p en facilities that are no lo nger needed fo r C o mpany operations . T here were no ab and o nments c omp leted in F Y 2020-21 d ue to the need to fo cus limited EVW D staffing res o urces on maintenanc e ac tivities. S taff is currently in d is cus s ions with Merlin Jo hnson C onstruc tion ab o ut res uming ab and o nments , p ossibly completing 2 or 3 in F Y 2021-22. T he es timated c os t fo r eac h aband o nment is $22,000 and there is $109,257 remaining in the b ud get for this work. T he tab le b elo w p res ents a summary of the C ap ital Impro vement P rogram at 1/31/2021: As no c apital exp enditures oc curred in F Y 2020-21, and the propos ed wo rk targeted for completion in F Y 2021-22 is p ro jec ted to be les s than the current C ap ital R es erve (R es tricted C ash) balanc e o f $160,135, s taff is not rec o mmend ing a c ap ital as s essment fo r fis cal year 2021-22. R E VIE W B Y O T HE R S : T his agenda item has been reviewed by the Ad minis tratio n, F inanc e, and O p eratio ns Dep artments . F IS C AL IMPAC T R ecommended b y: Jo hn Mura G eneral Manager R espec tfully sub mitted: Brian Tomp kins C hief F inancial O ffic er F IS C AL IMPAC T Adoptio n of the O perating Budget as p resented autho rizes operating expenses o f $95,000 fo r fis c al year 2021- 22 and d oes not c hange autho rized expend itures fro m capital res erves. ATTACH M E N TS: Description Type P resentation P resentation BUDGET & ASSESSMENTS April 6, 2021 PROPOSED 2021-22 BUDGET DESCRIPTION ADOPTED 2020-21 BUDGET PROPOSED 2021-22 BUDGET OPERATING EXPENSES Operating Labor/Equipment -EVWD $ 11,000 $ 11,000 Contract Services 10,000 8,500 Legal Services 26,000 31,000 Materials & Supplies 100 100 Administration 12,000 12,000 Other Professional Services 4,700 2,500 Insurance 3,700 6,400 Property/Franchise Taxes 32,500 28,500 Total Operating Expenses $ 100,000 $ 100,000 PROPOSED 2021-22 ASSESSMENTS DESCRIPTION PROPOSED 2021-22 BUDGET Proposed Expenses Operating Expenses $ 100,000 Capital Expenditures 0 TOTA L PROPOSED EXPENSES $ 100,000 Proposed Funding -7,156 Shares Operating Assessment -$13 per share $ 93,028 Operating Cash -Current Balance $ 109,307 6,972 Capital Assessment 0 TOTAL FUNDING $ 100,000 $13 2020-21 ASSESSMENTS $0 CAPITAL ASSESSMENTS